79C3C34C52B45572883A05D425EB0F82
EU General Data Protection Regulation (2016)
https://eur-lex.europa.eu/eli/reg/2016/679/oj
http://leaux.net/URLS/ConvertAPI Text Files/2C428DA533FFEFC266D92020D3B61746.en.txt
Examining the file media/Synopses/2C428DA533FFEFC266D92020D3B61746.html:
This file was generated: 2020-12-01 05:03:34
Indicators in focus are typically shown highlighted in yellow; |
Peer Indicators (that share the same Vulnerability association) are shown highlighted in pink; |
"Outside" Indicators (those that do NOT share the same Vulnerability association) are shown highlighted in green; |
Trigger Words/Phrases are shown highlighted in gray. |
Link to Orphaned Trigger Words (Appendix (Indicator List, Indicator Peers, Trigger Words, Type/Vulnerability/Indicator Overlay)
Applicable Type / Vulnerability / Indicator Overlay for this Input
Political / Illegal Activity
Searching for indicator unlawful:
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p.(None): data subject can reasonably expect at the time and in the context of the collection of the personal data that processing for that
p.(None): purpose may take place. The interests and fundamental rights of the data subject could in particular override the interest of
p.(None): the data controller where personal data are processed in circumstances where data subjects do not reasonably expect further
p.(None): processing. Given that it is for the legislator to provide by law for the legal basis for public authorities to process personal data,
p.(None): that legal basis should not apply to the processing by public authorities in the performance of their tasks. The processing of
p.(None): personal data strictly necessary for the purposes of preventing fraud also constitutes a legitimate interest of the data controller
p.(None): concerned. The processing of personal data for direct marketing purposes may be regarded as carried out for a legitimate
p.(None): interest.
p.(None): (48) Controllers that are part of a group of undertakings or institutions affiliated to a central body may have a legitimate interest in
p.(None): transmitting personal data within the group of undertakings for internal administrative purposes, including the processing of
p.(None): clients' or employees' personal data. The general principles for the transfer of personal data, within a group of undertakings, to
p.(None): an undertaking located in a third country remain unaffected.
p.(None): (49) The processing of personal data to the extent strictly necessary and proportionate for the purposes of ensuring network and
p.(None): information security, i.e. the ability of a network or an information system to resist, at a given level of confidence, accidental
p.(None): events or unlawful or malicious actions that compromise the availability, authenticity, integrity and confidentiality of stored or
p.(None): transmitted personal data, and the security of the related services offered by, or accessible via, those networks and systems,
p.(None): by public authorities, by computer emergency response teams (CERTs), computer security incident response teams
p.(None): (CSIRTs), by providers of electronic communications networks and services and by providers of security technologies and
p.(None): services, constitutes a legitimate interest of the data controller concerned. This could, for example, include preventing
p.(None): unauthorised access to electronic communications networks and malicious code distribution and stopping ‘denial of service’
p.(None): attacks and damage to computer and electronic communication systems.
p.(None): (50) The processing of personal data for purposes other than those for which the personal data were initially collected should be
p.(None): allowed only where the processing is compatible with the purposes for which the personal data were initially collected. In such
p.(None): a case, no legal basis separate from that which allowed the collection of the personal data is required. If the processing is
p.(None): necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, Union or Member State law may determine and specify the tasks and purposes for which the further processing
p.(None): should be regarded as compatible and lawful. Further processing for archiving purposes in the public interest, scientific or
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p.(None): may choose to use an individual contract or standard contractual clauses which are adopted either directly by the Commission
p.(None): or by a supervisory authority in accordance with the consistency mechanism and then adopted by the Commission. After the
p.(None): completion of the processing on behalf of the controller, the processor should, at the choice of the controller, return or delete
p.(None): the personal data, unless there is a requirement to store the personal data under Union or Member State law to which the
p.(None): processor is subject.
p.(None): (82) In order to demonstrate compliance with this Regulation, the controller or processor should maintain records of processing
p.(None): activities under its responsibility. Each controller and processor should be obliged to cooperate with the supervisory authority
p.(None): and make those records, on request, available to it, so that it might serve for monitoring those processing operations.
p.(None): (83) In order to maintain security and to prevent processing in infringement of this Regulation, the controller or processor should
p.(None): evaluate the risks inherent in the processing and implement measures to mitigate those risks, such as encryption. Those
p.(None): measures should ensure an appropriate level of security, including confidentiality, taking into account the state of the art and
p.(None): the costs of implementation in relation to the risks and the nature of the personal data to be protected. In assessing data
p.(None): security risk, consideration should be given to the risks that are presented by personal data processing, such as accidental or
p.(None): unlawful destruction, loss, alteration, unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise
p.(None): processed which may in particular lead to physical, material or non-material damage.
p.(None): (84) In order to enhance compliance with this Regulation where processing operations are likely to result in a high risk to the rights
p.(None): and freedoms of natural persons, the controller should be responsible for the carrying-out of a data protection impact
p.(None): assessment to evaluate, in particular, the origin, nature, particularity and severity of that risk. The outcome of the assessment
p.(None): should be taken into account when determining the appropriate measures to be taken in order to demonstrate that the
p.(None): processing of personal data complies with this Regulation. Where a data-protection impact assessment indicates that
p.(None): processing operations involve a high risk which the controller cannot mitigate by appropriate measures in terms of available
p.(None): technology and costs of implementation, a consultation of the supervisory authority should take place prior to the processing.
p.(None): (85) A personal data breach may, if not addressed in an appropriate and timely manner, result in physical, material or non-material
p.(None): damage to natural persons such as loss of control over their personal data or limitation of their rights, discrimination, identity
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p.(None): (115)Some third countries adopt laws, regulations and other legal acts which purport to directly regulate the processing activities of
p.(None): natural and legal persons under the jurisdiction of the Member States. This may include judgments of courts or tribunals or
p.(None): decisions of administrative authorities in third countries requiring a controller or processor to transfer or disclose personal
p.(None): data, and which are not based on an international agreement, such as a mutual legal assistance treaty, in force between the
p.(None): requesting third country and the Union or a Member State. The extraterritorial application of those laws, regulations and other
p.(None): legal acts may be in breach of international law and may impede the attainment of the protection of natural persons ensured in
p.(None): the Union by this Regulation. Transfers should only be allowed where the conditions of this Regulation for a transfer to third
p.(None): countries are met. This may be the case, inter alia, where disclosure is necessary for an important ground of public interest
p.(None): recognised in Union or Member State law to which the controller is subject.
p.(None): (116)When personal data moves across borders outside the Union it may put at increased risk the ability of natural persons to
p.(None): exercise data protection rights in particular to protect themselves from the unlawful use or disclosure of that information. At the
p.(None): same time, supervisory authorities may find that they are unable to pursue complaints or conduct investigations relating to the
p.(None): activities outside their borders. Their efforts to work together in the cross-border context may also be hampered by insufficient
p.(None): preventative or remedial powers, inconsistent legal regimes, and practical obstacles like resource constraints. Therefore, there
p.(None): is a need to promote closer cooperation among data protection supervisory authorities to help them exchange information and
p.(None): carry out investigations with their international counterparts. For the purposes of developing international cooperation
p.(None): mechanisms to facilitate and provide international mutual assistance for the enforcement of legislation for the protection of
p.(None): personal data, the Commission and the supervisory authorities should exchange information and cooperate in activities
p.(None): related to the exercise of their powers with competent authorities in third countries, based on reciprocity and in accordance
p.(None): with this Regulation.
p.(None): (117)The establishment of supervisory authorities in Member States, empowered to perform their tasks and exercise their powers
p.(None): with complete independence, is an essential component of the protection of natural persons with regard to the processing of
p.(None): their personal data. Member States should be able to establish more than one supervisory authority, to reflect their
p.(None): constitutional, organisational and administrative structure.
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p.(None): the controller;
p.(None): (9) ‘recipient’ means a natural or legal person, public authority, agency or another body, to which the personal data are disclosed,
p.(None): whether a third party or not. However, public authorities which may receive personal data in the framework of a particular
p.(None): inquiry in accordance with Union or Member State law shall not be regarded as recipients; the processing of those data by
p.(None): those public authorities shall be in compliance with the applicable data protection rules according to the purposes of the
p.(None): processing;
p.(None): (10) ‘third party’ means a natural or legal person, public authority, agency or body other than the data subject, controller, processor
p.(None): and persons who, under the direct authority of the controller or processor, are authorised to process personal data;
p.(None): (11) ‘consent’ of the data subject means any freely given, specific, informed and unambiguous indication of the data subject's
p.(None): wishes by which he or she, by a statement or by a clear affirmative action, signifies agreement to the processing of personal
p.(None): data relating to him or her;
p.(None): (12) ‘personal data breach’ means a breach of security leading to the accidental or unlawful destruction, loss, alteration,
p.(None): unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise processed;
p.(None): (13) ‘genetic data’ means personal data relating to the inherited or acquired genetic characteristics of a natural person which give
p.(None): unique information about the physiology or the health of that natural person and which result, in particular, from an analysis of
p.(None): a biological sample from the natural person in question;
p.(None): (14) ‘biometric data’ means personal data resulting from specific technical processing relating to the physical, physiological or
p.(None): behavioural characteristics of a natural person, which allow or confirm the unique identification of that natural person, such as
p.(None): facial images or dactyloscopic data;
p.(None): (15) ‘data concerning health’ means personal data related to the physical or mental health of a natural person, including the
p.(None): provision of health care services, which reveal information about his or her health status;
p.(None): (16) ‘main establishment’ means:
p.(None): (a) as regards a controller with establishments in more than one Member State, the place of its central administration in the
p.(None): Union, unless the decisions on the purposes and means of the processing of personal data are taken in another
p.(None): establishment of the controller in the Union and the latter establishment has the power to have such decisions
p.(None): implemented, in which case the establishment having taken such decisions is to be considered to be the main
p.(None): establishment;
p.(None): (b) as regards a processor with establishments in more than one Member State, the place of its central administration in the
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p.(None): (a) processed lawfully, fairly and in a transparent manner in relation to the data subject (‘lawfulness, fairness and transparency’);
p.(None): (b) collected for specified, explicit and legitimate purposes and not further processed in a manner that is incompatible with those
p.(None): purposes; further processing for archiving purposes in the public interest, scientific or historical research purposes or
p.(None): statistical purposes shall, in accordance with Article 89(1), not be considered to be incompatible with the initial purposes
p.(None): (‘purpose limitation’);
p.(None): (c) adequate, relevant and limited to what is necessary in relation to the purposes for which they are processed (‘data
p.(None): minimisation’);
p.(None): (d) accurate and, where necessary, kept up to date; every reasonable step must be taken to ensure that personal data that are
p.(None): inaccurate, having regard to the purposes for which they are processed, are erased or rectified without delay (‘accuracy’);
p.(None): (e) kept in a form which permits identification of data subjects for no longer than is necessary for the purposes for which the
p.(None): personal data are processed; personal data may be stored for longer periods insofar as the personal data will be processed
p.(None): solely for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes in
p.(None): accordance with Article 89(1) subject to implementation of the appropriate technical and organisational measures required by
p.(None): this Regulation in order to safeguard the rights and freedoms of the data subject (‘storage limitation’);
p.(None): (f) processed in a manner that ensures appropriate security of the personal data, including protection against unauthorised or
p.(None): unlawful processing and against accidental loss, destruction or damage, using appropriate technical or organisational
p.(None): measures (‘integrity and confidentiality’).
p.(None): 2. The controller shall be responsible for, and be able to demonstrate compliance with, paragraph 1 (‘accountability’).
p.(None):
p.(None): Article 6
p.(None): Lawfulness of processing
p.(None): 1. Processing shall be lawful only if and to the extent that at least one of the following applies:
p.(None): (a) the data subject has given consent to the processing of his or her personal data for one or more specific purposes;
p.(None): (b) processing is necessary for the performance of a contract to which the data subject is party or in order to take steps at the
p.(None): request of the data subject prior to entering into a contract;
p.(None): (c) processing is necessary for compliance with a legal obligation to which the controller is subject;
p.(None): (d) processing is necessary in order to protect the vital interests of the data subject or of another natural person;
p.(None): (e) processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller;
p.(None): (f) processing is necessary for the purposes of the legitimate interests pursued by the controller or by a third party, except where
p.(None): such interests are overridden by the interests or fundamental rights and freedoms of the data subject which require protection
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p.(None): measures, to inform controllers which are processing the personal data that the data subject has requested the erasure by such
p.(None): controllers of any links to, or copy or replication of, those personal data.
p.(None): 3. Paragraphs 1 and 2 shall not apply to the extent that processing is necessary:
p.(None): (a) for exercising the right of freedom of expression and information;
p.(None): (b) for compliance with a legal obligation which requires processing by Union or Member State law to which the controller is
p.(None): subject or for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller;
p.(None): (c) for reasons of public interest in the area of public health in accordance with points (h) and (i) of Article 9(2) as well as Article
p.(None): 9(3);
p.(None): (d) for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes in accordance
p.(None): with Article 89(1) in so far as the right referred to in paragraph 1 is likely to render impossible or seriously impair the
p.(None): achievement of the objectives of that processing; or
p.(None): (e) for the establishment, exercise or defence of legal claims.
p.(None):
p.(None): Article 18
p.(None): Right to restriction of processing
p.(None): 1. The data subject shall have the right to obtain from the controller restriction of processing where one of the following applies:
p.(None): (a) the accuracy of the personal data is contested by the data subject, for a period enabling the controller to verify the accuracy of
p.(None): the personal data;
p.(None): (b) the processing is unlawful and the data subject opposes the erasure of the personal data and requests the restriction of their
p.(None): use instead;
p.(None): (c) the controller no longer needs the personal data for the purposes of the processing, but they are required by the data subject
p.(None): for the establishment, exercise or defence of legal claims;
p.(None): (d) the data subject has objected to processing pursuant to Article 21(1) pending the verification whether the legitimate grounds
p.(None): of the controller override those of the data subject.
p.(None): 2. Where processing has been restricted under paragraph 1, such personal data shall, with the exception of storage, only be
p.(None): processed with the data subject's consent or for the establishment, exercise or defence of legal claims or for the protection of the
p.(None): rights of another natural or legal person or for reasons of important public interest of the Union or of a Member State.
p.(None): 3. A data subject who has obtained restriction of processing pursuant to paragraph 1 shall be informed by the controller before the
p.(None): restriction of processing is lifted.
p.(None):
p.(None): Article 19
p.(None): Notification obligation regarding rectification or erasure of personal data or restriction of processing
p.(None): The controller shall communicate any rectification or erasure of personal data or restriction of processing carried out in accordance
p.(None): with Article 16, Article 17(1) and Article 18 to each recipient to whom the personal data have been disclosed, unless this proves
p.(None): impossible or involves disproportionate effort. The controller shall inform the data subject about those recipients if the data subject
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p.(None): safeguarding against and the prevention of threats to public security;
p.(None): (e) other important objectives of general public interest of the Union or of a Member State, in particular an important economic or
p.(None): financial interest of the Union or of a Member State, including monetary, budgetary and taxation a matters, public health and
p.(None): social security;
p.(None): (f) the protection of judicial independence and judicial proceedings;
p.(None): (g) the prevention, investigation, detection and prosecution of breaches of ethics for regulated professions;
p.(None): (h) a monitoring, inspection or regulatory function connected, even occasionally, to the exercise of official authority in the cases
p.(None): referred to in points (a) to (e) and (g);
p.(None): (i) the protection of the data subject or the rights and freedoms of others;
p.(None): (j) the enforcement of civil law claims.
p.(None): 2. In particular, any legislative measure referred to in paragraph 1 shall contain specific provisions at least, where relevant, as to:
p.(None): (a) the purposes of the processing or categories of processing;
p.(None): (b) the categories of personal data;
p.(None): (c) the scope of the restrictions introduced;
p.(None): (d) the safeguards to prevent abuse or unlawful access or transfer;
p.(None): (e) the specification of the controller or categories of controllers;
p.(None): (f) the storage periods and the applicable safeguards taking into account the nature, scope and purposes of the processing or
p.(None): categories of processing;
p.(None): (g) the risks to the rights and freedoms of data subjects; and
p.(None): (h) the right of data subjects to be informed about the restriction, unless that may be prejudicial to the purpose of the restriction.
p.(None):
p.(None):
p.(None): CHAPTER IV
p.(None): Controller and processor
p.(None):
p.(None):
p.(None): Section 1
p.(None): General obligations
p.(None):
p.(None): Article 24
p.(None): Responsibility of the controller
p.(None): 1. Taking into account the nature, scope, context and purposes of processing as well as the risks of varying likelihood and severity
p.(None): for the rights and freedoms of natural persons, the controller shall implement appropriate technical and organisational measures to
p.(None): ensure and to be able to demonstrate that processing is performed in accordance with this Regulation. Those measures shall be
p.(None): reviewed and updated where necessary.
p.(None): 2. Where proportionate in relation to processing activities, the measures referred to in paragraph 1 shall include the
p.(None): implementation of appropriate data protection policies by the controller.
p.(None): 3. Adherence to approved codes of conduct as referred to in Article 40 or approved certification mechanisms as referred to in
p.(None): Article 42 may be used as an element by which to demonstrate compliance with the obligations of the controller.
p.(None):
p.(None): Article 25
p.(None): Data protection by design and by default
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p.(None): Cooperation with the supervisory authority
p.(None): The controller and the processor and, where applicable, their representatives, shall cooperate, on request, with the supervisory
p.(None): authority in the performance of its tasks.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Security of personal data
p.(None):
p.(None): Article 32
p.(None): Security of processing
p.(None): 1. Taking into account the state of the art, the costs of implementation and the nature, scope, context and purposes of processing
p.(None): as well as the risk of varying likelihood and severity for the rights and freedoms of natural persons, the controller and the processor
p.(None): shall implement appropriate technical and organisational measures to ensure a level of security appropriate to the risk, including
p.(None): inter alia as appropriate:
p.(None): (a) the pseudonymisation and encryption of personal data;
p.(None): (b) the ability to ensure the ongoing confidentiality, integrity, availability and resilience of processing systems and services;
p.(None): (c) the ability to restore the availability and access to personal data in a timely manner in the event of a physical or technical
p.(None): incident;
p.(None): (d) a process for regularly testing, assessing and evaluating the effectiveness of technical and organisational measures for
p.(None): ensuring the security of the processing.
p.(None): 2. In assessing the appropriate level of security account shall be taken in particular of the risks that are presented by processing,
p.(None): in particular from accidental or unlawful destruction, loss, alteration, unauthorised disclosure of, or access to personal data
p.(None): transmitted, stored or otherwise processed.
p.(None): 3. Adherence to an approved code of conduct as referred to in Article 40 or an approved certification mechanism as referred to in
p.(None): Article 42 may be used as an element by which to demonstrate compliance with the requirements set out in paragraph 1 of this
p.(None): Article.
p.(None): 4. The controller and processor shall take steps to ensure that any natural person acting under the authority of the controller or the
p.(None): processor who has access to personal data does not process them except on instructions from the controller, unless he or she is
p.(None): required to do so by Union or Member State law.
p.(None):
p.(None): Article 33
p.(None): Notification of a personal data breach to the supervisory authority
p.(None): 1. In the case of a personal data breach, the controller shall without undue delay and, where feasible, not later than 72 hours after
p.(None): having become aware of it, notify the personal data breach to the supervisory authority competent in accordance with Article 55,
p.(None): unless the personal data breach is unlikely to result in a risk to the rights and freedoms of natural persons. Where the notification to
p.(None): the supervisory authority is not made within 72 hours, it shall be accompanied by reasons for the delay.
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Political / criminal
Searching for indicator criminal:
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p.(None): (17) Regulation (EC) No 45/2001 of the European Parliament and of the Council(6) applies to the processing of personal data by
p.(None): the Union institutions, bodies, offices and agencies. Regulation (EC) No 45/2001 and other Union legal acts applicable to such
p.(None): processing of personal data should be adapted to the principles and rules established in this Regulation and applied in the
p.(None): light of this Regulation. In order to provide a strong and coherent data protection framework in the Union, the necessary
p.(None): adaptations of Regulation (EC) No 45/2001 should follow after the adoption of this Regulation, in order to allow application at
p.(None): the same time as this Regulation.
p.(None): (18) This Regulation does not apply to the processing of personal data by a natural person in the course of a purely personal or
p.(None): household activity and thus with no connection to a professional or commercial activity. Personal or household activities could
p.(None): include correspondence and the holding of addresses, or social networking and online activity undertaken within the context of
p.(None): such activities. However, this Regulation applies to controllers or processors which provide the means for processing personal
p.(None): data for such personal or household activities.
p.(None): (19) The protection of natural persons with regard to the processing of personal data by competent authorities for the purposes of
p.(None): the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, including the
p.(None): safeguarding against and the prevention of threats to public security and the free movement of such data, is the subject of a
p.(None): specific Union legal act. This Regulation should not, therefore, apply to processing activities for those purposes. However,
p.(None): personal data processed by public authorities under this Regulation should, when used for those purposes, be governed by a
p.(None): more specific Union legal act, namely Directive (EU) 2016/680 of the European Parliament and of the Council (7).
p.(None): Member States may entrust competent authorities within the meaning of Directive (EU) 2016/680 with tasks which are not
p.(None): necessarily carried out for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the
p.(None): execution of criminal penalties, including the safeguarding against and prevention of threats to public security, so that the
p.(None): processing of personal data for those other purposes, in so far as it is within the scope of Union law, falls within the scope of
p.(None): this Regulation.
p.(None): With regard to the processing of personal data by those competent authorities for purposes falling within scope of this
p.(None): Regulation, Member States should be able to maintain or introduce more specific provisions to adapt the application of the
p.(None): rules of this Regulation. Such provisions may determine more precisely specific requirements for the processing of personal
p.(None): data by those competent authorities for those other purposes, taking into account the constitutional, organisational and
p.(None): administrative structure of the respective Member State. When the processing of personal data by private bodies falls within
p.(None): the scope of this Regulation, this Regulation should provide for the possibility for Member States under specific conditions to
p.(None): restrict by law certain obligations and rights when such a restriction constitutes a necessary and proportionate measure in a
p.(None): democratic society to safeguard specific important interests including public security and the prevention, investigation,
p.(None): detection or prosecution of criminal offences or the execution of criminal penalties, including the safeguarding against and the
p.(None): prevention of threats to public security. This is relevant for instance in the framework of anti-money laundering or the activities
p.(None): of forensic laboratories.
p.(None): (20) While this Regulation applies, inter alia, to the activities of courts and other judicial authorities, Union or Member State law
p.(None): could specify the processing operations and processing procedures in relation to the processing of personal data by courts
p.(None): and other judicial authorities. The competence of the supervisory authorities should not cover the processing of personal data
p.(None): when courts are acting in their judicial capacity, in order to safeguard the independence of the judiciary in the performance of
p.(None): its judicial tasks, including decision-making. It should be possible to entrust supervision of such data processing operations to
p.(None): specific bodies within the judicial system of the Member State, which should, in particular ensure compliance with the rules of
p.(None): this Regulation, enhance awareness among members of the judiciary of their obligations under this Regulation and handle
p.(None): complaints in relation to such data processing operations.
p.(None): (21) This Regulation is without prejudice to the application of Directive 2000/31/EC of the European Parliament and of the
p.(None): Council (8), in particular of the liability rules of intermediary service providers in Articles 12 to 15 of that Directive. That
p.(None): Directive seeks to contribute to the proper functioning of the internal market by ensuring the free movement of information
p.(None): society services between Member States.
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p.(None): legal basis provided by Union or Member State law for the processing of personal data may also provide a legal basis for
p.(None): further processing. In order to ascertain whether a purpose of further processing is compatible with the purpose for which the
p.(None): personal data are initially collected, the controller, after having met all the requirements for the lawfulness of the original
p.(None): processing, should take into account, inter alia: any link between those purposes and the purposes of the intended further
p.(None): processing; the context in which the personal data have been collected, in particular the reasonable expectations of data
p.(None): subjects based on their relationship with the controller as to their further use; the nature of the personal data; the
p.(None): consequences of the intended further processing for data subjects; and the existence of appropriate safeguards in both the
p.(None): original and intended further processing operations.
p.(None): Where the data subject has given consent or the processing is based on Union or Member State law which constitutes a
p.(None): necessary and proportionate measure in a democratic society to safeguard, in particular, important objectives of general
p.(None): public interest, the controller should be allowed to further process the personal data irrespective of the compatibility of the
p.(None): purposes. In any case, the application of the principles set out in this Regulation and in particular the information of the data
p.(None): subject on those other purposes and on his or her rights including the right to object, should be ensured. Indicating possible
p.(None): criminal acts or threats to public security by the controller and transmitting the relevant personal data in individual cases or in
p.(None): several cases relating to the same criminal act or threats to public security to a competent authority should be regarded as
p.(None): being in the legitimate interest pursued by the controller. However, such transmission in the legitimate interest of the controller
p.(None): or further processing of personal data should be prohibited if the processing is not compatible with a legal, professional or
p.(None): other binding obligation of secrecy.
p.(None): (51) Personal data which are, by their nature, particularly sensitive in relation to fundamental rights and freedoms merit specific
p.(None): protection as the context of their processing could create significant risks to the fundamental rights and freedoms. Those
p.(None): personal data should include personal data revealing racial or ethnic origin, whereby the use of the term ‘racial origin’ in this
p.(None): Regulation does not imply an acceptance by the Union of theories which attempt to determine the existence of separate
p.(None): human races. The processing of photographs should not systematically be considered to be processing of special categories
p.(None): of personal data as they are covered by the definition of biometric data only when processed through a specific technical
p.(None): means allowing the unique identification or authentication of a natural person. Such personal data should not be processed,
p.(None): unless processing is allowed in specific cases set out in this Regulation, taking into account that Member States law may lay
...
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
p.(None): (73) Restrictions concerning specific principles and the rights of information, access to and rectification or erasure of personal
p.(None): data, the right to data portability, the right to object, decisions based on profiling, as well as the communication of a personal
p.(None): data breach to a data subject and certain related obligations of the controllers may be imposed by Union or Member State law,
p.(None): as far as necessary and proportionate in a democratic society to safeguard public security, including the protection of human
p.(None): life especially in response to natural or manmade disasters, the prevention, investigation and prosecution of criminal offences
p.(None): or the execution of criminal penalties, including the safeguarding against and the prevention of threats to public security, or of
p.(None): breaches of ethics for regulated professions, other important objectives of general public interest of the Union or of a Member
p.(None): State, in particular an important economic or financial interest of the Union or of a Member State, the keeping of public
p.(None): registers kept for reasons of general public interest, further processing of archived personal data to provide specific
p.(None): information related to the political behaviour under former totalitarian state regimes or the protection of the data subject or the
p.(None): rights and freedoms of others, including social protection, public health and humanitarian purposes. Those restrictions should
p.(None): be in accordance with the requirements set out in the Charter and in the European Convention for the Protection of Human
p.(None): Rights and Fundamental Freedoms.
p.(None): (74) The responsibility and liability of the controller for any processing of personal data carried out by the controller or on the
p.(None): controller's behalf should be established. In particular, the controller should be obliged to implement appropriate and effective
p.(None): measures and be able to demonstrate the compliance of processing activities with this Regulation, including the effectiveness
p.(None): of the measures. Those measures should take into account the nature, scope, context and purposes of the processing and
p.(None): the risk to the rights and freedoms of natural persons.
p.(None): (75) The risk to the rights and freedoms of natural persons, of varying likelihood and severity, may result from personal data
p.(None): processing which could lead to physical, material or non-material damage, in particular: where the processing may give rise to
p.(None): discrimination, identity theft or fraud, financial loss, damage to the reputation, loss of confidentiality of personal data protected
p.(None): by professional secrecy, unauthorised reversal of pseudonymisation, or any other significant economic or social disadvantage;
p.(None): where data subjects might be deprived of their rights and freedoms or prevented from exercising control over their personal
p.(None): data; where personal data are processed which reveal racial or ethnic origin, political opinions, religion or philosophical
p.(None): beliefs, trade union membership, and the processing of genetic data, data concerning health or data concerning sex life or
p.(None): criminal convictions and offences or related security measures; where personal aspects are evaluated, in particular analysing
p.(None): or predicting aspects concerning performance at work, economic situation, health, personal preferences or interests, reliability
p.(None): or behaviour, location or movements, in order to create or use personal profiles; where personal data of vulnerable natural
p.(None): persons, in particular of children, are processed; or where processing involves a large amount of personal data and affects a
p.(None): large number of data subjects.
p.(None): (76) The likelihood and severity of the risk to the rights and freedoms of the data subject should be determined by reference to the
p.(None): nature, scope, context and purposes of the processing. Risk should be evaluated on the basis of an objective assessment, by
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
p.(None): processor, especially as regards the identification of the risk related to the processing, their assessment in terms of origin,
p.(None): nature, likelihood and severity, and the identification of best practices to mitigate the risk, could be provided in particular by
p.(None): means of approved codes of conduct, approved certifications, guidelines provided by the Board or indications provided by a
...
p.(None): art, to make sure that controllers and processors are able to fulfil their data protection obligations. The principles of data
p.(None): protection by design and by default should also be taken into consideration in the context of public tenders.
p.(None): (79) The protection of the rights and freedoms of data subjects as well as the responsibility and liability of controllers and
p.(None): processors, also in relation to the monitoring by and measures of supervisory authorities, requires a clear allocation of the
p.(None): responsibilities under this Regulation, including where a controller determines the purposes and means of the processing
p.(None): jointly with other controllers or where a processing operation is carried out on behalf of a controller.
p.(None): (80) Where a controller or a processor not established in the Union is processing personal data of data subjects who are in the
p.(None): Union whose processing activities are related to the offering of goods or services, irrespective of whether a payment of the
p.(None): data subject is required, to such data subjects in the Union, or to the monitoring of their behaviour as far as their behaviour
p.(None): takes place within the Union, the controller or the processor should designate a representative, unless the processing is
p.(None): occasional, does not include processing, on a large scale, of special categories of personal data or the processing of personal
p.(None): data relating to criminal convictions and offences, and is unlikely to result in a risk to the rights and freedoms of natural
p.(None): persons, taking into account the nature, context, scope and purposes of the processing or if the controller is a public authority
p.(None): or body. The representative should act on behalf of the controller or the processor and may be addressed by any supervisory
p.(None): authority. The representative should be explicitly designated by a written mandate of the controller or of the processor to act
p.(None): on its behalf with regard to its obligations under this Regulation. The designation of such a representative does not affect the
p.(None): responsibility or liability of the controller or of the processor under this Regulation. Such a representative should perform its
p.(None): tasks according to the mandate received from the controller or processor, including cooperating with the competent
p.(None): supervisory authorities with regard to any action taken to ensure compliance with this Regulation. The designated
p.(None): representative should be subject to enforcement proceedings in the event of non-compliance by the controller or processor.
p.(None): (81) To ensure compliance with the requirements of this Regulation in respect of the processing to be carried out by the processor
p.(None): on behalf of the controller, when entrusting a processor with processing activities, the controller should use only processors
p.(None): providing sufficient guarantees, in particular in terms of expert knowledge, reliability and resources, to implement technical
p.(None): and organisational measures which will meet the requirements of this Regulation, including for the security of processing. The
...
p.(None): the processing and the sources of the risk. That impact assessment should include, in particular, the measures, safeguards
p.(None): and mechanisms envisaged for mitigating that risk, ensuring the protection of personal data and demonstrating compliance
p.(None): with this Regulation.
p.(None): (91) This should in particular apply to large-scale processing operations which aim to process a considerable amount of personal
p.(None): data at regional, national or supranational level and which could affect a large number of data subjects and which are likely to
p.(None): result in a high risk, for example, on account of their sensitivity, where in accordance with the achieved state of technological
p.(None): knowledge a new technology is used on a large scale as well as to other processing operations which result in a high risk to
p.(None): the rights and freedoms of data subjects, in particular where those operations render it more difficult for data subjects to
p.(None): exercise their rights. A data protection impact assessment should also be made where personal data are processed for taking
p.(None): decisions regarding specific natural persons following any systematic and extensive evaluation of personal aspects relating to
p.(None): natural persons based on profiling those data or following the processing of special categories of personal data, biometric
p.(None): data, or data on criminal convictions and offences or related security measures. A data protection impact assessment is
p.(None): equally required for monitoring publicly accessible areas on a large scale, especially when using optic-electronic devices or for
p.(None): any other operations where the competent supervisory authority considers that the processing is likely to result in a high risk
p.(None): to the rights and freedoms of data subjects, in particular because they prevent data subjects from exercising a right or using a
p.(None): service or a contract, or because they are carried out systematically on a large scale. The processing of personal data should
p.(None): not be considered to be on a large scale if the processing concerns personal data from patients or clients by an individual
p.(None): physician, other health care professional or lawyer. In such cases, a data protection impact assessment should not be
p.(None): mandatory.
p.(None): (92) There are circumstances under which it may be reasonable and economical for the subject of a data protection impact
p.(None): assessment to be broader than a single project, for example where public authorities or bodies intend to establish a common
p.(None): application or processing platform or where several controllers plan to introduce a common application or processing
p.(None): environment across an industry sector or segment or for a widely used horizontal activity.
...
p.(None): may be submitted to the supervisory authority, in particular the measures envisaged to mitigate the risk to the rights and
p.(None): freedoms of natural persons.
p.(None): (95) The processor should assist the controller, where necessary and upon request, in ensuring compliance with the obligations
p.(None): deriving from the carrying out of data protection impact assessments and from prior consultation of the supervisory authority.
p.(None): (96) A consultation of the supervisory authority should also take place in the course of the preparation of a legislative or regulatory
p.(None): measure which provides for the processing of personal data, in order to ensure compliance of the intended processing with
p.(None): this Regulation and in particular to mitigate the risk involved for the data subject.
p.(None): (97) Where the processing is carried out by a public authority, except for courts or independent judicial authorities when acting in
p.(None): their judicial capacity, where, in the private sector, processing is carried out by a controller whose core activities consist of
p.(None): processing operations that require regular and systematic monitoring of the data subjects on a large scale, or where the core
p.(None): activities of the controller or the processor consist of processing on a large scale of special categories of personal data and
p.(None): data relating to criminal convictions and offences, a person with expert knowledge of data protection law and practices should
p.(None): assist the controller or processor to monitor internal compliance with this Regulation. In the private sector, the core activities of
p.(None): a controller relate to its primary activities and do not relate to the processing of personal data as ancillary activities. The
p.(None): necessary level of expert knowledge should be determined in particular according to the data processing operations carried
p.(None): out and the protection required for the personal data processed by the controller or the processor. Such data protection
p.(None): officers, whether or not they are an employee of the controller, should be in a position to perform their duties and tasks in an
p.(None): independent manner.
p.(None): (98) Associations or other bodies representing categories of controllers or processors should be encouraged to draw up codes of
p.(None): conduct, within the limits of this Regulation, so as to facilitate the effective application of this Regulation, taking account of the
p.(None): specific characteristics of the processing carried out in certain sectors and the specific needs of micro, small and medium
p.(None): enterprises. In particular, such codes of conduct could calibrate the obligations of controllers and processors, taking into
p.(None): account the risk likely to result from the processing for the rights and freedoms of natural persons.
p.(None): (99) When drawing up a code of conduct, or when amending or extending such a code, associations and other bodies representing
...
p.(None): (103)The Commission may decide with effect for the entire Union that a third country, a territory or specified sector within a third
p.(None): country, or an international organisation, offers an adequate level of data protection, thus providing legal certainty and
p.(None): uniformity throughout the Union as regards the third country or international organisation which is considered to provide such
p.(None): level of protection. In such cases, transfers of personal data to that third country or international organisation may take place
p.(None): without the need to obtain any further authorisation. The Commission may also decide, having given notice and a full
p.(None): statement setting out the reasons to the third country or international organisation, to revoke such a decision.
p.(None): (104)In line with the fundamental values on which the Union is founded, in particular the protection of human rights, the
p.(None): Commission should, in its assessment of the third country, or of a territory or specified sector within a third country, take into
p.(None): account how a particular third country respects the rule of law, access to justice as well as international human rights norms
p.(None): and standards and its general and sectoral law, including legislation concerning public security, defence and national security
p.(None): as well as public order and criminal law. The adoption of an adequacy decision with regard to a territory or a specified sector
p.(None): in a third country should take into account clear and objective criteria, such as specific processing activities and the scope of
p.(None): applicable legal standards and legislation in force in the third country. The third country should offer guarantees ensuring an
p.(None): adequate level of protection essentially equivalent to that ensured within the Union, in particular where personal data are
p.(None): processed in one or several specific sectors. In particular, the third country should ensure effective independent data
p.(None): protection supervision and should provide for cooperation mechanisms with the Member States' data protection authorities,
p.(None): and the data subjects should be provided with effective and enforceable rights and effective administrative and judicial
p.(None): redress.
p.(None): (105)Apart from the international commitments the third country or international organisation has entered into, the Commission
p.(None): should take account of obligations arising from the third country's or international organisation's participation in multilateral or
p.(None): regional systems in particular in relation to the protection of personal data, as well as the implementation of such obligations.
p.(None): In particular, the third country's accession to the Council of Europe Convention of 28 January 1981 for the Protection of
p.(None): Individuals with regard to the Automatic Processing of Personal Data and its Additional Protocol should be taken into account.
...
p.(None): No 1215/2012 of the European Parliament and of the Council (13) should not prejudice the application of such specific rules.
p.(None): (148)In order to strengthen the enforcement of the rules of this Regulation, penalties including administrative fines should be
p.(None): imposed for any infringement of this Regulation, in addition to, or instead of appropriate measures imposed by the supervisory
p.(None): authority pursuant to this Regulation. In a case of a minor infringement or if the fine likely to be imposed would constitute a
p.(None): disproportionate burden to a natural person, a reprimand may be issued instead of a fine. Due regard should however be
p.(None): given to the nature, gravity and duration of the infringement, the intentional character of the infringement, actions taken to
p.(None): mitigate the damage suffered, degree of responsibility or any relevant previous infringements, the manner in which the
p.(None): infringement became known to the supervisory authority, compliance with measures ordered against the controller or
p.(None): processor, adherence to a code of conduct and any other aggravating or mitigating factor. The imposition of penalties
p.(None): including administrative fines should be subject to appropriate procedural safeguards in accordance with the general
p.(None): principles of Union law and the Charter, including effective judicial protection and due process.
p.(None): (149)Member States should be able to lay down the rules on criminal penalties for infringements of this Regulation, including for
p.(None): infringements of national rules adopted pursuant to and within the limits of this Regulation. Those criminal penalties may also
p.(None): allow for the deprivation of the profits obtained through infringements of this Regulation. However, the imposition of criminal
p.(None): penalties for infringements of such national rules and of administrative penalties should not lead to a breach of the principle of
p.(None): ne bis in idem, as interpreted by the Court of Justice.
p.(None): (150)In order to strengthen and harmonise administrative penalties for infringements of this Regulation, each supervisory authority
p.(None): should have the power to impose administrative fines. This Regulation should indicate infringements and the upper limit and
p.(None): criteria for setting the related administrative fines, which should be determined by the competent supervisory authority in each
p.(None): individual case, taking into account all relevant circumstances of the specific situation, with due regard in particular to the
p.(None): nature, gravity and duration of the infringement and of its consequences and the measures taken to ensure compliance with
p.(None): the obligations under this Regulation and to prevent or mitigate the consequences of the infringement. Where administrative
p.(None): fines are imposed on an undertaking, an undertaking should be understood to be an undertaking in accordance with
p.(None): Articles 101 and 102 TFEU for those purposes. Where administrative fines are imposed on persons that are not an
p.(None): undertaking, the supervisory authority should take account of the general level of income in the Member State as well as the
p.(None): economic situation of the person in considering the appropriate amount of the fine. The consistency mechanism may also be
p.(None): used to promote a consistent application of administrative fines. It should be for the Member States to determine whether and
p.(None): to which extent public authorities should be subject to administrative fines. Imposing an administrative fine or giving a warning
p.(None): does not affect the application of other powers of the supervisory authorities or of other penalties under this Regulation.
p.(None): (151)The legal systems of Denmark and Estonia do not allow for administrative fines as set out in this Regulation. The rules on
p.(None): administrative fines may be applied in such a manner that in Denmark the fine is imposed by competent national courts as a
p.(None): criminal penalty and in Estonia the fine is imposed by the supervisory authority in the framework of a misdemeanour
p.(None): procedure, provided that such an application of the rules in those Member States has an equivalent effect to administrative
p.(None): fines imposed by supervisory authorities. Therefore the competent national courts should take into account the
p.(None): recommendation by the supervisory authority initiating the fine. In any event, the fines imposed should be effective,
p.(None): proportionate and dissuasive.
p.(None): (152)Where this Regulation does not harmonise administrative penalties or where necessary in other cases, for example in cases
p.(None): of serious infringements of this Regulation, Member States should implement a system which provides for effective,
p.(None): proportionate and dissuasive penalties. The nature of such penalties, criminal or administrative, should be determined by
p.(None): Member State law.
p.(None): (153)Member States law should reconcile the rules governing freedom of expression and information, including journalistic,
p.(None): academic, artistic and or literary expression with the right to the protection of personal data pursuant to this Regulation. The
p.(None): processing of personal data solely for journalistic purposes, or for the purposes of academic, artistic or literary expression
p.(None): should be subject to derogations or exemptions from certain provisions of this Regulation if necessary to reconcile the right to
p.(None): the protection of personal data with the right to freedom of expression and information, as enshrined in Article 11 of the
p.(None): Charter. This should apply in particular to the processing of personal data in the audiovisual field and in news archives and
p.(None): press libraries. Therefore, Member States should adopt legislative measures which lay down the exemptions and derogations
p.(None): necessary for the purpose of balancing those fundamental rights. Member States should adopt such exemptions and
p.(None): derogations on general principles, the rights of the data subject, the controller and the processor, the transfer of personal data
p.(None): to third countries or international organisations, the independent supervisory authorities, cooperation and consistency, and
p.(None): specific data-processing situations. Where such exemptions or derogations differ from one Member State to another, the law
p.(None): of the Member State to which the controller is subject should apply. In order to take account of the importance of the right to
p.(None): freedom of expression in every democratic society, it is necessary to interpret notions relating to that freedom, such as
...
p.(None): General provisions
p.(None):
p.(None): Article 1
p.(None): Subject-matter and objectives
p.(None): 1. This Regulation lays down rules relating to the protection of natural persons with regard to the processing of personal data and
p.(None): rules relating to the free movement of personal data.
p.(None): 2. This Regulation protects fundamental rights and freedoms of natural persons and in particular their right to the protection of
p.(None): personal data.
p.(None): 3. The free movement of personal data within the Union shall be neither restricted nor prohibited for reasons connected with the
p.(None): protection of natural persons with regard to the processing of personal data.
p.(None):
p.(None): Article 2
p.(None): Material scope
p.(None): 1. This Regulation applies to the processing of personal data wholly or partly by automated means and to the processing other
p.(None): than by automated means of personal data which form part of a filing system or are intended to form part of a filing system.
p.(None): 2. This Regulation does not apply to the processing of personal data:
p.(None): (a) in the course of an activity which falls outside the scope of Union law;
p.(None): (b) by the Member States when carrying out activities which fall within the scope of Chapter 2 of Title V of the TEU;
p.(None): (c) by a natural person in the course of a purely personal or household activity;
p.(None): (d) by competent authorities for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the
p.(None): execution of criminal penalties, including the safeguarding against and the prevention of threats to public security.
p.(None): 3. For the processing of personal data by the Union institutions, bodies, offices and agencies, Regulation (EC) No 45/2001
p.(None): applies. Regulation (EC) No 45/2001 and other Union legal acts applicable to such processing of personal data shall be adapted to
p.(None): the principles and rules of this Regulation in accordance with Article 98.
p.(None): 4. This Regulation shall be without prejudice to the application of Directive 2000/31/EC, in particular of the liability rules of
p.(None): intermediary service providers in Articles 12 to 15 of that Directive.
p.(None):
p.(None): Article 3
p.(None): Territorial scope
p.(None): 1. This Regulation applies to the processing of personal data in the context of the activities of an establishment of a controller or a
p.(None): processor in the Union, regardless of whether the processing takes place in the Union or not.
p.(None): 2. This Regulation applies to the processing of personal data of data subjects who are in the Union by a controller or processor
p.(None): not established in the Union, where the processing activities are related to:
p.(None): (a) the offering of goods or services, irrespective of whether a payment of the data subject is required, to such data subjects in
p.(None): the Union; or
p.(None): (b) the monitoring of their behaviour as far as their behaviour takes place within the Union.
...
p.(None): processing; the data subjects concerned; the entities to, and the purposes for which, the personal data may be disclosed; the
p.(None): purpose limitation; storage periods; and processing operations and processing procedures, including measures to ensure lawful
p.(None): and fair processing such as those for other specific processing situations as provided for in Chapter IX. The Union or the
p.(None): Member State law shall meet an objective of public interest and be proportionate to the legitimate aim pursued.
p.(None): 4. Where the processing for a purpose other than that for which the personal data have been collected is not based on the data
p.(None): subject's consent or on a Union or Member State law which constitutes a necessary and proportionate measure in a democratic
p.(None): society to safeguard the objectives referred to in Article 23(1), the controller shall, in order to ascertain whether processing for
p.(None): another purpose is compatible with the purpose for which the personal data are initially collected, take into account, inter alia:
p.(None): (a) any link between the purposes for which the personal data have been collected and the purposes of the intended further
p.(None): processing;
p.(None): (b) the context in which the personal data have been collected, in particular regarding the relationship between data subjects and
p.(None): the controller;
p.(None): (c) the nature of the personal data, in particular whether special categories of personal data are processed, pursuant to Article 9,
p.(None): or whether personal data related to criminal convictions and offences are processed, pursuant to Article 10;
p.(None): (d) the possible consequences of the intended further processing for data subjects;
p.(None): (e) the existence of appropriate safeguards, which may include encryption or pseudonymisation.
p.(None):
p.(None): Article 7
p.(None): Conditions for consent
p.(None): 1. Where processing is based on consent, the controller shall be able to demonstrate that the data subject has consented to
p.(None): processing of his or her personal data.
p.(None): 2. If the data subject's consent is given in the context of a written declaration which also concerns other matters, the request for
p.(None): consent shall be presented in a manner which is clearly distinguishable from the other matters, in an intelligible and easily
p.(None): accessible form, using clear and plain language. Any part of such a declaration which constitutes an infringement of this Regulation
p.(None): shall not be binding.
p.(None): 3. The data subject shall have the right to withdraw his or her consent at any time. The withdrawal of consent shall not affect the
p.(None): lawfulness of processing based on consent before its withdrawal. Prior to giving consent, the data subject shall be informed thereof.
p.(None): It shall be as easy to withdraw as to give consent.
...
p.(None): devices, on the basis of Union or Member State law which provides for suitable and specific measures to safeguard the rights
p.(None): and freedoms of the data subject, in particular professional secrecy;
p.(None): (j) processing is necessary for archiving purposes in the public interest, scientific or historical research purposes or statistical
p.(None): purposes in accordance with Article 89(1) based on Union or Member State law which shall be proportionate to the aim
p.(None): pursued, respect the essence of the right to data protection and provide for suitable and specific measures to safeguard the
p.(None): fundamental rights and the interests of the data subject.
p.(None): 3. Personal data referred to in paragraph 1 may be processed for the purposes referred to in point (h) of paragraph 2 when those
p.(None): data are processed by or under the responsibility of a professional subject to the obligation of professional secrecy under Union or
p.(None): Member State law or rules established by national competent bodies or by another person also subject to an obligation of secrecy
p.(None): under Union or Member State law or rules established by national competent bodies.
p.(None): 4. Member States may maintain or introduce further conditions, including limitations, with regard to the processing of genetic data,
p.(None): biometric data or data concerning health.
p.(None):
p.(None): Article 10
p.(None): Processing of personal data relating to criminal convictions and offences
p.(None): Processing of personal data relating to criminal convictions and offences or related security measures based on Article 6(1) shall be
p.(None): carried out only under the control of official authority or when the processing is authorised by Union or Member State law providing
p.(None): for appropriate safeguards for the rights and freedoms of data subjects. Any comprehensive register of criminal convictions shall be
p.(None): kept only under the control of official authority.
p.(None):
p.(None): Article 11
p.(None): Processing which does not require identification
p.(None): 1. If the purposes for which a controller processes personal data do not or do no longer require the identification of a data subject
p.(None): by the controller, the controller shall not be obliged to maintain, acquire or process additional information in order to identify the
p.(None): data subject for the sole purpose of complying with this Regulation.
p.(None): 2. Where, in cases referred to in paragraph 1 of this Article, the controller is able to demonstrate that it is not in a position to
p.(None): identify the data subject, the controller shall inform the data subject accordingly, if possible. In such cases, Articles 15 to 20 shall
p.(None): not apply except where the data subject, for the purpose of exercising his or her rights under those articles, provides additional
p.(None): information enabling his or her identification.
p.(None):
p.(None):
p.(None): CHAPTER III
p.(None): Rights of the data subject
p.(None):
p.(None):
p.(None): Section 1
p.(None): Transparency and modalities
p.(None):
p.(None): Article 12
p.(None): Transparent information, communication and modalities for the exercise of the rights of the data subject
p.(None): 1. The controller shall take appropriate measures to provide any information referred to in Articles 13 and 14 and any
p.(None): communication under Articles 15 to 22 and 34 relating to processing to the data subject in a concise, transparent, intelligible and
p.(None): easily accessible form, using clear and plain language, in particular for any information addressed specifically to a child. The
...
p.(None): safeguard the data subject's rights and freedoms and legitimate interests; or
p.(None): (c) is based on the data subject's explicit consent.
p.(None): 3. In the cases referred to in points (a) and (c) of paragraph 2, the data controller shall implement suitable measures to safeguard
p.(None): the data subject's rights and freedoms and legitimate interests, at least the right to obtain human intervention on the part of the
p.(None): controller, to express his or her point of view and to contest the decision.
p.(None): 4. Decisions referred to in paragraph 2 shall not be based on special categories of personal data referred to in Article 9(1), unless
p.(None): point (a) or (g) of Article 9(2) applies and suitable measures to safeguard the data subject's rights and freedoms and legitimate
p.(None): interests are in place.
p.(None):
p.(None):
p.(None): Section 5
p.(None): Restrictions
p.(None):
p.(None): Article 23
p.(None): Restrictions
p.(None): 1. Union or Member State law to which the data controller or processor is subject may restrict by way of a legislative measure the
p.(None): scope of the obligations and rights provided for in Articles 12 to 22 and Article 34, as well as Article 5 in so far as its provisions
p.(None): correspond to the rights and obligations provided for in Articles 12 to 22, when such a restriction respects the essence of the
p.(None): fundamental rights and freedoms and is a necessary and proportionate measure in a democratic society to safeguard:
p.(None): (a) national security;
p.(None): (b) defence;
p.(None): (c) public security;
p.(None): (d) the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, including the
p.(None): safeguarding against and the prevention of threats to public security;
p.(None): (e) other important objectives of general public interest of the Union or of a Member State, in particular an important economic or
p.(None): financial interest of the Union or of a Member State, including monetary, budgetary and taxation a matters, public health and
p.(None): social security;
p.(None): (f) the protection of judicial independence and judicial proceedings;
p.(None): (g) the prevention, investigation, detection and prosecution of breaches of ethics for regulated professions;
p.(None): (h) a monitoring, inspection or regulatory function connected, even occasionally, to the exercise of official authority in the cases
p.(None): referred to in points (a) to (e) and (g);
p.(None): (i) the protection of the data subject or the rights and freedoms of others;
p.(None): (j) the enforcement of civil law claims.
p.(None): 2. In particular, any legislative measure referred to in paragraph 1 shall contain specific provisions at least, where relevant, as to:
p.(None): (a) the purposes of the processing or categories of processing;
p.(None): (b) the categories of personal data;
p.(None): (c) the scope of the restrictions introduced;
p.(None): (d) the safeguards to prevent abuse or unlawful access or transfer;
...
p.(None): shall in a transparent manner determine their respective responsibilities for compliance with the obligations under this Regulation, in
p.(None): particular as regards the exercising of the rights of the data subject and their respective duties to provide the information referred to
p.(None): in Articles 13 and 14, by means of an arrangement between them unless, and in so far as, the respective responsibilities of the
p.(None): controllers are determined by Union or Member State law to which the controllers are subject. The arrangement may designate a
p.(None): contact point for data subjects.
p.(None): 2. The arrangement referred to in paragraph 1 shall duly reflect the respective roles and relationships of the joint controllersvis-à-
p.(None): vis the data subjects. The essence of the arrangement shall be made available to the data subject.
p.(None): 3. Irrespective of the terms of the arrangement referred to in paragraph 1, the data subject may exercise his or her rights under
p.(None): this Regulation in respect of and against each of the controllers.
p.(None):
p.(None): Article 27
p.(None): Representatives of controllers or processors not established in the Union
p.(None): 1. Where Article 3(2) applies, the controller or the processor shall designate in writing a representative in the Union.
p.(None): 2. The obligation laid down in paragraph 1 of this Article shall not apply to:
p.(None): (a) processing which is occasional, does not include, on a large scale, processing of special categories of data as referred to in
p.(None): Article 9(1) or processing of personal data relating to criminal convictions and offences referred to in Article 10, and is unlikely
p.(None): to result in a risk to the rights and freedoms of natural persons, taking into account the nature, context, scope and purposes of
p.(None): the processing; or
p.(None): (b) a public authority or body.
p.(None): 3. The representative shall be established in one of the Member States where the data subjects, whose personal data are
p.(None): processed in relation to the offering of goods or services to them, or whose behaviour is monitored, are.
p.(None): 4. The representative shall be mandated by the controller or processor to be addressed in addition to or instead of the controller or
p.(None): the processor by, in particular, supervisory authorities and data subjects, on all issues related to processing, for the purposes of
p.(None): ensuring compliance with this Regulation.
p.(None): 5. The designation of a representative by the controller or processor shall be without prejudice to legal actions which could be
p.(None): initiated against the controller or the processor themselves.
p.(None):
p.(None): Article 28
p.(None): Processor
p.(None): 1. Where processing is to be carried out on behalf of a controller, the controller shall use only processors providing sufficient
p.(None): guarantees to implement appropriate technical and organisational measures in such a manner that processing will meet the
p.(None): requirements of this Regulation and ensure the protection of the rights of the data subject.
p.(None): 2. The processor shall not engage another processor without prior specific or general written authorisation of the controller. In the
...
p.(None): activities carried out on behalf of a controller, containing:
p.(None): (a) the name and contact details of the processor or processors and of each controller on behalf of which the processor is acting,
p.(None): and, where applicable, of the controller's or the processor's representative, and the data protection officer;
p.(None): (b) the categories of processing carried out on behalf of each controller;
p.(None): (c) where applicable, transfers of personal data to a third country or an international organisation, including the identification of
p.(None): that third country or international organisation and, in the case of transfers referred to in the second subparagraph of
p.(None): Article 49(1), the documentation of suitable safeguards;
p.(None): (d) where possible, a general description of the technical and organisational security measures referred to in Article 32(1).
p.(None): 3. The records referred to in paragraphs 1 and 2 shall be in writing, including in electronic form.
p.(None): 4. The controller or the processor and, where applicable, the controller's or the processor's representative, shall make the record
p.(None): available to the supervisory authority on request.
p.(None): 5. The obligations referred to in paragraphs 1 and 2 shall not apply to an enterprise or an organisation employing fewer than 250
p.(None): persons unless the processing it carries out is likely to result in a risk to the rights and freedoms of data subjects, the processing is
p.(None): not occasional, or the processing includes special categories of data as referred to in Article 9(1) or personal data relating to
p.(None): criminal convictions and offences referred to in Article 10.
p.(None):
p.(None): Article 31
p.(None): Cooperation with the supervisory authority
p.(None): The controller and the processor and, where applicable, their representatives, shall cooperate, on request, with the supervisory
p.(None): authority in the performance of its tasks.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Security of personal data
p.(None):
p.(None): Article 32
p.(None): Security of processing
p.(None): 1. Taking into account the state of the art, the costs of implementation and the nature, scope, context and purposes of processing
p.(None): as well as the risk of varying likelihood and severity for the rights and freedoms of natural persons, the controller and the processor
p.(None): shall implement appropriate technical and organisational measures to ensure a level of security appropriate to the risk, including
p.(None): inter alia as appropriate:
p.(None): (a) the pseudonymisation and encryption of personal data;
p.(None): (b) the ability to ensure the ongoing confidentiality, integrity, availability and resilience of processing systems and services;
p.(None): (c) the ability to restore the availability and access to personal data in a timely manner in the event of a physical or technical
p.(None): incident;
p.(None): (d) a process for regularly testing, assessing and evaluating the effectiveness of technical and organisational measures for
p.(None): ensuring the security of the processing.
p.(None): 2. In assessing the appropriate level of security account shall be taken in particular of the risks that are presented by processing,
...
p.(None): Section 3
p.(None): Data protection impact assessment and prior consultation
p.(None):
p.(None): Article 35
p.(None): Data protection impact assessment
p.(None): 1. Where a type of processing in particular using new technologies, and taking into account the nature, scope, context and
p.(None): purposes of the processing, is likely to result in a high risk to the rights and freedoms of natural persons, the controller shall, prior to
p.(None): the processing, carry out an assessment of the impact of the envisaged processing operations on the protection of personal data. A
p.(None): single assessment may address a set of similar processing operations that present similar high risks.
p.(None): 2. The controller shall seek the advice of the data protection officer, where designated, when carrying out a data protection impact
p.(None): assessment.
p.(None): 3. A data protection impact assessment referred to in paragraph 1 shall in particular be required in the case of:
p.(None): (a) a systematic and extensive evaluation of personal aspects relating to natural persons which is based on automated
p.(None): processing, including profiling, and on which decisions are based that produce legal effects concerning the natural person or
p.(None): similarly significantly affect the natural person;
p.(None): (b) processing on a large scale of special categories of data referred to in Article 9(1), or of personal data relating to criminal
p.(None): convictions and offences referred to in Article 10; or
p.(None): (c) a systematic monitoring of a publicly accessible area on a large scale.
p.(None): 4. The supervisory authority shall establish and make public a list of the kind of processing operations which are subject to the
p.(None): requirement for a data protection impact assessment pursuant to paragraph 1. The supervisory authority shall communicate those
p.(None): lists to the Board referred to in Article 68.
p.(None): 5. The supervisory authority may also establish and make public a list of the kind of processing operations for which no data
p.(None): protection impact assessment is required. The supervisory authority shall communicate those lists to the Board.
p.(None): 6. Prior to the adoption of the lists referred to in paragraphs 4 and 5, the competent supervisory authority shall apply the
p.(None): consistency mechanism referred to in Article 63 where such lists involve processing activities which are related to the offering of
p.(None): goods or services to data subjects or to the monitoring of their behaviour in several Member States, or may substantially affect the
p.(None): free movement of personal data within the Union.
p.(None): 7. The assessment shall contain at least:
p.(None): (a) a systematic description of the envisaged processing operations and the purposes of the processing, including, where
p.(None): applicable, the legitimate interest pursued by the controller;
...
p.(None): 5. Notwithstanding paragraph 1, Member State law may require controllers to consult with, and obtain prior authorisation from, the
p.(None): supervisory authority in relation to processing by a controller for the performance of a task carried out by the controller in the public
p.(None): interest, including processing in relation to social protection and public health.
p.(None):
p.(None):
p.(None): Section 4
p.(None): Data protection officer
p.(None):
p.(None): Article 37
p.(None): Designation of the data protection officer
p.(None): 1. The controller and the processor shall designate a data protection officer in any case where:
p.(None): (a) the processing is carried out by a public authority or body, except for courts acting in their judicial capacity;
p.(None): (b) the core activities of the controller or the processor consist of processing operations which, by virtue of their nature, their
p.(None): scope and/or their purposes, require regular and systematic monitoring of data subjects on a large scale; or
p.(None): (c) the core activities of the controller or the processor consist of processing on a large scale of special categories of data
p.(None): pursuant to Article 9 and personal data relating to criminal convictions and offences referred to in Article 10.
p.(None): 2. A group of undertakings may appoint a single data protection officer provided that a data protection officer is easily accessible
p.(None): from each establishment.
p.(None): 3. Where the controller or the processor is a public authority or body, a single data protection officer may be designated for
p.(None): several such authorities or bodies, taking account of their organisational structure and size.
p.(None): 4. In cases other than those referred to in paragraph 1, the controller or processor or associations and other bodies representing
p.(None): categories of controllers or processors may or, where required by Union or Member State law shall, designate a data protection
p.(None): officer. The data protection officer may act for such associations and other bodies representing controllers or processors.
p.(None): 5. The data protection officer shall be designated on the basis of professional qualities and, in particular, expert knowledge of data
p.(None): protection law and practices and the ability to fulfil the tasks referred to in Article 39.
...
p.(None):
p.(None): Article 44
p.(None): General principle for transfers
p.(None): Any transfer of personal data which are undergoing processing or are intended for processing after transfer to a third country or to
p.(None): an international organisation shall take place only if, subject to the other provisions of this Regulation, the conditions laid down in
p.(None): this Chapter are complied with by the controller and processor, including for onward transfers of personal data from the third
p.(None): country or an international organisation to another third country or to another international organisation. All provisions in this
p.(None): Chapter shall be applied in order to ensure that the level of protection of natural persons guaranteed by this Regulation is not
p.(None): undermined.
p.(None):
p.(None): Article 45
p.(None): Transfers on the basis of an adequacy decision
p.(None): 1. A transfer of personal data to a third country or an international organisation may take place where the Commission has
p.(None): decided that the third country, a territory or one or more specified sectors within that third country, or the international organisation
p.(None): in question ensures an adequate level of protection. Such a transfer shall not require any specific authorisation.
p.(None): 2. When assessing the adequacy of the level of protection, the Commission shall, in particular, take account of the following
p.(None): elements:
p.(None): (a) the rule of law, respect for human rights and fundamental freedoms, relevant legislation, both general and sectoral, including
p.(None): concerning public security, defence, national security and criminal law and the access of public authorities to personal data, as
p.(None): well as the implementation of such legislation, data protection rules, professional rules and security measures, including rules
p.(None): for the onward transfer of personal data to another third country or international organisation which are complied with in that
p.(None): country or international organisation, case-law, as well as effective and enforceable data subject rights and effective
p.(None): administrative and judicial redress for the data subjects whose personal data are being transferred;
p.(None): (b) the existence and effective functioning of one or more independent supervisory authorities in the third country or to which an
p.(None): international organisation is subject, with responsibility for ensuring and enforcing compliance with the data protection rules,
p.(None): including adequate enforcement powers, for assisting and advising the data subjects in exercising their rights and for
p.(None): cooperation with the supervisory authorities of the Member States; and
p.(None): (c) the international commitments the third country or international organisation concerned has entered into, or other obligations
p.(None): arising from legally binding conventions or instruments as well as from its participation in multilateral or regional systems, in
p.(None): particular in relation to the protection of personal data.
p.(None): 3. The Commission, after assessing the adequacy of the level of protection, may decide, by means of implementing act, that a
...
p.(None): Done at Brussels, 27 April 2016.
p.(None): For the European Parliament
p.(None): The President
p.(None): M. SCHULZ
p.(None): For the Council
p.(None): The President
p.(None): J.A. HENNIS-PLASSCHAERT
p.(None):
p.(None): (1) OJ C 229, 31.7.2012, p. 90.
p.(None): (2) OJ C 391, 18.12.2012, p. 127 .
p.(None): (3) Position of the European Parliament of 12 March 2014 (not yet published in the Official Journal) and position of the Council at first reading of 8 April 2016 (not
p.(None): yet published in the Official Journal). Position of the European Parliament of 14 April 2016.
p.(None): (4) Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the protection of individuals with regard to the processing of personal
p.(None): data and on the free movement of such data (OJ L 281, 23.11.1995, p. 31 ).
p.(None): (5) Commission Recommendation of 6 May 2003 concerning the definition of micro, small and medium-sized enterprises (C(2003) 1422) ( OJ L 124, 20.5.2003, p.
p.(None): 36).
p.(None): (6) Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing
p.(None): of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p. 1).
p.(None): (7) Directive (EU) 2016/680 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of
p.(None): personal data by competent authorities for the purposes of prevention, investigation, detection or prosecution of criminal offences or the execution of criminal
p.(None): penalties, and the free movement of such data and repealing Council Framework Decision 2008/977/JHA (see page 89 of this Official Journal).
p.(None): (8) Directive 2000/31/EC of the European Parliament and of the Council of 8 June 2000 on certain legal aspects of information society services, in particular
p.(None): electronic commerce, in the Internal Market (‘Directive on electronic commerce’) (OJ L 178, 17.7.2000, p. 1 ).
p.(None): (9) Directive 2011/24/EU of the European Parliament and of the Council of 9 March 2011 on the application of patients' rights in cross-border healthcare ( OJ L 88,
p.(None): 4.4.2011, p. 45).
p.(None): (10) Council Directive 93/13/EEC of 5 April 1993 on unfair terms in consumer contracts ( OJ L 95, 21.4.1993, p. 29).
p.(None): (11) Regulation (EC) No 1338/2008 of the European Parliament and of the Council of 16 December 2008 on Community statistics on public health and health and
p.(None): safety at work (OJ L 354, 31.12.2008, p. 70).
p.(None): (12) Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning
p.(None): mechanisms for control by Member States of the Commission's exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).
p.(None): (13) Regulation (EU) No 1215/2012 of the European Parliament and of the Council of 12 December 2012 on jurisdiction and the recognition and enforcement of
p.(None): judgments in civil and commercial matters (OJ L 351, 20.12.2012, p. 1 ).
p.(None): (14) Directive 2003/98/EC of the European Parliament and of the Council of 17 November 2003 on the re-use of public sector information ( OJ L 345, 31.12.2003,
p.(None): p. 90).
p.(None): (15) Regulation (EU) No 536/2014 of the European Parliament and of the Council of 16 April 2014 on clinical trials on medicinal products for human use, and
...
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p.(None): rights in relation to such processing. In particular, the specific purposes for which personal data are processed should be
p.(None): explicit and legitimate and determined at the time of the collection of the personal data. The personal data should be
p.(None): adequate, relevant and limited to what is necessary for the purposes for which they are processed. This requires, in particular,
p.(None): ensuring that the period for which the personal data are stored is limited to a strict minimum. Personal data should be
p.(None): processed only if the purpose of the processing could not reasonably be fulfilled by other means. In order to ensure that the
p.(None): personal data are not kept longer than necessary, time limits should be established by the controller for erasure or for a
p.(None): periodic review. Every reasonable step should be taken to ensure that personal data which are inaccurate are rectified or
p.(None): deleted. Personal data should be processed in a manner that ensures appropriate security and confidentiality of the personal
p.(None): data, including for preventing unauthorised access to or use of personal data and the equipment used for the processing.
p.(None): (40) In order for processing to be lawful, personal data should be processed on the basis of the consent of the data subject
p.(None): concerned or some other legitimate basis, laid down by law, either in this Regulation or in other Union or Member State law as
p.(None): referred to in this Regulation, including the necessity for compliance with the legal obligation to which the controller is subject
p.(None): or the necessity for the performance of a contract to which the data subject is party or in order to take steps at the request of
p.(None): the data subject prior to entering into a contract.
p.(None): (41) Where this Regulation refers to a legal basis or a legislative measure, this does not necessarily require a legislative act
p.(None): adopted by a parliament, without prejudice to requirements pursuant to the constitutional order of the Member State
p.(None): concerned. However, such a legal basis or legislative measure should be clear and precise and its application should be
p.(None): foreseeable to persons subject to it, in accordance with the case-law of the Court of Justice of the European Union (the ‘Court
p.(None): of Justice’) and the European Court of Human Rights.
p.(None): (42) Where processing is based on the data subject's consent, the controller should be able to demonstrate that the data subject
p.(None): has given consent to the processing operation. In particular in the context of a written declaration on another matter,
p.(None): safeguards should ensure that the data subject is aware of the fact that and the extent to which consent is given. In
p.(None): accordance with Council Directive 93/13/EEC (10) a declaration of consent pre-formulated by the controller should be provided
p.(None): in an intelligible and easily accessible form, using clear and plain language and it should not contain unfair terms. For consent
...
p.(None): to determine whether the controller performing a task carried out in the public interest or in the exercise of official authority
p.(None): should be a public authority or another natural or legal person governed by public law, or, where it is in the public interest to do
p.(None): so, including for health purposes such as public health and social protection and the management of health care services, by
p.(None): private law, such as a professional association.
p.(None): (46) The processing of personal data should also be regarded to be lawful where it is necessary to protect an interest which is
p.(None): essential for the life of the data subject or that of another natural person. Processing of personal data based on the vital
p.(None): interest of another natural person should in principle take place only where the processing cannot be manifestly based on
p.(None): another legal basis. Some types of processing may serve both important grounds of public interest and the vital interests of
p.(None): the data subject as for instance when processing is necessary for humanitarian purposes, including for monitoring epidemics
p.(None): and their spread or in situations of humanitarian emergencies, in particular in situations of natural and man-made disasters.
p.(None): (47) The legitimate interests of a controller, including those of a controller to which the personal data may be disclosed, or of a
p.(None): third party, may provide a legal basis for processing, provided that the interests or the fundamental rights and freedoms of the
p.(None): data subject are not overriding, taking into consideration the reasonable expectations of data subjects based on their
p.(None): relationship with the controller. Such legitimate interest could exist for example where there is a relevant and appropriate
p.(None): relationship between the data subject and the controller in situations such as where the data subject is a client or in the
p.(None): service of the controller. At any rate the existence of a legitimate interest would need careful assessment including whether a
p.(None): data subject can reasonably expect at the time and in the context of the collection of the personal data that processing for that
p.(None): purpose may take place. The interests and fundamental rights of the data subject could in particular override the interest of
p.(None): the data controller where personal data are processed in circumstances where data subjects do not reasonably expect further
p.(None): processing. Given that it is for the legislator to provide by law for the legal basis for public authorities to process personal data,
p.(None): that legal basis should not apply to the processing by public authorities in the performance of their tasks. The processing of
p.(None): personal data strictly necessary for the purposes of preventing fraud also constitutes a legitimate interest of the data controller
p.(None): concerned. The processing of personal data for direct marketing purposes may be regarded as carried out for a legitimate
p.(None): interest.
p.(None): (48) Controllers that are part of a group of undertakings or institutions affiliated to a central body may have a legitimate interest in
p.(None): transmitting personal data within the group of undertakings for internal administrative purposes, including the processing of
...
p.(None): compliance with a legal obligation to which the controller is subject or for the performance of a task carried out in the public
p.(None): interest or in the exercise of an official authority vested in the controller. The data subject's right to transmit or receive
p.(None): personal data concerning him or her should not create an obligation for the controllers to adopt or maintain processing
p.(None): systems which are technically compatible. Where, in a certain set of personal data, more than one data subject is concerned,
p.(None): the right to receive the personal data should be without prejudice to the rights and freedoms of other data subjects in
p.(None): accordance with this Regulation. Furthermore, that right should not prejudice the right of the data subject to obtain the erasure
p.(None): of personal data and the limitations of that right as set out in this Regulation and should, in particular, not imply the erasure of
p.(None): personal data concerning the data subject which have been provided by him or her for the performance of a contract to the
p.(None): extent that and for as long as the personal data are necessary for the performance of that contract. Where technically
p.(None): feasible, the data subject should have the right to have the personal data transmitted directly from one controller to another.
p.(None): (69) Where personal data might lawfully be processed because processing is necessary for the performance of a task carried out
p.(None): in the public interest or in the exercise of official authority vested in the controller, or on grounds of the legitimate interests of a
p.(None): controller or a third party, a data subject should, nevertheless, be entitled to object to the processing of any personal data
p.(None): relating to his or her particular situation. It should be for the controller to demonstrate that its compelling legitimate interest
p.(None): overrides the interests or the fundamental rights and freedoms of the data subject.
p.(None): (70) Where personal data are processed for the purposes of direct marketing, the data subject should have the right to object to
p.(None): such processing, including profiling to the extent that it is related to such direct marketing, whether with regard to initial or
p.(None): further processing, at any time and free of charge. That right should be explicitly brought to the attention of the data subject
p.(None): and presented clearly and separately from any other information.
p.(None): (71) The data subject should have the right not to be subject to a decision, which may include a measure, evaluating personal
p.(None): aspects relating to him or her which is based solely on automated processing and which produces legal effects concerning
p.(None): him or her or similarly significantly affects him or her, such as automatic refusal of an online credit application or e-recruiting
p.(None): practices without any human intervention. Such processing includes ‘profiling’ that consists of any form of automated
p.(None): processing of personal data evaluating the personal aspects relating to a natural person, in particular to analyse or predict
p.(None): aspects concerning the data subject's performance at work, economic situation, health, personal preferences or interests,
p.(None): reliability or behaviour, location or movements, where it produces legal effects concerning him or her or similarly significantly
p.(None): affects him or her. However, decision-making based on such processing, including profiling, should be allowed where
...
p.(None): supervisory authority and supervisory authorities concerned on the merits of the case, in particular whether there is an
p.(None): infringement of this Regulation.
p.(None): (137)There may be an urgent need to act in order to protect the rights and freedoms of data subjects, in particular when the danger
p.(None): exists that the enforcement of a right of a data subject could be considerably impeded. A supervisory authority should
p.(None): therefore be able to adopt duly justified provisional measures on its territory with a specified period of validity which should not
p.(None): exceed three months.
p.(None): (138)The application of such mechanism should be a condition for the lawfulness of a measure intended to produce legal effects by
p.(None): a supervisory authority in those cases where its application is mandatory. In other cases of cross-border relevance, the
p.(None): cooperation mechanism between the lead supervisory authority and supervisory authorities concerned should be applied and
p.(None): mutual assistance and joint operations might be carried out between the supervisory authorities concerned on a bilateral or
p.(None): multilateral basis without triggering the consistency mechanism.
p.(None): (139)In order to promote the consistent application of this Regulation, the Board should be set up as an independent body of the
p.(None): Union. To fulfil its objectives, the Board should have legal personality. The Board should be represented by its Chair. It should
p.(None): replace the Working Party on the Protection of Individuals with Regard to the Processing of Personal Data established by
p.(None): Directive 95/46/EC. It should consist of the head of a supervisory authority of each Member State and the European Data
p.(None): Protection Supervisor or their respective representatives. The Commission should participate in the Board's activities without
p.(None): voting rights and the European Data Protection Supervisor should have specific voting rights. The Board should contribute to
p.(None): the consistent application of this Regulation throughout the Union, including by advising the Commission, in particular on the
p.(None): level of protection in third countries or international organisations, and promoting cooperation of the supervisory authorities
p.(None): throughout the Union. The Board should act independently when performing its tasks.
p.(None): (140)The Board should be assisted by a secretariat provided by the European Data Protection Supervisor. The staff of the
p.(None): European Data Protection Supervisor involved in carrying out the tasks conferred on the Board by this Regulation should
p.(None): perform its tasks exclusively under the instructions of, and report to, the Chair of the Board.
...
p.(None): performance at work, economic situation, health, personal preferences, interests, reliability, behaviour, location or movements;
p.(None): (5) ‘pseudonymisation’ means the processing of personal data in such a manner that the personal data can no longer be
p.(None): attributed to a specific data subject without the use of additional information, provided that such additional information is kept
p.(None): separately and is subject to technical and organisational measures to ensure that the personal data are not attributed to an
p.(None): identified or identifiable natural person;
p.(None): (6) ‘filing system’ means any structured set of personal data which are accessible according to specific criteria, whether
p.(None): centralised, decentralised or dispersed on a functional or geographical basis;
p.(None): (7) ‘controller’ means the natural or legal person, public authority, agency or other body which, alone or jointly with others,
p.(None): determines the purposes and means of the processing of personal data; where the purposes and means of such processing
p.(None): are determined by Union or Member State law, the controller or the specific criteria for its nomination may be provided for by
p.(None): Union or Member State law;
p.(None): (8) ‘processor’ means a natural or legal person, public authority, agency or other body which processes personal data on behalf of
p.(None): the controller;
p.(None): (9) ‘recipient’ means a natural or legal person, public authority, agency or another body, to which the personal data are disclosed,
p.(None): whether a third party or not. However, public authorities which may receive personal data in the framework of a particular
p.(None): inquiry in accordance with Union or Member State law shall not be regarded as recipients; the processing of those data by
p.(None): those public authorities shall be in compliance with the applicable data protection rules according to the purposes of the
p.(None): processing;
p.(None): (10) ‘third party’ means a natural or legal person, public authority, agency or body other than the data subject, controller, processor
p.(None): and persons who, under the direct authority of the controller or processor, are authorised to process personal data;
p.(None): (11) ‘consent’ of the data subject means any freely given, specific, informed and unambiguous indication of the data subject's
p.(None): wishes by which he or she, by a statement or by a clear affirmative action, signifies agreement to the processing of personal
p.(None): data relating to him or her;
p.(None): (12) ‘personal data breach’ means a breach of security leading to the accidental or unlawful destruction, loss, alteration,
p.(None): unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise processed;
p.(None): (13) ‘genetic data’ means personal data relating to the inherited or acquired genetic characteristics of a natural person which give
p.(None): unique information about the physiology or the health of that natural person and which result, in particular, from an analysis of
p.(None): a biological sample from the natural person in question;
p.(None): (14) ‘biometric data’ means personal data resulting from specific technical processing relating to the physical, physiological or
p.(None): behavioural characteristics of a natural person, which allow or confirm the unique identification of that natural person, such as
p.(None): facial images or dactyloscopic data;
p.(None): (15) ‘data concerning health’ means personal data related to the physical or mental health of a natural person, including the
...
p.(None): inaccurate, having regard to the purposes for which they are processed, are erased or rectified without delay (‘accuracy’);
p.(None): (e) kept in a form which permits identification of data subjects for no longer than is necessary for the purposes for which the
p.(None): personal data are processed; personal data may be stored for longer periods insofar as the personal data will be processed
p.(None): solely for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes in
p.(None): accordance with Article 89(1) subject to implementation of the appropriate technical and organisational measures required by
p.(None): this Regulation in order to safeguard the rights and freedoms of the data subject (‘storage limitation’);
p.(None): (f) processed in a manner that ensures appropriate security of the personal data, including protection against unauthorised or
p.(None): unlawful processing and against accidental loss, destruction or damage, using appropriate technical or organisational
p.(None): measures (‘integrity and confidentiality’).
p.(None): 2. The controller shall be responsible for, and be able to demonstrate compliance with, paragraph 1 (‘accountability’).
p.(None):
p.(None): Article 6
p.(None): Lawfulness of processing
p.(None): 1. Processing shall be lawful only if and to the extent that at least one of the following applies:
p.(None): (a) the data subject has given consent to the processing of his or her personal data for one or more specific purposes;
p.(None): (b) processing is necessary for the performance of a contract to which the data subject is party or in order to take steps at the
p.(None): request of the data subject prior to entering into a contract;
p.(None): (c) processing is necessary for compliance with a legal obligation to which the controller is subject;
p.(None): (d) processing is necessary in order to protect the vital interests of the data subject or of another natural person;
p.(None): (e) processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller;
p.(None): (f) processing is necessary for the purposes of the legitimate interests pursued by the controller or by a third party, except where
p.(None): such interests are overridden by the interests or fundamental rights and freedoms of the data subject which require protection
p.(None): of personal data, in particular where the data subject is a child.
p.(None): Point (f) of the first subparagraph shall not apply to processing carried out by public authorities in the performance of their tasks.
p.(None): 2. Member States may maintain or introduce more specific provisions to adapt the application of the rules of this Regulation with
p.(None): regard to processing for compliance with points (c) and (e) of paragraph 1 by determining more precisely specific requirements for
p.(None): the processing and other measures to ensure lawful and fair processing including for other specific processing situations as
p.(None): provided for in Chapter IX.
p.(None): 3. The basis for the processing referred to in point (c) and (e) of paragraph 1 shall be laid down by:
p.(None): (a) Union law; or
p.(None): (b) Member State law to which the controller is subject.
p.(None): The purpose of the processing shall be determined in that legal basis or, as regards the processing referred to in point (e) of
p.(None): paragraph 1, shall be necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller. That legal basis may contain specific provisions to adapt the application of rules of this Regulation, inter
p.(None): alia: the general conditions governing the lawfulness of processing by the controller; the types of data which are subject to the
...
p.(None): the identity of the data subject.
p.(None): 7. The information to be provided to data subjects pursuant to Articles 13 and 14 may be provided in combination with
p.(None): standardised icons in order to give in an easily visible, intelligible and clearly legible manner a meaningful overview of the intended
p.(None): processing. Where the icons are presented electronically they shall be machine-readable.
p.(None): 8. The Commission shall be empowered to adopt delegated acts in accordance with Article 92 for the purpose of determining the
p.(None): information to be presented by the icons and the procedures for providing standardised icons.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Information and access to personal data
p.(None):
p.(None): Article 13
p.(None): Information to be provided where personal data are collected from the data subject
p.(None): 1. Where personal data relating to a data subject are collected from the data subject, the controller shall, at the time when
p.(None): personal data are obtained, provide the data subject with all of the following information:
p.(None): (a) the identity and the contact details of the controller and, where applicable, of the controller's representative;
p.(None): (b) the contact details of the data protection officer, where applicable;
p.(None): (c) the purposes of the processing for which the personal data are intended as well as the legal basis for the processing;
p.(None): (d) where the processing is based on point (f) of Article 6(1), the legitimate interests pursued by the controller or by a third party;
p.(None): (e) the recipients or categories of recipients of the personal data, if any;
p.(None): (f) where applicable, the fact that the controller intends to transfer personal data to a third country or international organisation
p.(None): and the existence or absence of an adequacy decision by the Commission, or in the case of transfers referred to in Article 46
p.(None): or 47, or the second subparagraph of Article 49(1), reference to the appropriate or suitable safeguards and the means by
p.(None): which to obtain a copy of them or where they have been made available.
p.(None): 2. In addition to the information referred to in paragraph 1, the controller shall, at the time when personal data are obtained,
p.(None): provide the data subject with the following further information necessary to ensure fair and transparent processing:
p.(None): (a) the period for which the personal data will be stored, or if that is not possible, the criteria used to determine that period;
p.(None): (b) the existence of the right to request from the controller access to and rectification or erasure of personal data or restriction of
p.(None): processing concerning the data subject or to object to processing as well as the right to data portability;
p.(None): (c) where the processing is based on point (a) of Article 6(1) or point (a) of Article 9(2), the existence of the right to withdraw
p.(None): consent at any time, without affecting the lawfulness of processing based on consent before its withdrawal;
p.(None): (d) the right to lodge a complaint with a supervisory authority;
...
p.(None): 1. Where personal data have not been obtained from the data subject, the controller shall provide the data subject with the
p.(None): following information:
p.(None): (a) the identity and the contact details of the controller and, where applicable, of the controller's representative;
p.(None): (b) the contact details of the data protection officer, where applicable;
p.(None): (c) the purposes of the processing for which the personal data are intended as well as the legal basis for the processing;
p.(None): (d) the categories of personal data concerned;
p.(None): (e) the recipients or categories of recipients of the personal data, if any;
p.(None): (f) where applicable, that the controller intends to transfer personal data to a recipient in a third country or international
p.(None): organisation and the existence or absence of an adequacy decision by the Commission, or in the case of transfers referred to
p.(None): in Article 46 or 47, or the second subparagraph of Article 49(1), reference to the appropriate or suitable safeguards and the
p.(None): means to obtain a copy of them or where they have been made available.
p.(None): 2. In addition to the information referred to in paragraph 1, the controller shall provide the data subject with the following
p.(None): information necessary to ensure fair and transparent processing in respect of the data subject:
p.(None): (a) the period for which the personal data will be stored, or if that is not possible, the criteria used to determine that period;
p.(None): (b) where the processing is based on point (f) of Article 6(1), the legitimate interests pursued by the controller or by a third party;
p.(None): (c) the existence of the right to request from the controller access to and rectification or erasure of personal data or restriction of
p.(None): processing concerning the data subject and to object to processing as well as the right to data portability;
p.(None): (d) where processing is based on point (a) of Article 6(1) or point (a) of Article 9(2), the existence of the right to withdraw consent
p.(None): at any time, without affecting the lawfulness of processing based on consent before its withdrawal;
p.(None): (e) the right to lodge a complaint with a supervisory authority;
p.(None): (f) from which source the personal data originate, and if applicable, whether it came from publicly accessible sources;
p.(None): (g) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
p.(None): 3. The controller shall provide the information referred to in paragraphs 1 and 2:
p.(None): (a) within a reasonable period after obtaining the personal data, but at the latest within one month, having regard to the specific
p.(None): circumstances in which the personal data are processed;
p.(None): (b) if the personal data are to be used for communication with the data subject, at the latest at the time of the first communication
p.(None): to that data subject; or
p.(None): (c) if a disclosure to another recipient is envisaged, at the latest when the personal data are first disclosed.
...
p.(None): day following that of its publication in the Official Journal of the European Union or at a later date specified therein. It shall not affect
p.(None): the validity of any delegated acts already in force.
p.(None): 4. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the
p.(None): Council.
p.(None): 5. A delegated act adopted pursuant to Article 12(8) and Article 43(8) shall enter into force only if no objection has been expressed
p.(None): by either the European Parliament or the Council within a period of three months of notification of that act to the European
p.(None): Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the
p.(None): Commission that they will not object. That period shall be extended by three months at the initiative of the European Parliament or
p.(None): of the Council.
p.(None):
p.(None): Article 93
p.(None): Committee procedure
p.(None): 1. The Commission shall be assisted by a committee. That committee shall be a committee within the meaning of Regulation (EU)
p.(None): No 182/2011.
p.(None): 2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.
p.(None): 3. Where reference is made to this paragraph, Article 8 of Regulation (EU) No 182/2011, in conjunction with Article 5 thereof, shall
p.(None): apply.
p.(None):
p.(None):
p.(None): CHAPTER XI
p.(None): Final provisions
p.(None):
p.(None): Article 94
p.(None): Repeal of Directive 95/46/EC
p.(None): 1. Directive 95/46/EC is repealed with effect from 25 May 2018.
p.(None): 2. References to the repealed Directive shall be construed as references to this Regulation. References to the Working Party on
p.(None): the Protection of Individuals with regard to the Processing of Personal Data established by Article 29 of Directive 95/46/EC shall be
p.(None): construed as references to the European Data Protection Board established by this Regulation.
p.(None):
p.(None): Article 95
p.(None): Relationship with Directive 2002/58/EC
p.(None): This Regulation shall not impose additional obligations on natural or legal persons in relation to processing in connection with the
p.(None): provision of publicly available electronic communications services in public communication networks in the Union in relation to
p.(None): matters for which they are subject to specific obligations with the same objective set out in Directive 2002/58/EC.
p.(None):
p.(None): Article 96
p.(None): Relationship with previously concluded Agreements
p.(None): International agreements involving the transfer of personal data to third countries or international organisations which were
p.(None): concluded by Member States prior to 24 May 2016, and which comply with Union law as applicable prior to that date, shall remain in
p.(None): force until amended, replaced or revoked.
p.(None):
p.(None): Article 97
p.(None): Commission reports
p.(None): 1. By 25 May 2020 and every four years thereafter, the Commission shall submit a report on the evaluation and review of this
p.(None): Regulation to the European Parliament and to the Council. The reports shall be made public.
p.(None): 2. In the context of the evaluations and reviews referred to in paragraph 1, the Commission shall examine, in particular, the
p.(None): application and functioning of:
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Searching for indicator political:
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p.(None): apply to cross-border processing of such data.
p.(None): (54) The processing of special categories of personal data may be necessary for reasons of public interest in the areas of public
p.(None): health without consent of the data subject. Such processing should be subject to suitable and specific measures so as to
p.(None): protect the rights and freedoms of natural persons. In that context, ‘public health’ should be interpreted as defined in
p.(None): Regulation (EC) No 1338/2008 of the European Parliament and of the Council (11), namely all elements related to health,
p.(None): namely health status, including morbidity and disability, the determinants having an effect on that health status, health care
p.(None): needs, resources allocated to health care, the provision of, and universal access to, health care as well as health care
p.(None): expenditure and financing, and the causes of mortality. Such processing of data concerning health for reasons of public
p.(None): interest should not result in personal data being processed for other purposes by third parties such as employers or insurance
p.(None): and banking companies.
p.(None): (55) Moreover, the processing of personal data by official authorities for the purpose of achieving the aims, laid down by
p.(None): constitutional law or by international public law, of officially recognised religious associations, is carried out on grounds of
p.(None): public interest.
p.(None): (56) Where in the course of electoral activities, the operation of the democratic system in a Member State requires that political
p.(None): parties compile personal data on people's political opinions, the processing of such data may be permitted for reasons of
p.(None): public interest, provided that appropriate safeguards are established.
p.(None): (57) If the personal data processed by a controller do not permit the controller to identify a natural person, the data controller
p.(None): should not be obliged to acquire additional information in order to identify the data subject for the sole purpose of complying
p.(None): with any provision of this Regulation. However, the controller should not refuse to take additional information provided by the
p.(None): data subject in order to support the exercise of his or her rights. Identification should include the digital identification of a data
p.(None): subject, for example through authentication mechanism such as the same credentials, used by the data subject to log-in to the
p.(None): on-line service offered by the data controller.
p.(None): (58) The principle of transparency requires that any information addressed to the public or to the data subject be concise, easily
p.(None): accessible and easy to understand, and that clear and plain language and, additionally, where appropriate, visualisation be
p.(None): used. Such information could be provided in electronic form, for example, when addressed to the public, through a website.
p.(None): This is of particular relevance in situations where the proliferation of actors and the technological complexity of practice make
p.(None): it difficult for the data subject to know and understand whether, by whom and for what purpose personal data relating to him or
p.(None): her are being collected, such as in the case of online advertising. Given that children merit specific protection, any information
...
p.(None): institutions or national oversight bodies and to ensure the security and reliability of a service provided by the controller, or
p.(None): necessary for the entering or performance of a contract between the data subject and a controller, or when the data subject
p.(None): has given his or her explicit consent. In any case, such processing should be subject to suitable safeguards, which should
p.(None): include specific information to the data subject and the right to obtain human intervention, to express his or her point of view,
p.(None): to obtain an explanation of the decision reached after such assessment and to challenge the decision. Such measure should
p.(None): not concern a child.
p.(None): In order to ensure fair and transparent processing in respect of the data subject, taking into account the specific
p.(None): circumstances and context in which the personal data are processed, the controller should use appropriate mathematical or
p.(None): statistical procedures for the profiling, implement technical and organisational measures appropriate to ensure, in particular,
p.(None): that factors which result in inaccuracies in personal data are corrected and the risk of errors is minimised, secure personal
p.(None): data in a manner that takes account of the potential risks involved for the interests and rights of the data subject and that
p.(None): prevents, inter alia, discriminatory effects on natural persons on the basis of racial or ethnic origin, political opinion, religion or
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
p.(None): (73) Restrictions concerning specific principles and the rights of information, access to and rectification or erasure of personal
p.(None): data, the right to data portability, the right to object, decisions based on profiling, as well as the communication of a personal
p.(None): data breach to a data subject and certain related obligations of the controllers may be imposed by Union or Member State law,
p.(None): as far as necessary and proportionate in a democratic society to safeguard public security, including the protection of human
p.(None): life especially in response to natural or manmade disasters, the prevention, investigation and prosecution of criminal offences
p.(None): or the execution of criminal penalties, including the safeguarding against and the prevention of threats to public security, or of
p.(None): breaches of ethics for regulated professions, other important objectives of general public interest of the Union or of a Member
p.(None): State, in particular an important economic or financial interest of the Union or of a Member State, the keeping of public
p.(None): registers kept for reasons of general public interest, further processing of archived personal data to provide specific
p.(None): information related to the political behaviour under former totalitarian state regimes or the protection of the data subject or the
p.(None): rights and freedoms of others, including social protection, public health and humanitarian purposes. Those restrictions should
p.(None): be in accordance with the requirements set out in the Charter and in the European Convention for the Protection of Human
p.(None): Rights and Fundamental Freedoms.
p.(None): (74) The responsibility and liability of the controller for any processing of personal data carried out by the controller or on the
p.(None): controller's behalf should be established. In particular, the controller should be obliged to implement appropriate and effective
p.(None): measures and be able to demonstrate the compliance of processing activities with this Regulation, including the effectiveness
p.(None): of the measures. Those measures should take into account the nature, scope, context and purposes of the processing and
p.(None): the risk to the rights and freedoms of natural persons.
p.(None): (75) The risk to the rights and freedoms of natural persons, of varying likelihood and severity, may result from personal data
p.(None): processing which could lead to physical, material or non-material damage, in particular: where the processing may give rise to
p.(None): discrimination, identity theft or fraud, financial loss, damage to the reputation, loss of confidentiality of personal data protected
p.(None): by professional secrecy, unauthorised reversal of pseudonymisation, or any other significant economic or social disadvantage;
p.(None): where data subjects might be deprived of their rights and freedoms or prevented from exercising control over their personal
p.(None): data; where personal data are processed which reveal racial or ethnic origin, political opinions, religion or philosophical
p.(None): beliefs, trade union membership, and the processing of genetic data, data concerning health or data concerning sex life or
p.(None): criminal convictions and offences or related security measures; where personal aspects are evaluated, in particular analysing
p.(None): or predicting aspects concerning performance at work, economic situation, health, personal preferences or interests, reliability
p.(None): or behaviour, location or movements, in order to create or use personal profiles; where personal data of vulnerable natural
p.(None): persons, in particular of children, are processed; or where processing involves a large amount of personal data and affects a
p.(None): large number of data subjects.
p.(None): (76) The likelihood and severity of the risk to the rights and freedoms of the data subject should be determined by reference to the
p.(None): nature, scope, context and purposes of the processing. Risk should be evaluated on the basis of an objective assessment, by
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
...
p.(None): enhanced, as they draw on a larger population. Within social science, research on the basis of registries enables researchers
p.(None): to obtain essential knowledge about the long-term correlation of a number of social conditions such as unemployment and
p.(None): education with other life conditions. Research results obtained through registries provide solid, high-quality knowledge which
p.(None): can provide the basis for the formulation and implementation of knowledge-based policy, improve the quality of life for a
p.(None): number of people and improve the efficiency of social services. In order to facilitate scientific research, personal data can be
p.(None): processed for scientific research purposes, subject to appropriate conditions and safeguards set out in Union or
p.(None): Member State law.
p.(None): (158)Where personal data are processed for archiving purposes, this Regulation should also apply to that processing, bearing in
p.(None): mind that this Regulation should not apply to deceased persons. Public authorities or public or private bodies that hold
p.(None): records of public interest should be services which, pursuant to Union or Member State law, have a legal obligation to acquire,
p.(None): preserve, appraise, arrange, describe, communicate, promote, disseminate and provide access to records of enduring value
p.(None): for general public interest. Member States should also be authorised to provide for the further processing of personal data for
p.(None): archiving purposes, for example with a view to providing specific information related to the political behaviour under former
p.(None): totalitarian state regimes, genocide, crimes against humanity, in particular the Holocaust, or war crimes.
p.(None): (159)Where personal data are processed for scientific research purposes, this Regulation should also apply to that processing. For
p.(None): the purposes of this Regulation, the processing of personal data for scientific research purposes should be interpreted in a
p.(None): broad manner including for example technological development and demonstration, fundamental research, applied research
p.(None): and privately funded research. In addition, it should take into account the Union's objective under Article 179(1) TFEU of
p.(None): achieving a European Research Area. Scientific research purposes should also include studies conducted in the public
p.(None): interest in the area of public health. To meet the specificities of processing personal data for scientific research purposes,
p.(None): specific conditions should apply in particular as regards the publication or otherwise disclosure of personal data in the context
p.(None): of scientific research purposes. If the result of scientific research in particular in the health context gives reason for further
p.(None): measures in the interest of the data subject, the general rules of this Regulation should apply in view of those measures.
p.(None): (160)Where personal data are processed for historical research purposes, this Regulation should also apply to that processing.
p.(None): This should also include historical research and research for genealogical purposes, bearing in mind that this Regulation
p.(None): should not apply to deceased persons.
p.(None): (161)For the purpose of consenting to the participation in scientific research activities in clinical trials, the relevant provisions of
...
p.(None): the personal data of a child shall be lawful where the child is at least 16 years old. Where the child is below the age of 16 years,
p.(None): such processing shall be lawful only if and to the extent that consent is given or authorised by the holder of parental responsibility
p.(None): over the child.
p.(None): Member States may provide by law for a lower age for those purposes provided that such lower age is not below 13 years.
p.(None): 2. The controller shall make reasonable efforts to verify in such cases that consent is given or authorised by the holder of parental
p.(None): responsibility over the child, taking into consideration available technology.
p.(None): 3. Paragraph 1 shall not affect the general contract law of Member States such as the rules on the validity, formation or effect of a
p.(None): contract in relation to a child.
p.(None):
p.(None): Article 9
p.(None): Processing of special categories of personal data
p.(None): 1. Processing of personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
p.(None): (b) processing is necessary for the purposes of carrying out the obligations and exercising specific rights of the controller or of the
p.(None): data subject in the field of employment and social security and social protection law in so far as it is authorised by Union or
p.(None): Member State law or a collective agreement pursuant to Member State law providing for appropriate safeguards for the
p.(None): fundamental rights and the interests of the data subject;
p.(None): (c) processing is necessary to protect the vital interests of the data subject or of another natural person where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (d) processing is carried out in the course of its legitimate activities with appropriate safeguards by a foundation, association or
p.(None): any other not-for-profit body with a political, philosophical, religious or trade union aim and on condition that the processing
p.(None): relates solely to the members or to former members of the body or to persons who have regular contact with it in connection
p.(None): with its purposes and that the personal data are not disclosed outside that body without the consent of the data subjects;
p.(None): (e) processing relates to personal data which are manifestly made public by the data subject;
p.(None): (f) processing is necessary for the establishment, exercise or defence of legal claims or whenever courts are acting in their
p.(None): judicial capacity;
p.(None): (g) processing is necessary for reasons of substantial public interest, on the basis of Union or Member State law which shall be
p.(None): proportionate to the aim pursued, respect the essence of the right to data protection and provide for suitable and specific
p.(None): measures to safeguard the fundamental rights and the interests of the data subject;
p.(None): (h) processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity
p.(None): of the employee, medical diagnosis, the provision of health or social care or treatment or the management of health or social
p.(None): care systems and services on the basis of Union or Member State law or pursuant to contract with a health professional and
p.(None): subject to the conditions and safeguards referred to in paragraph 3;
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Political / vulnerable
Searching for indicator vulnerable:
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p.(None): the risk to the rights and freedoms of natural persons.
p.(None): (75) The risk to the rights and freedoms of natural persons, of varying likelihood and severity, may result from personal data
p.(None): processing which could lead to physical, material or non-material damage, in particular: where the processing may give rise to
p.(None): discrimination, identity theft or fraud, financial loss, damage to the reputation, loss of confidentiality of personal data protected
p.(None): by professional secrecy, unauthorised reversal of pseudonymisation, or any other significant economic or social disadvantage;
p.(None): where data subjects might be deprived of their rights and freedoms or prevented from exercising control over their personal
p.(None): data; where personal data are processed which reveal racial or ethnic origin, political opinions, religion or philosophical
p.(None): beliefs, trade union membership, and the processing of genetic data, data concerning health or data concerning sex life or
p.(None): criminal convictions and offences or related security measures; where personal aspects are evaluated, in particular analysing
p.(None): or predicting aspects concerning performance at work, economic situation, health, personal preferences or interests, reliability
p.(None): or behaviour, location or movements, in order to create or use personal profiles; where personal data of vulnerable natural
p.(None): persons, in particular of children, are processed; or where processing involves a large amount of personal data and affects a
p.(None): large number of data subjects.
p.(None): (76) The likelihood and severity of the risk to the rights and freedoms of the data subject should be determined by reference to the
p.(None): nature, scope, context and purposes of the processing. Risk should be evaluated on the basis of an objective assessment, by
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
p.(None): processor, especially as regards the identification of the risk related to the processing, their assessment in terms of origin,
p.(None): nature, likelihood and severity, and the identification of best practices to mitigate the risk, could be provided in particular by
p.(None): means of approved codes of conduct, approved certifications, guidelines provided by the Board or indications provided by a
p.(None): data protection officer. The Board may also issue guidelines on processing operations that are considered to be unlikely to
p.(None): result in a high risk to the rights and freedoms of natural persons and indicate what measures may be sufficient in such cases
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Health / Drug Usage
Searching for indicator substance:
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p.(None): (33) It is often not possible to fully identify the purpose of personal data processing for scientific research purposes at the time of
p.(None): data collection. Therefore, data subjects should be allowed to give their consent to certain areas of scientific research when in
p.(None): keeping with recognised ethical standards for scientific research. Data subjects should have the opportunity to give their
p.(None): consent only to certain areas of research or parts of research projects to the extent allowed by the intended purpose.
p.(None): (34) Genetic data should be defined as personal data relating to the inherited or acquired genetic characteristics of a natural
p.(None): person which result from the analysis of a biological sample from the natural person in question, in particular chromosomal,
p.(None): deoxyribonucleic acid (DNA) or ribonucleic acid (RNA) analysis, or from the analysis of another element enabling equivalent
p.(None): information to be obtained.
p.(None): (35) Personal data concerning health should include all data pertaining to the health status of a data subject which reveal
p.(None): information relating to the past, current or future physical or mental health status of the data subject. This includes information
p.(None): about the natural person collected in the course of the registration for, or the provision of, health care services as referred to in
p.(None): Directive 2011/24/EU of the European Parliament and of the Council (9) to that natural person; a number, symbol or particular
p.(None): assigned to a natural person to uniquely identify the natural person for health purposes; information derived from the testing or
p.(None): examination of a body part or bodily substance, including from genetic data and biological samples; and any information on,
p.(None): for example, a disease, disability, disease risk, medical history, clinical treatment or the physiological or biomedical state of
p.(None): the data subject independent of its source, for example from a physician or other health professional, a hospital, a medical
p.(None): device or an in vitro diagnostic test.
p.(None): (36) The main establishment of a controller in the Union should be the place of its central administration in the Union, unless the
p.(None): decisions on the purposes and means of the processing of personal data are taken in another establishment of the controller
p.(None): in the Union, in which case that other establishment should be considered to be the main establishment. The main
p.(None): establishment of a controller in the Union should be determined according to objective criteria and should imply the effective
p.(None): and real exercise of management activities determining the main decisions as to the purposes and means of processing
p.(None): through stable arrangements. That criterion should not depend on whether the processing of personal data is carried out at
p.(None): that location. The presence and use of technical means and technologies for processing personal data or processing activities
p.(None): do not, in themselves, constitute a main establishment and are therefore not determining criteria for a main establishment. The
...
p.(None):
p.(None):
p.(None): Section 3
p.(None): European data protection board
p.(None):
p.(None): Article 68
p.(None): European Data Protection Board
p.(None): 1. The European Data Protection Board (the ‘Board’) is hereby established as a body of the Union and shall have legal personality.
p.(None): 2. The Board shall be represented by its Chair.
p.(None): 3. The Board shall be composed of the head of one supervisory authority of each Member State and of the European Data
p.(None): Protection Supervisor, or their respective representatives.
p.(None): 4. Where in a Member State more than one supervisory authority is responsible for monitoring the application of the provisions
p.(None): pursuant to this Regulation, a joint representative shall be appointed in accordance with that Member State's law.
p.(None): 5. The Commission shall have the right to participate in the activities and meetings of the Board without voting right. The
p.(None): Commission shall designate a representative. The Chair of the Board shall communicate to the Commission the activities of the
p.(None): Board.
p.(None): 6. In the cases referred to in Article 65, the European Data Protection Supervisor shall have voting rights only on decisions which
p.(None): concern principles and rules applicable to the Union institutions, bodies, offices and agencies which correspond in substance to
p.(None): those of this Regulation.
p.(None): Article 69
p.(None): Independence
p.(None): 1. The Board shall act independently when performing its tasks or exercising its powers pursuant to Articles 70 and 71.
p.(None): 2. Without prejudice to requests by the Commission referred to in point (b) of Article 70(1) and in Article 70(2), the Board shall, in
p.(None): the performance of its tasks or the exercise of its powers, neither seek nor take instructions from anybody.
p.(None):
p.(None): Article 70
p.(None): Tasks of the Board
p.(None): 1. The Board shall ensure the consistent application of this Regulation. To that end, the Board shall, on its own initiative or, where
p.(None): relevant, at the request of the Commission, in particular:
p.(None): (a) monitor and ensure the correct application of this Regulation in the cases provided for in Articles 64 and 65 without prejudice
p.(None): to the tasks of national supervisory authorities;
p.(None): (b) advise the Commission on any issue related to the protection of personal data in the Union, including on any proposed
p.(None): amendment of this Regulation;
p.(None): (c) advise the Commission on the format and procedures for the exchange of information between controllers, processors and
p.(None): supervisory authorities for binding corporate rules;
p.(None): (d) issue guidelines, recommendations, and best practices on procedures for erasing links, copies or replications of personal data
p.(None): from publicly available communication services as referred to in Article 17(2);
p.(None): (e) examine, on its own initiative, on request of one of its members or on request of the Commission, any question covering the
p.(None): application of this Regulation and issue guidelines, recommendations and best practices in order to encourage consistent
...
Health / Mentally Disabled
Searching for indicator disability:
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p.(None): data collection. Therefore, data subjects should be allowed to give their consent to certain areas of scientific research when in
p.(None): keeping with recognised ethical standards for scientific research. Data subjects should have the opportunity to give their
p.(None): consent only to certain areas of research or parts of research projects to the extent allowed by the intended purpose.
p.(None): (34) Genetic data should be defined as personal data relating to the inherited or acquired genetic characteristics of a natural
p.(None): person which result from the analysis of a biological sample from the natural person in question, in particular chromosomal,
p.(None): deoxyribonucleic acid (DNA) or ribonucleic acid (RNA) analysis, or from the analysis of another element enabling equivalent
p.(None): information to be obtained.
p.(None): (35) Personal data concerning health should include all data pertaining to the health status of a data subject which reveal
p.(None): information relating to the past, current or future physical or mental health status of the data subject. This includes information
p.(None): about the natural person collected in the course of the registration for, or the provision of, health care services as referred to in
p.(None): Directive 2011/24/EU of the European Parliament and of the Council (9) to that natural person; a number, symbol or particular
p.(None): assigned to a natural person to uniquely identify the natural person for health purposes; information derived from the testing or
p.(None): examination of a body part or bodily substance, including from genetic data and biological samples; and any information on,
p.(None): for example, a disease, disability, disease risk, medical history, clinical treatment or the physiological or biomedical state of
p.(None): the data subject independent of its source, for example from a physician or other health professional, a hospital, a medical
p.(None): device or an in vitro diagnostic test.
p.(None): (36) The main establishment of a controller in the Union should be the place of its central administration in the Union, unless the
p.(None): decisions on the purposes and means of the processing of personal data are taken in another establishment of the controller
p.(None): in the Union, in which case that other establishment should be considered to be the main establishment. The main
p.(None): establishment of a controller in the Union should be determined according to objective criteria and should imply the effective
p.(None): and real exercise of management activities determining the main decisions as to the purposes and means of processing
p.(None): through stable arrangements. That criterion should not depend on whether the processing of personal data is carried out at
p.(None): that location. The presence and use of technical means and technologies for processing personal data or processing activities
p.(None): do not, in themselves, constitute a main establishment and are therefore not determining criteria for a main establishment. The
p.(None): main establishment of the processor should be the place of its central administration in the Union or, if it has no central
...
p.(None): well as for studies conducted in the public interest in the area of public health. Therefore, this Regulation should provide for
p.(None): harmonised conditions for the processing of special categories of personal data concerning health, in respect of specific
p.(None): needs, in particular where the processing of such data is carried out for certain health-related purposes by persons subject to
p.(None): a legal obligation of professional secrecy. Union or Member State law should provide for specific and suitable measures so as
p.(None): to protect the fundamental rights and the personal data of natural persons. Member States should be allowed to maintain or
p.(None): introduce further conditions, including limitations, with regard to the processing of genetic data, biometric data or data
p.(None): concerning health. However, this should not hamper the free flow of personal data within the Union when those conditions
p.(None): apply to cross-border processing of such data.
p.(None): (54) The processing of special categories of personal data may be necessary for reasons of public interest in the areas of public
p.(None): health without consent of the data subject. Such processing should be subject to suitable and specific measures so as to
p.(None): protect the rights and freedoms of natural persons. In that context, ‘public health’ should be interpreted as defined in
p.(None): Regulation (EC) No 1338/2008 of the European Parliament and of the Council (11), namely all elements related to health,
p.(None): namely health status, including morbidity and disability, the determinants having an effect on that health status, health care
p.(None): needs, resources allocated to health care, the provision of, and universal access to, health care as well as health care
p.(None): expenditure and financing, and the causes of mortality. Such processing of data concerning health for reasons of public
p.(None): interest should not result in personal data being processed for other purposes by third parties such as employers or insurance
p.(None): and banking companies.
p.(None): (55) Moreover, the processing of personal data by official authorities for the purpose of achieving the aims, laid down by
p.(None): constitutional law or by international public law, of officially recognised religious associations, is carried out on grounds of
p.(None): public interest.
p.(None): (56) Where in the course of electoral activities, the operation of the democratic system in a Member State requires that political
p.(None): parties compile personal data on people's political opinions, the processing of such data may be permitted for reasons of
p.(None): public interest, provided that appropriate safeguards are established.
p.(None): (57) If the personal data processed by a controller do not permit the controller to identify a natural person, the data controller
p.(None): should not be obliged to acquire additional information in order to identify the data subject for the sole purpose of complying
p.(None): with any provision of this Regulation. However, the controller should not refuse to take additional information provided by the
p.(None): data subject in order to support the exercise of his or her rights. Identification should include the digital identification of a data
...
Health / Mentally Incapacitated
Searching for indicator incapable:
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p.(None): in a judicial procedure or whether in an administrative or any out-of-court procedure, including procedures before regulatory
p.(None): bodies. Provision should also be made for the possibility for transfers where important grounds of public interest laid down by
p.(None): Union or Member State law so require or where the transfer is made from a register established by law and intended for
p.(None): consultation by the public or persons having a legitimate interest. In the latter case, such a transfer should not involve the
p.(None): entirety of the personal data or entire categories of the data contained in the register and, when the register is intended for
p.(None): consultation by persons having a legitimate interest, the transfer should be made only at the request of those persons or, if
p.(None): they are to be the recipients, taking into full account the interests and fundamental rights of the data subject.
p.(None): (112)Those derogations should in particular apply to data transfers required and necessary for important reasons of public interest,
p.(None): for example in cases of international data exchange between competition authorities, tax or customs administrations, between
p.(None): financial supervisory authorities, between services competent for social security matters, or for public health, for example in
p.(None): the case of contact tracing for contagious diseases or in order to reduce and/or eliminate doping in sport. A transfer of
p.(None): personal data should also be regarded as lawful where it is necessary to protect an interest which is essential for the data
p.(None): subject's or another person's vital interests, including physical integrity or life, if the data subject is incapable of giving consent.
p.(None): In the absence of an adequacy decision, Union or Member State law may, for important reasons of public interest, expressly
p.(None): set limits to the transfer of specific categories of data to a third country or an international organisation. Member States should
p.(None): notify such provisions to the Commission. Any transfer to an international humanitarian organisation of personal data of a data
p.(None): subject who is physically or legally incapable of giving consent, with a view to accomplishing a task incumbent under the
p.(None): Geneva Conventions or to complying with international humanitarian law applicable in armed conflicts, could be considered to
p.(None): be necessary for an important reason of public interest or because it is in the vital interest of the data subject.
p.(None): (113)Transfers which can be qualified as not repetitive and that only concern a limited number of data subjects, could also be
p.(None): possible for the purposes of the compelling legitimate interests pursued by the controller, when those interests are not
p.(None): overridden by the interests or rights and freedoms of the data subject and when the controller has assessed all the
p.(None): circumstances surrounding the data transfer. The controller should give particular consideration to the nature of the personal
p.(None): data, the purpose and duration of the proposed processing operation or operations, as well as the situation in the country of
p.(None): origin, the third country and the country of final destination, and should provide suitable safeguards to protect fundamental
p.(None): rights and freedoms of natural persons with regard to the processing of their personal data. Such transfers should be possible
p.(None): only in residual cases where none of the other grounds for transfer are applicable. For scientific or historical research
p.(None): purposes or statistical purposes, the legitimate expectations of society for an increase of knowledge should be taken into
p.(None): consideration. The controller should inform the supervisory authority and the data subject about the transfer.
...
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
p.(None): (b) processing is necessary for the purposes of carrying out the obligations and exercising specific rights of the controller or of the
p.(None): data subject in the field of employment and social security and social protection law in so far as it is authorised by Union or
p.(None): Member State law or a collective agreement pursuant to Member State law providing for appropriate safeguards for the
p.(None): fundamental rights and the interests of the data subject;
p.(None): (c) processing is necessary to protect the vital interests of the data subject or of another natural person where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (d) processing is carried out in the course of its legitimate activities with appropriate safeguards by a foundation, association or
p.(None): any other not-for-profit body with a political, philosophical, religious or trade union aim and on condition that the processing
p.(None): relates solely to the members or to former members of the body or to persons who have regular contact with it in connection
p.(None): with its purposes and that the personal data are not disclosed outside that body without the consent of the data subjects;
p.(None): (e) processing relates to personal data which are manifestly made public by the data subject;
p.(None): (f) processing is necessary for the establishment, exercise or defence of legal claims or whenever courts are acting in their
p.(None): judicial capacity;
p.(None): (g) processing is necessary for reasons of substantial public interest, on the basis of Union or Member State law which shall be
p.(None): proportionate to the aim pursued, respect the essence of the right to data protection and provide for suitable and specific
p.(None): measures to safeguard the fundamental rights and the interests of the data subject;
p.(None): (h) processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity
...
p.(None): agreement, such as a mutual legal assistance treaty, in force between the requesting third country and the Union or a
p.(None): Member State, without prejudice to other grounds for transfer pursuant to this Chapter.
p.(None):
p.(None): Article 49
p.(None): Derogations for specific situations
p.(None): 1. In the absence of an adequacy decision pursuant to Article 45(3), or of appropriate safeguards pursuant to Article 46, including
p.(None): binding corporate rules, a transfer or a set of transfers of personal data to a third country or an international organisation shall take
p.(None): place only on one of the following conditions:
p.(None): (a) the data subject has explicitly consented to the proposed transfer, after having been informed of the possible risks of such
p.(None): transfers for the data subject due to the absence of an adequacy decision and appropriate safeguards;
p.(None): (b) the transfer is necessary for the performance of a contract between the data subject and the controller or the implementation
p.(None): of pre-contractual measures taken at the data subject's request;
p.(None): (c) the transfer is necessary for the conclusion or performance of a contract concluded in the interest of the data subject between
p.(None): the controller and another natural or legal person;
p.(None): (d) the transfer is necessary for important reasons of public interest;
p.(None): (e) the transfer is necessary for the establishment, exercise or defence of legal claims;
p.(None): (f) the transfer is necessary in order to protect the vital interests of the data subject or of other persons, where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (g) the transfer is made from a register which according to Union or Member State law is intended to provide information to the
p.(None): public and which is open to consultation either by the public in general or by any person who can demonstrate a legitimate
p.(None): interest, but only to the extent that the conditions laid down by Union or Member State law for consultation are fulfilled in the
p.(None): particular case.
p.(None): Where a transfer could not be based on a provision in Article 45 or 46, including the provisions on binding corporate rules, and
p.(None): none of the derogations for a specific situation referred to in the first subparagraph of this paragraph is applicable, a transfer to a
p.(None): third country or an international organisation may take place only if the transfer is not repetitive, concerns only a limited number of
p.(None): data subjects, is necessary for the purposes of compelling legitimate interests pursued by the controller which are not overridden by
p.(None): the interests or rights and freedoms of the data subject, and the controller has assessed all the circumstances surrounding the data
p.(None): transfer and has on the basis of that assessment provided suitable safeguards with regard to the protection of personal data. The
p.(None): controller shall inform the supervisory authority of the transfer. The controller shall, in addition to providing the information referred
p.(None): to in Articles 13 and 14, inform the data subject of the transfer and on the compelling legitimate interests pursued.
...
Health / Motherhood/Family
Searching for indicator family:
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p.(None): (2) The principles of, and rules on the protection of natural persons with regard to the processing of their personal data should,
p.(None): whatever their nationality or residence, respect their fundamental rights and freedoms, in particular their right to the protection
p.(None): of personal data. This Regulation is intended to contribute to the accomplishment of an area of freedom, security and justice
p.(None): and of an economic union, to economic and social progress, to the strengthening and the convergence of the economies
p.(None): within the internal market, and to the well-being of natural persons.
p.(None): (3) Directive 95/46/EC of the European Parliament and of the Council(4) seeks to harmonise the protection of fundamental rights
p.(None): and freedoms of natural persons in respect of processing activities and to ensure the free flow of personal data between
p.(None): Member States.
p.(None): (4) The processing of personal data should be designed to serve mankind. The right to the protection of personal data is not an
p.(None): absolute right; it must be considered in relation to its function in society and be balanced against other fundamental rights, in
p.(None): accordance with the principle of proportionality. This Regulation respects all fundamental rights and observes the freedoms
p.(None): and principles recognised in the Charter as enshrined in the Treaties, in particular the respect for private and family life, home
p.(None): and communications, the protection of personal data, freedom of thought, conscience and religion, freedom of expression and
p.(None): information, freedom to conduct a business, the right to an effective remedy and to a fair trial, and cultural, religious and
p.(None): linguistic diversity.
p.(None): (5) The economic and social integration resulting from the functioning of the internal market has led to a substantial increase in
p.(None): cross-border flows of personal data. The exchange of personal data between public and private actors, including natural
p.(None): persons, associations and undertakings across the Union has increased. National authorities in the Member States are being
p.(None): called upon by Union law to cooperate and exchange personal data so as to be able to perform their duties or carry out tasks
p.(None): on behalf of an authority in another Member State.
p.(None): (6) Rapid technological developments and globalisation have brought new challenges for the protection of personal data. The
p.(None): scale of the collection and sharing of personal data has increased significantly. Technology allows both private companies
p.(None): and public authorities to make use of personal data on an unprecedented scale in order to pursue their activities. Natural
...
Health / Physically Disabled
Searching for indicator physically:
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p.(None): entirety of the personal data or entire categories of the data contained in the register and, when the register is intended for
p.(None): consultation by persons having a legitimate interest, the transfer should be made only at the request of those persons or, if
p.(None): they are to be the recipients, taking into full account the interests and fundamental rights of the data subject.
p.(None): (112)Those derogations should in particular apply to data transfers required and necessary for important reasons of public interest,
p.(None): for example in cases of international data exchange between competition authorities, tax or customs administrations, between
p.(None): financial supervisory authorities, between services competent for social security matters, or for public health, for example in
p.(None): the case of contact tracing for contagious diseases or in order to reduce and/or eliminate doping in sport. A transfer of
p.(None): personal data should also be regarded as lawful where it is necessary to protect an interest which is essential for the data
p.(None): subject's or another person's vital interests, including physical integrity or life, if the data subject is incapable of giving consent.
p.(None): In the absence of an adequacy decision, Union or Member State law may, for important reasons of public interest, expressly
p.(None): set limits to the transfer of specific categories of data to a third country or an international organisation. Member States should
p.(None): notify such provisions to the Commission. Any transfer to an international humanitarian organisation of personal data of a data
p.(None): subject who is physically or legally incapable of giving consent, with a view to accomplishing a task incumbent under the
p.(None): Geneva Conventions or to complying with international humanitarian law applicable in armed conflicts, could be considered to
p.(None): be necessary for an important reason of public interest or because it is in the vital interest of the data subject.
p.(None): (113)Transfers which can be qualified as not repetitive and that only concern a limited number of data subjects, could also be
p.(None): possible for the purposes of the compelling legitimate interests pursued by the controller, when those interests are not
p.(None): overridden by the interests or rights and freedoms of the data subject and when the controller has assessed all the
p.(None): circumstances surrounding the data transfer. The controller should give particular consideration to the nature of the personal
p.(None): data, the purpose and duration of the proposed processing operation or operations, as well as the situation in the country of
p.(None): origin, the third country and the country of final destination, and should provide suitable safeguards to protect fundamental
p.(None): rights and freedoms of natural persons with regard to the processing of their personal data. Such transfers should be possible
p.(None): only in residual cases where none of the other grounds for transfer are applicable. For scientific or historical research
p.(None): purposes or statistical purposes, the legitimate expectations of society for an increase of knowledge should be taken into
p.(None): consideration. The controller should inform the supervisory authority and the data subject about the transfer.
...
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
p.(None): (b) processing is necessary for the purposes of carrying out the obligations and exercising specific rights of the controller or of the
p.(None): data subject in the field of employment and social security and social protection law in so far as it is authorised by Union or
p.(None): Member State law or a collective agreement pursuant to Member State law providing for appropriate safeguards for the
p.(None): fundamental rights and the interests of the data subject;
p.(None): (c) processing is necessary to protect the vital interests of the data subject or of another natural person where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (d) processing is carried out in the course of its legitimate activities with appropriate safeguards by a foundation, association or
p.(None): any other not-for-profit body with a political, philosophical, religious or trade union aim and on condition that the processing
p.(None): relates solely to the members or to former members of the body or to persons who have regular contact with it in connection
p.(None): with its purposes and that the personal data are not disclosed outside that body without the consent of the data subjects;
p.(None): (e) processing relates to personal data which are manifestly made public by the data subject;
p.(None): (f) processing is necessary for the establishment, exercise or defence of legal claims or whenever courts are acting in their
p.(None): judicial capacity;
p.(None): (g) processing is necessary for reasons of substantial public interest, on the basis of Union or Member State law which shall be
p.(None): proportionate to the aim pursued, respect the essence of the right to data protection and provide for suitable and specific
p.(None): measures to safeguard the fundamental rights and the interests of the data subject;
p.(None): (h) processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity
...
p.(None): agreement, such as a mutual legal assistance treaty, in force between the requesting third country and the Union or a
p.(None): Member State, without prejudice to other grounds for transfer pursuant to this Chapter.
p.(None):
p.(None): Article 49
p.(None): Derogations for specific situations
p.(None): 1. In the absence of an adequacy decision pursuant to Article 45(3), or of appropriate safeguards pursuant to Article 46, including
p.(None): binding corporate rules, a transfer or a set of transfers of personal data to a third country or an international organisation shall take
p.(None): place only on one of the following conditions:
p.(None): (a) the data subject has explicitly consented to the proposed transfer, after having been informed of the possible risks of such
p.(None): transfers for the data subject due to the absence of an adequacy decision and appropriate safeguards;
p.(None): (b) the transfer is necessary for the performance of a contract between the data subject and the controller or the implementation
p.(None): of pre-contractual measures taken at the data subject's request;
p.(None): (c) the transfer is necessary for the conclusion or performance of a contract concluded in the interest of the data subject between
p.(None): the controller and another natural or legal person;
p.(None): (d) the transfer is necessary for important reasons of public interest;
p.(None): (e) the transfer is necessary for the establishment, exercise or defence of legal claims;
p.(None): (f) the transfer is necessary in order to protect the vital interests of the data subject or of other persons, where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (g) the transfer is made from a register which according to Union or Member State law is intended to provide information to the
p.(None): public and which is open to consultation either by the public in general or by any person who can demonstrate a legitimate
p.(None): interest, but only to the extent that the conditions laid down by Union or Member State law for consultation are fulfilled in the
p.(None): particular case.
p.(None): Where a transfer could not be based on a provision in Article 45 or 46, including the provisions on binding corporate rules, and
p.(None): none of the derogations for a specific situation referred to in the first subparagraph of this paragraph is applicable, a transfer to a
p.(None): third country or an international organisation may take place only if the transfer is not repetitive, concerns only a limited number of
p.(None): data subjects, is necessary for the purposes of compelling legitimate interests pursued by the controller which are not overridden by
p.(None): the interests or rights and freedoms of the data subject, and the controller has assessed all the circumstances surrounding the data
p.(None): transfer and has on the basis of that assessment provided suitable safeguards with regard to the protection of personal data. The
p.(None): controller shall inform the supervisory authority of the transfer. The controller shall, in addition to providing the information referred
p.(None): to in Articles 13 and 14, inform the data subject of the transfer and on the compelling legitimate interests pursued.
...
Health / patients in emergency situations
Searching for indicator emergencies:
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p.(None): processing, establish specifications for determining the controller, the type of personal data which are subject to the
p.(None): processing, the data subjects concerned, the entities to which the personal data may be disclosed, the purpose limitations,
p.(None): the storage period and other measures to ensure lawful and fair processing. It should also be for Union or Member State law
p.(None): to determine whether the controller performing a task carried out in the public interest or in the exercise of official authority
p.(None): should be a public authority or another natural or legal person governed by public law, or, where it is in the public interest to do
p.(None): so, including for health purposes such as public health and social protection and the management of health care services, by
p.(None): private law, such as a professional association.
p.(None): (46) The processing of personal data should also be regarded to be lawful where it is necessary to protect an interest which is
p.(None): essential for the life of the data subject or that of another natural person. Processing of personal data based on the vital
p.(None): interest of another natural person should in principle take place only where the processing cannot be manifestly based on
p.(None): another legal basis. Some types of processing may serve both important grounds of public interest and the vital interests of
p.(None): the data subject as for instance when processing is necessary for humanitarian purposes, including for monitoring epidemics
p.(None): and their spread or in situations of humanitarian emergencies, in particular in situations of natural and man-made disasters.
p.(None): (47) The legitimate interests of a controller, including those of a controller to which the personal data may be disclosed, or of a
p.(None): third party, may provide a legal basis for processing, provided that the interests or the fundamental rights and freedoms of the
p.(None): data subject are not overriding, taking into consideration the reasonable expectations of data subjects based on their
p.(None): relationship with the controller. Such legitimate interest could exist for example where there is a relevant and appropriate
p.(None): relationship between the data subject and the controller in situations such as where the data subject is a client or in the
p.(None): service of the controller. At any rate the existence of a legitimate interest would need careful assessment including whether a
p.(None): data subject can reasonably expect at the time and in the context of the collection of the personal data that processing for that
p.(None): purpose may take place. The interests and fundamental rights of the data subject could in particular override the interest of
p.(None): the data controller where personal data are processed in circumstances where data subjects do not reasonably expect further
p.(None): processing. Given that it is for the legislator to provide by law for the legal basis for public authorities to process personal data,
p.(None): that legal basis should not apply to the processing by public authorities in the performance of their tasks. The processing of
p.(None): personal data strictly necessary for the purposes of preventing fraud also constitutes a legitimate interest of the data controller
p.(None): concerned. The processing of personal data for direct marketing purposes may be regarded as carried out for a legitimate
p.(None): interest.
...
Social / Access to Social Goods
Searching for indicator access:
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p.(None): personal data be easily accessible and easy to understand, and that clear and plain language be used. That principle
p.(None): concerns, in particular, information to the data subjects on the identity of the controller and the purposes of the processing and
p.(None): further information to ensure fair and transparent processing in respect of the natural persons concerned and their right to
p.(None): obtain confirmation and communication of personal data concerning them which are being processed. Natural persons should
p.(None): be made aware of risks, rules, safeguards and rights in relation to the processing of personal data and how to exercise their
p.(None): rights in relation to such processing. In particular, the specific purposes for which personal data are processed should be
p.(None): explicit and legitimate and determined at the time of the collection of the personal data. The personal data should be
p.(None): adequate, relevant and limited to what is necessary for the purposes for which they are processed. This requires, in particular,
p.(None): ensuring that the period for which the personal data are stored is limited to a strict minimum. Personal data should be
p.(None): processed only if the purpose of the processing could not reasonably be fulfilled by other means. In order to ensure that the
p.(None): personal data are not kept longer than necessary, time limits should be established by the controller for erasure or for a
p.(None): periodic review. Every reasonable step should be taken to ensure that personal data which are inaccurate are rectified or
p.(None): deleted. Personal data should be processed in a manner that ensures appropriate security and confidentiality of the personal
p.(None): data, including for preventing unauthorised access to or use of personal data and the equipment used for the processing.
p.(None): (40) In order for processing to be lawful, personal data should be processed on the basis of the consent of the data subject
p.(None): concerned or some other legitimate basis, laid down by law, either in this Regulation or in other Union or Member State law as
p.(None): referred to in this Regulation, including the necessity for compliance with the legal obligation to which the controller is subject
p.(None): or the necessity for the performance of a contract to which the data subject is party or in order to take steps at the request of
p.(None): the data subject prior to entering into a contract.
p.(None): (41) Where this Regulation refers to a legal basis or a legislative measure, this does not necessarily require a legislative act
p.(None): adopted by a parliament, without prejudice to requirements pursuant to the constitutional order of the Member State
p.(None): concerned. However, such a legal basis or legislative measure should be clear and precise and its application should be
p.(None): foreseeable to persons subject to it, in accordance with the case-law of the Court of Justice of the European Union (the ‘Court
p.(None): of Justice’) and the European Court of Human Rights.
p.(None): (42) Where processing is based on the data subject's consent, the controller should be able to demonstrate that the data subject
...
p.(None): concerned. The processing of personal data for direct marketing purposes may be regarded as carried out for a legitimate
p.(None): interest.
p.(None): (48) Controllers that are part of a group of undertakings or institutions affiliated to a central body may have a legitimate interest in
p.(None): transmitting personal data within the group of undertakings for internal administrative purposes, including the processing of
p.(None): clients' or employees' personal data. The general principles for the transfer of personal data, within a group of undertakings, to
p.(None): an undertaking located in a third country remain unaffected.
p.(None): (49) The processing of personal data to the extent strictly necessary and proportionate for the purposes of ensuring network and
p.(None): information security, i.e. the ability of a network or an information system to resist, at a given level of confidence, accidental
p.(None): events or unlawful or malicious actions that compromise the availability, authenticity, integrity and confidentiality of stored or
p.(None): transmitted personal data, and the security of the related services offered by, or accessible via, those networks and systems,
p.(None): by public authorities, by computer emergency response teams (CERTs), computer security incident response teams
p.(None): (CSIRTs), by providers of electronic communications networks and services and by providers of security technologies and
p.(None): services, constitutes a legitimate interest of the data controller concerned. This could, for example, include preventing
p.(None): unauthorised access to electronic communications networks and malicious code distribution and stopping ‘denial of service’
p.(None): attacks and damage to computer and electronic communication systems.
p.(None): (50) The processing of personal data for purposes other than those for which the personal data were initially collected should be
p.(None): allowed only where the processing is compatible with the purposes for which the personal data were initially collected. In such
p.(None): a case, no legal basis separate from that which allowed the collection of the personal data is required. If the processing is
p.(None): necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, Union or Member State law may determine and specify the tasks and purposes for which the further processing
p.(None): should be regarded as compatible and lawful. Further processing for archiving purposes in the public interest, scientific or
p.(None): historical research purposes or statistical purposes should be considered to be compatible lawful processing operations. The
p.(None): legal basis provided by Union or Member State law for the processing of personal data may also provide a legal basis for
p.(None): further processing. In order to ascertain whether a purpose of further processing is compatible with the purpose for which the
p.(None): personal data are initially collected, the controller, after having met all the requirements for the lawfulness of the original
p.(None): processing, should take into account, inter alia: any link between those purposes and the purposes of the intended further
...
p.(None): needs, in particular where the processing of such data is carried out for certain health-related purposes by persons subject to
p.(None): a legal obligation of professional secrecy. Union or Member State law should provide for specific and suitable measures so as
p.(None): to protect the fundamental rights and the personal data of natural persons. Member States should be allowed to maintain or
p.(None): introduce further conditions, including limitations, with regard to the processing of genetic data, biometric data or data
p.(None): concerning health. However, this should not hamper the free flow of personal data within the Union when those conditions
p.(None): apply to cross-border processing of such data.
p.(None): (54) The processing of special categories of personal data may be necessary for reasons of public interest in the areas of public
p.(None): health without consent of the data subject. Such processing should be subject to suitable and specific measures so as to
p.(None): protect the rights and freedoms of natural persons. In that context, ‘public health’ should be interpreted as defined in
p.(None): Regulation (EC) No 1338/2008 of the European Parliament and of the Council (11), namely all elements related to health,
p.(None): namely health status, including morbidity and disability, the determinants having an effect on that health status, health care
p.(None): needs, resources allocated to health care, the provision of, and universal access to, health care as well as health care
p.(None): expenditure and financing, and the causes of mortality. Such processing of data concerning health for reasons of public
p.(None): interest should not result in personal data being processed for other purposes by third parties such as employers or insurance
p.(None): and banking companies.
p.(None): (55) Moreover, the processing of personal data by official authorities for the purpose of achieving the aims, laid down by
p.(None): constitutional law or by international public law, of officially recognised religious associations, is carried out on grounds of
p.(None): public interest.
p.(None): (56) Where in the course of electoral activities, the operation of the democratic system in a Member State requires that political
p.(None): parties compile personal data on people's political opinions, the processing of such data may be permitted for reasons of
p.(None): public interest, provided that appropriate safeguards are established.
p.(None): (57) If the personal data processed by a controller do not permit the controller to identify a natural person, the data controller
p.(None): should not be obliged to acquire additional information in order to identify the data subject for the sole purpose of complying
p.(None): with any provision of this Regulation. However, the controller should not refuse to take additional information provided by the
p.(None): data subject in order to support the exercise of his or her rights. Identification should include the digital identification of a data
p.(None): subject, for example through authentication mechanism such as the same credentials, used by the data subject to log-in to the
p.(None): on-line service offered by the data controller.
p.(None): (58) The principle of transparency requires that any information addressed to the public or to the data subject be concise, easily
p.(None): accessible and easy to understand, and that clear and plain language and, additionally, where appropriate, visualisation be
p.(None): used. Such information could be provided in electronic form, for example, when addressed to the public, through a website.
p.(None): This is of particular relevance in situations where the proliferation of actors and the technological complexity of practice make
p.(None): it difficult for the data subject to know and understand whether, by whom and for what purpose personal data relating to him or
p.(None): her are being collected, such as in the case of online advertising. Given that children merit specific protection, any information
p.(None): and communication, where processing is addressed to a child, should be in such a clear and plain language that the child can
p.(None): easily understand.
p.(None): (59) Modalities should be provided for facilitating the exercise of the data subject's rights under this Regulation, including
p.(None): mechanisms to request and, if applicable, obtain, free of charge, in particular, access to and rectification or erasure of
p.(None): personal data and the exercise of the right to object. The controller should also provide means for requests to be made
p.(None): electronically, especially where personal data are processed by electronic means. The controller should be obliged to respond
p.(None): to requests from the data subject without undue delay and at the latest within one month and to give reasons where the
p.(None): controller does not intend to comply with any such requests.
p.(None): (60) The principles of fair and transparent processing require that the data subject be informed of the existence of the processing
p.(None): operation and its purposes. The controller should provide the data subject with any further information necessary to ensure
p.(None): fair and transparent processing taking into account the specific circumstances and context in which the personal data are
p.(None): processed. Furthermore, the data subject should be informed of the existence of profiling and the consequences of such
p.(None): profiling. Where the personal data are collected from the data subject, the data subject should also be informed whether he or
p.(None): she is obliged to provide the personal data and of the consequences, where he or she does not provide such data. That
p.(None): information may be provided in combination with standardised icons in order to give in an easily visible, intelligible and clearly
p.(None): legible manner, a meaningful overview of the intended processing. Where the icons are presented electronically, they should
p.(None): be machine-readable.
p.(None): (61) The information in relation to the processing of personal data relating to the data subject should be given to him or her at the
p.(None): time of collection from the data subject, or, where the personal data are obtained from another source, within a reasonable
p.(None): period, depending on the circumstances of the case. Where personal data can be legitimately disclosed to another recipient,
p.(None): the data subject should be informed when the personal data are first disclosed to the recipient. Where the controller intends to
p.(None): process the personal data for a purpose other than that for which they were collected, the controller should provide the data
p.(None): subject prior to that further processing with information on that other purpose and other necessary information. Where the
p.(None): origin of the personal data cannot be provided to the data subject because various sources have been used, general
p.(None): information should be provided.
p.(None): (62) However, it is not necessary to impose the obligation to provide information where the data subject already possesses the
p.(None): information, where the recording or disclosure of the personal data is expressly laid down by law or where the provision of
p.(None): information to the data subject proves to be impossible or would involve a disproportionate effort. The latter could in particular
p.(None): be the case where processing is carried out for archiving purposes in the public interest, scientific or historical research
p.(None): purposes or statistical purposes. In that regard, the number of data subjects, the age of the data and any appropriate
p.(None): safeguards adopted should be taken into consideration.
p.(None): (63) A data subject should have the right of access to personal data which have been collected concerning him or her, and to
p.(None): exercise that right easily and at reasonable intervals, in order to be aware of, and verify, the lawfulness of the processing. This
p.(None): includes the right for data subjects to have access to data concerning their health, for example the data in their medical
p.(None): records containing information such as diagnoses, examination results, assessments by treating physicians and any treatment
p.(None): or interventions provided. Every data subject should therefore have the right to know and obtain communication in particular
p.(None): with regard to the purposes for which the personal data are processed, where possible the period for which the personal data
p.(None): are processed, the recipients of the personal data, the logic involved in any automatic personal data processing and, at least
p.(None): when based on profiling, the consequences of such processing. Where possible, the controller should be able to provide
p.(None): remote access to a secure system which would provide the data subject with direct access to his or her personal data. That
p.(None): right should not adversely affect the rights or freedoms of others, including trade secrets or intellectual property and in
p.(None): particular the copyright protecting the software. However, the result of those considerations should not be a refusal to provide
p.(None): all information to the data subject. Where the controller processes a large quantity of information concerning the data subject,
p.(None): the controller should be able to request that, before the information is delivered, the data subject specify the information or
p.(None): processing activities to which the request relates.
p.(None): (64) The controller should use all reasonable measures to verify the identity of a data subject who requests access, in particular in
p.(None): the context of online services and online identifiers. A controller should not retain personal data for the sole purpose of being
p.(None): able to react to potential requests.
p.(None): (65) A data subject should have the right to have personal data concerning him or her rectified and a ‘right to be forgotten’ where
p.(None): the retention of such data infringes this Regulation or Union or Member State law to which the controller is subject. In
p.(None): particular, a data subject should have the right to have his or her personal data erased and no longer processed where the
p.(None): personal data are no longer necessary in relation to the purposes for which they are collected or otherwise processed, where
p.(None): a data subject has withdrawn his or her consent or objects to the processing of personal data concerning him or her, or where
p.(None): the processing of his or her personal data does not otherwise comply with this Regulation. That right is relevant in particular
p.(None): where the data subject has given his or her consent as a child and is not fully aware of the risks involved by the processing,
p.(None): and later wants to remove such personal data, especially on the internet. The data subject should be able to exercise that
p.(None): right notwithstanding the fact that he or she is no longer a child. However, the further retention of the personal data should be
p.(None): lawful where it is necessary, for exercising the right of freedom of expression and information, for compliance with a legal
...
p.(None): statistical procedures for the profiling, implement technical and organisational measures appropriate to ensure, in particular,
p.(None): that factors which result in inaccuracies in personal data are corrected and the risk of errors is minimised, secure personal
p.(None): data in a manner that takes account of the potential risks involved for the interests and rights of the data subject and that
p.(None): prevents, inter alia, discriminatory effects on natural persons on the basis of racial or ethnic origin, political opinion, religion or
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
p.(None): (73) Restrictions concerning specific principles and the rights of information, access to and rectification or erasure of personal
p.(None): data, the right to data portability, the right to object, decisions based on profiling, as well as the communication of a personal
p.(None): data breach to a data subject and certain related obligations of the controllers may be imposed by Union or Member State law,
p.(None): as far as necessary and proportionate in a democratic society to safeguard public security, including the protection of human
p.(None): life especially in response to natural or manmade disasters, the prevention, investigation and prosecution of criminal offences
p.(None): or the execution of criminal penalties, including the safeguarding against and the prevention of threats to public security, or of
p.(None): breaches of ethics for regulated professions, other important objectives of general public interest of the Union or of a Member
p.(None): State, in particular an important economic or financial interest of the Union or of a Member State, the keeping of public
p.(None): registers kept for reasons of general public interest, further processing of archived personal data to provide specific
p.(None): information related to the political behaviour under former totalitarian state regimes or the protection of the data subject or the
...
p.(None): or by a supervisory authority in accordance with the consistency mechanism and then adopted by the Commission. After the
p.(None): completion of the processing on behalf of the controller, the processor should, at the choice of the controller, return or delete
p.(None): the personal data, unless there is a requirement to store the personal data under Union or Member State law to which the
p.(None): processor is subject.
p.(None): (82) In order to demonstrate compliance with this Regulation, the controller or processor should maintain records of processing
p.(None): activities under its responsibility. Each controller and processor should be obliged to cooperate with the supervisory authority
p.(None): and make those records, on request, available to it, so that it might serve for monitoring those processing operations.
p.(None): (83) In order to maintain security and to prevent processing in infringement of this Regulation, the controller or processor should
p.(None): evaluate the risks inherent in the processing and implement measures to mitigate those risks, such as encryption. Those
p.(None): measures should ensure an appropriate level of security, including confidentiality, taking into account the state of the art and
p.(None): the costs of implementation in relation to the risks and the nature of the personal data to be protected. In assessing data
p.(None): security risk, consideration should be given to the risks that are presented by personal data processing, such as accidental or
p.(None): unlawful destruction, loss, alteration, unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise
p.(None): processed which may in particular lead to physical, material or non-material damage.
p.(None): (84) In order to enhance compliance with this Regulation where processing operations are likely to result in a high risk to the rights
p.(None): and freedoms of natural persons, the controller should be responsible for the carrying-out of a data protection impact
p.(None): assessment to evaluate, in particular, the origin, nature, particularity and severity of that risk. The outcome of the assessment
p.(None): should be taken into account when determining the appropriate measures to be taken in order to demonstrate that the
p.(None): processing of personal data complies with this Regulation. Where a data-protection impact assessment indicates that
p.(None): processing operations involve a high risk which the controller cannot mitigate by appropriate measures in terms of available
p.(None): technology and costs of implementation, a consultation of the supervisory authority should take place prior to the processing.
p.(None): (85) A personal data breach may, if not addressed in an appropriate and timely manner, result in physical, material or non-material
p.(None): damage to natural persons such as loss of control over their personal data or limitation of their rights, discrimination, identity
p.(None): theft or fraud, financial loss, unauthorised reversal of pseudonymisation, damage to reputation, loss of confidentiality of
...
p.(None): such agreements do not affect this Regulation or any other provisions of Union law and include an appropriate level of
p.(None): protection for the fundamental rights of the data subjects.
p.(None): (103)The Commission may decide with effect for the entire Union that a third country, a territory or specified sector within a third
p.(None): country, or an international organisation, offers an adequate level of data protection, thus providing legal certainty and
p.(None): uniformity throughout the Union as regards the third country or international organisation which is considered to provide such
p.(None): level of protection. In such cases, transfers of personal data to that third country or international organisation may take place
p.(None): without the need to obtain any further authorisation. The Commission may also decide, having given notice and a full
p.(None): statement setting out the reasons to the third country or international organisation, to revoke such a decision.
p.(None): (104)In line with the fundamental values on which the Union is founded, in particular the protection of human rights, the
p.(None): Commission should, in its assessment of the third country, or of a territory or specified sector within a third country, take into
p.(None): account how a particular third country respects the rule of law, access to justice as well as international human rights norms
p.(None): and standards and its general and sectoral law, including legislation concerning public security, defence and national security
p.(None): as well as public order and criminal law. The adoption of an adequacy decision with regard to a territory or a specified sector
p.(None): in a third country should take into account clear and objective criteria, such as specific processing activities and the scope of
p.(None): applicable legal standards and legislation in force in the third country. The third country should offer guarantees ensuring an
p.(None): adequate level of protection essentially equivalent to that ensured within the Union, in particular where personal data are
p.(None): processed in one or several specific sectors. In particular, the third country should ensure effective independent data
p.(None): protection supervision and should provide for cooperation mechanisms with the Member States' data protection authorities,
p.(None): and the data subjects should be provided with effective and enforceable rights and effective administrative and judicial
p.(None): redress.
p.(None): (105)Apart from the international commitments the third country or international organisation has entered into, the Commission
p.(None): should take account of obligations arising from the third country's or international organisation's participation in multilateral or
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p.(None): Member State where the public authority or private body is established.
p.(None): (129)In order to ensure consistent monitoring and enforcement of this Regulation throughout the Union, the supervisory authorities
p.(None): should have in each Member State the same tasks and effective powers, including powers of investigation, corrective powers
p.(None): and sanctions, and authorisation and advisory powers, in particular in cases of complaints from natural persons, and without
p.(None): prejudice to the powers of prosecutorial authorities under Member State law, to bring infringements of this Regulation to the
p.(None): attention of the judicial authorities and engage in legal proceedings. Such powers should also include the power to impose a
p.(None): temporary or definitive limitation, including a ban, on processing. Member States may specify other tasks related to the
p.(None): protection of personal data under this Regulation. The powers of supervisory authorities should be exercised in accordance
p.(None): with appropriate procedural safeguards set out in Union and Member State law, impartially, fairly and within a reasonable time.
p.(None): In particular each measure should be appropriate, necessary and proportionate in view of ensuring compliance with this
p.(None): Regulation, taking into account the circumstances of each individual case, respect the right of every person to be heard before
p.(None): any individual measure which would affect him or her adversely is taken and avoid superfluous costs and excessive
p.(None): inconveniences for the persons concerned. Investigatory powers as regards access to premises should be exercised in
p.(None): accordance with specific requirements in Member State procedural law, such as the requirement to obtain a prior judicial
p.(None): authorisation. Each legally binding measure of the supervisory authority should be in writing, be clear and unambiguous,
p.(None): indicate the supervisory authority which has issued the measure, the date of issue of the measure, bear the signature of the
p.(None): head, or a member of the supervisory authority authorised by him or her, give the reasons for the measure, and refer to the
p.(None): right of an effective remedy. This should not preclude additional requirements pursuant to Member State procedural law. The
p.(None): adoption of a legally binding decision implies that it may give rise to judicial review in the Member State of the supervisory
p.(None): authority that adopted the decision.
p.(None): (130)Where the supervisory authority with which the complaint has been lodged is not the lead supervisory authority, the lead
p.(None): supervisory authority should closely cooperate with the supervisory authority with which the complaint has been lodged in
p.(None): accordance with the provisions on cooperation and consistency laid down in this Regulation. In such cases, the lead
p.(None): supervisory authority should, when taking measures intended to produce legal effects, including the imposition of
...
p.(None): academic, artistic and or literary expression with the right to the protection of personal data pursuant to this Regulation. The
p.(None): processing of personal data solely for journalistic purposes, or for the purposes of academic, artistic or literary expression
p.(None): should be subject to derogations or exemptions from certain provisions of this Regulation if necessary to reconcile the right to
p.(None): the protection of personal data with the right to freedom of expression and information, as enshrined in Article 11 of the
p.(None): Charter. This should apply in particular to the processing of personal data in the audiovisual field and in news archives and
p.(None): press libraries. Therefore, Member States should adopt legislative measures which lay down the exemptions and derogations
p.(None): necessary for the purpose of balancing those fundamental rights. Member States should adopt such exemptions and
p.(None): derogations on general principles, the rights of the data subject, the controller and the processor, the transfer of personal data
p.(None): to third countries or international organisations, the independent supervisory authorities, cooperation and consistency, and
p.(None): specific data-processing situations. Where such exemptions or derogations differ from one Member State to another, the law
p.(None): of the Member State to which the controller is subject should apply. In order to take account of the importance of the right to
p.(None): freedom of expression in every democratic society, it is necessary to interpret notions relating to that freedom, such as
p.(None): journalism, broadly.
p.(None): (154)This Regulation allows the principle of public access to official documents to be taken into account when applying this
p.(None): Regulation. Public access to official documents may be considered to be in the public interest. Personal data in documents
p.(None): held by a public authority or a public body should be able to be publicly disclosed by that authority or body if the disclosure is
p.(None): provided for by Union or Member State law to which the public authority or public body is subject. Such laws should reconcile
p.(None): public access to official documents and the reuse of public sector information with the right to the protection of personal data
p.(None): and may therefore provide for the necessary reconciliation with the right to the protection of personal data pursuant to this
p.(None): Regulation. The reference to public authorities and bodies should in that context include all authorities or other bodies covered
p.(None): by Member State law on public access to documents. Directive 2003/98/EC of the European Parliament and of the Council (14)
p.(None): leaves intact and in no way affects the level of protection of natural persons with regard to the processing of personal data
p.(None): under the provisions of Union and Member State law, and in particular does not alter the obligations and rights set out in this
p.(None): Regulation. In particular, that Directive should not apply to documents to which access is excluded or restricted by virtue of
p.(None): the access regimes on the grounds of protection of personal data, and parts of documents accessible by virtue of those
p.(None): regimes which contain personal data the re-use of which has been provided for by law as being incompatible with the law
p.(None): concerning the protection of natural persons with regard to the processing of personal data.
p.(None): (155)Member State law or collective agreements, including ‘works agreements’, may provide for specific rules on the processing of
p.(None): employees' personal data in the employment context, in particular for the conditions under which personal data in the
p.(None): employment context may be processed on the basis of the consent of the employee, the purposes of the recruitment, the
p.(None): performance of the contract of employment, including discharge of obligations laid down by law or by collective agreements,
p.(None): management, planning and organisation of work, equality and diversity in the workplace, health and safety at work, and for
p.(None): the purposes of the exercise and enjoyment, on an individual or collective basis, of rights and benefits related to employment,
p.(None): and for the purpose of the termination of the employment relationship.
p.(None): (156)The processing of personal data for archiving purposes in the public interest, scientific or historical research purposes or
p.(None): statistical purposes should be subject to appropriate safeguards for the rights and freedoms of the data subject pursuant to
p.(None): this Regulation. Those safeguards should ensure that technical and organisational measures are in place in order to ensure,
...
p.(None): such as on clinical trials.
p.(None): (157)By coupling information from registries, researchers can obtain new knowledge of great value with regard to widespread
p.(None): medical conditions such as cardiovascular disease, cancer and depression. On the basis of registries, research results can be
p.(None): enhanced, as they draw on a larger population. Within social science, research on the basis of registries enables researchers
p.(None): to obtain essential knowledge about the long-term correlation of a number of social conditions such as unemployment and
p.(None): education with other life conditions. Research results obtained through registries provide solid, high-quality knowledge which
p.(None): can provide the basis for the formulation and implementation of knowledge-based policy, improve the quality of life for a
p.(None): number of people and improve the efficiency of social services. In order to facilitate scientific research, personal data can be
p.(None): processed for scientific research purposes, subject to appropriate conditions and safeguards set out in Union or
p.(None): Member State law.
p.(None): (158)Where personal data are processed for archiving purposes, this Regulation should also apply to that processing, bearing in
p.(None): mind that this Regulation should not apply to deceased persons. Public authorities or public or private bodies that hold
p.(None): records of public interest should be services which, pursuant to Union or Member State law, have a legal obligation to acquire,
p.(None): preserve, appraise, arrange, describe, communicate, promote, disseminate and provide access to records of enduring value
p.(None): for general public interest. Member States should also be authorised to provide for the further processing of personal data for
p.(None): archiving purposes, for example with a view to providing specific information related to the political behaviour under former
p.(None): totalitarian state regimes, genocide, crimes against humanity, in particular the Holocaust, or war crimes.
p.(None): (159)Where personal data are processed for scientific research purposes, this Regulation should also apply to that processing. For
p.(None): the purposes of this Regulation, the processing of personal data for scientific research purposes should be interpreted in a
p.(None): broad manner including for example technological development and demonstration, fundamental research, applied research
p.(None): and privately funded research. In addition, it should take into account the Union's objective under Article 179(1) TFEU of
p.(None): achieving a European Research Area. Scientific research purposes should also include studies conducted in the public
p.(None): interest in the area of public health. To meet the specificities of processing personal data for scientific research purposes,
p.(None): specific conditions should apply in particular as regards the publication or otherwise disclosure of personal data in the context
p.(None): of scientific research purposes. If the result of scientific research in particular in the health context gives reason for further
p.(None): measures in the interest of the data subject, the general rules of this Regulation should apply in view of those measures.
p.(None): (160)Where personal data are processed for historical research purposes, this Regulation should also apply to that processing.
p.(None): This should also include historical research and research for genealogical purposes, bearing in mind that this Regulation
p.(None): should not apply to deceased persons.
p.(None): (161)For the purpose of consenting to the participation in scientific research activities in clinical trials, the relevant provisions of
p.(None): Regulation (EU) No 536/2014 of the European Parliament and of the Council (15) should apply.
p.(None): (162)Where personal data are processed for statistical purposes, this Regulation should apply to that processing. Union or Member
p.(None): State law should, within the limits of this Regulation, determine statistical content, control of access, specifications for the
p.(None): processing of personal data for statistical purposes and appropriate measures to safeguard the rights and freedoms of the
p.(None): data subject and for ensuring statistical confidentiality. Statistical purposes mean any operation of collection and the
p.(None): processing of personal data necessary for statistical surveys or for the production of statistical results. Those statistical results
p.(None): may further be used for different purposes, including a scientific research purpose. The statistical purpose implies that the
p.(None): result of processing for statistical purposes is not personal data, but aggregate data, and that this result or the personal data
p.(None): are not used in support of measures or decisions regarding any particular natural person.
p.(None): (163)The confidential information which the Union and national statistical authorities collect for the production of official European
p.(None): and official national statistics should be protected. European statistics should be developed, produced and disseminated in
p.(None): accordance with the statistical principles as set out in Article 338(2) TFEU, while national statistics should also comply with
p.(None): Member State law. Regulation (EC) No 223/2009 of the European Parliament and of the Council (16) provides further
p.(None): specifications on statistical confidentiality for European statistics.
p.(None): (164)As regards the powers of the supervisory authorities to obtain from the controller or processor access to personal data and
p.(None): access to their premises, Member States may adopt by law, within the limits of this Regulation, specific rules in order to
p.(None): safeguard the professional or other equivalent secrecy obligations, in so far as necessary to reconcile the right to the
p.(None): protection of personal data with an obligation of professional secrecy. This is without prejudice to existing Member State
p.(None): obligations to adopt rules on professional secrecy where required by Union law.
p.(None): (165)This Regulation respects and does not prejudice the status under existing constitutional law of churches and religious
p.(None): associations or communities in the Member States, as recognised in Article 17 TFEU.
p.(None): (166)In order to fulfil the objectives of this Regulation, namely to protect the fundamental rights and freedoms of natural persons
p.(None): and in particular their right to the protection of personal data and to ensure the free movement of personal data within the
p.(None): Union, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission. In particular,
p.(None): delegated acts should be adopted in respect of criteria and requirements for certification mechanisms, information to be
p.(None): presented by standardised icons and procedures for providing such icons. It is of particular importance that the Commission
p.(None): carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing
...
p.(None): the controller;
p.(None): (9) ‘recipient’ means a natural or legal person, public authority, agency or another body, to which the personal data are disclosed,
p.(None): whether a third party or not. However, public authorities which may receive personal data in the framework of a particular
p.(None): inquiry in accordance with Union or Member State law shall not be regarded as recipients; the processing of those data by
p.(None): those public authorities shall be in compliance with the applicable data protection rules according to the purposes of the
p.(None): processing;
p.(None): (10) ‘third party’ means a natural or legal person, public authority, agency or body other than the data subject, controller, processor
p.(None): and persons who, under the direct authority of the controller or processor, are authorised to process personal data;
p.(None): (11) ‘consent’ of the data subject means any freely given, specific, informed and unambiguous indication of the data subject's
p.(None): wishes by which he or she, by a statement or by a clear affirmative action, signifies agreement to the processing of personal
p.(None): data relating to him or her;
p.(None): (12) ‘personal data breach’ means a breach of security leading to the accidental or unlawful destruction, loss, alteration,
p.(None): unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise processed;
p.(None): (13) ‘genetic data’ means personal data relating to the inherited or acquired genetic characteristics of a natural person which give
p.(None): unique information about the physiology or the health of that natural person and which result, in particular, from an analysis of
p.(None): a biological sample from the natural person in question;
p.(None): (14) ‘biometric data’ means personal data resulting from specific technical processing relating to the physical, physiological or
p.(None): behavioural characteristics of a natural person, which allow or confirm the unique identification of that natural person, such as
p.(None): facial images or dactyloscopic data;
p.(None): (15) ‘data concerning health’ means personal data related to the physical or mental health of a natural person, including the
p.(None): provision of health care services, which reveal information about his or her health status;
p.(None): (16) ‘main establishment’ means:
p.(None): (a) as regards a controller with establishments in more than one Member State, the place of its central administration in the
p.(None): Union, unless the decisions on the purposes and means of the processing of personal data are taken in another
p.(None): establishment of the controller in the Union and the latter establishment has the power to have such decisions
p.(None): implemented, in which case the establishment having taken such decisions is to be considered to be the main
p.(None): establishment;
p.(None): (b) as regards a processor with establishments in more than one Member State, the place of its central administration in the
...
p.(None): complaint with a supervisory authority and seeking a judicial remedy.
p.(None): 5. Information provided under Articles 13 and 14 and any communication and any actions taken under Articles 15 to 22 and 34
p.(None): shall be provided free of charge. Where requests from a data subject are manifestly unfounded or excessive, in particular because
p.(None): of their repetitive character, the controller may either:
p.(None): (a) charge a reasonable fee taking into account the administrative costs of providing the information or communication or taking
p.(None): the action requested; or
p.(None): (b) refuse to act on the request.
p.(None): The controller shall bear the burden of demonstrating the manifestly unfounded or excessive character of the request.
p.(None): 6. Without prejudice to Article 11, where the controller has reasonable doubts concerning the identity of the natural person making
p.(None): the request referred to in Articles 15 to 21, the controller may request the provision of additional information necessary to confirm
p.(None): the identity of the data subject.
p.(None): 7. The information to be provided to data subjects pursuant to Articles 13 and 14 may be provided in combination with
p.(None): standardised icons in order to give in an easily visible, intelligible and clearly legible manner a meaningful overview of the intended
p.(None): processing. Where the icons are presented electronically they shall be machine-readable.
p.(None): 8. The Commission shall be empowered to adopt delegated acts in accordance with Article 92 for the purpose of determining the
p.(None): information to be presented by the icons and the procedures for providing standardised icons.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Information and access to personal data
p.(None):
p.(None): Article 13
p.(None): Information to be provided where personal data are collected from the data subject
p.(None): 1. Where personal data relating to a data subject are collected from the data subject, the controller shall, at the time when
p.(None): personal data are obtained, provide the data subject with all of the following information:
p.(None): (a) the identity and the contact details of the controller and, where applicable, of the controller's representative;
p.(None): (b) the contact details of the data protection officer, where applicable;
p.(None): (c) the purposes of the processing for which the personal data are intended as well as the legal basis for the processing;
p.(None): (d) where the processing is based on point (f) of Article 6(1), the legitimate interests pursued by the controller or by a third party;
p.(None): (e) the recipients or categories of recipients of the personal data, if any;
p.(None): (f) where applicable, the fact that the controller intends to transfer personal data to a third country or international organisation
p.(None): and the existence or absence of an adequacy decision by the Commission, or in the case of transfers referred to in Article 46
p.(None): or 47, or the second subparagraph of Article 49(1), reference to the appropriate or suitable safeguards and the means by
p.(None): which to obtain a copy of them or where they have been made available.
p.(None): 2. In addition to the information referred to in paragraph 1, the controller shall, at the time when personal data are obtained,
p.(None): provide the data subject with the following further information necessary to ensure fair and transparent processing:
p.(None): (a) the period for which the personal data will be stored, or if that is not possible, the criteria used to determine that period;
p.(None): (b) the existence of the right to request from the controller access to and rectification or erasure of personal data or restriction of
p.(None): processing concerning the data subject or to object to processing as well as the right to data portability;
p.(None): (c) where the processing is based on point (a) of Article 6(1) or point (a) of Article 9(2), the existence of the right to withdraw
p.(None): consent at any time, without affecting the lawfulness of processing based on consent before its withdrawal;
p.(None): (d) the right to lodge a complaint with a supervisory authority;
p.(None): (e) whether the provision of personal data is a statutory or contractual requirement, or a requirement necessary to enter into a
p.(None): contract, as well as whether the data subject is obliged to provide the personal data and of the possible consequences of
p.(None): failure to provide such data;
p.(None): (f) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
p.(None): 3. Where the controller intends to further process the personal data for a purpose other than that for which the personal data were
p.(None): collected, the controller shall provide the data subject prior to that further processing with information on that other purpose and with
p.(None): any relevant further information as referred to in paragraph 2.
p.(None): 4. Paragraphs 1, 2 and 3 shall not apply where and insofar as the data subject already has the information.
p.(None):
p.(None): Article 14
p.(None): Information to be provided where personal data have not been obtained from the data subject
...
p.(None): following information:
p.(None): (a) the identity and the contact details of the controller and, where applicable, of the controller's representative;
p.(None): (b) the contact details of the data protection officer, where applicable;
p.(None): (c) the purposes of the processing for which the personal data are intended as well as the legal basis for the processing;
p.(None): (d) the categories of personal data concerned;
p.(None): (e) the recipients or categories of recipients of the personal data, if any;
p.(None): (f) where applicable, that the controller intends to transfer personal data to a recipient in a third country or international
p.(None): organisation and the existence or absence of an adequacy decision by the Commission, or in the case of transfers referred to
p.(None): in Article 46 or 47, or the second subparagraph of Article 49(1), reference to the appropriate or suitable safeguards and the
p.(None): means to obtain a copy of them or where they have been made available.
p.(None): 2. In addition to the information referred to in paragraph 1, the controller shall provide the data subject with the following
p.(None): information necessary to ensure fair and transparent processing in respect of the data subject:
p.(None): (a) the period for which the personal data will be stored, or if that is not possible, the criteria used to determine that period;
p.(None): (b) where the processing is based on point (f) of Article 6(1), the legitimate interests pursued by the controller or by a third party;
p.(None): (c) the existence of the right to request from the controller access to and rectification or erasure of personal data or restriction of
p.(None): processing concerning the data subject and to object to processing as well as the right to data portability;
p.(None): (d) where processing is based on point (a) of Article 6(1) or point (a) of Article 9(2), the existence of the right to withdraw consent
p.(None): at any time, without affecting the lawfulness of processing based on consent before its withdrawal;
p.(None): (e) the right to lodge a complaint with a supervisory authority;
p.(None): (f) from which source the personal data originate, and if applicable, whether it came from publicly accessible sources;
p.(None): (g) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
p.(None): 3. The controller shall provide the information referred to in paragraphs 1 and 2:
p.(None): (a) within a reasonable period after obtaining the personal data, but at the latest within one month, having regard to the specific
p.(None): circumstances in which the personal data are processed;
p.(None): (b) if the personal data are to be used for communication with the data subject, at the latest at the time of the first communication
p.(None): to that data subject; or
p.(None): (c) if a disclosure to another recipient is envisaged, at the latest when the personal data are first disclosed.
p.(None): 4. Where the controller intends to further process the personal data for a purpose other than that for which the personal data were
p.(None): obtained, the controller shall provide the data subject prior to that further processing with information on that other purpose and with
p.(None): any relevant further information as referred to in paragraph 2.
p.(None): 5. Paragraphs 1 to 4 shall not apply where and insofar as:
p.(None): (a) the data subject already has the information;
p.(None): (b) the provision of such information proves impossible or would involve a disproportionate effort, in particular for processing for
p.(None): archiving purposes in the public interest, scientific or historical research purposes or statistical purposes, subject to the
p.(None): conditions and safeguards referred to in Article 89(1) or in so far as the obligation referred to in paragraph 1 of this Article is
p.(None): likely to render impossible or seriously impair the achievement of the objectives of that processing. In such cases the
p.(None): controller shall take appropriate measures to protect the data subject's rights and freedoms and legitimate interests, including
p.(None): making the information publicly available;
p.(None): (c) obtaining or disclosure is expressly laid down by Union or Member State law to which the controller is subject and which
p.(None): provides appropriate measures to protect the data subject's legitimate interests; or
p.(None): (d) where the personal data must remain confidential subject to an obligation of professional secrecy regulated by Union or
p.(None): Member State law, including a statutory obligation of secrecy.
p.(None):
p.(None): Article 15
p.(None): Right of access by the data subject
p.(None): 1. The data subject shall have the right to obtain from the controller confirmation as to whether or not personal data concerning
p.(None): him or her are being processed, and, where that is the case, access to the personal data and the following information:
p.(None): (a) the purposes of the processing;
p.(None): (b) the categories of personal data concerned;
p.(None): (c) the recipients or categories of recipient to whom the personal data have been or will be disclosed, in particular recipients in
p.(None): third countries or international organisations;
p.(None): (d) where possible, the envisaged period for which the personal data will be stored, or, if not possible, the criteria used to
p.(None): determine that period;
p.(None): (e) the existence of the right to request from the controller rectification or erasure of personal data or restriction of processing of
p.(None): personal data concerning the data subject or to object to such processing;
p.(None): (f) the right to lodge a complaint with a supervisory authority;
p.(None): (g) where the personal data are not collected from the data subject, any available information as to their source;
p.(None): (h) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
p.(None): 2. Where personal data are transferred to a third country or to an international organisation, the data subject shall have the right
p.(None): to be informed of the appropriate safeguards pursuant to Article 46 relating to the transfer.
p.(None): 3. The controller shall provide a copy of the personal data undergoing processing. For any further copies requested by the data
p.(None): subject, the controller may charge a reasonable fee based on administrative costs. Where the data subject makes the request by
...
p.(None): safeguarding against and the prevention of threats to public security;
p.(None): (e) other important objectives of general public interest of the Union or of a Member State, in particular an important economic or
p.(None): financial interest of the Union or of a Member State, including monetary, budgetary and taxation a matters, public health and
p.(None): social security;
p.(None): (f) the protection of judicial independence and judicial proceedings;
p.(None): (g) the prevention, investigation, detection and prosecution of breaches of ethics for regulated professions;
p.(None): (h) a monitoring, inspection or regulatory function connected, even occasionally, to the exercise of official authority in the cases
p.(None): referred to in points (a) to (e) and (g);
p.(None): (i) the protection of the data subject or the rights and freedoms of others;
p.(None): (j) the enforcement of civil law claims.
p.(None): 2. In particular, any legislative measure referred to in paragraph 1 shall contain specific provisions at least, where relevant, as to:
p.(None): (a) the purposes of the processing or categories of processing;
p.(None): (b) the categories of personal data;
p.(None): (c) the scope of the restrictions introduced;
p.(None): (d) the safeguards to prevent abuse or unlawful access or transfer;
p.(None): (e) the specification of the controller or categories of controllers;
p.(None): (f) the storage periods and the applicable safeguards taking into account the nature, scope and purposes of the processing or
p.(None): categories of processing;
p.(None): (g) the risks to the rights and freedoms of data subjects; and
p.(None): (h) the right of data subjects to be informed about the restriction, unless that may be prejudicial to the purpose of the restriction.
p.(None):
p.(None):
p.(None): CHAPTER IV
p.(None): Controller and processor
p.(None):
p.(None):
p.(None): Section 1
p.(None): General obligations
p.(None):
p.(None): Article 24
p.(None): Responsibility of the controller
p.(None): 1. Taking into account the nature, scope, context and purposes of processing as well as the risks of varying likelihood and severity
p.(None): for the rights and freedoms of natural persons, the controller shall implement appropriate technical and organisational measures to
p.(None): ensure and to be able to demonstrate that processing is performed in accordance with this Regulation. Those measures shall be
p.(None): reviewed and updated where necessary.
p.(None): 2. Where proportionate in relation to processing activities, the measures referred to in paragraph 1 shall include the
p.(None): implementation of appropriate data protection policies by the controller.
p.(None): 3. Adherence to approved codes of conduct as referred to in Article 40 or approved certification mechanisms as referred to in
p.(None): Article 42 may be used as an element by which to demonstrate compliance with the obligations of the controller.
p.(None):
p.(None): Article 25
p.(None): Data protection by design and by default
...
p.(None): referred to in Article 42 may be used as an element by which to demonstrate sufficient guarantees as referred to in paragraphs 1
p.(None): and 4 of this Article.
p.(None): 6. Without prejudice to an individual contract between the controller and the processor, the contract or the other legal act referred
p.(None): to in paragraphs 3 and 4 of this Article may be based, in whole or in part, on standard contractual clauses referred to in
p.(None): paragraphs 7 and 8 of this Article, including when they are part of a certification granted to the controller or processor pursuant to
p.(None): Articles 42 and 43.
p.(None): 7. The Commission may lay down standard contractual clauses for the matters referred to in paragraph 3 and 4 of this Article and
p.(None): in accordance with the examination procedure referred to in Article 93(2).
p.(None): 8. A supervisory authority may adopt standard contractual clauses for the matters referred to in paragraph 3 and 4 of this Article
p.(None): and in accordance with the consistency mechanism referred to in Article 63.
p.(None): 9. The contract or the other legal act referred to in paragraphs 3 and 4 shall be in writing, including in electronic form.
p.(None): 10. Without prejudice to Articles 82, 83 and 84, if a processor infringes this Regulation by determining the purposes and means of
p.(None): processing, the processor shall be considered to be a controller in respect of that processing.
p.(None):
p.(None): Article 29
p.(None): Processing under the authority of the controller or processor
p.(None): The processor and any person acting under the authority of the controller or of the processor, who has access to personal data,
p.(None): shall not process those data except on instructions from the controller, unless required to do so by Union or Member State law.
p.(None):
p.(None): Article 30
p.(None): Records of processing activities
p.(None): 1. Each controller and, where applicable, the controller's representative, shall maintain a record of processing activities under its
p.(None): responsibility. That record shall contain all of the following information:
p.(None): (a) the name and contact details of the controller and, where applicable, the joint controller, the controller's representative and the
p.(None): data protection officer;
p.(None): (b) the purposes of the processing;
p.(None): (c) a description of the categories of data subjects and of the categories of personal data;
p.(None): (d) the categories of recipients to whom the personal data have been or will be disclosed including recipients in third countries or
p.(None): international organisations;
p.(None): (e) where applicable, transfers of personal data to a third country or an international organisation, including the identification of
p.(None): that third country or international organisation and, in the case of transfers referred to in the second subparagraph of
p.(None): Article 49(1), the documentation of suitable safeguards;
p.(None): (f) where possible, the envisaged time limits for erasure of the different categories of data;
p.(None): (g) where possible, a general description of the technical and organisational security measures referred to in Article 32(1).
p.(None): 2. Each processor and, where applicable, the processor's representative shall maintain a record of all categories of processing
p.(None): activities carried out on behalf of a controller, containing:
...
p.(None): persons unless the processing it carries out is likely to result in a risk to the rights and freedoms of data subjects, the processing is
p.(None): not occasional, or the processing includes special categories of data as referred to in Article 9(1) or personal data relating to
p.(None): criminal convictions and offences referred to in Article 10.
p.(None):
p.(None): Article 31
p.(None): Cooperation with the supervisory authority
p.(None): The controller and the processor and, where applicable, their representatives, shall cooperate, on request, with the supervisory
p.(None): authority in the performance of its tasks.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Security of personal data
p.(None):
p.(None): Article 32
p.(None): Security of processing
p.(None): 1. Taking into account the state of the art, the costs of implementation and the nature, scope, context and purposes of processing
p.(None): as well as the risk of varying likelihood and severity for the rights and freedoms of natural persons, the controller and the processor
p.(None): shall implement appropriate technical and organisational measures to ensure a level of security appropriate to the risk, including
p.(None): inter alia as appropriate:
p.(None): (a) the pseudonymisation and encryption of personal data;
p.(None): (b) the ability to ensure the ongoing confidentiality, integrity, availability and resilience of processing systems and services;
p.(None): (c) the ability to restore the availability and access to personal data in a timely manner in the event of a physical or technical
p.(None): incident;
p.(None): (d) a process for regularly testing, assessing and evaluating the effectiveness of technical and organisational measures for
p.(None): ensuring the security of the processing.
p.(None): 2. In assessing the appropriate level of security account shall be taken in particular of the risks that are presented by processing,
p.(None): in particular from accidental or unlawful destruction, loss, alteration, unauthorised disclosure of, or access to personal data
p.(None): transmitted, stored or otherwise processed.
p.(None): 3. Adherence to an approved code of conduct as referred to in Article 40 or an approved certification mechanism as referred to in
p.(None): Article 42 may be used as an element by which to demonstrate compliance with the requirements set out in paragraph 1 of this
p.(None): Article.
p.(None): 4. The controller and processor shall take steps to ensure that any natural person acting under the authority of the controller or the
p.(None): processor who has access to personal data does not process them except on instructions from the controller, unless he or she is
p.(None): required to do so by Union or Member State law.
p.(None):
p.(None): Article 33
p.(None): Notification of a personal data breach to the supervisory authority
p.(None): 1. In the case of a personal data breach, the controller shall without undue delay and, where feasible, not later than 72 hours after
p.(None): having become aware of it, notify the personal data breach to the supervisory authority competent in accordance with Article 55,
p.(None): unless the personal data breach is unlikely to result in a risk to the rights and freedoms of natural persons. Where the notification to
p.(None): the supervisory authority is not made within 72 hours, it shall be accompanied by reasons for the delay.
p.(None): 2. The processor shall notify the controller without undue delay after becoming aware of a personal data breach.
p.(None): 3. The notification referred to in paragraph 1 shall at least:
p.(None): (a) describe the nature of the personal data breach including where possible, the categories and approximate number of data
p.(None): subjects concerned and the categories and approximate number of personal data records concerned;
p.(None): (b) communicate the name and contact details of the data protection officer or other contact point where more information can be
p.(None): obtained;
p.(None): (c) describe the likely consequences of the personal data breach;
p.(None): (d) describe the measures taken or proposed to be taken by the controller to address the personal data breach, including, where
p.(None): appropriate, measures to mitigate its possible adverse effects.
p.(None): 4. Where, and in so far as, it is not possible to provide the information at the same time, the information may be provided in
p.(None): phases without undue further delay.
p.(None): 5. The controller shall document any personal data breaches, comprising the facts relating to the personal data breach, its effects
p.(None): and the remedial action taken. That documentation shall enable the supervisory authority to verify compliance with this Article.
p.(None):
p.(None): Article 34
p.(None): Communication of a personal data breach to the data subject
p.(None): 1. When the personal data breach is likely to result in a high risk to the rights and freedoms of natural persons, the controller shall
p.(None): communicate the personal data breach to the data subject without undue delay.
p.(None): 2. The communication to the data subject referred to in paragraph 1 of this Article shall describe in clear and plain language the
p.(None): nature of the personal data breach and contain at least the information and measures referred to in points (b), (c) and (d) of
p.(None): Article 33(3).
p.(None): 3. The communication to the data subject referred to in paragraph 1 shall not be required if any of the following conditions are met:
p.(None): (a) the controller has implemented appropriate technical and organisational protection measures, and those measures were
p.(None): applied to the personal data affected by the personal data breach, in particular those that render the personal data
p.(None): unintelligible to any person who is not authorised to access it, such as encryption;
p.(None): (b) the controller has taken subsequent measures which ensure that the high risk to the rights and freedoms of data subjects
p.(None): referred to in paragraph 1 is no longer likely to materialise;
p.(None): (c) it would involve disproportionate effort. In such a case, there shall instead be a public communication or similar measure
p.(None): whereby the data subjects are informed in an equally effective manner.
p.(None): 4. If the controller has not already communicated the personal data breach to the data subject, the supervisory authority, having
p.(None): considered the likelihood of the personal data breach resulting in a high risk, may require it to do so or may decide that any of the
p.(None): conditions referred to in paragraph 3 are met.
p.(None):
p.(None):
p.(None): Section 3
p.(None): Data protection impact assessment and prior consultation
p.(None):
p.(None): Article 35
p.(None): Data protection impact assessment
p.(None): 1. Where a type of processing in particular using new technologies, and taking into account the nature, scope, context and
p.(None): purposes of the processing, is likely to result in a high risk to the rights and freedoms of natural persons, the controller shall, prior to
p.(None): the processing, carry out an assessment of the impact of the envisaged processing operations on the protection of personal data. A
...
p.(None): 5. The data protection officer shall be designated on the basis of professional qualities and, in particular, expert knowledge of data
p.(None): protection law and practices and the ability to fulfil the tasks referred to in Article 39.
p.(None): 6. The data protection officer may be a staff member of the controller or processor, or fulfil the tasks on the basis of a service
p.(None): contract.
p.(None): 7. The controller or the processor shall publish the contact details of the data protection officer and communicate them to the
p.(None): supervisory authority.
p.(None):
p.(None): Article 38
p.(None): Position of the data protection officer
p.(None): 1. The controller and the processor shall ensure that the data protection officer is involved, properly and in a timely manner, in all
p.(None): issues which relate to the protection of personal data.
p.(None): 2. The controller and processor shall support the data protection officer in performing the tasks referred to in Article 39 by
p.(None): providing resources necessary to carry out those tasks and access to personal data and processing operations, and to maintain his
p.(None): or her expert knowledge.
p.(None): 3. The controller and processor shall ensure that the data protection officer does not receive any instructions regarding the
p.(None): exercise of those tasks. He or she shall not be dismissed or penalised by the controller or the processor for performing his tasks.
p.(None): The data protection officer shall directly report to the highest management level of the controller or the processor.
p.(None): 4. Data subjects may contact the data protection officer with regard to all issues related to processing of their personal data and to
p.(None): the exercise of their rights under this Regulation.
p.(None): 5. The data protection officer shall be bound by secrecy or confidentiality concerning the performance of his or her tasks, in
p.(None): accordance with Union or Member State law.
p.(None): 6. The data protection officer may fulfil other tasks and duties. The controller or processor shall ensure that any such tasks and
p.(None): duties do not result in a conflict of interests.
p.(None):
p.(None): Article 39
p.(None): Tasks of the data protection officer
p.(None): 1. The data protection officer shall have at least the following tasks:
...
p.(None): appropriate safeguards provided by controllers or processors that are not subject to this Regulation pursuant to Article 3 within the
p.(None): framework of personal data transfers to third countries or international organisations under the terms referred to in point (f) of
p.(None): Article 46(2). Such controllers or processors shall make binding and enforceable commitments, via contractual or other legally
p.(None): binding instruments, to apply those appropriate safeguards, including with regard to the rights of data subjects.
p.(None): 3. The certification shall be voluntary and available via a process that is transparent.
p.(None): 4. A certification pursuant to this Article does not reduce the responsibility of the controller or the processor for compliance with
p.(None): this Regulation and is without prejudice to the tasks and powers of the supervisory authorities which are competent pursuant to
p.(None): Article 55 or 56.
p.(None): 5. A certification pursuant to this Article shall be issued by the certification bodies referred to in Article 43 or by the competent
p.(None): supervisory authority, on the basis of criteria approved by that competent supervisory authority pursuant to Article 58(3) or by the
p.(None): Board pursuant to Article 63. Where the criteria are approved by the Board, this may result in a common certification, the European
p.(None): Data Protection Seal.
p.(None): 6. The controller or processor which submits its processing to the certification mechanism shall provide the certification body
p.(None): referred to in Article 43, or where applicable, the competent supervisory authority, with all information and access to its processing
p.(None): activities which are necessary to conduct the certification procedure.
p.(None): 7. Certification shall be issued to a controller or processor for a maximum period of three years and may be renewed, under the
p.(None): same conditions, provided that the relevant requirements continue to be met. Certification shall be withdrawn, as applicable, by the
p.(None): certification bodies referred to in Article 43 or by the competent supervisory authority where the requirements for the certification
p.(None): are not or are no longer met.
p.(None): 8. The Board shall collate all certification mechanisms and data protection seals and marks in a register and shall make them
p.(None): publicly available by any appropriate means.
p.(None):
p.(None): Article 43
p.(None): Certification bodies
p.(None): 1. Without prejudice to the tasks and powers of the competent supervisory authority under Articles 57 and 58, certification bodies
p.(None): which have an appropriate level of expertise in relation to data protection shall, after informing the supervisory authority in order to
p.(None): allow it to exercise its powers pursuant to point (h) of Article 58(2) where necessary, issue and renew certification. Member States
p.(None): shall ensure that those certification bodies are accredited by one or both of the following:
p.(None): (a) the supervisory authority which is competent pursuant to Article 55 or 56;
p.(None): (b) the national accreditation body named in accordance with Regulation (EC) No 765/2008 of the European Parliament and of
...
p.(None): General principle for transfers
p.(None): Any transfer of personal data which are undergoing processing or are intended for processing after transfer to a third country or to
p.(None): an international organisation shall take place only if, subject to the other provisions of this Regulation, the conditions laid down in
p.(None): this Chapter are complied with by the controller and processor, including for onward transfers of personal data from the third
p.(None): country or an international organisation to another third country or to another international organisation. All provisions in this
p.(None): Chapter shall be applied in order to ensure that the level of protection of natural persons guaranteed by this Regulation is not
p.(None): undermined.
p.(None):
p.(None): Article 45
p.(None): Transfers on the basis of an adequacy decision
p.(None): 1. A transfer of personal data to a third country or an international organisation may take place where the Commission has
p.(None): decided that the third country, a territory or one or more specified sectors within that third country, or the international organisation
p.(None): in question ensures an adequate level of protection. Such a transfer shall not require any specific authorisation.
p.(None): 2. When assessing the adequacy of the level of protection, the Commission shall, in particular, take account of the following
p.(None): elements:
p.(None): (a) the rule of law, respect for human rights and fundamental freedoms, relevant legislation, both general and sectoral, including
p.(None): concerning public security, defence, national security and criminal law and the access of public authorities to personal data, as
p.(None): well as the implementation of such legislation, data protection rules, professional rules and security measures, including rules
p.(None): for the onward transfer of personal data to another third country or international organisation which are complied with in that
p.(None): country or international organisation, case-law, as well as effective and enforceable data subject rights and effective
p.(None): administrative and judicial redress for the data subjects whose personal data are being transferred;
p.(None): (b) the existence and effective functioning of one or more independent supervisory authorities in the third country or to which an
p.(None): international organisation is subject, with responsibility for ensuring and enforcing compliance with the data protection rules,
p.(None): including adequate enforcement powers, for assisting and advising the data subjects in exercising their rights and for
p.(None): cooperation with the supervisory authorities of the Member States; and
p.(None): (c) the international commitments the third country or international organisation concerned has entered into, or other obligations
p.(None): arising from legally binding conventions or instruments as well as from its participation in multilateral or regional systems, in
p.(None): particular in relation to the protection of personal data.
p.(None): 3. The Commission, after assessing the adequacy of the level of protection, may decide, by means of implementing act, that a
p.(None): third country, a territory or one or more specified sectors within a third country, or an international organisation ensures an
...
p.(None): for ensuring corrective actions to protect the rights of the data subject. Results of such verification should be communicated to
p.(None): the person or entity referred to in point (h) and to the board of the controlling undertaking of a group of undertakings, or of the
p.(None): group of enterprises engaged in a joint economic activity, and should be available upon request to the competent supervisory
p.(None): authority;
p.(None): (k) the mechanisms for reporting and recording changes to the rules and reporting those changes to the supervisory authority;
p.(None): (l) the cooperation mechanism with the supervisory authority to ensure compliance by any member of the group of undertakings,
p.(None): or group of enterprises engaged in a joint economic activity, in particular by making available to the supervisory authority the
p.(None): results of verifications of the measures referred to in point (j);
p.(None): (m) the mechanisms for reporting to the competent supervisory authority any legal requirements to which a member of the group
p.(None): of undertakings, or group of enterprises engaged in a joint economic activity is subject in a third country which are likely to
p.(None): have a substantial adverse effect on the guarantees provided by the binding corporate rules; and
p.(None): (n) the appropriate data protection training to personnel having permanent or regular access to personal data.
p.(None): 3. The Commission may specify the format and procedures for the exchange of information between controllers, processors and
p.(None): supervisory authorities for binding corporate rules within the meaning of this Article. Those implementing acts shall be adopted in
p.(None): accordance with the examination procedure set out in Article 93(2).
p.(None):
p.(None): Article 48
p.(None): Transfers or disclosures not authorised by Union law
p.(None): Any judgment of a court or tribunal and any decision of an administrative authority of a third country requiring a controller or
p.(None): processor to transfer or disclose personal data may only be recognised or enforceable in any manner if based on an international
p.(None): agreement, such as a mutual legal assistance treaty, in force between the requesting third country and the Union or a
p.(None): Member State, without prejudice to other grounds for transfer pursuant to this Chapter.
p.(None):
p.(None): Article 49
p.(None): Derogations for specific situations
p.(None): 1. In the absence of an adequacy decision pursuant to Article 45(3), or of appropriate safeguards pursuant to Article 46, including
p.(None): binding corporate rules, a transfer or a set of transfers of personal data to a third country or an international organisation shall take
p.(None): place only on one of the following conditions:
p.(None): (a) the data subject has explicitly consented to the proposed transfer, after having been informed of the possible risks of such
p.(None): transfers for the data subject due to the absence of an adequacy decision and appropriate safeguards;
...
p.(None): as a complaint submission form which can also be completed electronically, without excluding other means of communication.
p.(None): 3. The performance of the tasks of each supervisory authority shall be free of charge for the data subject and, where applicable,
p.(None): for the data protection officer.
p.(None): 4. Where requests are manifestly unfounded or excessive, in particular because of their repetitive character, the supervisory
p.(None): authority may charge a reasonable fee based on administrative costs, or refuse to act on the request. The supervisory authority
p.(None): shall bear the burden of demonstrating the manifestly unfounded or excessive character of the request.
p.(None):
p.(None): Article 58
p.(None): Powers
p.(None): 1. Each supervisory authority shall have all of the following investigative powers:
p.(None): (a) to order the controller and the processor, and, where applicable, the controller's or the processor's representative to provide
p.(None): any information it requires for the performance of its tasks;
p.(None): (b) to carry out investigations in the form of data protection audits;
p.(None): (c) to carry out a review on certifications issued pursuant to Article 42(7);
p.(None): (d) to notify the controller or the processor of an alleged infringement of this Regulation;
p.(None): (e) to obtain, from the controller and the processor, access to all personal data and to all information necessary for the
p.(None): performance of its tasks;
p.(None): (f) to obtain access to any premises of the controller and the processor, including to any data processing equipment and means,
p.(None): in accordance with Union or Member State procedural law.
p.(None): 2. Each supervisory authority shall have all of the following corrective powers:
p.(None): (a) to issue warnings to a controller or processor that intended processing operations are likely to infringe provisions of this
p.(None): Regulation;
p.(None): (b) to issue reprimands to a controller or a processor where processing operations have infringed provisions of this Regulation;
p.(None): (c) to order the controller or the processor to comply with the data subject's requests to exercise his or her rights pursuant to this
p.(None): Regulation;
p.(None): (d) to order the controller or processor to bring processing operations into compliance with the provisions of this Regulation,
p.(None): where appropriate, in a specified manner and within a specified period;
p.(None): (e) to order the controller to communicate a personal data breach to the data subject;
p.(None): (f) to impose a temporary or definitive limitation including a ban on processing;
p.(None): (g) to order the rectification or erasure of personal data or restriction of processing pursuant to Articles 16, 17 and 18 and the
p.(None): notification of such actions to recipients to whom the personal data have been disclosed pursuant to Article 17(2) and Article
p.(None): 19;
p.(None): (h) to withdraw a certification or to order the certification body to withdraw a certification issued pursuant to Articles 42 and 43, or
p.(None): to order the certification body not to issue certification if the requirements for the certification are not or are no longer met;
...
p.(None): Regulation shall be subject to separate reporting lines from the staff involved in carrying out tasks conferred on the European Data
p.(None): Protection Supervisor.
p.(None): 4. Where appropriate, the Board and the European Data Protection Supervisor shall establish and publish a Memorandum of
p.(None): Understanding implementing this Article, determining the terms of their cooperation, and applicable to the staff of the European
p.(None): Data Protection Supervisor involved in carrying out the tasks conferred on the Board by this Regulation.
p.(None): 5. The secretariat shall provide analytical, administrative and logistical support to the Board.
p.(None): 6. The secretariat shall be responsible in particular for:
p.(None): (a) the day-to-day business of the Board;
p.(None): (b) communication between the members of the Board, its Chair and the Commission;
p.(None): (c) communication with other institutions and the public;
p.(None): (d) the use of electronic means for the internal and external communication;
p.(None): (e) the translation of relevant information;
p.(None): (f) the preparation and follow-up of the meetings of the Board;
p.(None): (g) the preparation, drafting and publication of opinions, decisions on the settlement of disputes between supervisory authorities
p.(None): and other texts adopted by the Board.
p.(None):
p.(None): Article 76
p.(None): Confidentiality
p.(None): 1. The discussions of the Board shall be confidential where the Board deems it necessary, as provided for in its rules of procedure.
p.(None): 2. Access to documents submitted to members of the Board, experts and representatives of third parties shall be governed by
p.(None): Regulation (EC) No 1049/2001 of the European Parliament and of the Council (21).
p.(None):
p.(None):
p.(None): CHAPTER VIII
p.(None): Remedies, liability and penalties
p.(None):
p.(None): Article 77
p.(None): Right to lodge a complaint with a supervisory authority
p.(None): 1. Without prejudice to any other administrative or judicial remedy, every data subject shall have the right to lodge a complaint with
p.(None): a supervisory authority, in particular in the Member State of his or her habitual residence, place of work or place of the alleged
p.(None): infringement if the data subject considers that the processing of personal data relating to him or her infringes this Regulation.
p.(None): 2. The supervisory authority with which the complaint has been lodged shall inform the complainant on the progress and the
p.(None): outcome of the complaint including the possibility of a judicial remedy pursuant to Article 78.
p.(None):
p.(None): Article 78
p.(None): Right to an effective judicial remedy against a supervisory authority
p.(None): 1. Without prejudice to any other administrative or non-judicial remedy, each natural or legal person shall have the right to an
p.(None): effective judicial remedy against a legally binding decision of a supervisory authority concerning them.
p.(None): 2. Without prejudice to any other administrative or non-judicial remedy, each data subject shall have the right to a an effective
...
p.(None): of this Regulation, the total amount of the administrative fine shall not exceed the amount specified for the gravest infringement.
p.(None): 4. Infringements of the following provisions shall, in accordance with paragraph 2, be subject to administrative fines up to
p.(None): 10 000 000 EUR, or in the case of an undertaking, up to 2 % of the total worldwide annual turnover of the preceding financial year,
p.(None): whichever is higher:
p.(None): (a) the obligations of the controller and the processor pursuant to Articles 8, 11, 25 to 39 and 42 and 43;
p.(None): (b) the obligations of the certification body pursuant to Articles 42 and 43;
p.(None): (c) the obligations of the monitoring body pursuant to Article 41(4).
p.(None): 5. Infringements of the following provisions shall, in accordance with paragraph 2, be subject to administrative fines up to
p.(None): 20 000 000 EUR, or in the case of an undertaking, up to 4 % of the total worldwide annual turnover of the preceding financial year,
p.(None): whichever is higher:
p.(None): (a) the basic principles for processing, including conditions for consent, pursuant to Articles 5, 6, 7 and 9;
p.(None): (b) the data subjects' rights pursuant to Articles 12 to 22;
p.(None): (c) the transfers of personal data to a recipient in a third country or an international organisation pursuant to Articles 44 to 49;
p.(None): (d) any obligations pursuant to Member State law adopted under Chapter IX;
p.(None): (e) non-compliance with an order or a temporary or definitive limitation on processing or the suspension of data flows by the
p.(None): supervisory authority pursuant to Article 58(2) or failure to provide access in violation of Article 58(1).
p.(None): 6. Non-compliance with an order by the supervisory authority as referred to in Article 58(2) shall, in accordance with paragraph 2
p.(None): of this Article, be subject to administrative fines up to 20 000 000 EUR, or in the case of an undertaking, up to 4 % of the total
p.(None): worldwide annual turnover of the preceding financial year, whichever is higher.
p.(None): 7. Without prejudice to the corrective powers of supervisory authorities pursuant to Article 58(2), each Member State may lay
p.(None): down the rules on whether and to what extent administrative fines may be imposed on public authorities and bodies established in
p.(None): that Member State.
p.(None): 8. The exercise by the supervisory authority of its powers under this Article shall be subject to appropriate procedural safeguards
p.(None): in accordance with Union and Member State law, including effective judicial remedy and due process.
p.(None): 9. Where the legal system of the Member State does not provide for administrative fines, this Article may be applied in such a
p.(None): manner that the fine is initiated by the competent supervisory authority and imposed by competent national courts, while ensuring
p.(None): that those legal remedies are effective and have an equivalent effect to the administrative fines imposed by supervisory authorities.
p.(None): In any event, the fines imposed shall be effective, proportionate and dissuasive. Those Member States shall notify to the
p.(None): Commission the provisions of their laws which they adopt pursuant to this paragraph by 25 May 2018 and, without delay, any
p.(None): subsequent amendment law or amendment affecting them.
p.(None):
...
p.(None): 2. Each Member State shall notify to the Commission the provisions of its law which it adopts pursuant to paragraph 1, by 25 May
p.(None): 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None):
p.(None): CHAPTER IX
p.(None): Provisions relating to specific processing situations
p.(None):
p.(None): Article 85
p.(None): Processing and freedom of expression and information
p.(None): 1. Member States shall by law reconcile the right to the protection of personal data pursuant to this Regulation with the right to
p.(None): freedom of expression and information, including processing for journalistic purposes and the purposes of academic, artistic or
p.(None): literary expression.
p.(None): 2. For processing carried out for journalistic purposes or the purpose of academic artistic or literary expression, Member States
p.(None): shall provide for exemptions or derogations from Chapter II (principles), Chapter III (rights of the data subject), Chapter IV
p.(None): (controller and processor), Chapter V (transfer of personal data to third countries or international organisations), Chapter VI
p.(None): (independent supervisory authorities), Chapter VII (cooperation and consistency) and Chapter IX (specific data processing
p.(None): situations) if they are necessary to reconcile the right to the protection of personal data with the freedom of expression and
p.(None): information.
p.(None): 3. Each Member State shall notify to the Commission the provisions of its law which it has adopted pursuant to paragraph 2 and,
p.(None): without delay, any subsequent amendment law or amendment affecting them.
p.(None):
p.(None): Article 86
p.(None): Processing and public access to official documents
p.(None): Personal data in official documents held by a public authority or a public body or a private body for the performance of a task
p.(None): carried out in the public interest may be disclosed by the authority or body in accordance with Union or Member State law to which
p.(None): the public authority or body is subject in order to reconcile public access to official documents with the right to the protection of
p.(None): personal data pursuant to this Regulation.
p.(None): Article 87
p.(None): Processing of the national identification number
p.(None): Member States may further determine the specific conditions for the processing of a national identification number or any other
p.(None): identifier of general application. In that case the national identification number or any other identifier of general application shall be
p.(None): used only under appropriate safeguards for the rights and freedoms of the data subject pursuant to this Regulation.
p.(None):
p.(None): Article 88
p.(None): Processing in the context of employment
p.(None): 1. Member States may, by law or by collective agreements, provide for more specific rules to ensure the protection of the rights
p.(None): and freedoms in respect of the processing of employees' personal data in the employment context, in particular for the purposes of
p.(None): the recruitment, the performance of the contract of employment, including discharge of obligations laid down by law or by collective
p.(None): agreements, management, planning and organisation of work, equality and diversity in the workplace, health and safety at work,
p.(None): protection of employer's or customer's property and for the purposes of the exercise and enjoyment, on an individual or collective
p.(None): basis, of rights and benefits related to employment, and for the purpose of the termination of the employment relationship.
p.(None): 2. Those rules shall include suitable and specific measures to safeguard the data subject's human dignity, legitimate interests and
...
p.(None): repealing Directive 2001/20/EC (OJ L 158, 27.5.2014, p. 1 ).
p.(None): (16) Regulation (EC) No 223/2009 of the European Parliament and of the Council of 11 March 2009 on European statistics and repealing Regulation (EC,
p.(None): Euratom) No 1101/2008 of the European Parliament and of the Council on the transmission of data subject to statistical confidentiality to the Statistical Office of
p.(None): the European Communities, Council Regulation (EC) No 322/97 on Community Statistics, and Council Decision 89/382/EEC, Euratom establishing a Committee
p.(None): on the Statistical Programmes of the European Communities (OJ L 87, 31.3.2009, p. 164).
p.(None): (17) OJ C 192, 30.6.2012, p. 7 .
p.(None): (18) Directive 2002/58/EC of the European Parliament and of the Council of 12 July 2002 concerning the processing of personal data and the protection of privacy
p.(None): in the electronic communications sector (Directive on privacy and electronic communications) (OJ L 201, 31.7.2002, p. 37).
p.(None): (19) Directive (EU) 2015/1535 of the European Parliament and of the Council of 9 September 2015 laying down a procedure for the provision of information in the
p.(None): field of technical regulations and of rules on Information Society services (OJ L 241, 17.9.2015, p. 1 ).
p.(None): (20) Regulation (EC) No 765/2008 of the European Parliament and of the Council of 9 July 2008 setting out the requirements for accreditation and market
p.(None): surveillance relating to the marketing of products and repealing Regulation (EEC) No 339/93 (OJ L 218, 13.8.2008, p. 30).
p.(None): (21) Regulation (EC) No 1049/2001 of the European Parliament and of the Council of 30 May 2001 regarding public access to European Parliament, Council and
p.(None): Commission documents (OJ L 145, 31.5.2001, p. 43).
p.(None):
p.(None): Top
p.(None):
p.(None):
p.(None):
p.(None):
p.(None): About Site map Help Links Legal notice Newsletter Contact
p.(None):
p.(None):
p.(None): Other sites managed by the Publications Office
p.(None):
p.(None): EU Publications
p.(None):
p.(None): EU Open Data
p.(None): Portal
p.(None): Ted
p.(None):
p.(None): Whoiswho
p.(None):
p.(None): CORDIS
p.(None):
p.(None): Portal of the Publications Office of the
p.(None): EU
p.(None): N-Lex
p.(None):
p.(None):
p.(None):
p.(None): Table of contents
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Social / Age
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p.(None): legible manner, a meaningful overview of the intended processing. Where the icons are presented electronically, they should
p.(None): be machine-readable.
p.(None): (61) The information in relation to the processing of personal data relating to the data subject should be given to him or her at the
p.(None): time of collection from the data subject, or, where the personal data are obtained from another source, within a reasonable
p.(None): period, depending on the circumstances of the case. Where personal data can be legitimately disclosed to another recipient,
p.(None): the data subject should be informed when the personal data are first disclosed to the recipient. Where the controller intends to
p.(None): process the personal data for a purpose other than that for which they were collected, the controller should provide the data
p.(None): subject prior to that further processing with information on that other purpose and other necessary information. Where the
p.(None): origin of the personal data cannot be provided to the data subject because various sources have been used, general
p.(None): information should be provided.
p.(None): (62) However, it is not necessary to impose the obligation to provide information where the data subject already possesses the
p.(None): information, where the recording or disclosure of the personal data is expressly laid down by law or where the provision of
p.(None): information to the data subject proves to be impossible or would involve a disproportionate effort. The latter could in particular
p.(None): be the case where processing is carried out for archiving purposes in the public interest, scientific or historical research
p.(None): purposes or statistical purposes. In that regard, the number of data subjects, the age of the data and any appropriate
p.(None): safeguards adopted should be taken into consideration.
p.(None): (63) A data subject should have the right of access to personal data which have been collected concerning him or her, and to
p.(None): exercise that right easily and at reasonable intervals, in order to be aware of, and verify, the lawfulness of the processing. This
p.(None): includes the right for data subjects to have access to data concerning their health, for example the data in their medical
p.(None): records containing information such as diagnoses, examination results, assessments by treating physicians and any treatment
p.(None): or interventions provided. Every data subject should therefore have the right to know and obtain communication in particular
p.(None): with regard to the purposes for which the personal data are processed, where possible the period for which the personal data
p.(None): are processed, the recipients of the personal data, the logic involved in any automatic personal data processing and, at least
p.(None): when based on profiling, the consequences of such processing. Where possible, the controller should be able to provide
p.(None): remote access to a secure system which would provide the data subject with direct access to his or her personal data. That
p.(None): right should not adversely affect the rights or freedoms of others, including trade secrets or intellectual property and in
p.(None): particular the copyright protecting the software. However, the result of those considerations should not be a refusal to provide
...
p.(None): shall not be binding.
p.(None): 3. The data subject shall have the right to withdraw his or her consent at any time. The withdrawal of consent shall not affect the
p.(None): lawfulness of processing based on consent before its withdrawal. Prior to giving consent, the data subject shall be informed thereof.
p.(None): It shall be as easy to withdraw as to give consent.
p.(None): 4. When assessing whether consent is freely given, utmost account shall be taken of whether,inter alia, the performance of a
p.(None): contract, including the provision of a service, is conditional on consent to the processing of personal data that is not necessary for
p.(None): the performance of that contract.
p.(None):
p.(None): Article 8
p.(None): Conditions applicable to child's consent in relation to information society services
p.(None): 1. Where point (a) of Article 6(1) applies, in relation to the offer of information society services directly to a child, the processing of
p.(None): the personal data of a child shall be lawful where the child is at least 16 years old. Where the child is below the age of 16 years,
p.(None): such processing shall be lawful only if and to the extent that consent is given or authorised by the holder of parental responsibility
p.(None): over the child.
p.(None): Member States may provide by law for a lower age for those purposes provided that such lower age is not below 13 years.
p.(None): 2. The controller shall make reasonable efforts to verify in such cases that consent is given or authorised by the holder of parental
p.(None): responsibility over the child, taking into consideration available technology.
p.(None): 3. Paragraph 1 shall not affect the general contract law of Member States such as the rules on the validity, formation or effect of a
p.(None): contract in relation to a child.
p.(None):
p.(None): Article 9
p.(None): Processing of special categories of personal data
p.(None): 1. Processing of personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
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Social / Child
Searching for indicator child:
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p.(None): controlling undertaking should be considered to be the main establishment of the group of undertakings, except where the
p.(None): purposes and means of processing are determined by another undertaking.
p.(None): (37) A group of undertakings should cover a controlling undertaking and its controlled undertakings, whereby the controlling
p.(None): undertaking should be the undertaking which can exert a dominant influence over the other undertakings by virtue, for
p.(None): example, of ownership, financial participation or the rules which govern it or the power to have personal data protection rules
p.(None): implemented. An undertaking which controls the processing of personal data in undertakings affiliated to it should be
p.(None): regarded, together with those undertakings, as a group of undertakings.
p.(None): (38) Children merit specific protection with regard to their personal data, as they may be less aware of the risks, consequences
p.(None): and safeguards concerned and their rights in relation to the processing of personal data. Such specific protection should, in
p.(None): particular, apply to the use of personal data of children for the purposes of marketing or creating personality or user profiles
p.(None): and the collection of personal data with regard to children when using services offered directly to a child. The consent of the
p.(None): holder of parental responsibility should not be necessary in the context of preventive or counselling services offered directly to
p.(None): a child.
p.(None): (39) Any processing of personal data should be lawful and fair. It should be transparent to natural persons that personal data
p.(None): concerning them are collected, used, consulted or otherwise processed and to what extent the personal data are or will be
p.(None): processed. The principle of transparency requires that any information and communication relating to the processing of those
p.(None): personal data be easily accessible and easy to understand, and that clear and plain language be used. That principle
p.(None): concerns, in particular, information to the data subjects on the identity of the controller and the purposes of the processing and
p.(None): further information to ensure fair and transparent processing in respect of the natural persons concerned and their right to
p.(None): obtain confirmation and communication of personal data concerning them which are being processed. Natural persons should
p.(None): be made aware of risks, rules, safeguards and rights in relation to the processing of personal data and how to exercise their
p.(None): rights in relation to such processing. In particular, the specific purposes for which personal data are processed should be
p.(None): explicit and legitimate and determined at the time of the collection of the personal data. The personal data should be
p.(None): adequate, relevant and limited to what is necessary for the purposes for which they are processed. This requires, in particular,
p.(None): ensuring that the period for which the personal data are stored is limited to a strict minimum. Personal data should be
p.(None): processed only if the purpose of the processing could not reasonably be fulfilled by other means. In order to ensure that the
p.(None): personal data are not kept longer than necessary, time limits should be established by the controller for erasure or for a
...
p.(None): (57) If the personal data processed by a controller do not permit the controller to identify a natural person, the data controller
p.(None): should not be obliged to acquire additional information in order to identify the data subject for the sole purpose of complying
p.(None): with any provision of this Regulation. However, the controller should not refuse to take additional information provided by the
p.(None): data subject in order to support the exercise of his or her rights. Identification should include the digital identification of a data
p.(None): subject, for example through authentication mechanism such as the same credentials, used by the data subject to log-in to the
p.(None): on-line service offered by the data controller.
p.(None): (58) The principle of transparency requires that any information addressed to the public or to the data subject be concise, easily
p.(None): accessible and easy to understand, and that clear and plain language and, additionally, where appropriate, visualisation be
p.(None): used. Such information could be provided in electronic form, for example, when addressed to the public, through a website.
p.(None): This is of particular relevance in situations where the proliferation of actors and the technological complexity of practice make
p.(None): it difficult for the data subject to know and understand whether, by whom and for what purpose personal data relating to him or
p.(None): her are being collected, such as in the case of online advertising. Given that children merit specific protection, any information
p.(None): and communication, where processing is addressed to a child, should be in such a clear and plain language that the child can
p.(None): easily understand.
p.(None): (59) Modalities should be provided for facilitating the exercise of the data subject's rights under this Regulation, including
p.(None): mechanisms to request and, if applicable, obtain, free of charge, in particular, access to and rectification or erasure of
p.(None): personal data and the exercise of the right to object. The controller should also provide means for requests to be made
p.(None): electronically, especially where personal data are processed by electronic means. The controller should be obliged to respond
p.(None): to requests from the data subject without undue delay and at the latest within one month and to give reasons where the
p.(None): controller does not intend to comply with any such requests.
p.(None): (60) The principles of fair and transparent processing require that the data subject be informed of the existence of the processing
p.(None): operation and its purposes. The controller should provide the data subject with any further information necessary to ensure
p.(None): fair and transparent processing taking into account the specific circumstances and context in which the personal data are
p.(None): processed. Furthermore, the data subject should be informed of the existence of profiling and the consequences of such
p.(None): profiling. Where the personal data are collected from the data subject, the data subject should also be informed whether he or
p.(None): she is obliged to provide the personal data and of the consequences, where he or she does not provide such data. That
p.(None): information may be provided in combination with standardised icons in order to give in an easily visible, intelligible and clearly
p.(None): legible manner, a meaningful overview of the intended processing. Where the icons are presented electronically, they should
p.(None): be machine-readable.
...
p.(None): all information to the data subject. Where the controller processes a large quantity of information concerning the data subject,
p.(None): the controller should be able to request that, before the information is delivered, the data subject specify the information or
p.(None): processing activities to which the request relates.
p.(None): (64) The controller should use all reasonable measures to verify the identity of a data subject who requests access, in particular in
p.(None): the context of online services and online identifiers. A controller should not retain personal data for the sole purpose of being
p.(None): able to react to potential requests.
p.(None): (65) A data subject should have the right to have personal data concerning him or her rectified and a ‘right to be forgotten’ where
p.(None): the retention of such data infringes this Regulation or Union or Member State law to which the controller is subject. In
p.(None): particular, a data subject should have the right to have his or her personal data erased and no longer processed where the
p.(None): personal data are no longer necessary in relation to the purposes for which they are collected or otherwise processed, where
p.(None): a data subject has withdrawn his or her consent or objects to the processing of personal data concerning him or her, or where
p.(None): the processing of his or her personal data does not otherwise comply with this Regulation. That right is relevant in particular
p.(None): where the data subject has given his or her consent as a child and is not fully aware of the risks involved by the processing,
p.(None): and later wants to remove such personal data, especially on the internet. The data subject should be able to exercise that
p.(None): right notwithstanding the fact that he or she is no longer a child. However, the further retention of the personal data should be
p.(None): lawful where it is necessary, for exercising the right of freedom of expression and information, for compliance with a legal
p.(None): obligation, for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, on the grounds of public interest in the area of public health, for archiving purposes in the public interest, scientific
p.(None): or historical research purposes or statistical purposes, or for the establishment, exercise or defence of legal claims.
p.(None): (66) To strengthen the right to be forgotten in the online environment, the right to erasure should also be extended in such a way
p.(None): that a controller who has made the personal data public should be obliged to inform the controllers which are processing such
p.(None): personal data to erase any links to, or copies or replications of those personal data. In doing so, that controller should take
p.(None): reasonable steps, taking into account available technology and the means available to the controller, including technical
p.(None): measures, to inform the controllers which are processing the personal data of the data subject's request.
p.(None): (67) Methods by which to restrict the processing of personal data could include, inter alia, temporarily moving the selected data to
p.(None): another processing system, making the selected personal data unavailable to users, or temporarily removing published data
p.(None): from a website. In automated filing systems, the restriction of processing should in principle be ensured by technical means in
p.(None): such a manner that the personal data are not subject to further processing operations and cannot be changed. The fact that
...
p.(None): practices without any human intervention. Such processing includes ‘profiling’ that consists of any form of automated
p.(None): processing of personal data evaluating the personal aspects relating to a natural person, in particular to analyse or predict
p.(None): aspects concerning the data subject's performance at work, economic situation, health, personal preferences or interests,
p.(None): reliability or behaviour, location or movements, where it produces legal effects concerning him or her or similarly significantly
p.(None): affects him or her. However, decision-making based on such processing, including profiling, should be allowed where
p.(None): expressly authorised by Union or Member State law to which the controller is subject, including for fraud and tax-evasion
p.(None): monitoring and prevention purposes conducted in accordance with the regulations, standards and recommendations of Union
p.(None): institutions or national oversight bodies and to ensure the security and reliability of a service provided by the controller, or
p.(None): necessary for the entering or performance of a contract between the data subject and a controller, or when the data subject
p.(None): has given his or her explicit consent. In any case, such processing should be subject to suitable safeguards, which should
p.(None): include specific information to the data subject and the right to obtain human intervention, to express his or her point of view,
p.(None): to obtain an explanation of the decision reached after such assessment and to challenge the decision. Such measure should
p.(None): not concern a child.
p.(None): In order to ensure fair and transparent processing in respect of the data subject, taking into account the specific
p.(None): circumstances and context in which the personal data are processed, the controller should use appropriate mathematical or
p.(None): statistical procedures for the profiling, implement technical and organisational measures appropriate to ensure, in particular,
p.(None): that factors which result in inaccuracies in personal data are corrected and the risk of errors is minimised, secure personal
p.(None): data in a manner that takes account of the potential risks involved for the interests and rights of the data subject and that
p.(None): prevents, inter alia, discriminatory effects on natural persons on the basis of racial or ethnic origin, political opinion, religion or
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
...
p.(None): measures (‘integrity and confidentiality’).
p.(None): 2. The controller shall be responsible for, and be able to demonstrate compliance with, paragraph 1 (‘accountability’).
p.(None):
p.(None): Article 6
p.(None): Lawfulness of processing
p.(None): 1. Processing shall be lawful only if and to the extent that at least one of the following applies:
p.(None): (a) the data subject has given consent to the processing of his or her personal data for one or more specific purposes;
p.(None): (b) processing is necessary for the performance of a contract to which the data subject is party or in order to take steps at the
p.(None): request of the data subject prior to entering into a contract;
p.(None): (c) processing is necessary for compliance with a legal obligation to which the controller is subject;
p.(None): (d) processing is necessary in order to protect the vital interests of the data subject or of another natural person;
p.(None): (e) processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller;
p.(None): (f) processing is necessary for the purposes of the legitimate interests pursued by the controller or by a third party, except where
p.(None): such interests are overridden by the interests or fundamental rights and freedoms of the data subject which require protection
p.(None): of personal data, in particular where the data subject is a child.
p.(None): Point (f) of the first subparagraph shall not apply to processing carried out by public authorities in the performance of their tasks.
p.(None): 2. Member States may maintain or introduce more specific provisions to adapt the application of the rules of this Regulation with
p.(None): regard to processing for compliance with points (c) and (e) of paragraph 1 by determining more precisely specific requirements for
p.(None): the processing and other measures to ensure lawful and fair processing including for other specific processing situations as
p.(None): provided for in Chapter IX.
p.(None): 3. The basis for the processing referred to in point (c) and (e) of paragraph 1 shall be laid down by:
p.(None): (a) Union law; or
p.(None): (b) Member State law to which the controller is subject.
p.(None): The purpose of the processing shall be determined in that legal basis or, as regards the processing referred to in point (e) of
p.(None): paragraph 1, shall be necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller. That legal basis may contain specific provisions to adapt the application of rules of this Regulation, inter
p.(None): alia: the general conditions governing the lawfulness of processing by the controller; the types of data which are subject to the
p.(None): processing; the data subjects concerned; the entities to, and the purposes for which, the personal data may be disclosed; the
p.(None): purpose limitation; storage periods; and processing operations and processing procedures, including measures to ensure lawful
p.(None): and fair processing such as those for other specific processing situations as provided for in Chapter IX. The Union or the
...
p.(None): processing of his or her personal data.
p.(None): 2. If the data subject's consent is given in the context of a written declaration which also concerns other matters, the request for
p.(None): consent shall be presented in a manner which is clearly distinguishable from the other matters, in an intelligible and easily
p.(None): accessible form, using clear and plain language. Any part of such a declaration which constitutes an infringement of this Regulation
p.(None): shall not be binding.
p.(None): 3. The data subject shall have the right to withdraw his or her consent at any time. The withdrawal of consent shall not affect the
p.(None): lawfulness of processing based on consent before its withdrawal. Prior to giving consent, the data subject shall be informed thereof.
p.(None): It shall be as easy to withdraw as to give consent.
p.(None): 4. When assessing whether consent is freely given, utmost account shall be taken of whether,inter alia, the performance of a
p.(None): contract, including the provision of a service, is conditional on consent to the processing of personal data that is not necessary for
p.(None): the performance of that contract.
p.(None):
p.(None): Article 8
p.(None): Conditions applicable to child's consent in relation to information society services
p.(None): 1. Where point (a) of Article 6(1) applies, in relation to the offer of information society services directly to a child, the processing of
p.(None): the personal data of a child shall be lawful where the child is at least 16 years old. Where the child is below the age of 16 years,
p.(None): such processing shall be lawful only if and to the extent that consent is given or authorised by the holder of parental responsibility
p.(None): over the child.
p.(None): Member States may provide by law for a lower age for those purposes provided that such lower age is not below 13 years.
p.(None): 2. The controller shall make reasonable efforts to verify in such cases that consent is given or authorised by the holder of parental
p.(None): responsibility over the child, taking into consideration available technology.
p.(None): 3. Paragraph 1 shall not affect the general contract law of Member States such as the rules on the validity, formation or effect of a
p.(None): contract in relation to a child.
p.(None):
p.(None): Article 9
p.(None): Processing of special categories of personal data
p.(None): 1. Processing of personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
p.(None): (b) processing is necessary for the purposes of carrying out the obligations and exercising specific rights of the controller or of the
p.(None): data subject in the field of employment and social security and social protection law in so far as it is authorised by Union or
p.(None): Member State law or a collective agreement pursuant to Member State law providing for appropriate safeguards for the
p.(None): fundamental rights and the interests of the data subject;
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p.(None): kept only under the control of official authority.
p.(None):
p.(None): Article 11
p.(None): Processing which does not require identification
p.(None): 1. If the purposes for which a controller processes personal data do not or do no longer require the identification of a data subject
p.(None): by the controller, the controller shall not be obliged to maintain, acquire or process additional information in order to identify the
p.(None): data subject for the sole purpose of complying with this Regulation.
p.(None): 2. Where, in cases referred to in paragraph 1 of this Article, the controller is able to demonstrate that it is not in a position to
p.(None): identify the data subject, the controller shall inform the data subject accordingly, if possible. In such cases, Articles 15 to 20 shall
p.(None): not apply except where the data subject, for the purpose of exercising his or her rights under those articles, provides additional
p.(None): information enabling his or her identification.
p.(None):
p.(None):
p.(None): CHAPTER III
p.(None): Rights of the data subject
p.(None):
p.(None):
p.(None): Section 1
p.(None): Transparency and modalities
p.(None):
p.(None): Article 12
p.(None): Transparent information, communication and modalities for the exercise of the rights of the data subject
p.(None): 1. The controller shall take appropriate measures to provide any information referred to in Articles 13 and 14 and any
p.(None): communication under Articles 15 to 22 and 34 relating to processing to the data subject in a concise, transparent, intelligible and
p.(None): easily accessible form, using clear and plain language, in particular for any information addressed specifically to a child. The
p.(None): information shall be provided in writing, or by other means, including, where appropriate, by electronic means. When requested by
p.(None): the data subject, the information may be provided orally, provided that the identity of the data subject is proven by other means.
p.(None): 2. The controller shall facilitate the exercise of data subject rights under Articles 15 to 22. In the cases referred to in Article 11(2),
p.(None): the controller shall not refuse to act on the request of the data subject for exercising his or her rights under Articles 15 to 22, unless
p.(None): the controller demonstrates that it is not in a position to identify the data subject.
p.(None): 3. The controller shall provide information on action taken on a request under Articles 15 to 22 to the data subject without undue
p.(None): delay and in any event within one month of receipt of the request. That period may be extended by two further months where
p.(None): necessary, taking into account the complexity and number of the requests. The controller shall inform the data subject of any such
p.(None): extension within one month of receipt of the request, together with the reasons for the delay. Where the data subject makes the
p.(None): request by electronic form means, the information shall be provided by electronic means where possible, unless otherwise
p.(None): requested by the data subject.
p.(None): 4. If the controller does not take action on the request of the data subject, the controller shall inform the data subject without delay
p.(None): and at the latest within one month of receipt of the request of the reasons for not taking action and on the possibility of lodging a
p.(None): complaint with a supervisory authority and seeking a judicial remedy.
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Searching for indicator children:
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p.(None): State where the controller has its main establishment, but the supervisory authority of the processor should be considered to
p.(None): be a supervisory authority concerned and that supervisory authority should participate in the cooperation procedure provided
p.(None): for by this Regulation. In any case, the supervisory authorities of the Member State or Member States where the processor
p.(None): has one or more establishments should not be considered to be supervisory authorities concerned where the draft decision
p.(None): concerns only the controller. Where the processing is carried out by a group of undertakings, the main establishment of the
p.(None): controlling undertaking should be considered to be the main establishment of the group of undertakings, except where the
p.(None): purposes and means of processing are determined by another undertaking.
p.(None): (37) A group of undertakings should cover a controlling undertaking and its controlled undertakings, whereby the controlling
p.(None): undertaking should be the undertaking which can exert a dominant influence over the other undertakings by virtue, for
p.(None): example, of ownership, financial participation or the rules which govern it or the power to have personal data protection rules
p.(None): implemented. An undertaking which controls the processing of personal data in undertakings affiliated to it should be
p.(None): regarded, together with those undertakings, as a group of undertakings.
p.(None): (38) Children merit specific protection with regard to their personal data, as they may be less aware of the risks, consequences
p.(None): and safeguards concerned and their rights in relation to the processing of personal data. Such specific protection should, in
p.(None): particular, apply to the use of personal data of children for the purposes of marketing or creating personality or user profiles
p.(None): and the collection of personal data with regard to children when using services offered directly to a child. The consent of the
p.(None): holder of parental responsibility should not be necessary in the context of preventive or counselling services offered directly to
p.(None): a child.
p.(None): (39) Any processing of personal data should be lawful and fair. It should be transparent to natural persons that personal data
p.(None): concerning them are collected, used, consulted or otherwise processed and to what extent the personal data are or will be
p.(None): processed. The principle of transparency requires that any information and communication relating to the processing of those
p.(None): personal data be easily accessible and easy to understand, and that clear and plain language be used. That principle
p.(None): concerns, in particular, information to the data subjects on the identity of the controller and the purposes of the processing and
p.(None): further information to ensure fair and transparent processing in respect of the natural persons concerned and their right to
p.(None): obtain confirmation and communication of personal data concerning them which are being processed. Natural persons should
p.(None): be made aware of risks, rules, safeguards and rights in relation to the processing of personal data and how to exercise their
p.(None): rights in relation to such processing. In particular, the specific purposes for which personal data are processed should be
p.(None): explicit and legitimate and determined at the time of the collection of the personal data. The personal data should be
...
p.(None): parties compile personal data on people's political opinions, the processing of such data may be permitted for reasons of
p.(None): public interest, provided that appropriate safeguards are established.
p.(None): (57) If the personal data processed by a controller do not permit the controller to identify a natural person, the data controller
p.(None): should not be obliged to acquire additional information in order to identify the data subject for the sole purpose of complying
p.(None): with any provision of this Regulation. However, the controller should not refuse to take additional information provided by the
p.(None): data subject in order to support the exercise of his or her rights. Identification should include the digital identification of a data
p.(None): subject, for example through authentication mechanism such as the same credentials, used by the data subject to log-in to the
p.(None): on-line service offered by the data controller.
p.(None): (58) The principle of transparency requires that any information addressed to the public or to the data subject be concise, easily
p.(None): accessible and easy to understand, and that clear and plain language and, additionally, where appropriate, visualisation be
p.(None): used. Such information could be provided in electronic form, for example, when addressed to the public, through a website.
p.(None): This is of particular relevance in situations where the proliferation of actors and the technological complexity of practice make
p.(None): it difficult for the data subject to know and understand whether, by whom and for what purpose personal data relating to him or
p.(None): her are being collected, such as in the case of online advertising. Given that children merit specific protection, any information
p.(None): and communication, where processing is addressed to a child, should be in such a clear and plain language that the child can
p.(None): easily understand.
p.(None): (59) Modalities should be provided for facilitating the exercise of the data subject's rights under this Regulation, including
p.(None): mechanisms to request and, if applicable, obtain, free of charge, in particular, access to and rectification or erasure of
p.(None): personal data and the exercise of the right to object. The controller should also provide means for requests to be made
p.(None): electronically, especially where personal data are processed by electronic means. The controller should be obliged to respond
p.(None): to requests from the data subject without undue delay and at the latest within one month and to give reasons where the
p.(None): controller does not intend to comply with any such requests.
p.(None): (60) The principles of fair and transparent processing require that the data subject be informed of the existence of the processing
p.(None): operation and its purposes. The controller should provide the data subject with any further information necessary to ensure
p.(None): fair and transparent processing taking into account the specific circumstances and context in which the personal data are
p.(None): processed. Furthermore, the data subject should be informed of the existence of profiling and the consequences of such
...
p.(None): (75) The risk to the rights and freedoms of natural persons, of varying likelihood and severity, may result from personal data
p.(None): processing which could lead to physical, material or non-material damage, in particular: where the processing may give rise to
p.(None): discrimination, identity theft or fraud, financial loss, damage to the reputation, loss of confidentiality of personal data protected
p.(None): by professional secrecy, unauthorised reversal of pseudonymisation, or any other significant economic or social disadvantage;
p.(None): where data subjects might be deprived of their rights and freedoms or prevented from exercising control over their personal
p.(None): data; where personal data are processed which reveal racial or ethnic origin, political opinions, religion or philosophical
p.(None): beliefs, trade union membership, and the processing of genetic data, data concerning health or data concerning sex life or
p.(None): criminal convictions and offences or related security measures; where personal aspects are evaluated, in particular analysing
p.(None): or predicting aspects concerning performance at work, economic situation, health, personal preferences or interests, reliability
p.(None): or behaviour, location or movements, in order to create or use personal profiles; where personal data of vulnerable natural
p.(None): persons, in particular of children, are processed; or where processing involves a large amount of personal data and affects a
p.(None): large number of data subjects.
p.(None): (76) The likelihood and severity of the risk to the rights and freedoms of the data subject should be determined by reference to the
p.(None): nature, scope, context and purposes of the processing. Risk should be evaluated on the basis of an objective assessment, by
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
p.(None): processor, especially as regards the identification of the risk related to the processing, their assessment in terms of origin,
p.(None): nature, likelihood and severity, and the identification of best practices to mitigate the risk, could be provided in particular by
p.(None): means of approved codes of conduct, approved certifications, guidelines provided by the Board or indications provided by a
p.(None): data protection officer. The Board may also issue guidelines on processing operations that are considered to be unlikely to
p.(None): result in a high risk to the rights and freedoms of natural persons and indicate what measures may be sufficient in such cases
p.(None): to address such risk.
...
p.(None): referred to in Article 36, and to consult, where appropriate, with regard to any other matter.
p.(None): 2. The data protection officer shall in the performance of his or her tasks have due regard to the risk associated with processing
p.(None): operations, taking into account the nature, scope, context and purposes of processing.
p.(None):
p.(None):
p.(None): Section 5
p.(None): Codes of conduct and certification
p.(None):
p.(None): Article 40
p.(None): Codes of conduct
p.(None): 1. The Member States, the supervisory authorities, the Board and the Commission shall encourage the drawing up of codes of
p.(None): conduct intended to contribute to the proper application of this Regulation, taking account of the specific features of the various
p.(None): processing sectors and the specific needs of micro, small and medium-sized enterprises.
p.(None): 2. Associations and other bodies representing categories of controllers or processors may prepare codes of conduct, or amend or
p.(None): extend such codes, for the purpose of specifying the application of this Regulation, such as with regard to:
p.(None): (a) fair and transparent processing;
p.(None): (b) the legitimate interests pursued by controllers in specific contexts;
p.(None): (c) the collection of personal data;
p.(None): (d) the pseudonymisation of personal data;
p.(None): (e) the information provided to the public and to data subjects;
p.(None): (f) the exercise of the rights of data subjects;
p.(None): (g) the information provided to, and the protection of, children, and the manner in which the consent of the holders of parental
p.(None): responsibility over children is to be obtained;
p.(None): (h) the measures and procedures referred to in Articles 24 and 25 and the measures to ensure security of processing referred to
p.(None): in Article 32;
p.(None): (i) the notification of personal data breaches to supervisory authorities and the communication of such personal data breaches to
p.(None): data subjects;
p.(None): (j) the transfer of personal data to third countries or international organisations; or
p.(None): (k) out-of-court proceedings and other dispute resolution procedures for resolving disputes between controllers and data subjects
p.(None): with regard to processing, without prejudice to the rights of data subjects pursuant to Articles 77 and 79.
p.(None): 3. In addition to adherence by controllers or processors subject to this Regulation, codes of conduct approved pursuant to
p.(None): paragraph 5 of this Article and having general validity pursuant to paragraph 9 of this Article may also be adhered to by controllers
p.(None): or processors that are not subject to this Regulation pursuant to Article 3 in order to provide appropriate safeguards within the
p.(None): framework of personal data transfers to third countries or international organisations under the terms referred to in point (e) of
p.(None): Article 46(2). Such controllers or processors shall make binding and enforceable commitments, via contractual or other legally
p.(None): binding instruments, to apply those appropriate safeguards including with regard to the rights of data subjects.
p.(None): 4. A code of conduct referred to in paragraph 2 of this Article shall contain mechanisms which enable the body referred to in
p.(None): Article 41(1) to carry out the mandatory monitoring of compliance with its provisions by the controllers or processors which
p.(None): undertake to apply it, without prejudice to the tasks and powers of supervisory authorities competent pursuant to Article 55 or 56.
...
p.(None): 4. Where the lead supervisory authority decides to handle the case, the procedure provided in Article 60 shall apply. The
p.(None): supervisory authority which informed the lead supervisory authority may submit to the lead supervisory authority a draft for a
p.(None): decision. The lead supervisory authority shall take utmost account of that draft when preparing the draft decision referred to in
p.(None): Article 60(3).
p.(None): 5. Where the lead supervisory authority decides not to handle the case, the supervisory authority which informed the lead
p.(None): supervisory authority shall handle it according to Articles 61 and 62.
p.(None): 6. The lead supervisory authority shall be the sole interlocutor of the controller or processor for the cross-border processing
p.(None): carried out by that controller or processor.
p.(None):
p.(None): Article 57
p.(None): Tasks
p.(None): 1. Without prejudice to other tasks set out under this Regulation, each supervisory authority shall on its territory:
p.(None): (a) monitor and enforce the application of this Regulation;
p.(None): (b) promote public awareness and understanding of the risks, rules, safeguards and rights in relation to processing. Activities
p.(None): addressed specifically to children shall receive specific attention;
p.(None): (c) advise, in accordance with Member State law, the national parliament, the government, and other institutions and bodies on
p.(None): legislative and administrative measures relating to the protection of natural persons' rights and freedoms with regard to
p.(None): processing;
p.(None): (d) promote the awareness of controllers and processors of their obligations under this Regulation;
p.(None): (e) upon request, provide information to any data subject concerning the exercise of their rights under this Regulation and, if
p.(None): appropriate, cooperate with the supervisory authorities in other Member States to that end;
p.(None): (f) handle complaints lodged by a data subject, or by a body, organisation or association in accordance with Article 80, and
p.(None): investigate, to the extent appropriate, the subject matter of the complaint and inform the complainant of the progress and the
p.(None): outcome of the investigation within a reasonable period, in particular if further investigation or coordination with another
p.(None): supervisory authority is necessary;
p.(None): (g) cooperate with, including sharing information and provide mutual assistance to, other supervisory authorities with a view to
p.(None): ensuring the consistency of application and enforcement of this Regulation;
p.(None): (h) conduct investigations on the application of this Regulation, including on the basis of information received from another
p.(None): supervisory authority or other public authority;
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Social / Ethnicity
Searching for indicator ethnic:
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p.(None): necessary and proportionate measure in a democratic society to safeguard, in particular, important objectives of general
p.(None): public interest, the controller should be allowed to further process the personal data irrespective of the compatibility of the
p.(None): purposes. In any case, the application of the principles set out in this Regulation and in particular the information of the data
p.(None): subject on those other purposes and on his or her rights including the right to object, should be ensured. Indicating possible
p.(None): criminal acts or threats to public security by the controller and transmitting the relevant personal data in individual cases or in
p.(None): several cases relating to the same criminal act or threats to public security to a competent authority should be regarded as
p.(None): being in the legitimate interest pursued by the controller. However, such transmission in the legitimate interest of the controller
p.(None): or further processing of personal data should be prohibited if the processing is not compatible with a legal, professional or
p.(None): other binding obligation of secrecy.
p.(None): (51) Personal data which are, by their nature, particularly sensitive in relation to fundamental rights and freedoms merit specific
p.(None): protection as the context of their processing could create significant risks to the fundamental rights and freedoms. Those
p.(None): personal data should include personal data revealing racial or ethnic origin, whereby the use of the term ‘racial origin’ in this
p.(None): Regulation does not imply an acceptance by the Union of theories which attempt to determine the existence of separate
p.(None): human races. The processing of photographs should not systematically be considered to be processing of special categories
p.(None): of personal data as they are covered by the definition of biometric data only when processed through a specific technical
p.(None): means allowing the unique identification or authentication of a natural person. Such personal data should not be processed,
p.(None): unless processing is allowed in specific cases set out in this Regulation, taking into account that Member States law may lay
p.(None): down specific provisions on data protection in order to adapt the application of the rules of this Regulation for compliance with
p.(None): a legal obligation or for the performance of a task carried out in the public interest or in the exercise of official authority vested
p.(None): in the controller. In addition to the specific requirements for such processing, the general principles and other rules of this
p.(None): Regulation should apply, in particular as regards the conditions for lawful processing. Derogations from the general prohibition
p.(None): for processing such special categories of personal data should be explicitly provided, inter alia, where the data subject gives
p.(None): his or her explicit consent or in respect of specific needs in particular where the processing is carried out in the course of
...
p.(None): monitoring and prevention purposes conducted in accordance with the regulations, standards and recommendations of Union
p.(None): institutions or national oversight bodies and to ensure the security and reliability of a service provided by the controller, or
p.(None): necessary for the entering or performance of a contract between the data subject and a controller, or when the data subject
p.(None): has given his or her explicit consent. In any case, such processing should be subject to suitable safeguards, which should
p.(None): include specific information to the data subject and the right to obtain human intervention, to express his or her point of view,
p.(None): to obtain an explanation of the decision reached after such assessment and to challenge the decision. Such measure should
p.(None): not concern a child.
p.(None): In order to ensure fair and transparent processing in respect of the data subject, taking into account the specific
p.(None): circumstances and context in which the personal data are processed, the controller should use appropriate mathematical or
p.(None): statistical procedures for the profiling, implement technical and organisational measures appropriate to ensure, in particular,
p.(None): that factors which result in inaccuracies in personal data are corrected and the risk of errors is minimised, secure personal
p.(None): data in a manner that takes account of the potential risks involved for the interests and rights of the data subject and that
p.(None): prevents, inter alia, discriminatory effects on natural persons on the basis of racial or ethnic origin, political opinion, religion or
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
p.(None): (73) Restrictions concerning specific principles and the rights of information, access to and rectification or erasure of personal
p.(None): data, the right to data portability, the right to object, decisions based on profiling, as well as the communication of a personal
p.(None): data breach to a data subject and certain related obligations of the controllers may be imposed by Union or Member State law,
p.(None): as far as necessary and proportionate in a democratic society to safeguard public security, including the protection of human
p.(None): life especially in response to natural or manmade disasters, the prevention, investigation and prosecution of criminal offences
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p.(None): be in accordance with the requirements set out in the Charter and in the European Convention for the Protection of Human
p.(None): Rights and Fundamental Freedoms.
p.(None): (74) The responsibility and liability of the controller for any processing of personal data carried out by the controller or on the
p.(None): controller's behalf should be established. In particular, the controller should be obliged to implement appropriate and effective
p.(None): measures and be able to demonstrate the compliance of processing activities with this Regulation, including the effectiveness
p.(None): of the measures. Those measures should take into account the nature, scope, context and purposes of the processing and
p.(None): the risk to the rights and freedoms of natural persons.
p.(None): (75) The risk to the rights and freedoms of natural persons, of varying likelihood and severity, may result from personal data
p.(None): processing which could lead to physical, material or non-material damage, in particular: where the processing may give rise to
p.(None): discrimination, identity theft or fraud, financial loss, damage to the reputation, loss of confidentiality of personal data protected
p.(None): by professional secrecy, unauthorised reversal of pseudonymisation, or any other significant economic or social disadvantage;
p.(None): where data subjects might be deprived of their rights and freedoms or prevented from exercising control over their personal
p.(None): data; where personal data are processed which reveal racial or ethnic origin, political opinions, religion or philosophical
p.(None): beliefs, trade union membership, and the processing of genetic data, data concerning health or data concerning sex life or
p.(None): criminal convictions and offences or related security measures; where personal aspects are evaluated, in particular analysing
p.(None): or predicting aspects concerning performance at work, economic situation, health, personal preferences or interests, reliability
p.(None): or behaviour, location or movements, in order to create or use personal profiles; where personal data of vulnerable natural
p.(None): persons, in particular of children, are processed; or where processing involves a large amount of personal data and affects a
p.(None): large number of data subjects.
p.(None): (76) The likelihood and severity of the risk to the rights and freedoms of the data subject should be determined by reference to the
p.(None): nature, scope, context and purposes of the processing. Risk should be evaluated on the basis of an objective assessment, by
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
...
p.(None): the personal data of a child shall be lawful where the child is at least 16 years old. Where the child is below the age of 16 years,
p.(None): such processing shall be lawful only if and to the extent that consent is given or authorised by the holder of parental responsibility
p.(None): over the child.
p.(None): Member States may provide by law for a lower age for those purposes provided that such lower age is not below 13 years.
p.(None): 2. The controller shall make reasonable efforts to verify in such cases that consent is given or authorised by the holder of parental
p.(None): responsibility over the child, taking into consideration available technology.
p.(None): 3. Paragraph 1 shall not affect the general contract law of Member States such as the rules on the validity, formation or effect of a
p.(None): contract in relation to a child.
p.(None):
p.(None): Article 9
p.(None): Processing of special categories of personal data
p.(None): 1. Processing of personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
p.(None): (b) processing is necessary for the purposes of carrying out the obligations and exercising specific rights of the controller or of the
p.(None): data subject in the field of employment and social security and social protection law in so far as it is authorised by Union or
p.(None): Member State law or a collective agreement pursuant to Member State law providing for appropriate safeguards for the
p.(None): fundamental rights and the interests of the data subject;
p.(None): (c) processing is necessary to protect the vital interests of the data subject or of another natural person where the data subject is
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p.(None): data subjects and the obligations of those who process and determine the processing of personal data, as well as equivalent
p.(None): powers for monitoring and ensuring compliance with the rules for the protection of personal data and equivalent sanctions for
p.(None): infringements in the Member States.
p.(None): (12) Article 16(2) TFEU mandates the European Parliament and the Council to lay down the rules relating to the protection of
p.(None): natural persons with regard to the processing of personal data and the rules relating to the free movement of personal data.
p.(None): (13) In order to ensure a consistent level of protection for natural persons throughout the Union and to prevent divergences
p.(None): hampering the free movement of personal data within the internal market, a Regulation is necessary to provide legal certainty
p.(None): and transparency for economic operators, including micro, small and medium-sized enterprises, and to provide natural
p.(None): persons in all Member States with the same level of legally enforceable rights and obligations and responsibilities for
p.(None): controllers and processors, to ensure consistent monitoring of the processing of personal data, and equivalent sanctions in all
p.(None): Member States as well as effective cooperation between the supervisory authorities of different Member States. The proper
p.(None): functioning of the internal market requires that the free movement of personal data within the Union is not restricted or
p.(None): prohibited for reasons connected with the protection of natural persons with regard to the processing of personal data. To take
p.(None): account of the specific situation of micro, small and medium-sized enterprises, this Regulation includes a derogation for
p.(None): organisations with fewer than 250 employees with regard to record-keeping. In addition, the Union institutions and bodies, and
p.(None): Member States and their supervisory authorities, are encouraged to take account of the specific needs of micro, small and
p.(None): medium-sized enterprises in the application of this Regulation. The notion of micro, small and medium-sized enterprises
p.(None): should draw from Article 2 of the Annex to Commission Recommendation 2003/361/EC (5).
p.(None): (14) The protection afforded by this Regulation should apply to natural persons, whatever their nationality or place of residence, in
p.(None): relation to the processing of their personal data. This Regulation does not cover the processing of personal data which
p.(None): concerns legal persons and in particular undertakings established as legal persons, including the name and the form of the
p.(None): legal person and the contact details of the legal person.
p.(None): (15) In order to prevent creating a serious risk of circumvention, the protection of natural persons should be technologically neutral
p.(None): and should not depend on the techniques used. The protection of natural persons should apply to the processing of personal
...
p.(None): lawful where it is necessary, for exercising the right of freedom of expression and information, for compliance with a legal
p.(None): obligation, for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, on the grounds of public interest in the area of public health, for archiving purposes in the public interest, scientific
p.(None): or historical research purposes or statistical purposes, or for the establishment, exercise or defence of legal claims.
p.(None): (66) To strengthen the right to be forgotten in the online environment, the right to erasure should also be extended in such a way
p.(None): that a controller who has made the personal data public should be obliged to inform the controllers which are processing such
p.(None): personal data to erase any links to, or copies or replications of those personal data. In doing so, that controller should take
p.(None): reasonable steps, taking into account available technology and the means available to the controller, including technical
p.(None): measures, to inform the controllers which are processing the personal data of the data subject's request.
p.(None): (67) Methods by which to restrict the processing of personal data could include, inter alia, temporarily moving the selected data to
p.(None): another processing system, making the selected personal data unavailable to users, or temporarily removing published data
p.(None): from a website. In automated filing systems, the restriction of processing should in principle be ensured by technical means in
p.(None): such a manner that the personal data are not subject to further processing operations and cannot be changed. The fact that
p.(None): the processing of personal data is restricted should be clearly indicated in the system.
p.(None): (68) To further strengthen the control over his or her own data, where the processing of personal data is carried out by automated
p.(None): means, the data subject should also be allowed to receive personal data concerning him or her which he or she has provided
p.(None): to a controller in a structured, commonly used, machine-readable and interoperable format, and to transmit it to another
p.(None): controller. Data controllers should be encouraged to develop interoperable formats that enable data portability. That right
p.(None): should apply where the data subject provided the personal data on the basis of his or her consent or the processing is
p.(None): necessary for the performance of a contract. It should not apply where processing is based on a legal ground other than
p.(None): consent or contract. By its very nature, that right should not be exercised against controllers processing personal data in the
p.(None): exercise of their public duties. It should therefore not apply where the processing of the personal data is necessary for
p.(None): compliance with a legal obligation to which the controller is subject or for the performance of a task carried out in the public
p.(None): interest or in the exercise of an official authority vested in the controller. The data subject's right to transmit or receive
p.(None): personal data concerning him or her should not create an obligation for the controllers to adopt or maintain processing
p.(None): systems which are technically compatible. Where, in a certain set of personal data, more than one data subject is concerned,
p.(None): the right to receive the personal data should be without prejudice to the rights and freedoms of other data subjects in
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p.(None): held by a public authority or a public body should be able to be publicly disclosed by that authority or body if the disclosure is
p.(None): provided for by Union or Member State law to which the public authority or public body is subject. Such laws should reconcile
p.(None): public access to official documents and the reuse of public sector information with the right to the protection of personal data
p.(None): and may therefore provide for the necessary reconciliation with the right to the protection of personal data pursuant to this
p.(None): Regulation. The reference to public authorities and bodies should in that context include all authorities or other bodies covered
p.(None): by Member State law on public access to documents. Directive 2003/98/EC of the European Parliament and of the Council (14)
p.(None): leaves intact and in no way affects the level of protection of natural persons with regard to the processing of personal data
p.(None): under the provisions of Union and Member State law, and in particular does not alter the obligations and rights set out in this
p.(None): Regulation. In particular, that Directive should not apply to documents to which access is excluded or restricted by virtue of
p.(None): the access regimes on the grounds of protection of personal data, and parts of documents accessible by virtue of those
p.(None): regimes which contain personal data the re-use of which has been provided for by law as being incompatible with the law
p.(None): concerning the protection of natural persons with regard to the processing of personal data.
p.(None): (155)Member State law or collective agreements, including ‘works agreements’, may provide for specific rules on the processing of
p.(None): employees' personal data in the employment context, in particular for the conditions under which personal data in the
p.(None): employment context may be processed on the basis of the consent of the employee, the purposes of the recruitment, the
p.(None): performance of the contract of employment, including discharge of obligations laid down by law or by collective agreements,
p.(None): management, planning and organisation of work, equality and diversity in the workplace, health and safety at work, and for
p.(None): the purposes of the exercise and enjoyment, on an individual or collective basis, of rights and benefits related to employment,
p.(None): and for the purpose of the termination of the employment relationship.
p.(None): (156)The processing of personal data for archiving purposes in the public interest, scientific or historical research purposes or
p.(None): statistical purposes should be subject to appropriate safeguards for the rights and freedoms of the data subject pursuant to
p.(None): this Regulation. Those safeguards should ensure that technical and organisational measures are in place in order to ensure,
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p.(None): (172)The European Data Protection Supervisor was consulted in accordance with Article 28(2) of Regulation (EC) No 45/2001 and
p.(None): delivered an opinion on 7 March 2012 (17).
p.(None): (173)This Regulation should apply to all matters concerning the protection of fundamental rights and freedomsvis-à-vis the
p.(None): processing of personal data which are not subject to specific obligations with the same objective set out in
p.(None): Directive 2002/58/EC of the European Parliament and of the Council (18), including the obligations on the controller and the
p.(None): rights of natural persons. In order to clarify the relationship between this Regulation and Directive 2002/58/EC, that Directive
p.(None): should be amended accordingly. Once this Regulation is adopted, Directive 2002/58/EC should be reviewed in particular in
p.(None): order to ensure consistency with this Regulation,
p.(None): HAVE ADOPTED THIS REGULATION:
p.(None):
p.(None):
p.(None): CHAPTER I
p.(None): General provisions
p.(None):
p.(None): Article 1
p.(None): Subject-matter and objectives
p.(None): 1. This Regulation lays down rules relating to the protection of natural persons with regard to the processing of personal data and
p.(None): rules relating to the free movement of personal data.
p.(None): 2. This Regulation protects fundamental rights and freedoms of natural persons and in particular their right to the protection of
p.(None): personal data.
p.(None): 3. The free movement of personal data within the Union shall be neither restricted nor prohibited for reasons connected with the
p.(None): protection of natural persons with regard to the processing of personal data.
p.(None):
p.(None): Article 2
p.(None): Material scope
p.(None): 1. This Regulation applies to the processing of personal data wholly or partly by automated means and to the processing other
p.(None): than by automated means of personal data which form part of a filing system or are intended to form part of a filing system.
p.(None): 2. This Regulation does not apply to the processing of personal data:
p.(None): (a) in the course of an activity which falls outside the scope of Union law;
p.(None): (b) by the Member States when carrying out activities which fall within the scope of Chapter 2 of Title V of the TEU;
p.(None): (c) by a natural person in the course of a purely personal or household activity;
p.(None): (d) by competent authorities for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the
p.(None): execution of criminal penalties, including the safeguarding against and the prevention of threats to public security.
p.(None): 3. For the processing of personal data by the Union institutions, bodies, offices and agencies, Regulation (EC) No 45/2001
p.(None): applies. Regulation (EC) No 45/2001 and other Union legal acts applicable to such processing of personal data shall be adapted to
p.(None): the principles and rules of this Regulation in accordance with Article 98.
...
p.(None): subject or for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller;
p.(None): (c) for reasons of public interest in the area of public health in accordance with points (h) and (i) of Article 9(2) as well as Article
p.(None): 9(3);
p.(None): (d) for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes in accordance
p.(None): with Article 89(1) in so far as the right referred to in paragraph 1 is likely to render impossible or seriously impair the
p.(None): achievement of the objectives of that processing; or
p.(None): (e) for the establishment, exercise or defence of legal claims.
p.(None):
p.(None): Article 18
p.(None): Right to restriction of processing
p.(None): 1. The data subject shall have the right to obtain from the controller restriction of processing where one of the following applies:
p.(None): (a) the accuracy of the personal data is contested by the data subject, for a period enabling the controller to verify the accuracy of
p.(None): the personal data;
p.(None): (b) the processing is unlawful and the data subject opposes the erasure of the personal data and requests the restriction of their
p.(None): use instead;
p.(None): (c) the controller no longer needs the personal data for the purposes of the processing, but they are required by the data subject
p.(None): for the establishment, exercise or defence of legal claims;
p.(None): (d) the data subject has objected to processing pursuant to Article 21(1) pending the verification whether the legitimate grounds
p.(None): of the controller override those of the data subject.
p.(None): 2. Where processing has been restricted under paragraph 1, such personal data shall, with the exception of storage, only be
p.(None): processed with the data subject's consent or for the establishment, exercise or defence of legal claims or for the protection of the
p.(None): rights of another natural or legal person or for reasons of important public interest of the Union or of a Member State.
p.(None): 3. A data subject who has obtained restriction of processing pursuant to paragraph 1 shall be informed by the controller before the
p.(None): restriction of processing is lifted.
p.(None):
p.(None): Article 19
p.(None): Notification obligation regarding rectification or erasure of personal data or restriction of processing
p.(None): The controller shall communicate any rectification or erasure of personal data or restriction of processing carried out in accordance
p.(None): with Article 16, Article 17(1) and Article 18 to each recipient to whom the personal data have been disclosed, unless this proves
p.(None): impossible or involves disproportionate effort. The controller shall inform the data subject about those recipients if the data subject
p.(None): requests it.
p.(None):
p.(None): Article 20
p.(None): Right to data portability
p.(None): 1. The data subject shall have the right to receive the personal data concerning him or her, which he or she has provided to a
p.(None): controller, in a structured, commonly used and machine-readable format and have the right to transmit those data to another
p.(None): controller without hindrance from the controller to which the personal data have been provided, where:
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p.(None): should be carried out in accordance with this Regulation, regardless of whether the processing itself takes place within the
p.(None): Union. Establishment implies the effective and real exercise of activity through stable arrangements. The legal form of such
p.(None): arrangements, whether through a branch or a subsidiary with a legal personality, is not the determining factor in that respect.
p.(None): (23) In order to ensure that natural persons are not deprived of the protection to which they are entitled under this Regulation, the
p.(None): processing of personal data of data subjects who are in the Union by a controller or a processor not established in the Union
p.(None): should be subject to this Regulation where the processing activities are related to offering goods or services to such data
p.(None): subjects irrespective of whether connected to a payment. In order to determine whether such a controller or processor is
p.(None): offering goods or services to data subjects who are in the Union, it should be ascertained whether it is apparent that the
p.(None): controller or processor envisages offering services to data subjects in one or more Member States in the Union. Whereas the
p.(None): mere accessibility of the controller's, processor's or an intermediary's website in the Union, of an email address or of other
p.(None): contact details, or the use of a language generally used in the third country where the controller is established, is insufficient
p.(None): to ascertain such intention, factors such as the use of a language or a currency generally used in one or more Member States
p.(None): with the possibility of ordering goods and services in that other language, or the mentioning of customers or users who are in
p.(None): the Union, may make it apparent that the controller envisages offering goods or services to data subjects in the Union.
p.(None): (24) The processing of personal data of data subjects who are in the Union by a controller or processor not established in the
p.(None): Union should also be subject to this Regulation when it is related to the monitoring of the behaviour of such data subjects in
p.(None): so far as their behaviour takes place within the Union. In order to determine whether a processing activity can be considered
p.(None): to monitor the behaviour of data subjects, it should be ascertained whether natural persons are tracked on the internet
p.(None): including potential subsequent use of personal data processing techniques which consist of profiling a natural person,
p.(None): particularly in order to take decisions concerning her or him or for analysing or predicting her or his personal preferences,
p.(None): behaviours and attitudes.
p.(None): (25) Where Member State law applies by virtue of public international law, this Regulation should also apply to a controller not
p.(None): established in the Union, such as in a Member State's diplomatic mission or consular post.
p.(None): (26) The principles of data protection should apply to any information concerning an identified or identifiable natural person.
p.(None): Personal data which have undergone pseudonymisation, which could be attributed to a natural person by the use of additional
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p.(None): implemented. An undertaking which controls the processing of personal data in undertakings affiliated to it should be
p.(None): regarded, together with those undertakings, as a group of undertakings.
p.(None): (38) Children merit specific protection with regard to their personal data, as they may be less aware of the risks, consequences
p.(None): and safeguards concerned and their rights in relation to the processing of personal data. Such specific protection should, in
p.(None): particular, apply to the use of personal data of children for the purposes of marketing or creating personality or user profiles
p.(None): and the collection of personal data with regard to children when using services offered directly to a child. The consent of the
p.(None): holder of parental responsibility should not be necessary in the context of preventive or counselling services offered directly to
p.(None): a child.
p.(None): (39) Any processing of personal data should be lawful and fair. It should be transparent to natural persons that personal data
p.(None): concerning them are collected, used, consulted or otherwise processed and to what extent the personal data are or will be
p.(None): processed. The principle of transparency requires that any information and communication relating to the processing of those
p.(None): personal data be easily accessible and easy to understand, and that clear and plain language be used. That principle
p.(None): concerns, in particular, information to the data subjects on the identity of the controller and the purposes of the processing and
p.(None): further information to ensure fair and transparent processing in respect of the natural persons concerned and their right to
p.(None): obtain confirmation and communication of personal data concerning them which are being processed. Natural persons should
p.(None): be made aware of risks, rules, safeguards and rights in relation to the processing of personal data and how to exercise their
p.(None): rights in relation to such processing. In particular, the specific purposes for which personal data are processed should be
p.(None): explicit and legitimate and determined at the time of the collection of the personal data. The personal data should be
p.(None): adequate, relevant and limited to what is necessary for the purposes for which they are processed. This requires, in particular,
p.(None): ensuring that the period for which the personal data are stored is limited to a strict minimum. Personal data should be
p.(None): processed only if the purpose of the processing could not reasonably be fulfilled by other means. In order to ensure that the
p.(None): personal data are not kept longer than necessary, time limits should be established by the controller for erasure or for a
p.(None): periodic review. Every reasonable step should be taken to ensure that personal data which are inaccurate are rectified or
p.(None): deleted. Personal data should be processed in a manner that ensures appropriate security and confidentiality of the personal
p.(None): data, including for preventing unauthorised access to or use of personal data and the equipment used for the processing.
...
p.(None): or the necessity for the performance of a contract to which the data subject is party or in order to take steps at the request of
p.(None): the data subject prior to entering into a contract.
p.(None): (41) Where this Regulation refers to a legal basis or a legislative measure, this does not necessarily require a legislative act
p.(None): adopted by a parliament, without prejudice to requirements pursuant to the constitutional order of the Member State
p.(None): concerned. However, such a legal basis or legislative measure should be clear and precise and its application should be
p.(None): foreseeable to persons subject to it, in accordance with the case-law of the Court of Justice of the European Union (the ‘Court
p.(None): of Justice’) and the European Court of Human Rights.
p.(None): (42) Where processing is based on the data subject's consent, the controller should be able to demonstrate that the data subject
p.(None): has given consent to the processing operation. In particular in the context of a written declaration on another matter,
p.(None): safeguards should ensure that the data subject is aware of the fact that and the extent to which consent is given. In
p.(None): accordance with Council Directive 93/13/EEC (10) a declaration of consent pre-formulated by the controller should be provided
p.(None): in an intelligible and easily accessible form, using clear and plain language and it should not contain unfair terms. For consent
p.(None): to be informed, the data subject should be aware at least of the identity of the controller and the purposes of the processing
p.(None): for which the personal data are intended. Consent should not be regarded as freely given if the data subject has no genuine
p.(None): or free choice or is unable to refuse or withdraw consent without detriment.
p.(None): (43) In order to ensure that consent is freely given, consent should not provide a valid legal ground for the processing of personal
p.(None): data in a specific case where there is a clear imbalance between the data subject and the controller, in particular where the
p.(None): controller is a public authority and it is therefore unlikely that consent was freely given in all the circumstances of that specific
p.(None): situation. Consent is presumed not to be freely given if it does not allow separate consent to be given to different personal
p.(None): data processing operations despite it being appropriate in the individual case, or if the performance of a contract, including the
p.(None): provision of a service, is dependent on the consent despite such consent not being necessary for such performance.
...
p.(None): and banking companies.
p.(None): (55) Moreover, the processing of personal data by official authorities for the purpose of achieving the aims, laid down by
p.(None): constitutional law or by international public law, of officially recognised religious associations, is carried out on grounds of
p.(None): public interest.
p.(None): (56) Where in the course of electoral activities, the operation of the democratic system in a Member State requires that political
p.(None): parties compile personal data on people's political opinions, the processing of such data may be permitted for reasons of
p.(None): public interest, provided that appropriate safeguards are established.
p.(None): (57) If the personal data processed by a controller do not permit the controller to identify a natural person, the data controller
p.(None): should not be obliged to acquire additional information in order to identify the data subject for the sole purpose of complying
p.(None): with any provision of this Regulation. However, the controller should not refuse to take additional information provided by the
p.(None): data subject in order to support the exercise of his or her rights. Identification should include the digital identification of a data
p.(None): subject, for example through authentication mechanism such as the same credentials, used by the data subject to log-in to the
p.(None): on-line service offered by the data controller.
p.(None): (58) The principle of transparency requires that any information addressed to the public or to the data subject be concise, easily
p.(None): accessible and easy to understand, and that clear and plain language and, additionally, where appropriate, visualisation be
p.(None): used. Such information could be provided in electronic form, for example, when addressed to the public, through a website.
p.(None): This is of particular relevance in situations where the proliferation of actors and the technological complexity of practice make
p.(None): it difficult for the data subject to know and understand whether, by whom and for what purpose personal data relating to him or
p.(None): her are being collected, such as in the case of online advertising. Given that children merit specific protection, any information
p.(None): and communication, where processing is addressed to a child, should be in such a clear and plain language that the child can
p.(None): easily understand.
p.(None): (59) Modalities should be provided for facilitating the exercise of the data subject's rights under this Regulation, including
p.(None): mechanisms to request and, if applicable, obtain, free of charge, in particular, access to and rectification or erasure of
p.(None): personal data and the exercise of the right to object. The controller should also provide means for requests to be made
p.(None): electronically, especially where personal data are processed by electronic means. The controller should be obliged to respond
p.(None): to requests from the data subject without undue delay and at the latest within one month and to give reasons where the
p.(None): controller does not intend to comply with any such requests.
p.(None): (60) The principles of fair and transparent processing require that the data subject be informed of the existence of the processing
p.(None): operation and its purposes. The controller should provide the data subject with any further information necessary to ensure
p.(None): fair and transparent processing taking into account the specific circumstances and context in which the personal data are
p.(None): processed. Furthermore, the data subject should be informed of the existence of profiling and the consequences of such
p.(None): profiling. Where the personal data are collected from the data subject, the data subject should also be informed whether he or
p.(None): she is obliged to provide the personal data and of the consequences, where he or she does not provide such data. That
p.(None): information may be provided in combination with standardised icons in order to give in an easily visible, intelligible and clearly
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p.(None): another purpose is compatible with the purpose for which the personal data are initially collected, take into account, inter alia:
p.(None): (a) any link between the purposes for which the personal data have been collected and the purposes of the intended further
p.(None): processing;
p.(None): (b) the context in which the personal data have been collected, in particular regarding the relationship between data subjects and
p.(None): the controller;
p.(None): (c) the nature of the personal data, in particular whether special categories of personal data are processed, pursuant to Article 9,
p.(None): or whether personal data related to criminal convictions and offences are processed, pursuant to Article 10;
p.(None): (d) the possible consequences of the intended further processing for data subjects;
p.(None): (e) the existence of appropriate safeguards, which may include encryption or pseudonymisation.
p.(None):
p.(None): Article 7
p.(None): Conditions for consent
p.(None): 1. Where processing is based on consent, the controller shall be able to demonstrate that the data subject has consented to
p.(None): processing of his or her personal data.
p.(None): 2. If the data subject's consent is given in the context of a written declaration which also concerns other matters, the request for
p.(None): consent shall be presented in a manner which is clearly distinguishable from the other matters, in an intelligible and easily
p.(None): accessible form, using clear and plain language. Any part of such a declaration which constitutes an infringement of this Regulation
p.(None): shall not be binding.
p.(None): 3. The data subject shall have the right to withdraw his or her consent at any time. The withdrawal of consent shall not affect the
p.(None): lawfulness of processing based on consent before its withdrawal. Prior to giving consent, the data subject shall be informed thereof.
p.(None): It shall be as easy to withdraw as to give consent.
p.(None): 4. When assessing whether consent is freely given, utmost account shall be taken of whether,inter alia, the performance of a
p.(None): contract, including the provision of a service, is conditional on consent to the processing of personal data that is not necessary for
p.(None): the performance of that contract.
p.(None):
p.(None): Article 8
p.(None): Conditions applicable to child's consent in relation to information society services
p.(None): 1. Where point (a) of Article 6(1) applies, in relation to the offer of information society services directly to a child, the processing of
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p.(None): kept only under the control of official authority.
p.(None):
p.(None): Article 11
p.(None): Processing which does not require identification
p.(None): 1. If the purposes for which a controller processes personal data do not or do no longer require the identification of a data subject
p.(None): by the controller, the controller shall not be obliged to maintain, acquire or process additional information in order to identify the
p.(None): data subject for the sole purpose of complying with this Regulation.
p.(None): 2. Where, in cases referred to in paragraph 1 of this Article, the controller is able to demonstrate that it is not in a position to
p.(None): identify the data subject, the controller shall inform the data subject accordingly, if possible. In such cases, Articles 15 to 20 shall
p.(None): not apply except where the data subject, for the purpose of exercising his or her rights under those articles, provides additional
p.(None): information enabling his or her identification.
p.(None):
p.(None):
p.(None): CHAPTER III
p.(None): Rights of the data subject
p.(None):
p.(None):
p.(None): Section 1
p.(None): Transparency and modalities
p.(None):
p.(None): Article 12
p.(None): Transparent information, communication and modalities for the exercise of the rights of the data subject
p.(None): 1. The controller shall take appropriate measures to provide any information referred to in Articles 13 and 14 and any
p.(None): communication under Articles 15 to 22 and 34 relating to processing to the data subject in a concise, transparent, intelligible and
p.(None): easily accessible form, using clear and plain language, in particular for any information addressed specifically to a child. The
p.(None): information shall be provided in writing, or by other means, including, where appropriate, by electronic means. When requested by
p.(None): the data subject, the information may be provided orally, provided that the identity of the data subject is proven by other means.
p.(None): 2. The controller shall facilitate the exercise of data subject rights under Articles 15 to 22. In the cases referred to in Article 11(2),
p.(None): the controller shall not refuse to act on the request of the data subject for exercising his or her rights under Articles 15 to 22, unless
p.(None): the controller demonstrates that it is not in a position to identify the data subject.
p.(None): 3. The controller shall provide information on action taken on a request under Articles 15 to 22 to the data subject without undue
p.(None): delay and in any event within one month of receipt of the request. That period may be extended by two further months where
p.(None): necessary, taking into account the complexity and number of the requests. The controller shall inform the data subject of any such
p.(None): extension within one month of receipt of the request, together with the reasons for the delay. Where the data subject makes the
p.(None): request by electronic form means, the information shall be provided by electronic means where possible, unless otherwise
p.(None): requested by the data subject.
p.(None): 4. If the controller does not take action on the request of the data subject, the controller shall inform the data subject without delay
p.(None): and at the latest within one month of receipt of the request of the reasons for not taking action and on the possibility of lodging a
...
p.(None): 3. The notification referred to in paragraph 1 shall at least:
p.(None): (a) describe the nature of the personal data breach including where possible, the categories and approximate number of data
p.(None): subjects concerned and the categories and approximate number of personal data records concerned;
p.(None): (b) communicate the name and contact details of the data protection officer or other contact point where more information can be
p.(None): obtained;
p.(None): (c) describe the likely consequences of the personal data breach;
p.(None): (d) describe the measures taken or proposed to be taken by the controller to address the personal data breach, including, where
p.(None): appropriate, measures to mitigate its possible adverse effects.
p.(None): 4. Where, and in so far as, it is not possible to provide the information at the same time, the information may be provided in
p.(None): phases without undue further delay.
p.(None): 5. The controller shall document any personal data breaches, comprising the facts relating to the personal data breach, its effects
p.(None): and the remedial action taken. That documentation shall enable the supervisory authority to verify compliance with this Article.
p.(None):
p.(None): Article 34
p.(None): Communication of a personal data breach to the data subject
p.(None): 1. When the personal data breach is likely to result in a high risk to the rights and freedoms of natural persons, the controller shall
p.(None): communicate the personal data breach to the data subject without undue delay.
p.(None): 2. The communication to the data subject referred to in paragraph 1 of this Article shall describe in clear and plain language the
p.(None): nature of the personal data breach and contain at least the information and measures referred to in points (b), (c) and (d) of
p.(None): Article 33(3).
p.(None): 3. The communication to the data subject referred to in paragraph 1 shall not be required if any of the following conditions are met:
p.(None): (a) the controller has implemented appropriate technical and organisational protection measures, and those measures were
p.(None): applied to the personal data affected by the personal data breach, in particular those that render the personal data
p.(None): unintelligible to any person who is not authorised to access it, such as encryption;
p.(None): (b) the controller has taken subsequent measures which ensure that the high risk to the rights and freedoms of data subjects
p.(None): referred to in paragraph 1 is no longer likely to materialise;
p.(None): (c) it would involve disproportionate effort. In such a case, there shall instead be a public communication or similar measure
p.(None): whereby the data subjects are informed in an equally effective manner.
p.(None): 4. If the controller has not already communicated the personal data breach to the data subject, the supervisory authority, having
p.(None): considered the likelihood of the personal data breach resulting in a high risk, may require it to do so or may decide that any of the
p.(None): conditions referred to in paragraph 3 are met.
p.(None):
p.(None):
p.(None): Section 3
p.(None): Data protection impact assessment and prior consultation
p.(None):
p.(None): Article 35
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p.(None): and of an economic union, to economic and social progress, to the strengthening and the convergence of the economies
p.(None): within the internal market, and to the well-being of natural persons.
p.(None): (3) Directive 95/46/EC of the European Parliament and of the Council(4) seeks to harmonise the protection of fundamental rights
p.(None): and freedoms of natural persons in respect of processing activities and to ensure the free flow of personal data between
p.(None): Member States.
p.(None): (4) The processing of personal data should be designed to serve mankind. The right to the protection of personal data is not an
p.(None): absolute right; it must be considered in relation to its function in society and be balanced against other fundamental rights, in
p.(None): accordance with the principle of proportionality. This Regulation respects all fundamental rights and observes the freedoms
p.(None): and principles recognised in the Charter as enshrined in the Treaties, in particular the respect for private and family life, home
p.(None): and communications, the protection of personal data, freedom of thought, conscience and religion, freedom of expression and
p.(None): information, freedom to conduct a business, the right to an effective remedy and to a fair trial, and cultural, religious and
p.(None): linguistic diversity.
p.(None): (5) The economic and social integration resulting from the functioning of the internal market has led to a substantial increase in
p.(None): cross-border flows of personal data. The exchange of personal data between public and private actors, including natural
p.(None): persons, associations and undertakings across the Union has increased. National authorities in the Member States are being
p.(None): called upon by Union law to cooperate and exchange personal data so as to be able to perform their duties or carry out tasks
p.(None): on behalf of an authority in another Member State.
p.(None): (6) Rapid technological developments and globalisation have brought new challenges for the protection of personal data. The
p.(None): scale of the collection and sharing of personal data has increased significantly. Technology allows both private companies
p.(None): and public authorities to make use of personal data on an unprecedented scale in order to pursue their activities. Natural
p.(None): persons increasingly make personal information available publicly and globally. Technology has transformed both the
p.(None): economy and social life, and should further facilitate the free flow of personal data within the Union and the transfer to third
p.(None): countries and international organisations, while ensuring a high level of the protection of personal data.
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Social / Marital Status
Searching for indicator single:
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p.(None): decisions regarding specific natural persons following any systematic and extensive evaluation of personal aspects relating to
p.(None): natural persons based on profiling those data or following the processing of special categories of personal data, biometric
p.(None): data, or data on criminal convictions and offences or related security measures. A data protection impact assessment is
p.(None): equally required for monitoring publicly accessible areas on a large scale, especially when using optic-electronic devices or for
p.(None): any other operations where the competent supervisory authority considers that the processing is likely to result in a high risk
p.(None): to the rights and freedoms of data subjects, in particular because they prevent data subjects from exercising a right or using a
p.(None): service or a contract, or because they are carried out systematically on a large scale. The processing of personal data should
p.(None): not be considered to be on a large scale if the processing concerns personal data from patients or clients by an individual
p.(None): physician, other health care professional or lawyer. In such cases, a data protection impact assessment should not be
p.(None): mandatory.
p.(None): (92) There are circumstances under which it may be reasonable and economical for the subject of a data protection impact
p.(None): assessment to be broader than a single project, for example where public authorities or bodies intend to establish a common
p.(None): application or processing platform or where several controllers plan to introduce a common application or processing
p.(None): environment across an industry sector or segment or for a widely used horizontal activity.
p.(None): (93) In the context of the adoption of the Member State law on which the performance of the tasks of the public authority or public
p.(None): body is based and which regulates the specific processing operation or set of operations in question, Member States may
p.(None): deem it necessary to carry out such assessment prior to the processing activities.
p.(None): (94) Where a data protection impact assessment indicates that the processing would, in the absence of safeguards, security
p.(None): measures and mechanisms to mitigate the risk, result in a high risk to the rights and freedoms of natural persons and the
p.(None): controller is of the opinion that the risk cannot be mitigated by reasonable means in terms of available technologies and costs
p.(None): of implementation, the supervisory authority should be consulted prior to the start of processing activities. Such high risk is
p.(None): likely to result from certain types of processing and the extent and frequency of processing, which may result also in a
...
p.(None): carry out investigations with their international counterparts. For the purposes of developing international cooperation
p.(None): mechanisms to facilitate and provide international mutual assistance for the enforcement of legislation for the protection of
p.(None): personal data, the Commission and the supervisory authorities should exchange information and cooperate in activities
p.(None): related to the exercise of their powers with competent authorities in third countries, based on reciprocity and in accordance
p.(None): with this Regulation.
p.(None): (117)The establishment of supervisory authorities in Member States, empowered to perform their tasks and exercise their powers
p.(None): with complete independence, is an essential component of the protection of natural persons with regard to the processing of
p.(None): their personal data. Member States should be able to establish more than one supervisory authority, to reflect their
p.(None): constitutional, organisational and administrative structure.
p.(None): (118)The independence of supervisory authorities should not mean that the supervisory authorities cannot be subject to control or
p.(None): monitoring mechanisms regarding their financial expenditure or to judicial review.
p.(None): (119)Where a Member State establishes several supervisory authorities, it should establish by law mechanisms for ensuring the
p.(None): effective participation of those supervisory authorities in the consistency mechanism. That Member State should in particular
p.(None): designate the supervisory authority which functions as a single contact point for the effective participation of those authorities
p.(None): in the mechanism, to ensure swift and smooth cooperation with other supervisory authorities, the Board and the Commission.
p.(None): (120)Each supervisory authority should be provided with the financial and human resources, premises and infrastructure necessary
p.(None): for the effective performance of their tasks, including those related to mutual assistance and cooperation with other
p.(None): supervisory authorities throughout the Union. Each supervisory authority should have a separate, public annual budget, which
p.(None): may be part of the overall state or national budget.
p.(None): (121)The general conditions for the member or members of the supervisory authority should be laid down by law in each
p.(None): Member State and should in particular provide that those members are to be appointed, by means of a transparent procedure,
p.(None): either by the parliament, government or the head of State of the Member State on the basis of a proposal from the
p.(None): government, a member of the government, the parliament or a chamber of the parliament, or by an independent body
p.(None): entrusted under Member State law. In order to ensure the independence of the supervisory authority, the member or
p.(None): members should act with integrity, refrain from any action that is incompatible with their duties and should not, during their
...
p.(None): processing of personal data carried out by public authorities or private bodies acting in the public interest, processing affecting
p.(None): data subjects on its territory or processing carried out by a controller or processor not established in the Union when targeting
p.(None): data subjects residing on its territory. This should include handling complaints lodged by a data subject, conducting
p.(None): investigations on the application of this Regulation and promoting public awareness of the risks, rules, safeguards and rights
p.(None): in relation to the processing of personal data.
p.(None): (123)The supervisory authorities should monitor the application of the provisions pursuant to this Regulation and contribute to its
p.(None): consistent application throughout the Union, in order to protect natural persons in relation to the processing of their personal
p.(None): data and to facilitate the free flow of personal data within the internal market. For that purpose, the supervisory authorities
p.(None): should cooperate with each other and with the Commission, without the need for any agreement between Member States on
p.(None): the provision of mutual assistance or on such cooperation.
p.(None): (124)Where the processing of personal data takes place in the context of the activities of an establishment of a controller or a
p.(None): processor in the Union and the controller or processor is established in more than one Member State, or where processing
p.(None): taking place in the context of the activities of a single establishment of a controller or processor in the Union substantially
p.(None): affects or is likely to substantially affect data subjects in more than one Member State, the supervisory authority for the main
p.(None): establishment of the controller or processor or for the single establishment of the controller or processor should act as lead
p.(None): authority. It should cooperate with the other authorities concerned, because the controller or processor has an establishment
p.(None): on the territory of their Member State, because data subjects residing on their territory are substantially affected, or because a
p.(None): complaint has been lodged with them. Also where a data subject not residing in that Member State has lodged a complaint,
p.(None): the supervisory authority with which such complaint has been lodged should also be a supervisory authority concerned. Within
p.(None): its tasks to issue guidelines on any question covering the application of this Regulation, the Board should be able to issue
p.(None): guidelines in particular on the criteria to be taken into account in order to ascertain whether the processing in question
p.(None): substantially affects data subjects in more than one Member State and on what constitutes a relevant and reasoned objection.
p.(None): (125)The lead authority should be competent to adopt binding decisions regarding measures applying the powers conferred on it in
p.(None): accordance with this Regulation. In its capacity as lead authority, the supervisory authority should closely involve and
p.(None): coordinate the supervisory authorities concerned in the decision-making process. Where the decision is to reject the
p.(None): complaint by the data subject in whole or in part, that decision should be adopted by the supervisory authority with which the
p.(None): complaint has been lodged.
p.(None): (126)The decision should be agreed jointly by the lead supervisory authority and the supervisory authorities concerned and should
p.(None): be directed towards the main or single establishment of the controller or processor and be binding on the controller and
p.(None): processor. The controller or processor should take the necessary measures to ensure compliance with this Regulation and
p.(None): the implementation of the decision notified by the lead supervisory authority to the main establishment of the controller or
p.(None): processor as regards the processing activities in the Union.
p.(None): (127)Each supervisory authority not acting as the lead supervisory authority should be competent to handle local cases where the
p.(None): controller or processor is established in more than one Member State, but the subject matter of the specific processing
p.(None): concerns only processing carried out in a single Member State and involves only data subjects in that single Member State,
p.(None): for example, where the subject matter concerns the processing of employees' personal data in the specific employment
p.(None): context of a Member State. In such cases, the supervisory authority should inform the lead supervisory authority without delay
p.(None): about the matter. After being informed, the lead supervisory authority should decide, whether it will handle the case pursuant
p.(None): to the provision on cooperation between the lead supervisory authority and other supervisory authorities concerned (‘one-stop-
p.(None): shop mechanism’), or whether the supervisory authority which informed it should handle the case at local level. When deciding
p.(None): whether it will handle the case, the lead supervisory authority should take into account whether there is an establishment of
p.(None): the controller or processor in the Member State of the supervisory authority which informed it in order to ensure effective
p.(None): enforcement of a decision vis-à-vis the controller or processor. Where the lead supervisory authority decides to handle the
p.(None): case, the supervisory authority which informed it should have the possibility to submit a draft for a decision, of which the lead
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p.(None): Directive 95/46/EC. It should consist of the head of a supervisory authority of each Member State and the European Data
p.(None): Protection Supervisor or their respective representatives. The Commission should participate in the Board's activities without
p.(None): voting rights and the European Data Protection Supervisor should have specific voting rights. The Board should contribute to
p.(None): the consistent application of this Regulation throughout the Union, including by advising the Commission, in particular on the
p.(None): level of protection in third countries or international organisations, and promoting cooperation of the supervisory authorities
p.(None): throughout the Union. The Board should act independently when performing its tasks.
p.(None): (140)The Board should be assisted by a secretariat provided by the European Data Protection Supervisor. The staff of the
p.(None): European Data Protection Supervisor involved in carrying out the tasks conferred on the Board by this Regulation should
p.(None): perform its tasks exclusively under the instructions of, and report to, the Chair of the Board.
p.(None): (141)Every data subject should have the right to lodge a complaint with a single supervisory authority, in particular in the
p.(None): Member State of his or her habitual residence, and the right to an effective judicial remedy in accordance with Article 47 of the
p.(None): Charter if the data subject considers that his or her rights under this Regulation are infringed or where the supervisory
p.(None): authority does not act on a complaint, partially or wholly rejects or dismisses a complaint or does not act where such action is
p.(None): necessary to protect the rights of the data subject. The investigation following a complaint should be carried out, subject to
p.(None): judicial review, to the extent that is appropriate in the specific case. The supervisory authority should inform the data subject
p.(None): of the progress and the outcome of the complaint within a reasonable period. If the case requires further investigation or
p.(None): coordination with another supervisory authority, intermediate information should be given to the data subject. In order to
p.(None): facilitate the submission of complaints, each supervisory authority should take measures such as providing a complaint
p.(None): submission form which can also be completed electronically, without excluding other means of communication.
p.(None): (142)Where a data subject considers that his or her rights under this Regulation are infringed, he or she should have the right to
p.(None): mandate a not-for-profit body, organisation or association which is constituted in accordance with the law of a Member State,
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p.(None): established on the territory of a Member State for transfers or a set of transfers of personal data to a controller or processor in
p.(None): one or more third countries within a group of undertakings, or group of enterprises engaged in a joint economic activity;
p.(None): (21) ‘supervisory authority’ means an independent public authority which is established by a Member State pursuant to Article 51;
p.(None): (22) ‘supervisory authority concerned’ means a supervisory authority which is concerned by the processing of personal data
p.(None): because:
p.(None): (a) the controller or processor is established on the territory of the Member State of that supervisory authority;
p.(None): (b) data subjects residing in the Member State of that supervisory authority are substantially affected or likely to be
p.(None): substantially affected by the processing; or
p.(None): (c) a complaint has been lodged with that supervisory authority;
p.(None): (23) ‘cross-border processing’ means either:
p.(None): (a) processing of personal data which takes place in the context of the activities of establishments in more than one
p.(None): Member State of a controller or processor in the Union where the controller or processor is established in more than one
p.(None): Member State; or
p.(None): (b) processing of personal data which takes place in the context of the activities of a single establishment of a controller or
p.(None): processor in the Union but which substantially affects or is likely to substantially affect data subjects in more than one
p.(None): Member State.
p.(None): (24) ‘relevant and reasoned objection’ means an objection to a draft decision as to whether there is an infringement of this
p.(None): Regulation, or whether envisaged action in relation to the controller or processor complies with this Regulation, which clearly
p.(None): demonstrates the significance of the risks posed by the draft decision as regards the fundamental rights and freedoms of data
p.(None): subjects and, where applicable, the free flow of personal data within the Union;
p.(None): (25) ‘information society service’ means a service as defined in point (b) of Article 1(1) of Directive (EU) 2015/1535 of the
p.(None): European Parliament and of the Council (19);
p.(None): (26) ‘international organisation’ means an organisation and its subordinate bodies governed by public international law, or any
p.(None): other body which is set up by, or on the basis of, an agreement between two or more countries.
p.(None):
p.(None):
p.(None): CHAPTER II
p.(None): Principles
p.(None):
p.(None): Article 5
p.(None): Principles relating to processing of personal data
p.(None): 1. Personal data shall be:
p.(None): (a) processed lawfully, fairly and in a transparent manner in relation to the data subject (‘lawfulness, fairness and transparency’);
p.(None): (b) collected for specified, explicit and legitimate purposes and not further processed in a manner that is incompatible with those
p.(None): purposes; further processing for archiving purposes in the public interest, scientific or historical research purposes or
...
p.(None): (b) the controller has taken subsequent measures which ensure that the high risk to the rights and freedoms of data subjects
p.(None): referred to in paragraph 1 is no longer likely to materialise;
p.(None): (c) it would involve disproportionate effort. In such a case, there shall instead be a public communication or similar measure
p.(None): whereby the data subjects are informed in an equally effective manner.
p.(None): 4. If the controller has not already communicated the personal data breach to the data subject, the supervisory authority, having
p.(None): considered the likelihood of the personal data breach resulting in a high risk, may require it to do so or may decide that any of the
p.(None): conditions referred to in paragraph 3 are met.
p.(None):
p.(None):
p.(None): Section 3
p.(None): Data protection impact assessment and prior consultation
p.(None):
p.(None): Article 35
p.(None): Data protection impact assessment
p.(None): 1. Where a type of processing in particular using new technologies, and taking into account the nature, scope, context and
p.(None): purposes of the processing, is likely to result in a high risk to the rights and freedoms of natural persons, the controller shall, prior to
p.(None): the processing, carry out an assessment of the impact of the envisaged processing operations on the protection of personal data. A
p.(None): single assessment may address a set of similar processing operations that present similar high risks.
p.(None): 2. The controller shall seek the advice of the data protection officer, where designated, when carrying out a data protection impact
p.(None): assessment.
p.(None): 3. A data protection impact assessment referred to in paragraph 1 shall in particular be required in the case of:
p.(None): (a) a systematic and extensive evaluation of personal aspects relating to natural persons which is based on automated
p.(None): processing, including profiling, and on which decisions are based that produce legal effects concerning the natural person or
p.(None): similarly significantly affect the natural person;
p.(None): (b) processing on a large scale of special categories of data referred to in Article 9(1), or of personal data relating to criminal
p.(None): convictions and offences referred to in Article 10; or
p.(None): (c) a systematic monitoring of a publicly accessible area on a large scale.
p.(None): 4. The supervisory authority shall establish and make public a list of the kind of processing operations which are subject to the
p.(None): requirement for a data protection impact assessment pursuant to paragraph 1. The supervisory authority shall communicate those
p.(None): lists to the Board referred to in Article 68.
p.(None): 5. The supervisory authority may also establish and make public a list of the kind of processing operations for which no data
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p.(None): supervisory authority in relation to processing by a controller for the performance of a task carried out by the controller in the public
p.(None): interest, including processing in relation to social protection and public health.
p.(None):
p.(None):
p.(None): Section 4
p.(None): Data protection officer
p.(None):
p.(None): Article 37
p.(None): Designation of the data protection officer
p.(None): 1. The controller and the processor shall designate a data protection officer in any case where:
p.(None): (a) the processing is carried out by a public authority or body, except for courts acting in their judicial capacity;
p.(None): (b) the core activities of the controller or the processor consist of processing operations which, by virtue of their nature, their
p.(None): scope and/or their purposes, require regular and systematic monitoring of data subjects on a large scale; or
p.(None): (c) the core activities of the controller or the processor consist of processing on a large scale of special categories of data
p.(None): pursuant to Article 9 and personal data relating to criminal convictions and offences referred to in Article 10.
p.(None): 2. A group of undertakings may appoint a single data protection officer provided that a data protection officer is easily accessible
p.(None): from each establishment.
p.(None): 3. Where the controller or the processor is a public authority or body, a single data protection officer may be designated for
p.(None): several such authorities or bodies, taking account of their organisational structure and size.
p.(None): 4. In cases other than those referred to in paragraph 1, the controller or processor or associations and other bodies representing
p.(None): categories of controllers or processors may or, where required by Union or Member State law shall, designate a data protection
p.(None): officer. The data protection officer may act for such associations and other bodies representing controllers or processors.
p.(None): 5. The data protection officer shall be designated on the basis of professional qualities and, in particular, expert knowledge of data
p.(None): protection law and practices and the ability to fulfil the tasks referred to in Article 39.
p.(None): 6. The data protection officer may be a staff member of the controller or processor, or fulfil the tasks on the basis of a service
p.(None): contract.
p.(None): 7. The controller or the processor shall publish the contact details of the data protection officer and communicate them to the
p.(None): supervisory authority.
p.(None):
p.(None): Article 38
p.(None): Position of the data protection officer
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p.(None): subject to a duty of professional secrecy both during and after their term of office, with regard to any confidential information which
p.(None): has come to their knowledge in the course of the performance of their tasks or exercise of their powers. During their term of office,
p.(None): that duty of professional secrecy shall in particular apply to reporting by natural persons of infringements of this Regulation.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Competence, tasks and powers
p.(None):
p.(None): Article 55
p.(None): Competence
p.(None): 1. Each supervisory authority shall be competent for the performance of the tasks assigned to and the exercise of the powers
p.(None): conferred on it in accordance with this Regulation on the territory of its own Member State.
p.(None): 2. Where processing is carried out by public authorities or private bodies acting on the basis of point (c) or (e) of Article 6(1), the
p.(None): supervisory authority of the Member State concerned shall be competent. In such cases Article 56 does not apply.
p.(None): 3. Supervisory authorities shall not be competent to supervise processing operations of courts acting in their judicial capacity.
p.(None):
p.(None): Article 56
p.(None): Competence of the lead supervisory authority
p.(None): 1. Without prejudice to Article 55, the supervisory authority of the main establishment or of the single establishment of the
p.(None): controller or processor shall be competent to act as lead supervisory authority for the cross-border processing carried out by that
p.(None): controller or processor in accordance with the procedure provided in Article 60.
p.(None): 2. By derogation from paragraph 1, each supervisory authority shall be competent to handle a complaint lodged with it or a
p.(None): possible infringement of this Regulation, if the subject matter relates only to an establishment in its Member State or substantially
p.(None): affects data subjects only in its Member State.
p.(None): 3. In the cases referred to in paragraph 2 of this Article, the supervisory authority shall inform the lead supervisory authority
p.(None): without delay on that matter. Within a period of three weeks after being informed the lead supervisory authority shall decide
p.(None): whether or not it will handle the case in accordance with the procedure provided in Article 60, taking into account whether or not
p.(None): there is an establishment of the controller or processor in the Member State of which the supervisory authority informed it.
p.(None): 4. Where the lead supervisory authority decides to handle the case, the procedure provided in Article 60 shall apply. The
...
p.(None): and take due account of their views.
p.(None): 4. Where any of the other supervisory authorities concerned within a period of four weeks after having been consulted in
p.(None): accordance with paragraph 3 of this Article, expresses a relevant and reasoned objection to the draft decision, the lead supervisory
p.(None): authority shall, if it does not follow the relevant and reasoned objection or is of the opinion that the objection is not relevant or
p.(None): reasoned, submit the matter to the consistency mechanism referred to in Article 63.
p.(None): 5. Where the lead supervisory authority intends to follow the relevant and reasoned objection made, it shall submit to the other
p.(None): supervisory authorities concerned a revised draft decision for their opinion. That revised draft decision shall be subject to the
p.(None): procedure referred to in paragraph 4 within a period of two weeks.
p.(None): 6. Where none of the other supervisory authorities concerned has objected to the draft decision submitted by the lead supervisory
p.(None): authority within the period referred to in paragraphs 4 and 5, the lead supervisory authority and the supervisory authorities
p.(None): concerned shall be deemed to be in agreement with that draft decision and shall be bound by it.
p.(None): 7. The lead supervisory authority shall adopt and notify the decision to the main establishment or single establishment of the
p.(None): controller or processor, as the case may be and inform the other supervisory authorities concerned and the Board of the decision in
p.(None): question, including a summary of the relevant facts and grounds. The supervisory authority with which a complaint has been lodged
p.(None): shall inform the complainant on the decision.
p.(None): 8. By derogation from paragraph 7, where a complaint is dismissed or rejected, the supervisory authority with which the complaint
p.(None): was lodged shall adopt the decision and notify it to the complainant and shall inform the controller thereof.
p.(None): 9. Where the lead supervisory authority and the supervisory authorities concerned agree to dismiss or reject parts of a complaint
p.(None): and to act on other parts of that complaint, a separate decision shall be adopted for each of those parts of the matter. The lead
p.(None): supervisory authority shall adopt the decision for the part concerning actions in relation to the controller, shall notify it to the main
p.(None): establishment or single establishment of the controller or processor on the territory of its Member State and shall inform the
p.(None): complainant thereof, while the supervisory authority of the complainant shall adopt the decision for the part concerning dismissal or
p.(None): rejection of that complaint, and shall notify it to that complainant and shall inform the controller or processor thereof.
p.(None): 10. After being notified of the decision of the lead supervisory authority pursuant to paragraphs 7 and 9, the controller or
p.(None): processor shall take the necessary measures to ensure compliance with the decision as regards processing activities in the context
p.(None): of all its establishments in the Union. The controller or processor shall notify the measures taken for complying with the decision to
p.(None): the lead supervisory authority, which shall inform the other supervisory authorities concerned.
p.(None): 11. Where, in exceptional circumstances, a supervisory authority concerned has reasons to consider that there is an urgent need
p.(None): to act in order to protect the interests of data subjects, the urgency procedure referred to in Article 66 shall apply.
p.(None): 12. The lead supervisory authority and the other supervisory authorities concerned shall supply the information required under this
p.(None): Article to each other by electronic means, using a standardised format.
p.(None):
p.(None): Article 61
p.(None): Mutual assistance
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p.(None): in the mechanism, to ensure swift and smooth cooperation with other supervisory authorities, the Board and the Commission.
p.(None): (120)Each supervisory authority should be provided with the financial and human resources, premises and infrastructure necessary
p.(None): for the effective performance of their tasks, including those related to mutual assistance and cooperation with other
p.(None): supervisory authorities throughout the Union. Each supervisory authority should have a separate, public annual budget, which
p.(None): may be part of the overall state or national budget.
p.(None): (121)The general conditions for the member or members of the supervisory authority should be laid down by law in each
p.(None): Member State and should in particular provide that those members are to be appointed, by means of a transparent procedure,
p.(None): either by the parliament, government or the head of State of the Member State on the basis of a proposal from the
p.(None): government, a member of the government, the parliament or a chamber of the parliament, or by an independent body
p.(None): entrusted under Member State law. In order to ensure the independence of the supervisory authority, the member or
p.(None): members should act with integrity, refrain from any action that is incompatible with their duties and should not, during their
p.(None): term of office, engage in any incompatible occupation, whether gainful or not. The supervisory authority should have its own
p.(None): staff, chosen by the supervisory authority or an independent body established by Member State law, which should be subject
p.(None): to the exclusive direction of the member or members of the supervisory authority.
p.(None): (122)Each supervisory authority should be competent on the territory of its own Member State to exercise the powers and to
p.(None): perform the tasks conferred on it in accordance with this Regulation. This should cover in particular the processing in the
p.(None): context of the activities of an establishment of the controller or processor on the territory of its own Member State, the
p.(None): processing of personal data carried out by public authorities or private bodies acting in the public interest, processing affecting
p.(None): data subjects on its territory or processing carried out by a controller or processor not established in the Union when targeting
p.(None): data subjects residing on its territory. This should include handling complaints lodged by a data subject, conducting
p.(None): investigations on the application of this Regulation and promoting public awareness of the risks, rules, safeguards and rights
p.(None): in relation to the processing of personal data.
p.(None): (123)The supervisory authorities should monitor the application of the provisions pursuant to this Regulation and contribute to its
...
p.(None): purpose, the supervisory authorities shall cooperate with each other and the Commission in accordance with Chapter VII.
p.(None): 3. Where more than one supervisory authority is established in a Member State, that Member State shall designate the
p.(None): supervisory authority which is to represent those authorities in the Board and shall set out the mechanism to ensure compliance by
p.(None): the other authorities with the rules relating to the consistency mechanism referred to in Article 63.
p.(None): 4. Each Member State shall notify to the Commission the provisions of its law which it adopts pursuant to this Chapter, by 25 May
p.(None): 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 52
p.(None): Independence
p.(None): 1. Each supervisory authority shall act with complete independence in performing its tasks and exercising its powers in
p.(None): accordance with this Regulation.
p.(None): 2. The member or members of each supervisory authority shall, in the performance of their tasks and exercise of their powers in
p.(None): accordance with this Regulation, remain free from external influence, whether direct or indirect, and shall neither seek nor take
p.(None): instructions from anybody.
p.(None): 3. Member or members of each supervisory authority shall refrain from any action incompatible with their duties and shall not,
p.(None): during their term of office, engage in any incompatible occupation, whether gainful or not.
p.(None): 4. Each Member State shall ensure that each supervisory authority is provided with the human, technical and financial resources,
p.(None): premises and infrastructure necessary for the effective performance of its tasks and exercise of its powers, including those to be
p.(None): carried out in the context of mutual assistance, cooperation and participation in the Board.
p.(None): 5. Each Member State shall ensure that each supervisory authority chooses and has its own staff which shall be subject to the
p.(None): exclusive direction of the member or members of the supervisory authority concerned.
p.(None): 6. Each Member State shall ensure that each supervisory authority is subject to financial control which does not affect its
p.(None): independence and that it has separate, public annual budgets, which may be part of the overall state or national budget.
p.(None):
p.(None): Article 53
p.(None): General conditions for the members of the supervisory authority
p.(None): 1. Member States shall provide for each member of their supervisory authorities to be appointed by means of a transparent
p.(None): procedure by:
p.(None): — their parliament;
p.(None): — their government;
p.(None): — their head of State; or
p.(None): — an independent body entrusted with the appointment under Member State law.
p.(None): 2. Each member shall have the qualifications, experience and skills, in particular in the area of the protection of personal data,
p.(None): required to perform its duties and exercise its powers.
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p.(None): (b) refuse to act on the request.
p.(None): The controller shall bear the burden of demonstrating the manifestly unfounded or excessive character of the request.
p.(None): 6. Without prejudice to Article 11, where the controller has reasonable doubts concerning the identity of the natural person making
p.(None): the request referred to in Articles 15 to 21, the controller may request the provision of additional information necessary to confirm
p.(None): the identity of the data subject.
p.(None): 7. The information to be provided to data subjects pursuant to Articles 13 and 14 may be provided in combination with
p.(None): standardised icons in order to give in an easily visible, intelligible and clearly legible manner a meaningful overview of the intended
p.(None): processing. Where the icons are presented electronically they shall be machine-readable.
p.(None): 8. The Commission shall be empowered to adopt delegated acts in accordance with Article 92 for the purpose of determining the
p.(None): information to be presented by the icons and the procedures for providing standardised icons.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Information and access to personal data
p.(None):
p.(None): Article 13
p.(None): Information to be provided where personal data are collected from the data subject
p.(None): 1. Where personal data relating to a data subject are collected from the data subject, the controller shall, at the time when
p.(None): personal data are obtained, provide the data subject with all of the following information:
p.(None): (a) the identity and the contact details of the controller and, where applicable, of the controller's representative;
p.(None): (b) the contact details of the data protection officer, where applicable;
p.(None): (c) the purposes of the processing for which the personal data are intended as well as the legal basis for the processing;
p.(None): (d) where the processing is based on point (f) of Article 6(1), the legitimate interests pursued by the controller or by a third party;
p.(None): (e) the recipients or categories of recipients of the personal data, if any;
p.(None): (f) where applicable, the fact that the controller intends to transfer personal data to a third country or international organisation
p.(None): and the existence or absence of an adequacy decision by the Commission, or in the case of transfers referred to in Article 46
p.(None): or 47, or the second subparagraph of Article 49(1), reference to the appropriate or suitable safeguards and the means by
p.(None): which to obtain a copy of them or where they have been made available.
p.(None): 2. In addition to the information referred to in paragraph 1, the controller shall, at the time when personal data are obtained,
p.(None): provide the data subject with the following further information necessary to ensure fair and transparent processing:
p.(None): (a) the period for which the personal data will be stored, or if that is not possible, the criteria used to determine that period;
p.(None): (b) the existence of the right to request from the controller access to and rectification or erasure of personal data or restriction of
p.(None): processing concerning the data subject or to object to processing as well as the right to data portability;
p.(None): (c) where the processing is based on point (a) of Article 6(1) or point (a) of Article 9(2), the existence of the right to withdraw
p.(None): consent at any time, without affecting the lawfulness of processing based on consent before its withdrawal;
p.(None): (d) the right to lodge a complaint with a supervisory authority;
p.(None): (e) whether the provision of personal data is a statutory or contractual requirement, or a requirement necessary to enter into a
p.(None): contract, as well as whether the data subject is obliged to provide the personal data and of the possible consequences of
p.(None): failure to provide such data;
p.(None): (f) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
p.(None): 3. Where the controller intends to further process the personal data for a purpose other than that for which the personal data were
p.(None): collected, the controller shall provide the data subject prior to that further processing with information on that other purpose and with
p.(None): any relevant further information as referred to in paragraph 2.
p.(None): 4. Paragraphs 1, 2 and 3 shall not apply where and insofar as the data subject already has the information.
p.(None):
p.(None): Article 14
p.(None): Information to be provided where personal data have not been obtained from the data subject
p.(None): 1. Where personal data have not been obtained from the data subject, the controller shall provide the data subject with the
p.(None): following information:
p.(None): (a) the identity and the contact details of the controller and, where applicable, of the controller's representative;
p.(None): (b) the contact details of the data protection officer, where applicable;
p.(None): (c) the purposes of the processing for which the personal data are intended as well as the legal basis for the processing;
p.(None): (d) the categories of personal data concerned;
p.(None): (e) the recipients or categories of recipients of the personal data, if any;
p.(None): (f) where applicable, that the controller intends to transfer personal data to a recipient in a third country or international
p.(None): organisation and the existence or absence of an adequacy decision by the Commission, or in the case of transfers referred to
p.(None): in Article 46 or 47, or the second subparagraph of Article 49(1), reference to the appropriate or suitable safeguards and the
p.(None): means to obtain a copy of them or where they have been made available.
p.(None): 2. In addition to the information referred to in paragraph 1, the controller shall provide the data subject with the following
p.(None): information necessary to ensure fair and transparent processing in respect of the data subject:
p.(None): (a) the period for which the personal data will be stored, or if that is not possible, the criteria used to determine that period;
p.(None): (b) where the processing is based on point (f) of Article 6(1), the legitimate interests pursued by the controller or by a third party;
p.(None): (c) the existence of the right to request from the controller access to and rectification or erasure of personal data or restriction of
p.(None): processing concerning the data subject and to object to processing as well as the right to data portability;
p.(None): (d) where processing is based on point (a) of Article 6(1) or point (a) of Article 9(2), the existence of the right to withdraw consent
...
p.(None): in accordance with the examination procedure referred to in Article 93(2).
p.(None): 8. A supervisory authority may adopt standard contractual clauses for the matters referred to in paragraph 3 and 4 of this Article
p.(None): and in accordance with the consistency mechanism referred to in Article 63.
p.(None): 9. The contract or the other legal act referred to in paragraphs 3 and 4 shall be in writing, including in electronic form.
p.(None): 10. Without prejudice to Articles 82, 83 and 84, if a processor infringes this Regulation by determining the purposes and means of
p.(None): processing, the processor shall be considered to be a controller in respect of that processing.
p.(None):
p.(None): Article 29
p.(None): Processing under the authority of the controller or processor
p.(None): The processor and any person acting under the authority of the controller or of the processor, who has access to personal data,
p.(None): shall not process those data except on instructions from the controller, unless required to do so by Union or Member State law.
p.(None):
p.(None): Article 30
p.(None): Records of processing activities
p.(None): 1. Each controller and, where applicable, the controller's representative, shall maintain a record of processing activities under its
p.(None): responsibility. That record shall contain all of the following information:
p.(None): (a) the name and contact details of the controller and, where applicable, the joint controller, the controller's representative and the
p.(None): data protection officer;
p.(None): (b) the purposes of the processing;
p.(None): (c) a description of the categories of data subjects and of the categories of personal data;
p.(None): (d) the categories of recipients to whom the personal data have been or will be disclosed including recipients in third countries or
p.(None): international organisations;
p.(None): (e) where applicable, transfers of personal data to a third country or an international organisation, including the identification of
p.(None): that third country or international organisation and, in the case of transfers referred to in the second subparagraph of
p.(None): Article 49(1), the documentation of suitable safeguards;
p.(None): (f) where possible, the envisaged time limits for erasure of the different categories of data;
p.(None): (g) where possible, a general description of the technical and organisational security measures referred to in Article 32(1).
p.(None): 2. Each processor and, where applicable, the processor's representative shall maintain a record of all categories of processing
p.(None): activities carried out on behalf of a controller, containing:
p.(None): (a) the name and contact details of the processor or processors and of each controller on behalf of which the processor is acting,
p.(None): and, where applicable, of the controller's or the processor's representative, and the data protection officer;
p.(None): (b) the categories of processing carried out on behalf of each controller;
p.(None): (c) where applicable, transfers of personal data to a third country or an international organisation, including the identification of
p.(None): that third country or international organisation and, in the case of transfers referred to in the second subparagraph of
p.(None): Article 49(1), the documentation of suitable safeguards;
p.(None): (d) where possible, a general description of the technical and organisational security measures referred to in Article 32(1).
p.(None): 3. The records referred to in paragraphs 1 and 2 shall be in writing, including in electronic form.
p.(None): 4. The controller or the processor and, where applicable, the controller's or the processor's representative, shall make the record
p.(None): available to the supervisory authority on request.
p.(None): 5. The obligations referred to in paragraphs 1 and 2 shall not apply to an enterprise or an organisation employing fewer than 250
p.(None): persons unless the processing it carries out is likely to result in a risk to the rights and freedoms of data subjects, the processing is
p.(None): not occasional, or the processing includes special categories of data as referred to in Article 9(1) or personal data relating to
p.(None): criminal convictions and offences referred to in Article 10.
p.(None):
p.(None): Article 31
p.(None): Cooperation with the supervisory authority
p.(None): The controller and the processor and, where applicable, their representatives, shall cooperate, on request, with the supervisory
p.(None): authority in the performance of its tasks.
...
p.(None): period of up to eight weeks of receipt of the request for consultation, provide written advice to the controller and, where applicable
p.(None): to the processor, and may use any of its powers referred to in Article 58. That period may be extended by six weeks, taking into
p.(None): account the complexity of the intended processing. The supervisory authority shall inform the controller and, where applicable, the
p.(None): processor, of any such extension within one month of receipt of the request for consultation together with the reasons for the delay.
p.(None): Those periods may be suspended until the supervisory authority has obtained information it has requested for the purposes of the
p.(None): consultation.
p.(None): 3. When consulting the supervisory authority pursuant to paragraph 1, the controller shall provide the supervisory authority with:
p.(None): (a) where applicable, the respective responsibilities of the controller, joint controllers and processors involved in the processing,
p.(None): in particular for processing within a group of undertakings;
p.(None): (b) the purposes and means of the intended processing;
p.(None): (c) the measures and safeguards provided to protect the rights and freedoms of data subjects pursuant to this Regulation;
p.(None): (d) where applicable, the contact details of the data protection officer;
p.(None): (e) the data protection impact assessment provided for in Article 35; and
p.(None): (f) any other information requested by the supervisory authority.
p.(None): 4. Member States shall consult the supervisory authority during the preparation of a proposal for a legislative measure to be
p.(None): adopted by a national parliament, or of a regulatory measure based on such a legislative measure, which relates to processing.
p.(None): 5. Notwithstanding paragraph 1, Member State law may require controllers to consult with, and obtain prior authorisation from, the
p.(None): supervisory authority in relation to processing by a controller for the performance of a task carried out by the controller in the public
p.(None): interest, including processing in relation to social protection and public health.
p.(None):
p.(None):
p.(None): Section 4
p.(None): Data protection officer
p.(None):
p.(None): Article 37
p.(None): Designation of the data protection officer
p.(None): 1. The controller and the processor shall designate a data protection officer in any case where:
p.(None): (a) the processing is carried out by a public authority or body, except for courts acting in their judicial capacity;
p.(None): (b) the core activities of the controller or the processor consist of processing operations which, by virtue of their nature, their
p.(None): scope and/or their purposes, require regular and systematic monitoring of data subjects on a large scale; or
p.(None): (c) the core activities of the controller or the processor consist of processing on a large scale of special categories of data
p.(None): pursuant to Article 9 and personal data relating to criminal convictions and offences referred to in Article 10.
p.(None): 2. A group of undertakings may appoint a single data protection officer provided that a data protection officer is easily accessible
p.(None): from each establishment.
p.(None): 3. Where the controller or the processor is a public authority or body, a single data protection officer may be designated for
p.(None): several such authorities or bodies, taking account of their organisational structure and size.
p.(None): 4. In cases other than those referred to in paragraph 1, the controller or processor or associations and other bodies representing
p.(None): categories of controllers or processors may or, where required by Union or Member State law shall, designate a data protection
p.(None): officer. The data protection officer may act for such associations and other bodies representing controllers or processors.
p.(None): 5. The data protection officer shall be designated on the basis of professional qualities and, in particular, expert knowledge of data
p.(None): protection law and practices and the ability to fulfil the tasks referred to in Article 39.
p.(None): 6. The data protection officer may be a staff member of the controller or processor, or fulfil the tasks on the basis of a service
p.(None): contract.
p.(None): 7. The controller or the processor shall publish the contact details of the data protection officer and communicate them to the
p.(None): supervisory authority.
p.(None):
p.(None): Article 38
p.(None): Position of the data protection officer
p.(None): 1. The controller and the processor shall ensure that the data protection officer is involved, properly and in a timely manner, in all
p.(None): issues which relate to the protection of personal data.
p.(None): 2. The controller and processor shall support the data protection officer in performing the tasks referred to in Article 39 by
p.(None): providing resources necessary to carry out those tasks and access to personal data and processing operations, and to maintain his
p.(None): or her expert knowledge.
p.(None): 3. The controller and processor shall ensure that the data protection officer does not receive any instructions regarding the
p.(None): exercise of those tasks. He or she shall not be dismissed or penalised by the controller or the processor for performing his tasks.
p.(None): The data protection officer shall directly report to the highest management level of the controller or the processor.
p.(None): 4. Data subjects may contact the data protection officer with regard to all issues related to processing of their personal data and to
p.(None): the exercise of their rights under this Regulation.
p.(None): 5. The data protection officer shall be bound by secrecy or confidentiality concerning the performance of his or her tasks, in
p.(None): accordance with Union or Member State law.
p.(None): 6. The data protection officer may fulfil other tasks and duties. The controller or processor shall ensure that any such tasks and
p.(None): duties do not result in a conflict of interests.
p.(None):
p.(None): Article 39
p.(None): Tasks of the data protection officer
p.(None): 1. The data protection officer shall have at least the following tasks:
p.(None): (a) to inform and advise the controller or the processor and the employees who carry out processing of their obligations pursuant
p.(None): to this Regulation and to other Union or Member State data protection provisions;
p.(None): (b) to monitor compliance with this Regulation, with other Union or Member State data protection provisions and with the policies
p.(None): of the controller or processor in relation to the protection of personal data, including the assignment of responsibilities,
p.(None): awareness-raising and training of staff involved in processing operations, and the related audits;
p.(None): (c) to provide advice where requested as regards the data protection impact assessment and monitor its performance pursuant to
p.(None): Article 35;
p.(None): (d) to cooperate with the supervisory authority;
p.(None): (e) to act as the contact point for the supervisory authority on issues relating to processing, including the prior consultation
p.(None): referred to in Article 36, and to consult, where appropriate, with regard to any other matter.
p.(None): 2. The data protection officer shall in the performance of his or her tasks have due regard to the risk associated with processing
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p.(None): Article 42(1), and approve the criteria of certification pursuant to Article 42(5);
p.(None): (o) where applicable, carry out a periodic review of certifications issued in accordance with Article 42(7);
p.(None): (p) draft and publish the criteria for accreditation of a body for monitoring codes of conduct pursuant to Article 41 and of a
p.(None): certification body pursuant to Article 43;
p.(None): (q) conduct the accreditation of a body for monitoring codes of conduct pursuant to Article 41 and of a certification body pursuant
p.(None): to Article 43;
p.(None): (r) authorise contractual clauses and provisions referred to in Article 46(3);
p.(None): (s) approve binding corporate rules pursuant to Article 47;
p.(None): (t) contribute to the activities of the Board;
p.(None): (u) keep internal records of infringements of this Regulation and of measures taken in accordance with Article 58(2); and
p.(None): (v) fulfil any other tasks related to the protection of personal data.
p.(None): 2. Each supervisory authority shall facilitate the submission of complaints referred to in point (f) of paragraph 1 by measures such
p.(None): as a complaint submission form which can also be completed electronically, without excluding other means of communication.
p.(None): 3. The performance of the tasks of each supervisory authority shall be free of charge for the data subject and, where applicable,
p.(None): for the data protection officer.
p.(None): 4. Where requests are manifestly unfounded or excessive, in particular because of their repetitive character, the supervisory
p.(None): authority may charge a reasonable fee based on administrative costs, or refuse to act on the request. The supervisory authority
p.(None): shall bear the burden of demonstrating the manifestly unfounded or excessive character of the request.
p.(None):
p.(None): Article 58
p.(None): Powers
p.(None): 1. Each supervisory authority shall have all of the following investigative powers:
p.(None): (a) to order the controller and the processor, and, where applicable, the controller's or the processor's representative to provide
p.(None): any information it requires for the performance of its tasks;
p.(None): (b) to carry out investigations in the form of data protection audits;
p.(None): (c) to carry out a review on certifications issued pursuant to Article 42(7);
p.(None): (d) to notify the controller or the processor of an alleged infringement of this Regulation;
p.(None): (e) to obtain, from the controller and the processor, access to all personal data and to all information necessary for the
p.(None): performance of its tasks;
p.(None): (f) to obtain access to any premises of the controller and the processor, including to any data processing equipment and means,
p.(None): in accordance with Union or Member State procedural law.
p.(None): 2. Each supervisory authority shall have all of the following corrective powers:
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p.(None): (2) The principles of, and rules on the protection of natural persons with regard to the processing of their personal data should,
p.(None): whatever their nationality or residence, respect their fundamental rights and freedoms, in particular their right to the protection
p.(None): of personal data. This Regulation is intended to contribute to the accomplishment of an area of freedom, security and justice
p.(None): and of an economic union, to economic and social progress, to the strengthening and the convergence of the economies
p.(None): within the internal market, and to the well-being of natural persons.
p.(None): (3) Directive 95/46/EC of the European Parliament and of the Council(4) seeks to harmonise the protection of fundamental rights
p.(None): and freedoms of natural persons in respect of processing activities and to ensure the free flow of personal data between
p.(None): Member States.
p.(None): (4) The processing of personal data should be designed to serve mankind. The right to the protection of personal data is not an
p.(None): absolute right; it must be considered in relation to its function in society and be balanced against other fundamental rights, in
p.(None): accordance with the principle of proportionality. This Regulation respects all fundamental rights and observes the freedoms
p.(None): and principles recognised in the Charter as enshrined in the Treaties, in particular the respect for private and family life, home
p.(None): and communications, the protection of personal data, freedom of thought, conscience and religion, freedom of expression and
p.(None): information, freedom to conduct a business, the right to an effective remedy and to a fair trial, and cultural, religious and
p.(None): linguistic diversity.
p.(None): (5) The economic and social integration resulting from the functioning of the internal market has led to a substantial increase in
p.(None): cross-border flows of personal data. The exchange of personal data between public and private actors, including natural
p.(None): persons, associations and undertakings across the Union has increased. National authorities in the Member States are being
p.(None): called upon by Union law to cooperate and exchange personal data so as to be able to perform their duties or carry out tasks
p.(None): on behalf of an authority in another Member State.
p.(None): (6) Rapid technological developments and globalisation have brought new challenges for the protection of personal data. The
p.(None): scale of the collection and sharing of personal data has increased significantly. Technology allows both private companies
p.(None): and public authorities to make use of personal data on an unprecedented scale in order to pursue their activities. Natural
p.(None): persons increasingly make personal information available publicly and globally. Technology has transformed both the
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p.(None): purposes or statistical purposes. In that regard, the number of data subjects, the age of the data and any appropriate
p.(None): safeguards adopted should be taken into consideration.
p.(None): (63) A data subject should have the right of access to personal data which have been collected concerning him or her, and to
p.(None): exercise that right easily and at reasonable intervals, in order to be aware of, and verify, the lawfulness of the processing. This
p.(None): includes the right for data subjects to have access to data concerning their health, for example the data in their medical
p.(None): records containing information such as diagnoses, examination results, assessments by treating physicians and any treatment
p.(None): or interventions provided. Every data subject should therefore have the right to know and obtain communication in particular
p.(None): with regard to the purposes for which the personal data are processed, where possible the period for which the personal data
p.(None): are processed, the recipients of the personal data, the logic involved in any automatic personal data processing and, at least
p.(None): when based on profiling, the consequences of such processing. Where possible, the controller should be able to provide
p.(None): remote access to a secure system which would provide the data subject with direct access to his or her personal data. That
p.(None): right should not adversely affect the rights or freedoms of others, including trade secrets or intellectual property and in
p.(None): particular the copyright protecting the software. However, the result of those considerations should not be a refusal to provide
p.(None): all information to the data subject. Where the controller processes a large quantity of information concerning the data subject,
p.(None): the controller should be able to request that, before the information is delivered, the data subject specify the information or
p.(None): processing activities to which the request relates.
p.(None): (64) The controller should use all reasonable measures to verify the identity of a data subject who requests access, in particular in
p.(None): the context of online services and online identifiers. A controller should not retain personal data for the sole purpose of being
p.(None): able to react to potential requests.
p.(None): (65) A data subject should have the right to have personal data concerning him or her rectified and a ‘right to be forgotten’ where
p.(None): the retention of such data infringes this Regulation or Union or Member State law to which the controller is subject. In
p.(None): particular, a data subject should have the right to have his or her personal data erased and no longer processed where the
p.(None): personal data are no longer necessary in relation to the purposes for which they are collected or otherwise processed, where
p.(None): a data subject has withdrawn his or her consent or objects to the processing of personal data concerning him or her, or where
p.(None): the processing of his or her personal data does not otherwise comply with this Regulation. That right is relevant in particular
...
p.(None): the public authority or body is subject in order to reconcile public access to official documents with the right to the protection of
p.(None): personal data pursuant to this Regulation.
p.(None): Article 87
p.(None): Processing of the national identification number
p.(None): Member States may further determine the specific conditions for the processing of a national identification number or any other
p.(None): identifier of general application. In that case the national identification number or any other identifier of general application shall be
p.(None): used only under appropriate safeguards for the rights and freedoms of the data subject pursuant to this Regulation.
p.(None):
p.(None): Article 88
p.(None): Processing in the context of employment
p.(None): 1. Member States may, by law or by collective agreements, provide for more specific rules to ensure the protection of the rights
p.(None): and freedoms in respect of the processing of employees' personal data in the employment context, in particular for the purposes of
p.(None): the recruitment, the performance of the contract of employment, including discharge of obligations laid down by law or by collective
p.(None): agreements, management, planning and organisation of work, equality and diversity in the workplace, health and safety at work,
p.(None): protection of employer's or customer's property and for the purposes of the exercise and enjoyment, on an individual or collective
p.(None): basis, of rights and benefits related to employment, and for the purpose of the termination of the employment relationship.
p.(None): 2. Those rules shall include suitable and specific measures to safeguard the data subject's human dignity, legitimate interests and
p.(None): fundamental rights, with particular regard to the transparency of processing, the transfer of personal data within a group of
p.(None): undertakings, or a group of enterprises engaged in a joint economic activity and monitoring systems at the work place.
p.(None): 3. Each Member State shall notify to the Commission those provisions of its law which it adopts pursuant to paragraph 1, by 25
p.(None): May 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 89
p.(None): Safeguards and derogations relating to processing for archiving purposes in the public interest, scientific or historical
p.(None): research purposes or statistical purposes
p.(None): 1. Processing for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes, shall be
p.(None): subject to appropriate safeguards, in accordance with this Regulation, for the rights and freedoms of the data subject. Those
p.(None): safeguards shall ensure that technical and organisational measures are in place in particular in order to ensure respect for the
p.(None): principle of data minimisation. Those measures may include pseudonymisation provided that those purposes can be fulfilled in that
p.(None): manner. Where those purposes can be fulfilled by further processing which does not permit or no longer permits the identification of
p.(None): data subjects, those purposes shall be fulfilled in that manner.
...
Social / Racial Minority
Searching for indicator racial:
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p.(None): necessary and proportionate measure in a democratic society to safeguard, in particular, important objectives of general
p.(None): public interest, the controller should be allowed to further process the personal data irrespective of the compatibility of the
p.(None): purposes. In any case, the application of the principles set out in this Regulation and in particular the information of the data
p.(None): subject on those other purposes and on his or her rights including the right to object, should be ensured. Indicating possible
p.(None): criminal acts or threats to public security by the controller and transmitting the relevant personal data in individual cases or in
p.(None): several cases relating to the same criminal act or threats to public security to a competent authority should be regarded as
p.(None): being in the legitimate interest pursued by the controller. However, such transmission in the legitimate interest of the controller
p.(None): or further processing of personal data should be prohibited if the processing is not compatible with a legal, professional or
p.(None): other binding obligation of secrecy.
p.(None): (51) Personal data which are, by their nature, particularly sensitive in relation to fundamental rights and freedoms merit specific
p.(None): protection as the context of their processing could create significant risks to the fundamental rights and freedoms. Those
p.(None): personal data should include personal data revealing racial or ethnic origin, whereby the use of the term ‘racial origin’ in this
p.(None): Regulation does not imply an acceptance by the Union of theories which attempt to determine the existence of separate
p.(None): human races. The processing of photographs should not systematically be considered to be processing of special categories
p.(None): of personal data as they are covered by the definition of biometric data only when processed through a specific technical
p.(None): means allowing the unique identification or authentication of a natural person. Such personal data should not be processed,
p.(None): unless processing is allowed in specific cases set out in this Regulation, taking into account that Member States law may lay
p.(None): down specific provisions on data protection in order to adapt the application of the rules of this Regulation for compliance with
p.(None): a legal obligation or for the performance of a task carried out in the public interest or in the exercise of official authority vested
p.(None): in the controller. In addition to the specific requirements for such processing, the general principles and other rules of this
p.(None): Regulation should apply, in particular as regards the conditions for lawful processing. Derogations from the general prohibition
p.(None): for processing such special categories of personal data should be explicitly provided, inter alia, where the data subject gives
p.(None): his or her explicit consent or in respect of specific needs in particular where the processing is carried out in the course of
p.(None): legitimate activities by certain associations or foundations the purpose of which is to permit the exercise of fundamental
p.(None): freedoms.
...
p.(None): monitoring and prevention purposes conducted in accordance with the regulations, standards and recommendations of Union
p.(None): institutions or national oversight bodies and to ensure the security and reliability of a service provided by the controller, or
p.(None): necessary for the entering or performance of a contract between the data subject and a controller, or when the data subject
p.(None): has given his or her explicit consent. In any case, such processing should be subject to suitable safeguards, which should
p.(None): include specific information to the data subject and the right to obtain human intervention, to express his or her point of view,
p.(None): to obtain an explanation of the decision reached after such assessment and to challenge the decision. Such measure should
p.(None): not concern a child.
p.(None): In order to ensure fair and transparent processing in respect of the data subject, taking into account the specific
p.(None): circumstances and context in which the personal data are processed, the controller should use appropriate mathematical or
p.(None): statistical procedures for the profiling, implement technical and organisational measures appropriate to ensure, in particular,
p.(None): that factors which result in inaccuracies in personal data are corrected and the risk of errors is minimised, secure personal
p.(None): data in a manner that takes account of the potential risks involved for the interests and rights of the data subject and that
p.(None): prevents, inter alia, discriminatory effects on natural persons on the basis of racial or ethnic origin, political opinion, religion or
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
p.(None): (73) Restrictions concerning specific principles and the rights of information, access to and rectification or erasure of personal
p.(None): data, the right to data portability, the right to object, decisions based on profiling, as well as the communication of a personal
p.(None): data breach to a data subject and certain related obligations of the controllers may be imposed by Union or Member State law,
p.(None): as far as necessary and proportionate in a democratic society to safeguard public security, including the protection of human
...
p.(None): rights and freedoms of others, including social protection, public health and humanitarian purposes. Those restrictions should
p.(None): be in accordance with the requirements set out in the Charter and in the European Convention for the Protection of Human
p.(None): Rights and Fundamental Freedoms.
p.(None): (74) The responsibility and liability of the controller for any processing of personal data carried out by the controller or on the
p.(None): controller's behalf should be established. In particular, the controller should be obliged to implement appropriate and effective
p.(None): measures and be able to demonstrate the compliance of processing activities with this Regulation, including the effectiveness
p.(None): of the measures. Those measures should take into account the nature, scope, context and purposes of the processing and
p.(None): the risk to the rights and freedoms of natural persons.
p.(None): (75) The risk to the rights and freedoms of natural persons, of varying likelihood and severity, may result from personal data
p.(None): processing which could lead to physical, material or non-material damage, in particular: where the processing may give rise to
p.(None): discrimination, identity theft or fraud, financial loss, damage to the reputation, loss of confidentiality of personal data protected
p.(None): by professional secrecy, unauthorised reversal of pseudonymisation, or any other significant economic or social disadvantage;
p.(None): where data subjects might be deprived of their rights and freedoms or prevented from exercising control over their personal
p.(None): data; where personal data are processed which reveal racial or ethnic origin, political opinions, religion or philosophical
p.(None): beliefs, trade union membership, and the processing of genetic data, data concerning health or data concerning sex life or
p.(None): criminal convictions and offences or related security measures; where personal aspects are evaluated, in particular analysing
p.(None): or predicting aspects concerning performance at work, economic situation, health, personal preferences or interests, reliability
p.(None): or behaviour, location or movements, in order to create or use personal profiles; where personal data of vulnerable natural
p.(None): persons, in particular of children, are processed; or where processing involves a large amount of personal data and affects a
p.(None): large number of data subjects.
p.(None): (76) The likelihood and severity of the risk to the rights and freedoms of the data subject should be determined by reference to the
p.(None): nature, scope, context and purposes of the processing. Risk should be evaluated on the basis of an objective assessment, by
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
...
p.(None): 1. Where point (a) of Article 6(1) applies, in relation to the offer of information society services directly to a child, the processing of
p.(None): the personal data of a child shall be lawful where the child is at least 16 years old. Where the child is below the age of 16 years,
p.(None): such processing shall be lawful only if and to the extent that consent is given or authorised by the holder of parental responsibility
p.(None): over the child.
p.(None): Member States may provide by law for a lower age for those purposes provided that such lower age is not below 13 years.
p.(None): 2. The controller shall make reasonable efforts to verify in such cases that consent is given or authorised by the holder of parental
p.(None): responsibility over the child, taking into consideration available technology.
p.(None): 3. Paragraph 1 shall not affect the general contract law of Member States such as the rules on the validity, formation or effect of a
p.(None): contract in relation to a child.
p.(None):
p.(None): Article 9
p.(None): Processing of special categories of personal data
p.(None): 1. Processing of personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
p.(None): (b) processing is necessary for the purposes of carrying out the obligations and exercising specific rights of the controller or of the
p.(None): data subject in the field of employment and social security and social protection law in so far as it is authorised by Union or
p.(None): Member State law or a collective agreement pursuant to Member State law providing for appropriate safeguards for the
p.(None): fundamental rights and the interests of the data subject;
p.(None): (c) processing is necessary to protect the vital interests of the data subject or of another natural person where the data subject is
...
Social / Religion
Searching for indicator religion:
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p.(None): whatever their nationality or residence, respect their fundamental rights and freedoms, in particular their right to the protection
p.(None): of personal data. This Regulation is intended to contribute to the accomplishment of an area of freedom, security and justice
p.(None): and of an economic union, to economic and social progress, to the strengthening and the convergence of the economies
p.(None): within the internal market, and to the well-being of natural persons.
p.(None): (3) Directive 95/46/EC of the European Parliament and of the Council(4) seeks to harmonise the protection of fundamental rights
p.(None): and freedoms of natural persons in respect of processing activities and to ensure the free flow of personal data between
p.(None): Member States.
p.(None): (4) The processing of personal data should be designed to serve mankind. The right to the protection of personal data is not an
p.(None): absolute right; it must be considered in relation to its function in society and be balanced against other fundamental rights, in
p.(None): accordance with the principle of proportionality. This Regulation respects all fundamental rights and observes the freedoms
p.(None): and principles recognised in the Charter as enshrined in the Treaties, in particular the respect for private and family life, home
p.(None): and communications, the protection of personal data, freedom of thought, conscience and religion, freedom of expression and
p.(None): information, freedom to conduct a business, the right to an effective remedy and to a fair trial, and cultural, religious and
p.(None): linguistic diversity.
p.(None): (5) The economic and social integration resulting from the functioning of the internal market has led to a substantial increase in
p.(None): cross-border flows of personal data. The exchange of personal data between public and private actors, including natural
p.(None): persons, associations and undertakings across the Union has increased. National authorities in the Member States are being
p.(None): called upon by Union law to cooperate and exchange personal data so as to be able to perform their duties or carry out tasks
p.(None): on behalf of an authority in another Member State.
p.(None): (6) Rapid technological developments and globalisation have brought new challenges for the protection of personal data. The
p.(None): scale of the collection and sharing of personal data has increased significantly. Technology allows both private companies
p.(None): and public authorities to make use of personal data on an unprecedented scale in order to pursue their activities. Natural
p.(None): persons increasingly make personal information available publicly and globally. Technology has transformed both the
...
p.(None): necessary for the entering or performance of a contract between the data subject and a controller, or when the data subject
p.(None): has given his or her explicit consent. In any case, such processing should be subject to suitable safeguards, which should
p.(None): include specific information to the data subject and the right to obtain human intervention, to express his or her point of view,
p.(None): to obtain an explanation of the decision reached after such assessment and to challenge the decision. Such measure should
p.(None): not concern a child.
p.(None): In order to ensure fair and transparent processing in respect of the data subject, taking into account the specific
p.(None): circumstances and context in which the personal data are processed, the controller should use appropriate mathematical or
p.(None): statistical procedures for the profiling, implement technical and organisational measures appropriate to ensure, in particular,
p.(None): that factors which result in inaccuracies in personal data are corrected and the risk of errors is minimised, secure personal
p.(None): data in a manner that takes account of the potential risks involved for the interests and rights of the data subject and that
p.(None): prevents, inter alia, discriminatory effects on natural persons on the basis of racial or ethnic origin, political opinion, religion or
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
p.(None): (73) Restrictions concerning specific principles and the rights of information, access to and rectification or erasure of personal
p.(None): data, the right to data portability, the right to object, decisions based on profiling, as well as the communication of a personal
p.(None): data breach to a data subject and certain related obligations of the controllers may be imposed by Union or Member State law,
p.(None): as far as necessary and proportionate in a democratic society to safeguard public security, including the protection of human
p.(None): life especially in response to natural or manmade disasters, the prevention, investigation and prosecution of criminal offences
p.(None): or the execution of criminal penalties, including the safeguarding against and the prevention of threats to public security, or of
...
p.(None): Rights and Fundamental Freedoms.
p.(None): (74) The responsibility and liability of the controller for any processing of personal data carried out by the controller or on the
p.(None): controller's behalf should be established. In particular, the controller should be obliged to implement appropriate and effective
p.(None): measures and be able to demonstrate the compliance of processing activities with this Regulation, including the effectiveness
p.(None): of the measures. Those measures should take into account the nature, scope, context and purposes of the processing and
p.(None): the risk to the rights and freedoms of natural persons.
p.(None): (75) The risk to the rights and freedoms of natural persons, of varying likelihood and severity, may result from personal data
p.(None): processing which could lead to physical, material or non-material damage, in particular: where the processing may give rise to
p.(None): discrimination, identity theft or fraud, financial loss, damage to the reputation, loss of confidentiality of personal data protected
p.(None): by professional secrecy, unauthorised reversal of pseudonymisation, or any other significant economic or social disadvantage;
p.(None): where data subjects might be deprived of their rights and freedoms or prevented from exercising control over their personal
p.(None): data; where personal data are processed which reveal racial or ethnic origin, political opinions, religion or philosophical
p.(None): beliefs, trade union membership, and the processing of genetic data, data concerning health or data concerning sex life or
p.(None): criminal convictions and offences or related security measures; where personal aspects are evaluated, in particular analysing
p.(None): or predicting aspects concerning performance at work, economic situation, health, personal preferences or interests, reliability
p.(None): or behaviour, location or movements, in order to create or use personal profiles; where personal data of vulnerable natural
p.(None): persons, in particular of children, are processed; or where processing involves a large amount of personal data and affects a
p.(None): large number of data subjects.
p.(None): (76) The likelihood and severity of the risk to the rights and freedoms of the data subject should be determined by reference to the
p.(None): nature, scope, context and purposes of the processing. Risk should be evaluated on the basis of an objective assessment, by
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
p.(None): processor, especially as regards the identification of the risk related to the processing, their assessment in terms of origin,
...
Searching for indicator religious:
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p.(None): and of an economic union, to economic and social progress, to the strengthening and the convergence of the economies
p.(None): within the internal market, and to the well-being of natural persons.
p.(None): (3) Directive 95/46/EC of the European Parliament and of the Council(4) seeks to harmonise the protection of fundamental rights
p.(None): and freedoms of natural persons in respect of processing activities and to ensure the free flow of personal data between
p.(None): Member States.
p.(None): (4) The processing of personal data should be designed to serve mankind. The right to the protection of personal data is not an
p.(None): absolute right; it must be considered in relation to its function in society and be balanced against other fundamental rights, in
p.(None): accordance with the principle of proportionality. This Regulation respects all fundamental rights and observes the freedoms
p.(None): and principles recognised in the Charter as enshrined in the Treaties, in particular the respect for private and family life, home
p.(None): and communications, the protection of personal data, freedom of thought, conscience and religion, freedom of expression and
p.(None): information, freedom to conduct a business, the right to an effective remedy and to a fair trial, and cultural, religious and
p.(None): linguistic diversity.
p.(None): (5) The economic and social integration resulting from the functioning of the internal market has led to a substantial increase in
p.(None): cross-border flows of personal data. The exchange of personal data between public and private actors, including natural
p.(None): persons, associations and undertakings across the Union has increased. National authorities in the Member States are being
p.(None): called upon by Union law to cooperate and exchange personal data so as to be able to perform their duties or carry out tasks
p.(None): on behalf of an authority in another Member State.
p.(None): (6) Rapid technological developments and globalisation have brought new challenges for the protection of personal data. The
p.(None): scale of the collection and sharing of personal data has increased significantly. Technology allows both private companies
p.(None): and public authorities to make use of personal data on an unprecedented scale in order to pursue their activities. Natural
p.(None): persons increasingly make personal information available publicly and globally. Technology has transformed both the
p.(None): economy and social life, and should further facilitate the free flow of personal data within the Union and the transfer to third
p.(None): countries and international organisations, while ensuring a high level of the protection of personal data.
...
p.(None): concerning health. However, this should not hamper the free flow of personal data within the Union when those conditions
p.(None): apply to cross-border processing of such data.
p.(None): (54) The processing of special categories of personal data may be necessary for reasons of public interest in the areas of public
p.(None): health without consent of the data subject. Such processing should be subject to suitable and specific measures so as to
p.(None): protect the rights and freedoms of natural persons. In that context, ‘public health’ should be interpreted as defined in
p.(None): Regulation (EC) No 1338/2008 of the European Parliament and of the Council (11), namely all elements related to health,
p.(None): namely health status, including morbidity and disability, the determinants having an effect on that health status, health care
p.(None): needs, resources allocated to health care, the provision of, and universal access to, health care as well as health care
p.(None): expenditure and financing, and the causes of mortality. Such processing of data concerning health for reasons of public
p.(None): interest should not result in personal data being processed for other purposes by third parties such as employers or insurance
p.(None): and banking companies.
p.(None): (55) Moreover, the processing of personal data by official authorities for the purpose of achieving the aims, laid down by
p.(None): constitutional law or by international public law, of officially recognised religious associations, is carried out on grounds of
p.(None): public interest.
p.(None): (56) Where in the course of electoral activities, the operation of the democratic system in a Member State requires that political
p.(None): parties compile personal data on people's political opinions, the processing of such data may be permitted for reasons of
p.(None): public interest, provided that appropriate safeguards are established.
p.(None): (57) If the personal data processed by a controller do not permit the controller to identify a natural person, the data controller
p.(None): should not be obliged to acquire additional information in order to identify the data subject for the sole purpose of complying
p.(None): with any provision of this Regulation. However, the controller should not refuse to take additional information provided by the
p.(None): data subject in order to support the exercise of his or her rights. Identification should include the digital identification of a data
p.(None): subject, for example through authentication mechanism such as the same credentials, used by the data subject to log-in to the
p.(None): on-line service offered by the data controller.
p.(None): (58) The principle of transparency requires that any information addressed to the public or to the data subject be concise, easily
p.(None): accessible and easy to understand, and that clear and plain language and, additionally, where appropriate, visualisation be
p.(None): used. Such information could be provided in electronic form, for example, when addressed to the public, through a website.
p.(None): This is of particular relevance in situations where the proliferation of actors and the technological complexity of practice make
...
p.(None): result of processing for statistical purposes is not personal data, but aggregate data, and that this result or the personal data
p.(None): are not used in support of measures or decisions regarding any particular natural person.
p.(None): (163)The confidential information which the Union and national statistical authorities collect for the production of official European
p.(None): and official national statistics should be protected. European statistics should be developed, produced and disseminated in
p.(None): accordance with the statistical principles as set out in Article 338(2) TFEU, while national statistics should also comply with
p.(None): Member State law. Regulation (EC) No 223/2009 of the European Parliament and of the Council (16) provides further
p.(None): specifications on statistical confidentiality for European statistics.
p.(None): (164)As regards the powers of the supervisory authorities to obtain from the controller or processor access to personal data and
p.(None): access to their premises, Member States may adopt by law, within the limits of this Regulation, specific rules in order to
p.(None): safeguard the professional or other equivalent secrecy obligations, in so far as necessary to reconcile the right to the
p.(None): protection of personal data with an obligation of professional secrecy. This is without prejudice to existing Member State
p.(None): obligations to adopt rules on professional secrecy where required by Union law.
p.(None): (165)This Regulation respects and does not prejudice the status under existing constitutional law of churches and religious
p.(None): associations or communities in the Member States, as recognised in Article 17 TFEU.
p.(None): (166)In order to fulfil the objectives of this Regulation, namely to protect the fundamental rights and freedoms of natural persons
p.(None): and in particular their right to the protection of personal data and to ensure the free movement of personal data within the
p.(None): Union, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission. In particular,
p.(None): delegated acts should be adopted in respect of criteria and requirements for certification mechanisms, information to be
p.(None): presented by standardised icons and procedures for providing such icons. It is of particular importance that the Commission
p.(None): carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing
p.(None): and drawing-up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to
p.(None): the European Parliament and to the Council.
p.(None): (167)In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on
p.(None): the Commission when provided for by this Regulation. Those powers should be exercised in accordance with Regulation (EU)
p.(None): No 182/2011. In that context, the Commission should consider specific measures for micro, small and medium-sized
p.(None): enterprises.
p.(None): (168)The examination procedure should be used for the adoption of implementing acts on standard contractual clauses between
p.(None): controllers and processors and between processors; codes of conduct; technical standards and mechanisms for certification;
...
p.(None): the personal data of a child shall be lawful where the child is at least 16 years old. Where the child is below the age of 16 years,
p.(None): such processing shall be lawful only if and to the extent that consent is given or authorised by the holder of parental responsibility
p.(None): over the child.
p.(None): Member States may provide by law for a lower age for those purposes provided that such lower age is not below 13 years.
p.(None): 2. The controller shall make reasonable efforts to verify in such cases that consent is given or authorised by the holder of parental
p.(None): responsibility over the child, taking into consideration available technology.
p.(None): 3. Paragraph 1 shall not affect the general contract law of Member States such as the rules on the validity, formation or effect of a
p.(None): contract in relation to a child.
p.(None):
p.(None): Article 9
p.(None): Processing of special categories of personal data
p.(None): 1. Processing of personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
p.(None): (b) processing is necessary for the purposes of carrying out the obligations and exercising specific rights of the controller or of the
p.(None): data subject in the field of employment and social security and social protection law in so far as it is authorised by Union or
p.(None): Member State law or a collective agreement pursuant to Member State law providing for appropriate safeguards for the
p.(None): fundamental rights and the interests of the data subject;
p.(None): (c) processing is necessary to protect the vital interests of the data subject or of another natural person where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (d) processing is carried out in the course of its legitimate activities with appropriate safeguards by a foundation, association or
p.(None): any other not-for-profit body with a political, philosophical, religious or trade union aim and on condition that the processing
p.(None): relates solely to the members or to former members of the body or to persons who have regular contact with it in connection
p.(None): with its purposes and that the personal data are not disclosed outside that body without the consent of the data subjects;
p.(None): (e) processing relates to personal data which are manifestly made public by the data subject;
p.(None): (f) processing is necessary for the establishment, exercise or defence of legal claims or whenever courts are acting in their
p.(None): judicial capacity;
p.(None): (g) processing is necessary for reasons of substantial public interest, on the basis of Union or Member State law which shall be
p.(None): proportionate to the aim pursued, respect the essence of the right to data protection and provide for suitable and specific
p.(None): measures to safeguard the fundamental rights and the interests of the data subject;
p.(None): (h) processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity
p.(None): of the employee, medical diagnosis, the provision of health or social care or treatment or the management of health or social
p.(None): care systems and services on the basis of Union or Member State law or pursuant to contract with a health professional and
p.(None): subject to the conditions and safeguards referred to in paragraph 3;
...
p.(None): derogations from the rights referred to in Articles 15, 16, 18, 19, 20 and 21 subject to the conditions and safeguards referred to in
p.(None): paragraph 1 of this Article in so far as such rights are likely to render impossible or seriously impair the achievement of the specific
p.(None): purposes, and such derogations are necessary for the fulfilment of those purposes.
p.(None): 4. Where processing referred to in paragraphs 2 and 3 serves at the same time another purpose, the derogations shall apply only
p.(None): to processing for the purposes referred to in those paragraphs.
p.(None):
p.(None): Article 90
p.(None): Obligations of secrecy
p.(None): 1. Member States may adopt specific rules to set out the powers of the supervisory authorities laid down in points (e) and (f) of
p.(None): Article 58(1) in relation to controllers or processors that are subject, under Union or Member State law or rules established by
p.(None): national competent bodies, to an obligation of professional secrecy or other equivalent obligations of secrecy where this is
p.(None): necessary and proportionate to reconcile the right of the protection of personal data with the obligation of secrecy. Those rules
p.(None): shall apply only with regard to personal data which the controller or processor has received as a result of or has obtained in an
p.(None): activity covered by that obligation of secrecy.
p.(None): 2. Each Member State shall notify to the Commission the rules adopted pursuant to paragraph 1, by 25 May 2018 and, without
p.(None): delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 91
p.(None): Existing data protection rules of churches and religious associations
p.(None): 1. Where in a Member State, churches and religious associations or communities apply, at the time of entry into force of this
p.(None): Regulation, comprehensive rules relating to the protection of natural persons with regard to processing, such rules may continue to
p.(None): apply, provided that they are brought into line with this Regulation.
p.(None): 2. Churches and religious associations which apply comprehensive rules in accordance with paragraph 1 of this Article shall be
p.(None): subject to the supervision of an independent supervisory authority, which may be specific, provided that it fulfils the conditions laid
p.(None): down in Chapter VI of this Regulation.
p.(None): CHAPTER X
p.(None): Delegated acts and implementing acts
p.(None):
p.(None): Article 92
p.(None): Exercise of the delegation
p.(None): 1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
p.(None): 2. The delegation of power referred to in Article 12(8) and Article 43(8) shall be conferred on the Commission for an indeterminate
p.(None): period of time from 24 May 2016.
p.(None): 3. The delegation of power referred to in Article 12(8) and Article 43(8) may be revoked at any time by the European Parliament or
p.(None): by the Council. A decision of revocation shall put an end to the delegation of power specified in that decision. It shall take effect the
p.(None): day following that of its publication in the Official Journal of the European Union or at a later date specified therein. It shall not affect
p.(None): the validity of any delegated acts already in force.
p.(None): 4. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the
p.(None): Council.
p.(None): 5. A delegated act adopted pursuant to Article 12(8) and Article 43(8) shall enter into force only if no objection has been expressed
p.(None): by either the European Parliament or the Council within a period of three months of notification of that act to the European
p.(None): Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the
...
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p.(None): Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of
p.(None): personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (Text with EEA relevance)
p.(None): OJ L 119, 4.5.2016, p. 1–88 (BG, ES, CS, DA, DE, ET, EL, EN, FR, GA, HR, IT, LV, LT, HU, MT, NL, PL, PT, RO, SK, SL, FI, SV)
p.(None): In force: This act has been changed. Latest consolidated version: 04/05/2016
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p.(None): 4.5.2016 EN Official Journal of the European Union L 119/1
p.(None):
p.(None):
p.(None): REGULATION (EU) 2016/679 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
p.(None):
p.(None): of 27 April 2016
p.(None):
p.(None): on the protection of natural persons with regard to the processing of personal data and on the free movement of such
p.(None): data, and repealing Directive 95/46/EC (General Data Protection Regulation)
p.(None):
p.(None): (Text with EEA relevance)
p.(None): THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
p.(None): Having regard to the Treaty on the Functioning of the European Union, and in particular Article 16 thereof,
p.(None): Having regard to the proposal from the European Commission,
p.(None): After transmission of the draft legislative act to the national parliaments,
p.(None):
p.(None): Having regard to the opinion of the European Economic and Social Committee(1),
p.(None):
p.(None): Having regard to the opinion of the Committee of the Regions(2),
p.(None):
p.(None): Acting in accordance with the ordinary legislative procedure(3),
p.(None): Whereas:
p.(None): (1) The protection of natural persons in relation to the processing of personal data is a fundamental right. Article 8(1) of the
p.(None): Charter of Fundamental Rights of the European Union (the ‘Charter’) and Article 16(1) of the Treaty on the Functioning of the
p.(None): European Union (TFEU) provide that everyone has the right to the protection of personal data concerning him or her.
p.(None): (2) The principles of, and rules on the protection of natural persons with regard to the processing of their personal data should,
p.(None): whatever their nationality or residence, respect their fundamental rights and freedoms, in particular their right to the protection
p.(None): of personal data. This Regulation is intended to contribute to the accomplishment of an area of freedom, security and justice
p.(None): and of an economic union, to economic and social progress, to the strengthening and the convergence of the economies
p.(None): within the internal market, and to the well-being of natural persons.
p.(None): (3) Directive 95/46/EC of the European Parliament and of the Council(4) seeks to harmonise the protection of fundamental rights
p.(None): and freedoms of natural persons in respect of processing activities and to ensure the free flow of personal data between
p.(None): Member States.
p.(None): (4) The processing of personal data should be designed to serve mankind. The right to the protection of personal data is not an
p.(None): absolute right; it must be considered in relation to its function in society and be balanced against other fundamental rights, in
p.(None): accordance with the principle of proportionality. This Regulation respects all fundamental rights and observes the freedoms
p.(None): and principles recognised in the Charter as enshrined in the Treaties, in particular the respect for private and family life, home
p.(None): and communications, the protection of personal data, freedom of thought, conscience and religion, freedom of expression and
p.(None): information, freedom to conduct a business, the right to an effective remedy and to a fair trial, and cultural, religious and
p.(None): linguistic diversity.
p.(None): (5) The economic and social integration resulting from the functioning of the internal market has led to a substantial increase in
p.(None): cross-border flows of personal data. The exchange of personal data between public and private actors, including natural
p.(None): persons, associations and undertakings across the Union has increased. National authorities in the Member States are being
p.(None): called upon by Union law to cooperate and exchange personal data so as to be able to perform their duties or carry out tasks
p.(None): on behalf of an authority in another Member State.
p.(None): (6) Rapid technological developments and globalisation have brought new challenges for the protection of personal data. The
p.(None): scale of the collection and sharing of personal data has increased significantly. Technology allows both private companies
p.(None): and public authorities to make use of personal data on an unprecedented scale in order to pursue their activities. Natural
p.(None): persons increasingly make personal information available publicly and globally. Technology has transformed both the
p.(None): economy and social life, and should further facilitate the free flow of personal data within the Union and the transfer to third
p.(None): countries and international organisations, while ensuring a high level of the protection of personal data.
p.(None): (7) Those developments require a strong and more coherent data protection framework in the Union, backed by strong
p.(None): enforcement, given the importance of creating the trust that will allow the digital economy to develop across the internal
p.(None): market. Natural persons should have control of their own personal data. Legal and practical certainty for natural persons,
p.(None): economic operators and public authorities should be enhanced.
p.(None): (8) Where this Regulation provides for specifications or restrictions of its rules by Member State law, Member States may, as far
p.(None): as necessary for coherence and for making the national provisions comprehensible to the persons to whom they apply,
p.(None): incorporate elements of this Regulation into their national law.
p.(None): (9) The objectives and principles of Directive 95/46/EC remain sound, but it has not prevented fragmentation in the
p.(None): implementation of data protection across the Union, legal uncertainty or a widespread public perception that there are
p.(None): significant risks to the protection of natural persons, in particular with regard to online activity. Differences in the level of
p.(None): protection of the rights and freedoms of natural persons, in particular the right to the protection of personal data, with regard
p.(None): to the processing of personal data in the Member States may prevent the free flow of personal data throughout the Union.
p.(None): Those differences may therefore constitute an obstacle to the pursuit of economic activities at the level of the Union, distort
p.(None): competition and impede authorities in the discharge of their responsibilities under Union law. Such a difference in levels of
p.(None): protection is due to the existence of differences in the implementation and application of Directive 95/46/EC.
p.(None): (10) In order to ensure a consistent and high level of protection of natural persons and to remove the obstacles to flows of personal
p.(None): data within the Union, the level of protection of the rights and freedoms of natural persons with regard to the processing of
p.(None): such data should be equivalent in all Member States. Consistent and homogenous application of the rules for the protection of
p.(None): the fundamental rights and freedoms of natural persons with regard to the processing of personal data should be ensured
p.(None): throughout the Union. Regarding the processing of personal data for compliance with a legal obligation, for the performance of
p.(None): a task carried out in the public interest or in the exercise of official authority vested in the controller, Member States should be
p.(None): allowed to maintain or introduce national provisions to further specify the application of the rules of this Regulation. In
p.(None): conjunction with the general and horizontal law on data protection implementing Directive 95/46/EC, Member States have
p.(None): several sector-specific laws in areas that need more specific provisions. This Regulation also provides a margin of manoeuvre
p.(None): for Member States to specify its rules, including for the processing of special categories of personal data (‘sensitive data’). To
p.(None): that extent, this Regulation does not exclude Member State law that sets out the circumstances for specific processing
p.(None): situations, including determining more precisely the conditions under which the processing of personal data is lawful.
p.(None): (11) Effective protection of personal data throughout the Union requires the strengthening and setting out in detail of the rights of
p.(None): data subjects and the obligations of those who process and determine the processing of personal data, as well as equivalent
p.(None): powers for monitoring and ensuring compliance with the rules for the protection of personal data and equivalent sanctions for
p.(None): infringements in the Member States.
p.(None): (12) Article 16(2) TFEU mandates the European Parliament and the Council to lay down the rules relating to the protection of
p.(None): natural persons with regard to the processing of personal data and the rules relating to the free movement of personal data.
p.(None): (13) In order to ensure a consistent level of protection for natural persons throughout the Union and to prevent divergences
p.(None): hampering the free movement of personal data within the internal market, a Regulation is necessary to provide legal certainty
p.(None): and transparency for economic operators, including micro, small and medium-sized enterprises, and to provide natural
p.(None): persons in all Member States with the same level of legally enforceable rights and obligations and responsibilities for
p.(None): controllers and processors, to ensure consistent monitoring of the processing of personal data, and equivalent sanctions in all
p.(None): Member States as well as effective cooperation between the supervisory authorities of different Member States. The proper
p.(None): functioning of the internal market requires that the free movement of personal data within the Union is not restricted or
p.(None): prohibited for reasons connected with the protection of natural persons with regard to the processing of personal data. To take
p.(None): account of the specific situation of micro, small and medium-sized enterprises, this Regulation includes a derogation for
p.(None): organisations with fewer than 250 employees with regard to record-keeping. In addition, the Union institutions and bodies, and
p.(None): Member States and their supervisory authorities, are encouraged to take account of the specific needs of micro, small and
p.(None): medium-sized enterprises in the application of this Regulation. The notion of micro, small and medium-sized enterprises
p.(None): should draw from Article 2 of the Annex to Commission Recommendation 2003/361/EC (5).
p.(None): (14) The protection afforded by this Regulation should apply to natural persons, whatever their nationality or place of residence, in
p.(None): relation to the processing of their personal data. This Regulation does not cover the processing of personal data which
p.(None): concerns legal persons and in particular undertakings established as legal persons, including the name and the form of the
p.(None): legal person and the contact details of the legal person.
p.(None): (15) In order to prevent creating a serious risk of circumvention, the protection of natural persons should be technologically neutral
p.(None): and should not depend on the techniques used. The protection of natural persons should apply to the processing of personal
p.(None): data by automated means, as well as to manual processing, if the personal data are contained or are intended to be
p.(None): contained in a filing system. Files or sets of files, as well as their cover pages, which are not structured according to specific
p.(None): criteria should not fall within the scope of this Regulation.
p.(None): (16) This Regulation does not apply to issues of protection of fundamental rights and freedoms or the free flow of personal data
p.(None): related to activities which fall outside the scope of Union law, such as activities concerning national security. This Regulation
p.(None): does not apply to the processing of personal data by the Member States when carrying out activities in relation to the
p.(None): common foreign and security policy of the Union.
p.(None): (17) Regulation (EC) No 45/2001 of the European Parliament and of the Council(6) applies to the processing of personal data by
p.(None): the Union institutions, bodies, offices and agencies. Regulation (EC) No 45/2001 and other Union legal acts applicable to such
p.(None): processing of personal data should be adapted to the principles and rules established in this Regulation and applied in the
p.(None): light of this Regulation. In order to provide a strong and coherent data protection framework in the Union, the necessary
p.(None): adaptations of Regulation (EC) No 45/2001 should follow after the adoption of this Regulation, in order to allow application at
p.(None): the same time as this Regulation.
p.(None): (18) This Regulation does not apply to the processing of personal data by a natural person in the course of a purely personal or
p.(None): household activity and thus with no connection to a professional or commercial activity. Personal or household activities could
p.(None): include correspondence and the holding of addresses, or social networking and online activity undertaken within the context of
p.(None): such activities. However, this Regulation applies to controllers or processors which provide the means for processing personal
p.(None): data for such personal or household activities.
p.(None): (19) The protection of natural persons with regard to the processing of personal data by competent authorities for the purposes of
p.(None): the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, including the
p.(None): safeguarding against and the prevention of threats to public security and the free movement of such data, is the subject of a
p.(None): specific Union legal act. This Regulation should not, therefore, apply to processing activities for those purposes. However,
p.(None): personal data processed by public authorities under this Regulation should, when used for those purposes, be governed by a
p.(None): more specific Union legal act, namely Directive (EU) 2016/680 of the European Parliament and of the Council (7).
p.(None): Member States may entrust competent authorities within the meaning of Directive (EU) 2016/680 with tasks which are not
p.(None): necessarily carried out for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the
p.(None): execution of criminal penalties, including the safeguarding against and prevention of threats to public security, so that the
p.(None): processing of personal data for those other purposes, in so far as it is within the scope of Union law, falls within the scope of
p.(None): this Regulation.
p.(None): With regard to the processing of personal data by those competent authorities for purposes falling within scope of this
p.(None): Regulation, Member States should be able to maintain or introduce more specific provisions to adapt the application of the
p.(None): rules of this Regulation. Such provisions may determine more precisely specific requirements for the processing of personal
p.(None): data by those competent authorities for those other purposes, taking into account the constitutional, organisational and
p.(None): administrative structure of the respective Member State. When the processing of personal data by private bodies falls within
p.(None): the scope of this Regulation, this Regulation should provide for the possibility for Member States under specific conditions to
p.(None): restrict by law certain obligations and rights when such a restriction constitutes a necessary and proportionate measure in a
p.(None): democratic society to safeguard specific important interests including public security and the prevention, investigation,
p.(None): detection or prosecution of criminal offences or the execution of criminal penalties, including the safeguarding against and the
p.(None): prevention of threats to public security. This is relevant for instance in the framework of anti-money laundering or the activities
p.(None): of forensic laboratories.
p.(None): (20) While this Regulation applies, inter alia, to the activities of courts and other judicial authorities, Union or Member State law
p.(None): could specify the processing operations and processing procedures in relation to the processing of personal data by courts
p.(None): and other judicial authorities. The competence of the supervisory authorities should not cover the processing of personal data
p.(None): when courts are acting in their judicial capacity, in order to safeguard the independence of the judiciary in the performance of
p.(None): its judicial tasks, including decision-making. It should be possible to entrust supervision of such data processing operations to
p.(None): specific bodies within the judicial system of the Member State, which should, in particular ensure compliance with the rules of
p.(None): this Regulation, enhance awareness among members of the judiciary of their obligations under this Regulation and handle
p.(None): complaints in relation to such data processing operations.
p.(None): (21) This Regulation is without prejudice to the application of Directive 2000/31/EC of the European Parliament and of the
p.(None): Council (8), in particular of the liability rules of intermediary service providers in Articles 12 to 15 of that Directive. That
p.(None): Directive seeks to contribute to the proper functioning of the internal market by ensuring the free movement of information
p.(None): society services between Member States.
p.(None): (22) Any processing of personal data in the context of the activities of an establishment of a controller or a processor in the Union
p.(None): should be carried out in accordance with this Regulation, regardless of whether the processing itself takes place within the
p.(None): Union. Establishment implies the effective and real exercise of activity through stable arrangements. The legal form of such
p.(None): arrangements, whether through a branch or a subsidiary with a legal personality, is not the determining factor in that respect.
p.(None): (23) In order to ensure that natural persons are not deprived of the protection to which they are entitled under this Regulation, the
p.(None): processing of personal data of data subjects who are in the Union by a controller or a processor not established in the Union
p.(None): should be subject to this Regulation where the processing activities are related to offering goods or services to such data
p.(None): subjects irrespective of whether connected to a payment. In order to determine whether such a controller or processor is
p.(None): offering goods or services to data subjects who are in the Union, it should be ascertained whether it is apparent that the
p.(None): controller or processor envisages offering services to data subjects in one or more Member States in the Union. Whereas the
p.(None): mere accessibility of the controller's, processor's or an intermediary's website in the Union, of an email address or of other
p.(None): contact details, or the use of a language generally used in the third country where the controller is established, is insufficient
p.(None): to ascertain such intention, factors such as the use of a language or a currency generally used in one or more Member States
p.(None): with the possibility of ordering goods and services in that other language, or the mentioning of customers or users who are in
p.(None): the Union, may make it apparent that the controller envisages offering goods or services to data subjects in the Union.
p.(None): (24) The processing of personal data of data subjects who are in the Union by a controller or processor not established in the
p.(None): Union should also be subject to this Regulation when it is related to the monitoring of the behaviour of such data subjects in
p.(None): so far as their behaviour takes place within the Union. In order to determine whether a processing activity can be considered
p.(None): to monitor the behaviour of data subjects, it should be ascertained whether natural persons are tracked on the internet
p.(None): including potential subsequent use of personal data processing techniques which consist of profiling a natural person,
p.(None): particularly in order to take decisions concerning her or him or for analysing or predicting her or his personal preferences,
p.(None): behaviours and attitudes.
p.(None): (25) Where Member State law applies by virtue of public international law, this Regulation should also apply to a controller not
p.(None): established in the Union, such as in a Member State's diplomatic mission or consular post.
p.(None): (26) The principles of data protection should apply to any information concerning an identified or identifiable natural person.
p.(None): Personal data which have undergone pseudonymisation, which could be attributed to a natural person by the use of additional
p.(None): information should be considered to be information on an identifiable natural person. To determine whether a natural person is
p.(None): identifiable, account should be taken of all the means reasonably likely to be used, such as singling out, either by the
p.(None): controller or by another person to identify the natural person directly or indirectly. To ascertain whether means are reasonably
p.(None): likely to be used to identify the natural person, account should be taken of all objective factors, such as the costs of and the
p.(None): amount of time required for identification, taking into consideration the available technology at the time of the processing and
p.(None): technological developments. The principles of data protection should therefore not apply to anonymous information, namely
p.(None): information which does not relate to an identified or identifiable natural person or to personal data rendered anonymous in
p.(None): such a manner that the data subject is not or no longer identifiable. This Regulation does not therefore concern the processing
p.(None): of such anonymous information, including for statistical or research purposes.
p.(None): (27) This Regulation does not apply to the personal data of deceased persons. Member States may provide for rules regarding the
p.(None): processing of personal data of deceased persons.
p.(None): (28) The application of pseudonymisation to personal data can reduce the risks to the data subjects concerned and help
...
p.(None): Regulation is not intended to preclude any other measures of data protection.
p.(None): (29) In order to create incentives to apply pseudonymisation when processing personal data, measures of pseudonymisation
p.(None): should, whilst allowing general analysis, be possible within the same controller when that controller has taken technical and
p.(None): organisational measures necessary to ensure, for the processing concerned, that this Regulation is implemented, and that
p.(None): additional information for attributing the personal data to a specific data subject is kept separately. The controller processing
p.(None): the personal data should indicate the authorised persons within the same controller.
p.(None): (30) Natural persons may be associated with online identifiers provided by their devices, applications, tools and protocols, such as
p.(None): internet protocol addresses, cookie identifiers or other identifiers such as radio frequency identification tags. This may leave
p.(None): traces which, in particular when combined with unique identifiers and other information received by the servers, may be used
p.(None): to create profiles of the natural persons and identify them.
p.(None): (31) Public authorities to which personal data are disclosed in accordance with a legal obligation for the exercise of their official
p.(None): mission, such as tax and customs authorities, financial investigation units, independent administrative authorities, or financial
p.(None): market authorities responsible for the regulation and supervision of securities markets should not be regarded as recipients if
p.(None): they receive personal data which are necessary to carry out a particular inquiry in the general interest, in accordance with
p.(None): Union or Member State law. The requests for disclosure sent by the public authorities should always be in writing, reasoned
p.(None): and occasional and should not concern the entirety of a filing system or lead to the interconnection of filing systems. The
p.(None): processing of personal data by those public authorities should comply with the applicable data-protection rules according to
p.(None): the purposes of the processing.
p.(None): (32) Consent should be given by a clear affirmative act establishing a freely given, specific, informed and unambiguous indication
p.(None): of the data subject's agreement to the processing of personal data relating to him or her, such as by a written statement,
p.(None): including by electronic means, or an oral statement. This could include ticking a box when visiting an internet website,
p.(None): choosing technical settings for information society services or another statement or conduct which clearly indicates in this
p.(None): context the data subject's acceptance of the proposed processing of his or her personal data. Silence, pre-ticked boxes or
p.(None): inactivity should not therefore constitute consent. Consent should cover all processing activities carried out for the same
p.(None): purpose or purposes. When the processing has multiple purposes, consent should be given for all of them. If the data
p.(None): subject's consent is to be given following a request by electronic means, the request must be clear, concise and not
p.(None): unnecessarily disruptive to the use of the service for which it is provided.
...
p.(None): (34) Genetic data should be defined as personal data relating to the inherited or acquired genetic characteristics of a natural
p.(None): person which result from the analysis of a biological sample from the natural person in question, in particular chromosomal,
p.(None): deoxyribonucleic acid (DNA) or ribonucleic acid (RNA) analysis, or from the analysis of another element enabling equivalent
p.(None): information to be obtained.
p.(None): (35) Personal data concerning health should include all data pertaining to the health status of a data subject which reveal
p.(None): information relating to the past, current or future physical or mental health status of the data subject. This includes information
p.(None): about the natural person collected in the course of the registration for, or the provision of, health care services as referred to in
p.(None): Directive 2011/24/EU of the European Parliament and of the Council (9) to that natural person; a number, symbol or particular
p.(None): assigned to a natural person to uniquely identify the natural person for health purposes; information derived from the testing or
p.(None): examination of a body part or bodily substance, including from genetic data and biological samples; and any information on,
p.(None): for example, a disease, disability, disease risk, medical history, clinical treatment or the physiological or biomedical state of
p.(None): the data subject independent of its source, for example from a physician or other health professional, a hospital, a medical
p.(None): device or an in vitro diagnostic test.
p.(None): (36) The main establishment of a controller in the Union should be the place of its central administration in the Union, unless the
p.(None): decisions on the purposes and means of the processing of personal data are taken in another establishment of the controller
p.(None): in the Union, in which case that other establishment should be considered to be the main establishment. The main
p.(None): establishment of a controller in the Union should be determined according to objective criteria and should imply the effective
p.(None): and real exercise of management activities determining the main decisions as to the purposes and means of processing
p.(None): through stable arrangements. That criterion should not depend on whether the processing of personal data is carried out at
p.(None): that location. The presence and use of technical means and technologies for processing personal data or processing activities
p.(None): do not, in themselves, constitute a main establishment and are therefore not determining criteria for a main establishment. The
p.(None): main establishment of the processor should be the place of its central administration in the Union or, if it has no central
p.(None): administration in the Union, the place where the main processing activities take place in the Union. In cases involving both the
p.(None): controller and the processor, the competent lead supervisory authority should remain the supervisory authority of the Member
p.(None): State where the controller has its main establishment, but the supervisory authority of the processor should be considered to
p.(None): be a supervisory authority concerned and that supervisory authority should participate in the cooperation procedure provided
p.(None): for by this Regulation. In any case, the supervisory authorities of the Member State or Member States where the processor
p.(None): has one or more establishments should not be considered to be supervisory authorities concerned where the draft decision
p.(None): concerns only the controller. Where the processing is carried out by a group of undertakings, the main establishment of the
p.(None): controlling undertaking should be considered to be the main establishment of the group of undertakings, except where the
p.(None): purposes and means of processing are determined by another undertaking.
p.(None): (37) A group of undertakings should cover a controlling undertaking and its controlled undertakings, whereby the controlling
p.(None): undertaking should be the undertaking which can exert a dominant influence over the other undertakings by virtue, for
p.(None): example, of ownership, financial participation or the rules which govern it or the power to have personal data protection rules
p.(None): implemented. An undertaking which controls the processing of personal data in undertakings affiliated to it should be
...
p.(None): obtain confirmation and communication of personal data concerning them which are being processed. Natural persons should
p.(None): be made aware of risks, rules, safeguards and rights in relation to the processing of personal data and how to exercise their
p.(None): rights in relation to such processing. In particular, the specific purposes for which personal data are processed should be
p.(None): explicit and legitimate and determined at the time of the collection of the personal data. The personal data should be
p.(None): adequate, relevant and limited to what is necessary for the purposes for which they are processed. This requires, in particular,
p.(None): ensuring that the period for which the personal data are stored is limited to a strict minimum. Personal data should be
p.(None): processed only if the purpose of the processing could not reasonably be fulfilled by other means. In order to ensure that the
p.(None): personal data are not kept longer than necessary, time limits should be established by the controller for erasure or for a
p.(None): periodic review. Every reasonable step should be taken to ensure that personal data which are inaccurate are rectified or
p.(None): deleted. Personal data should be processed in a manner that ensures appropriate security and confidentiality of the personal
p.(None): data, including for preventing unauthorised access to or use of personal data and the equipment used for the processing.
p.(None): (40) In order for processing to be lawful, personal data should be processed on the basis of the consent of the data subject
p.(None): concerned or some other legitimate basis, laid down by law, either in this Regulation or in other Union or Member State law as
p.(None): referred to in this Regulation, including the necessity for compliance with the legal obligation to which the controller is subject
p.(None): or the necessity for the performance of a contract to which the data subject is party or in order to take steps at the request of
p.(None): the data subject prior to entering into a contract.
p.(None): (41) Where this Regulation refers to a legal basis or a legislative measure, this does not necessarily require a legislative act
p.(None): adopted by a parliament, without prejudice to requirements pursuant to the constitutional order of the Member State
p.(None): concerned. However, such a legal basis or legislative measure should be clear and precise and its application should be
p.(None): foreseeable to persons subject to it, in accordance with the case-law of the Court of Justice of the European Union (the ‘Court
p.(None): of Justice’) and the European Court of Human Rights.
p.(None): (42) Where processing is based on the data subject's consent, the controller should be able to demonstrate that the data subject
p.(None): has given consent to the processing operation. In particular in the context of a written declaration on another matter,
p.(None): safeguards should ensure that the data subject is aware of the fact that and the extent to which consent is given. In
p.(None): accordance with Council Directive 93/13/EEC (10) a declaration of consent pre-formulated by the controller should be provided
p.(None): in an intelligible and easily accessible form, using clear and plain language and it should not contain unfair terms. For consent
p.(None): to be informed, the data subject should be aware at least of the identity of the controller and the purposes of the processing
p.(None): for which the personal data are intended. Consent should not be regarded as freely given if the data subject has no genuine
p.(None): or free choice or is unable to refuse or withdraw consent without detriment.
p.(None): (43) In order to ensure that consent is freely given, consent should not provide a valid legal ground for the processing of personal
p.(None): data in a specific case where there is a clear imbalance between the data subject and the controller, in particular where the
p.(None): controller is a public authority and it is therefore unlikely that consent was freely given in all the circumstances of that specific
p.(None): situation. Consent is presumed not to be freely given if it does not allow separate consent to be given to different personal
p.(None): data processing operations despite it being appropriate in the individual case, or if the performance of a contract, including the
p.(None): provision of a service, is dependent on the consent despite such consent not being necessary for such performance.
p.(None): (44) Processing should be lawful where it is necessary in the context of a contract or the intention to enter into a contract.
p.(None): (45) Where processing is carried out in accordance with a legal obligation to which the controller is subject or where processing is
p.(None): necessary for the performance of a task carried out in the public interest or in the exercise of official authority, the processing
p.(None): should have a basis in Union or Member State law. This Regulation does not require a specific law for each individual
p.(None): processing. A law as a basis for several processing operations based on a legal obligation to which the controller is subject or
p.(None): where processing is necessary for the performance of a task carried out in the public interest or in the exercise of an official
p.(None): authority may be sufficient. It should also be for Union or Member State law to determine the purpose of processing.
p.(None): Furthermore, that law could specify the general conditions of this Regulation governing the lawfulness of personal data
p.(None): processing, establish specifications for determining the controller, the type of personal data which are subject to the
p.(None): processing, the data subjects concerned, the entities to which the personal data may be disclosed, the purpose limitations,
p.(None): the storage period and other measures to ensure lawful and fair processing. It should also be for Union or Member State law
p.(None): to determine whether the controller performing a task carried out in the public interest or in the exercise of official authority
p.(None): should be a public authority or another natural or legal person governed by public law, or, where it is in the public interest to do
p.(None): so, including for health purposes such as public health and social protection and the management of health care services, by
p.(None): private law, such as a professional association.
p.(None): (46) The processing of personal data should also be regarded to be lawful where it is necessary to protect an interest which is
p.(None): essential for the life of the data subject or that of another natural person. Processing of personal data based on the vital
p.(None): interest of another natural person should in principle take place only where the processing cannot be manifestly based on
p.(None): another legal basis. Some types of processing may serve both important grounds of public interest and the vital interests of
p.(None): the data subject as for instance when processing is necessary for humanitarian purposes, including for monitoring epidemics
p.(None): and their spread or in situations of humanitarian emergencies, in particular in situations of natural and man-made disasters.
p.(None): (47) The legitimate interests of a controller, including those of a controller to which the personal data may be disclosed, or of a
p.(None): third party, may provide a legal basis for processing, provided that the interests or the fundamental rights and freedoms of the
...
p.(None): information security, i.e. the ability of a network or an information system to resist, at a given level of confidence, accidental
p.(None): events or unlawful or malicious actions that compromise the availability, authenticity, integrity and confidentiality of stored or
p.(None): transmitted personal data, and the security of the related services offered by, or accessible via, those networks and systems,
p.(None): by public authorities, by computer emergency response teams (CERTs), computer security incident response teams
p.(None): (CSIRTs), by providers of electronic communications networks and services and by providers of security technologies and
p.(None): services, constitutes a legitimate interest of the data controller concerned. This could, for example, include preventing
p.(None): unauthorised access to electronic communications networks and malicious code distribution and stopping ‘denial of service’
p.(None): attacks and damage to computer and electronic communication systems.
p.(None): (50) The processing of personal data for purposes other than those for which the personal data were initially collected should be
p.(None): allowed only where the processing is compatible with the purposes for which the personal data were initially collected. In such
p.(None): a case, no legal basis separate from that which allowed the collection of the personal data is required. If the processing is
p.(None): necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, Union or Member State law may determine and specify the tasks and purposes for which the further processing
p.(None): should be regarded as compatible and lawful. Further processing for archiving purposes in the public interest, scientific or
p.(None): historical research purposes or statistical purposes should be considered to be compatible lawful processing operations. The
p.(None): legal basis provided by Union or Member State law for the processing of personal data may also provide a legal basis for
p.(None): further processing. In order to ascertain whether a purpose of further processing is compatible with the purpose for which the
p.(None): personal data are initially collected, the controller, after having met all the requirements for the lawfulness of the original
p.(None): processing, should take into account, inter alia: any link between those purposes and the purposes of the intended further
p.(None): processing; the context in which the personal data have been collected, in particular the reasonable expectations of data
p.(None): subjects based on their relationship with the controller as to their further use; the nature of the personal data; the
p.(None): consequences of the intended further processing for data subjects; and the existence of appropriate safeguards in both the
p.(None): original and intended further processing operations.
p.(None): Where the data subject has given consent or the processing is based on Union or Member State law which constitutes a
p.(None): necessary and proportionate measure in a democratic society to safeguard, in particular, important objectives of general
p.(None): public interest, the controller should be allowed to further process the personal data irrespective of the compatibility of the
p.(None): purposes. In any case, the application of the principles set out in this Regulation and in particular the information of the data
p.(None): subject on those other purposes and on his or her rights including the right to object, should be ensured. Indicating possible
p.(None): criminal acts or threats to public security by the controller and transmitting the relevant personal data in individual cases or in
p.(None): several cases relating to the same criminal act or threats to public security to a competent authority should be regarded as
p.(None): being in the legitimate interest pursued by the controller. However, such transmission in the legitimate interest of the controller
p.(None): or further processing of personal data should be prohibited if the processing is not compatible with a legal, professional or
p.(None): other binding obligation of secrecy.
p.(None): (51) Personal data which are, by their nature, particularly sensitive in relation to fundamental rights and freedoms merit specific
p.(None): protection as the context of their processing could create significant risks to the fundamental rights and freedoms. Those
p.(None): personal data should include personal data revealing racial or ethnic origin, whereby the use of the term ‘racial origin’ in this
p.(None): Regulation does not imply an acceptance by the Union of theories which attempt to determine the existence of separate
p.(None): human races. The processing of photographs should not systematically be considered to be processing of special categories
p.(None): of personal data as they are covered by the definition of biometric data only when processed through a specific technical
p.(None): means allowing the unique identification or authentication of a natural person. Such personal data should not be processed,
p.(None): unless processing is allowed in specific cases set out in this Regulation, taking into account that Member States law may lay
p.(None): down specific provisions on data protection in order to adapt the application of the rules of this Regulation for compliance with
p.(None): a legal obligation or for the performance of a task carried out in the public interest or in the exercise of official authority vested
p.(None): in the controller. In addition to the specific requirements for such processing, the general principles and other rules of this
p.(None): Regulation should apply, in particular as regards the conditions for lawful processing. Derogations from the general prohibition
p.(None): for processing such special categories of personal data should be explicitly provided, inter alia, where the data subject gives
p.(None): his or her explicit consent or in respect of specific needs in particular where the processing is carried out in the course of
p.(None): legitimate activities by certain associations or foundations the purpose of which is to permit the exercise of fundamental
p.(None): freedoms.
p.(None): (52) Derogating from the prohibition on processing special categories of personal data should also be allowed when provided for in
p.(None): Union or Member State law and subject to suitable safeguards, so as to protect personal data and other fundamental rights,
p.(None): where it is in the public interest to do so, in particular processing personal data in the field of employment law, social
p.(None): protection law including pensions and for health security, monitoring and alert purposes, the prevention or control of
p.(None): communicable diseases and other serious threats to health. Such a derogation may be made for health purposes, including
p.(None): public health and the management of health-care services, especially in order to ensure the quality and cost-effectiveness of
p.(None): the procedures used for settling claims for benefits and services in the health insurance system, or for archiving purposes in
p.(None): the public interest, scientific or historical research purposes or statistical purposes. A derogation should also allow the
p.(None): processing of such personal data where necessary for the establishment, exercise or defence of legal claims, whether in court
p.(None): proceedings or in an administrative or out-of-court procedure.
p.(None): (53) Special categories of personal data which merit higher protection should be processed for health-related purposes only where
p.(None): necessary to achieve those purposes for the benefit of natural persons and society as a whole, in particular in the context of
p.(None): the management of health or social care services and systems, including processing by the management and central national
p.(None): health authorities of such data for the purpose of quality control, management information and the general national and local
p.(None): supervision of the health or social care system, and ensuring continuity of health or social care and cross-border healthcare or
p.(None): health security, monitoring and alert purposes, or for archiving purposes in the public interest, scientific or historical research
p.(None): purposes or statistical purposes, based on Union or Member State law which has to meet an objective of public interest, as
p.(None): well as for studies conducted in the public interest in the area of public health. Therefore, this Regulation should provide for
p.(None): harmonised conditions for the processing of special categories of personal data concerning health, in respect of specific
p.(None): needs, in particular where the processing of such data is carried out for certain health-related purposes by persons subject to
p.(None): a legal obligation of professional secrecy. Union or Member State law should provide for specific and suitable measures so as
p.(None): to protect the fundamental rights and the personal data of natural persons. Member States should be allowed to maintain or
p.(None): introduce further conditions, including limitations, with regard to the processing of genetic data, biometric data or data
p.(None): concerning health. However, this should not hamper the free flow of personal data within the Union when those conditions
p.(None): apply to cross-border processing of such data.
p.(None): (54) The processing of special categories of personal data may be necessary for reasons of public interest in the areas of public
p.(None): health without consent of the data subject. Such processing should be subject to suitable and specific measures so as to
p.(None): protect the rights and freedoms of natural persons. In that context, ‘public health’ should be interpreted as defined in
p.(None): Regulation (EC) No 1338/2008 of the European Parliament and of the Council (11), namely all elements related to health,
p.(None): namely health status, including morbidity and disability, the determinants having an effect on that health status, health care
p.(None): needs, resources allocated to health care, the provision of, and universal access to, health care as well as health care
p.(None): expenditure and financing, and the causes of mortality. Such processing of data concerning health for reasons of public
p.(None): interest should not result in personal data being processed for other purposes by third parties such as employers or insurance
p.(None): and banking companies.
p.(None): (55) Moreover, the processing of personal data by official authorities for the purpose of achieving the aims, laid down by
p.(None): constitutional law or by international public law, of officially recognised religious associations, is carried out on grounds of
p.(None): public interest.
p.(None): (56) Where in the course of electoral activities, the operation of the democratic system in a Member State requires that political
...
p.(None): are processed, the recipients of the personal data, the logic involved in any automatic personal data processing and, at least
p.(None): when based on profiling, the consequences of such processing. Where possible, the controller should be able to provide
p.(None): remote access to a secure system which would provide the data subject with direct access to his or her personal data. That
p.(None): right should not adversely affect the rights or freedoms of others, including trade secrets or intellectual property and in
p.(None): particular the copyright protecting the software. However, the result of those considerations should not be a refusal to provide
p.(None): all information to the data subject. Where the controller processes a large quantity of information concerning the data subject,
p.(None): the controller should be able to request that, before the information is delivered, the data subject specify the information or
p.(None): processing activities to which the request relates.
p.(None): (64) The controller should use all reasonable measures to verify the identity of a data subject who requests access, in particular in
p.(None): the context of online services and online identifiers. A controller should not retain personal data for the sole purpose of being
p.(None): able to react to potential requests.
p.(None): (65) A data subject should have the right to have personal data concerning him or her rectified and a ‘right to be forgotten’ where
p.(None): the retention of such data infringes this Regulation or Union or Member State law to which the controller is subject. In
p.(None): particular, a data subject should have the right to have his or her personal data erased and no longer processed where the
p.(None): personal data are no longer necessary in relation to the purposes for which they are collected or otherwise processed, where
p.(None): a data subject has withdrawn his or her consent or objects to the processing of personal data concerning him or her, or where
p.(None): the processing of his or her personal data does not otherwise comply with this Regulation. That right is relevant in particular
p.(None): where the data subject has given his or her consent as a child and is not fully aware of the risks involved by the processing,
p.(None): and later wants to remove such personal data, especially on the internet. The data subject should be able to exercise that
p.(None): right notwithstanding the fact that he or she is no longer a child. However, the further retention of the personal data should be
p.(None): lawful where it is necessary, for exercising the right of freedom of expression and information, for compliance with a legal
p.(None): obligation, for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, on the grounds of public interest in the area of public health, for archiving purposes in the public interest, scientific
p.(None): or historical research purposes or statistical purposes, or for the establishment, exercise or defence of legal claims.
...
p.(None): relating to his or her particular situation. It should be for the controller to demonstrate that its compelling legitimate interest
p.(None): overrides the interests or the fundamental rights and freedoms of the data subject.
p.(None): (70) Where personal data are processed for the purposes of direct marketing, the data subject should have the right to object to
p.(None): such processing, including profiling to the extent that it is related to such direct marketing, whether with regard to initial or
p.(None): further processing, at any time and free of charge. That right should be explicitly brought to the attention of the data subject
p.(None): and presented clearly and separately from any other information.
p.(None): (71) The data subject should have the right not to be subject to a decision, which may include a measure, evaluating personal
p.(None): aspects relating to him or her which is based solely on automated processing and which produces legal effects concerning
p.(None): him or her or similarly significantly affects him or her, such as automatic refusal of an online credit application or e-recruiting
p.(None): practices without any human intervention. Such processing includes ‘profiling’ that consists of any form of automated
p.(None): processing of personal data evaluating the personal aspects relating to a natural person, in particular to analyse or predict
p.(None): aspects concerning the data subject's performance at work, economic situation, health, personal preferences or interests,
p.(None): reliability or behaviour, location or movements, where it produces legal effects concerning him or her or similarly significantly
p.(None): affects him or her. However, decision-making based on such processing, including profiling, should be allowed where
p.(None): expressly authorised by Union or Member State law to which the controller is subject, including for fraud and tax-evasion
p.(None): monitoring and prevention purposes conducted in accordance with the regulations, standards and recommendations of Union
p.(None): institutions or national oversight bodies and to ensure the security and reliability of a service provided by the controller, or
p.(None): necessary for the entering or performance of a contract between the data subject and a controller, or when the data subject
p.(None): has given his or her explicit consent. In any case, such processing should be subject to suitable safeguards, which should
p.(None): include specific information to the data subject and the right to obtain human intervention, to express his or her point of view,
p.(None): to obtain an explanation of the decision reached after such assessment and to challenge the decision. Such measure should
p.(None): not concern a child.
p.(None): In order to ensure fair and transparent processing in respect of the data subject, taking into account the specific
p.(None): circumstances and context in which the personal data are processed, the controller should use appropriate mathematical or
p.(None): statistical procedures for the profiling, implement technical and organisational measures appropriate to ensure, in particular,
p.(None): that factors which result in inaccuracies in personal data are corrected and the risk of errors is minimised, secure personal
p.(None): data in a manner that takes account of the potential risks involved for the interests and rights of the data subject and that
p.(None): prevents, inter alia, discriminatory effects on natural persons on the basis of racial or ethnic origin, political opinion, religion or
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
p.(None): (73) Restrictions concerning specific principles and the rights of information, access to and rectification or erasure of personal
p.(None): data, the right to data portability, the right to object, decisions based on profiling, as well as the communication of a personal
p.(None): data breach to a data subject and certain related obligations of the controllers may be imposed by Union or Member State law,
p.(None): as far as necessary and proportionate in a democratic society to safeguard public security, including the protection of human
p.(None): life especially in response to natural or manmade disasters, the prevention, investigation and prosecution of criminal offences
p.(None): or the execution of criminal penalties, including the safeguarding against and the prevention of threats to public security, or of
p.(None): breaches of ethics for regulated professions, other important objectives of general public interest of the Union or of a Member
p.(None): State, in particular an important economic or financial interest of the Union or of a Member State, the keeping of public
p.(None): registers kept for reasons of general public interest, further processing of archived personal data to provide specific
p.(None): information related to the political behaviour under former totalitarian state regimes or the protection of the data subject or the
p.(None): rights and freedoms of others, including social protection, public health and humanitarian purposes. Those restrictions should
p.(None): be in accordance with the requirements set out in the Charter and in the European Convention for the Protection of Human
p.(None): Rights and Fundamental Freedoms.
p.(None): (74) The responsibility and liability of the controller for any processing of personal data carried out by the controller or on the
p.(None): controller's behalf should be established. In particular, the controller should be obliged to implement appropriate and effective
p.(None): measures and be able to demonstrate the compliance of processing activities with this Regulation, including the effectiveness
p.(None): of the measures. Those measures should take into account the nature, scope, context and purposes of the processing and
p.(None): the risk to the rights and freedoms of natural persons.
p.(None): (75) The risk to the rights and freedoms of natural persons, of varying likelihood and severity, may result from personal data
p.(None): processing which could lead to physical, material or non-material damage, in particular: where the processing may give rise to
p.(None): discrimination, identity theft or fraud, financial loss, damage to the reputation, loss of confidentiality of personal data protected
p.(None): by professional secrecy, unauthorised reversal of pseudonymisation, or any other significant economic or social disadvantage;
p.(None): where data subjects might be deprived of their rights and freedoms or prevented from exercising control over their personal
p.(None): data; where personal data are processed which reveal racial or ethnic origin, political opinions, religion or philosophical
p.(None): beliefs, trade union membership, and the processing of genetic data, data concerning health or data concerning sex life or
p.(None): criminal convictions and offences or related security measures; where personal aspects are evaluated, in particular analysing
p.(None): or predicting aspects concerning performance at work, economic situation, health, personal preferences or interests, reliability
p.(None): or behaviour, location or movements, in order to create or use personal profiles; where personal data of vulnerable natural
p.(None): persons, in particular of children, are processed; or where processing involves a large amount of personal data and affects a
p.(None): large number of data subjects.
p.(None): (76) The likelihood and severity of the risk to the rights and freedoms of the data subject should be determined by reference to the
p.(None): nature, scope, context and purposes of the processing. Risk should be evaluated on the basis of an objective assessment, by
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
p.(None): processor, especially as regards the identification of the risk related to the processing, their assessment in terms of origin,
...
p.(None): transparency with regard to the functions and processing of personal data, enabling the data subject to monitor the data
p.(None): processing, enabling the controller to create and improve security features. When developing, designing, selecting and using
p.(None): applications, services and products that are based on the processing of personal data or process personal data to fulfil their
p.(None): task, producers of the products, services and applications should be encouraged to take into account the right to data
p.(None): protection when developing and designing such products, services and applications and, with due regard to the state of the
p.(None): art, to make sure that controllers and processors are able to fulfil their data protection obligations. The principles of data
p.(None): protection by design and by default should also be taken into consideration in the context of public tenders.
p.(None): (79) The protection of the rights and freedoms of data subjects as well as the responsibility and liability of controllers and
p.(None): processors, also in relation to the monitoring by and measures of supervisory authorities, requires a clear allocation of the
p.(None): responsibilities under this Regulation, including where a controller determines the purposes and means of the processing
p.(None): jointly with other controllers or where a processing operation is carried out on behalf of a controller.
p.(None): (80) Where a controller or a processor not established in the Union is processing personal data of data subjects who are in the
p.(None): Union whose processing activities are related to the offering of goods or services, irrespective of whether a payment of the
p.(None): data subject is required, to such data subjects in the Union, or to the monitoring of their behaviour as far as their behaviour
p.(None): takes place within the Union, the controller or the processor should designate a representative, unless the processing is
p.(None): occasional, does not include processing, on a large scale, of special categories of personal data or the processing of personal
p.(None): data relating to criminal convictions and offences, and is unlikely to result in a risk to the rights and freedoms of natural
p.(None): persons, taking into account the nature, context, scope and purposes of the processing or if the controller is a public authority
p.(None): or body. The representative should act on behalf of the controller or the processor and may be addressed by any supervisory
p.(None): authority. The representative should be explicitly designated by a written mandate of the controller or of the processor to act
p.(None): on its behalf with regard to its obligations under this Regulation. The designation of such a representative does not affect the
p.(None): responsibility or liability of the controller or of the processor under this Regulation. Such a representative should perform its
p.(None): tasks according to the mandate received from the controller or processor, including cooperating with the competent
p.(None): supervisory authorities with regard to any action taken to ensure compliance with this Regulation. The designated
p.(None): representative should be subject to enforcement proceedings in the event of non-compliance by the controller or processor.
p.(None): (81) To ensure compliance with the requirements of this Regulation in respect of the processing to be carried out by the processor
p.(None): on behalf of the controller, when entrusting a processor with processing activities, the controller should use only processors
p.(None): providing sufficient guarantees, in particular in terms of expert knowledge, reliability and resources, to implement technical
p.(None): and organisational measures which will meet the requirements of this Regulation, including for the security of processing. The
p.(None): adherence of the processor to an approved code of conduct or an approved certification mechanism may be used as an
p.(None): element to demonstrate compliance with the obligations of the controller. The carrying-out of processing by a processor
p.(None): should be governed by a contract or other legal act under Union or Member State law, binding the processor to the controller,
p.(None): setting out the subject-matter and duration of the processing, the nature and purposes of the processing, the type of personal
p.(None): data and categories of data subjects, taking into account the specific tasks and responsibilities of the processor in the context
p.(None): of the processing to be carried out and the risk to the rights and freedoms of the data subject. The controller and processor
p.(None): may choose to use an individual contract or standard contractual clauses which are adopted either directly by the Commission
p.(None): or by a supervisory authority in accordance with the consistency mechanism and then adopted by the Commission. After the
p.(None): completion of the processing on behalf of the controller, the processor should, at the choice of the controller, return or delete
p.(None): the personal data, unless there is a requirement to store the personal data under Union or Member State law to which the
p.(None): processor is subject.
p.(None): (82) In order to demonstrate compliance with this Regulation, the controller or processor should maintain records of processing
p.(None): activities under its responsibility. Each controller and processor should be obliged to cooperate with the supervisory authority
p.(None): and make those records, on request, available to it, so that it might serve for monitoring those processing operations.
p.(None): (83) In order to maintain security and to prevent processing in infringement of this Regulation, the controller or processor should
p.(None): evaluate the risks inherent in the processing and implement measures to mitigate those risks, such as encryption. Those
p.(None): measures should ensure an appropriate level of security, including confidentiality, taking into account the state of the art and
p.(None): the costs of implementation in relation to the risks and the nature of the personal data to be protected. In assessing data
p.(None): security risk, consideration should be given to the risks that are presented by personal data processing, such as accidental or
p.(None): unlawful destruction, loss, alteration, unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise
p.(None): processed which may in particular lead to physical, material or non-material damage.
p.(None): (84) In order to enhance compliance with this Regulation where processing operations are likely to result in a high risk to the rights
...
p.(None): officers, whether or not they are an employee of the controller, should be in a position to perform their duties and tasks in an
p.(None): independent manner.
p.(None): (98) Associations or other bodies representing categories of controllers or processors should be encouraged to draw up codes of
p.(None): conduct, within the limits of this Regulation, so as to facilitate the effective application of this Regulation, taking account of the
p.(None): specific characteristics of the processing carried out in certain sectors and the specific needs of micro, small and medium
p.(None): enterprises. In particular, such codes of conduct could calibrate the obligations of controllers and processors, taking into
p.(None): account the risk likely to result from the processing for the rights and freedoms of natural persons.
p.(None): (99) When drawing up a code of conduct, or when amending or extending such a code, associations and other bodies representing
p.(None): categories of controllers or processors should consult relevant stakeholders, including data subjects where feasible, and have
p.(None): regard to submissions received and views expressed in response to such consultations.
p.(None): (100)In order to enhance transparency and compliance with this Regulation, the establishment of certification mechanisms and data
p.(None): protection seals and marks should be encouraged, allowing data subjects to quickly assess the level of data protection of
p.(None): relevant products and services.
p.(None): (101)Flows of personal data to and from countries outside the Union and international organisations are necessary for the
p.(None): expansion of international trade and international cooperation. The increase in such flows has raised new challenges and
p.(None): concerns with regard to the protection of personal data. However, when personal data are transferred from the Union to
p.(None): controllers, processors or other recipients in third countries or to international organisations, the level of protection of natural
p.(None): persons ensured in the Union by this Regulation should not be undermined, including in cases of onward transfers of personal
p.(None): data from the third country or international organisation to controllers, processors in the same or another third country or
p.(None): international organisation. In any event, transfers to third countries and international organisations may only be carried out in
p.(None): full compliance with this Regulation. A transfer could take place only if, subject to the other provisions of this Regulation, the
p.(None): conditions laid down in the provisions of this Regulation relating to the transfer of personal data to third countries or
p.(None): international organisations are complied with by the controller or processor.
p.(None): (102)This Regulation is without prejudice to international agreements concluded between the Union and third countries regulating
p.(None): the transfer of personal data including appropriate safeguards for the data subjects. Member States may conclude
p.(None): international agreements which involve the transfer of personal data to third countries or international organisations, as far as
p.(None): such agreements do not affect this Regulation or any other provisions of Union law and include an appropriate level of
p.(None): protection for the fundamental rights of the data subjects.
p.(None): (103)The Commission may decide with effect for the entire Union that a third country, a territory or specified sector within a third
p.(None): country, or an international organisation, offers an adequate level of data protection, thus providing legal certainty and
p.(None): uniformity throughout the Union as regards the third country or international organisation which is considered to provide such
p.(None): level of protection. In such cases, transfers of personal data to that third country or international organisation may take place
p.(None): without the need to obtain any further authorisation. The Commission may also decide, having given notice and a full
p.(None): statement setting out the reasons to the third country or international organisation, to revoke such a decision.
p.(None): (104)In line with the fundamental values on which the Union is founded, in particular the protection of human rights, the
p.(None): Commission should, in its assessment of the third country, or of a territory or specified sector within a third country, take into
p.(None): account how a particular third country respects the rule of law, access to justice as well as international human rights norms
p.(None): and standards and its general and sectoral law, including legislation concerning public security, defence and national security
p.(None): as well as public order and criminal law. The adoption of an adequacy decision with regard to a territory or a specified sector
p.(None): in a third country should take into account clear and objective criteria, such as specific processing activities and the scope of
p.(None): applicable legal standards and legislation in force in the third country. The third country should offer guarantees ensuring an
p.(None): adequate level of protection essentially equivalent to that ensured within the Union, in particular where personal data are
p.(None): processed in one or several specific sectors. In particular, the third country should ensure effective independent data
p.(None): protection supervision and should provide for cooperation mechanisms with the Member States' data protection authorities,
p.(None): and the data subjects should be provided with effective and enforceable rights and effective administrative and judicial
p.(None): redress.
p.(None): (105)Apart from the international commitments the third country or international organisation has entered into, the Commission
p.(None): should take account of obligations arising from the third country's or international organisation's participation in multilateral or
p.(None): regional systems in particular in relation to the protection of personal data, as well as the implementation of such obligations.
p.(None): In particular, the third country's accession to the Council of Europe Convention of 28 January 1981 for the Protection of
p.(None): Individuals with regard to the Automatic Processing of Personal Data and its Additional Protocol should be taken into account.
p.(None): The Commission should consult the Board when assessing the level of protection in third countries or international
p.(None): organisations.
p.(None): (106)The Commission should monitor the functioning of decisions on the level of protection in a third country, a territory or specified
p.(None): sector within a third country, or an international organisation, and monitor the functioning of decisions adopted on the basis of
...
p.(None): organisation no longer ensures an adequate level of data protection. Consequently the transfer of personal data to that third
p.(None): country or international organisation should be prohibited, unless the requirements in this Regulation relating to transfers
p.(None): subject to appropriate safeguards, including binding corporate rules, and derogations for specific situations are fulfilled. In that
p.(None): case, provision should be made for consultations between the Commission and such third countries or international
p.(None): organisations. The Commission should, in a timely manner, inform the third country or international organisation of the
p.(None): reasons and enter into consultations with it in order to remedy the situation.
p.(None): (108)In the absence of an adequacy decision, the controller or processor should take measures to compensate for the lack of data
p.(None): protection in a third country by way of appropriate safeguards for the data subject. Such appropriate safeguards may consist
p.(None): of making use of binding corporate rules, standard data protection clauses adopted by the Commission, standard data
p.(None): protection clauses adopted by a supervisory authority or contractual clauses authorised by a supervisory authority. Those
p.(None): safeguards should ensure compliance with data protection requirements and the rights of the data subjects appropriate to
p.(None): processing within the Union, including the availability of enforceable data subject rights and of effective legal remedies,
p.(None): including to obtain effective administrative or judicial redress and to claim compensation, in the Union or in a third country.
p.(None): They should relate in particular to compliance with the general principles relating to personal data processing, the principles of
p.(None): data protection by design and by default. Transfers may also be carried out by public authorities or bodies with public
p.(None): authorities or bodies in third countries or with international organisations with corresponding duties or functions, including on
p.(None): the basis of provisions to be inserted into administrative arrangements, such as a memorandum of understanding, providing
p.(None): for enforceable and effective rights for data subjects. Authorisation by the competent supervisory authority should be obtained
p.(None): when the safeguards are provided for in administrative arrangements that are not legally binding.
p.(None): (109)The possibility for the controller or processor to use standard data-protection clauses adopted by the Commission or by a
p.(None): supervisory authority should prevent controllers or processors neither from including the standard data-protection clauses in a
p.(None): wider contract, such as a contract between the processor and another processor, nor from adding other clauses or additional
p.(None): safeguards provided that they do not contradict, directly or indirectly, the standard contractual clauses adopted by the
p.(None): Commission or by a supervisory authority or prejudice the fundamental rights or freedoms of the data subjects. Controllers
p.(None): and processors should be encouraged to provide additional safeguards via contractual commitments that supplement
p.(None): standard protection clauses.
p.(None): (110)A group of undertakings, or a group of enterprises engaged in a joint economic activity, should be able to make use of
p.(None): approved binding corporate rules for its international transfers from the Union to organisations within the same group of
p.(None): undertakings, or group of enterprises engaged in a joint economic activity, provided that such corporate rules include all
p.(None): essential principles and enforceable rights to ensure appropriate safeguards for transfers or categories of transfers of
p.(None): personal data.
p.(None): (111)Provisions should be made for the possibility for transfers in certain circumstances where the data subject has given his or her
p.(None): explicit consent, where the transfer is occasional and necessary in relation to a contract or a legal claim, regardless of whether
p.(None): in a judicial procedure or whether in an administrative or any out-of-court procedure, including procedures before regulatory
p.(None): bodies. Provision should also be made for the possibility for transfers where important grounds of public interest laid down by
p.(None): Union or Member State law so require or where the transfer is made from a register established by law and intended for
p.(None): consultation by the public or persons having a legitimate interest. In the latter case, such a transfer should not involve the
p.(None): entirety of the personal data or entire categories of the data contained in the register and, when the register is intended for
p.(None): consultation by persons having a legitimate interest, the transfer should be made only at the request of those persons or, if
p.(None): they are to be the recipients, taking into full account the interests and fundamental rights of the data subject.
p.(None): (112)Those derogations should in particular apply to data transfers required and necessary for important reasons of public interest,
p.(None): for example in cases of international data exchange between competition authorities, tax or customs administrations, between
p.(None): financial supervisory authorities, between services competent for social security matters, or for public health, for example in
p.(None): the case of contact tracing for contagious diseases or in order to reduce and/or eliminate doping in sport. A transfer of
p.(None): personal data should also be regarded as lawful where it is necessary to protect an interest which is essential for the data
p.(None): subject's or another person's vital interests, including physical integrity or life, if the data subject is incapable of giving consent.
p.(None): In the absence of an adequacy decision, Union or Member State law may, for important reasons of public interest, expressly
p.(None): set limits to the transfer of specific categories of data to a third country or an international organisation. Member States should
p.(None): notify such provisions to the Commission. Any transfer to an international humanitarian organisation of personal data of a data
p.(None): subject who is physically or legally incapable of giving consent, with a view to accomplishing a task incumbent under the
p.(None): Geneva Conventions or to complying with international humanitarian law applicable in armed conflicts, could be considered to
p.(None): be necessary for an important reason of public interest or because it is in the vital interest of the data subject.
p.(None): (113)Transfers which can be qualified as not repetitive and that only concern a limited number of data subjects, could also be
p.(None): possible for the purposes of the compelling legitimate interests pursued by the controller, when those interests are not
p.(None): overridden by the interests or rights and freedoms of the data subject and when the controller has assessed all the
p.(None): circumstances surrounding the data transfer. The controller should give particular consideration to the nature of the personal
p.(None): data, the purpose and duration of the proposed processing operation or operations, as well as the situation in the country of
p.(None): origin, the third country and the country of final destination, and should provide suitable safeguards to protect fundamental
p.(None): rights and freedoms of natural persons with regard to the processing of their personal data. Such transfers should be possible
p.(None): only in residual cases where none of the other grounds for transfer are applicable. For scientific or historical research
p.(None): purposes or statistical purposes, the legitimate expectations of society for an increase of knowledge should be taken into
p.(None): consideration. The controller should inform the supervisory authority and the data subject about the transfer.
p.(None): (114)In any case, where the Commission has taken no decision on the adequate level of data protection in a third country, the
p.(None): controller or processor should make use of solutions that provide data subjects with enforceable and effective rights as
p.(None): regards the processing of their data in the Union once those data have been transferred so that that they will continue to
p.(None): benefit from fundamental rights and safeguards.
p.(None): (115)Some third countries adopt laws, regulations and other legal acts which purport to directly regulate the processing activities of
p.(None): natural and legal persons under the jurisdiction of the Member States. This may include judgments of courts or tribunals or
p.(None): decisions of administrative authorities in third countries requiring a controller or processor to transfer or disclose personal
p.(None): data, and which are not based on an international agreement, such as a mutual legal assistance treaty, in force between the
p.(None): requesting third country and the Union or a Member State. The extraterritorial application of those laws, regulations and other
p.(None): legal acts may be in breach of international law and may impede the attainment of the protection of natural persons ensured in
p.(None): the Union by this Regulation. Transfers should only be allowed where the conditions of this Regulation for a transfer to third
p.(None): countries are met. This may be the case, inter alia, where disclosure is necessary for an important ground of public interest
p.(None): recognised in Union or Member State law to which the controller is subject.
p.(None): (116)When personal data moves across borders outside the Union it may put at increased risk the ability of natural persons to
p.(None): exercise data protection rights in particular to protect themselves from the unlawful use or disclosure of that information. At the
p.(None): same time, supervisory authorities may find that they are unable to pursue complaints or conduct investigations relating to the
p.(None): activities outside their borders. Their efforts to work together in the cross-border context may also be hampered by insufficient
p.(None): preventative or remedial powers, inconsistent legal regimes, and practical obstacles like resource constraints. Therefore, there
p.(None): is a need to promote closer cooperation among data protection supervisory authorities to help them exchange information and
p.(None): carry out investigations with their international counterparts. For the purposes of developing international cooperation
p.(None): mechanisms to facilitate and provide international mutual assistance for the enforcement of legislation for the protection of
p.(None): personal data, the Commission and the supervisory authorities should exchange information and cooperate in activities
p.(None): related to the exercise of their powers with competent authorities in third countries, based on reciprocity and in accordance
p.(None): with this Regulation.
p.(None): (117)The establishment of supervisory authorities in Member States, empowered to perform their tasks and exercise their powers
p.(None): with complete independence, is an essential component of the protection of natural persons with regard to the processing of
p.(None): their personal data. Member States should be able to establish more than one supervisory authority, to reflect their
p.(None): constitutional, organisational and administrative structure.
p.(None): (118)The independence of supervisory authorities should not mean that the supervisory authorities cannot be subject to control or
p.(None): monitoring mechanisms regarding their financial expenditure or to judicial review.
p.(None): (119)Where a Member State establishes several supervisory authorities, it should establish by law mechanisms for ensuring the
p.(None): effective participation of those supervisory authorities in the consistency mechanism. That Member State should in particular
p.(None): designate the supervisory authority which functions as a single contact point for the effective participation of those authorities
p.(None): in the mechanism, to ensure swift and smooth cooperation with other supervisory authorities, the Board and the Commission.
p.(None): (120)Each supervisory authority should be provided with the financial and human resources, premises and infrastructure necessary
p.(None): for the effective performance of their tasks, including those related to mutual assistance and cooperation with other
p.(None): supervisory authorities throughout the Union. Each supervisory authority should have a separate, public annual budget, which
p.(None): may be part of the overall state or national budget.
p.(None): (121)The general conditions for the member or members of the supervisory authority should be laid down by law in each
p.(None): Member State and should in particular provide that those members are to be appointed, by means of a transparent procedure,
p.(None): either by the parliament, government or the head of State of the Member State on the basis of a proposal from the
p.(None): government, a member of the government, the parliament or a chamber of the parliament, or by an independent body
p.(None): entrusted under Member State law. In order to ensure the independence of the supervisory authority, the member or
p.(None): members should act with integrity, refrain from any action that is incompatible with their duties and should not, during their
p.(None): term of office, engage in any incompatible occupation, whether gainful or not. The supervisory authority should have its own
p.(None): staff, chosen by the supervisory authority or an independent body established by Member State law, which should be subject
p.(None): to the exclusive direction of the member or members of the supervisory authority.
p.(None): (122)Each supervisory authority should be competent on the territory of its own Member State to exercise the powers and to
p.(None): perform the tasks conferred on it in accordance with this Regulation. This should cover in particular the processing in the
p.(None): context of the activities of an establishment of the controller or processor on the territory of its own Member State, the
p.(None): processing of personal data carried out by public authorities or private bodies acting in the public interest, processing affecting
p.(None): data subjects on its territory or processing carried out by a controller or processor not established in the Union when targeting
p.(None): data subjects residing on its territory. This should include handling complaints lodged by a data subject, conducting
p.(None): investigations on the application of this Regulation and promoting public awareness of the risks, rules, safeguards and rights
p.(None): in relation to the processing of personal data.
p.(None): (123)The supervisory authorities should monitor the application of the provisions pursuant to this Regulation and contribute to its
p.(None): consistent application throughout the Union, in order to protect natural persons in relation to the processing of their personal
p.(None): data and to facilitate the free flow of personal data within the internal market. For that purpose, the supervisory authorities
p.(None): should cooperate with each other and with the Commission, without the need for any agreement between Member States on
p.(None): the provision of mutual assistance or on such cooperation.
p.(None): (124)Where the processing of personal data takes place in the context of the activities of an establishment of a controller or a
p.(None): processor in the Union and the controller or processor is established in more than one Member State, or where processing
p.(None): taking place in the context of the activities of a single establishment of a controller or processor in the Union substantially
p.(None): affects or is likely to substantially affect data subjects in more than one Member State, the supervisory authority for the main
p.(None): establishment of the controller or processor or for the single establishment of the controller or processor should act as lead
p.(None): authority. It should cooperate with the other authorities concerned, because the controller or processor has an establishment
p.(None): on the territory of their Member State, because data subjects residing on their territory are substantially affected, or because a
p.(None): complaint has been lodged with them. Also where a data subject not residing in that Member State has lodged a complaint,
p.(None): the supervisory authority with which such complaint has been lodged should also be a supervisory authority concerned. Within
p.(None): its tasks to issue guidelines on any question covering the application of this Regulation, the Board should be able to issue
p.(None): guidelines in particular on the criteria to be taken into account in order to ascertain whether the processing in question
p.(None): substantially affects data subjects in more than one Member State and on what constitutes a relevant and reasoned objection.
p.(None): (125)The lead authority should be competent to adopt binding decisions regarding measures applying the powers conferred on it in
p.(None): accordance with this Regulation. In its capacity as lead authority, the supervisory authority should closely involve and
p.(None): coordinate the supervisory authorities concerned in the decision-making process. Where the decision is to reject the
p.(None): complaint by the data subject in whole or in part, that decision should be adopted by the supervisory authority with which the
p.(None): complaint has been lodged.
p.(None): (126)The decision should be agreed jointly by the lead supervisory authority and the supervisory authorities concerned and should
p.(None): be directed towards the main or single establishment of the controller or processor and be binding on the controller and
p.(None): processor. The controller or processor should take the necessary measures to ensure compliance with this Regulation and
p.(None): the implementation of the decision notified by the lead supervisory authority to the main establishment of the controller or
p.(None): processor as regards the processing activities in the Union.
p.(None): (127)Each supervisory authority not acting as the lead supervisory authority should be competent to handle local cases where the
p.(None): controller or processor is established in more than one Member State, but the subject matter of the specific processing
p.(None): concerns only processing carried out in a single Member State and involves only data subjects in that single Member State,
p.(None): for example, where the subject matter concerns the processing of employees' personal data in the specific employment
p.(None): context of a Member State. In such cases, the supervisory authority should inform the lead supervisory authority without delay
p.(None): about the matter. After being informed, the lead supervisory authority should decide, whether it will handle the case pursuant
p.(None): to the provision on cooperation between the lead supervisory authority and other supervisory authorities concerned (‘one-stop-
p.(None): shop mechanism’), or whether the supervisory authority which informed it should handle the case at local level. When deciding
p.(None): whether it will handle the case, the lead supervisory authority should take into account whether there is an establishment of
p.(None): the controller or processor in the Member State of the supervisory authority which informed it in order to ensure effective
p.(None): enforcement of a decision vis-à-vis the controller or processor. Where the lead supervisory authority decides to handle the
p.(None): case, the supervisory authority which informed it should have the possibility to submit a draft for a decision, of which the lead
p.(None): supervisory authority should take utmost account when preparing its draft decision in that one-stop-shop mechanism.
p.(None): (128)The rules on the lead supervisory authority and the one-stop-shop mechanism should not apply where the processing is
p.(None): carried out by public authorities or private bodies in the public interest. In such cases the only supervisory authority competent
p.(None): to exercise the powers conferred to it in accordance with this Regulation should be the supervisory authority of the
p.(None): Member State where the public authority or private body is established.
p.(None): (129)In order to ensure consistent monitoring and enforcement of this Regulation throughout the Union, the supervisory authorities
p.(None): should have in each Member State the same tasks and effective powers, including powers of investigation, corrective powers
p.(None): and sanctions, and authorisation and advisory powers, in particular in cases of complaints from natural persons, and without
p.(None): prejudice to the powers of prosecutorial authorities under Member State law, to bring infringements of this Regulation to the
p.(None): attention of the judicial authorities and engage in legal proceedings. Such powers should also include the power to impose a
p.(None): temporary or definitive limitation, including a ban, on processing. Member States may specify other tasks related to the
p.(None): protection of personal data under this Regulation. The powers of supervisory authorities should be exercised in accordance
p.(None): with appropriate procedural safeguards set out in Union and Member State law, impartially, fairly and within a reasonable time.
p.(None): In particular each measure should be appropriate, necessary and proportionate in view of ensuring compliance with this
p.(None): Regulation, taking into account the circumstances of each individual case, respect the right of every person to be heard before
p.(None): any individual measure which would affect him or her adversely is taken and avoid superfluous costs and excessive
p.(None): inconveniences for the persons concerned. Investigatory powers as regards access to premises should be exercised in
p.(None): accordance with specific requirements in Member State procedural law, such as the requirement to obtain a prior judicial
p.(None): authorisation. Each legally binding measure of the supervisory authority should be in writing, be clear and unambiguous,
p.(None): indicate the supervisory authority which has issued the measure, the date of issue of the measure, bear the signature of the
p.(None): head, or a member of the supervisory authority authorised by him or her, give the reasons for the measure, and refer to the
p.(None): right of an effective remedy. This should not preclude additional requirements pursuant to Member State procedural law. The
p.(None): adoption of a legally binding decision implies that it may give rise to judicial review in the Member State of the supervisory
p.(None): authority that adopted the decision.
...
p.(None): context of an offer of goods or services specifically aimed at data subjects in the territory of the Member State of the
p.(None): supervisory authority; or processing that has to be assessed taking into account relevant legal obligations under Member State
p.(None): law.
p.(None): (132)Awareness-raising activities by supervisory authorities addressed to the public should include specific measures directed at
p.(None): controllers and processors, including micro, small and medium-sized enterprises, as well as natural persons in particular in the
p.(None): educational context.
p.(None): (133)The supervisory authorities should assist each other in performing their tasks and provide mutual assistance, so as to ensure
p.(None): the consistent application and enforcement of this Regulation in the internal market. A supervisory authority requesting mutual
p.(None): assistance may adopt a provisional measure if it receives no response to a request for mutual assistance within one month of
p.(None): the receipt of that request by the other supervisory authority.
p.(None): (134)Each supervisory authority should, where appropriate, participate in joint operations with other supervisory authorities. The
p.(None): requested supervisory authority should be obliged to respond to the request within a specified time period.
p.(None): (135)In order to ensure the consistent application of this Regulation throughout the Union, a consistency mechanism for
p.(None): cooperation between the supervisory authorities should be established. That mechanism should in particular apply where a
p.(None): supervisory authority intends to adopt a measure intended to produce legal effects as regards processing operations which
p.(None): substantially affect a significant number of data subjects in several Member States. It should also apply where any supervisory
p.(None): authority concerned or the Commission requests that such matter should be handled in the consistency mechanism. That
p.(None): mechanism should be without prejudice to any measures that the Commission may take in the exercise of its powers under
p.(None): the Treaties.
p.(None): (136)In applying the consistency mechanism, the Board should, within a determined period of time, issue an opinion, if a majority of
p.(None): its members so decides or if so requested by any supervisory authority concerned or the Commission. The Board should also
p.(None): be empowered to adopt legally binding decisions where there are disputes between supervisory authorities. For that purpose,
p.(None): it should issue, in principle by a two-thirds majority of its members, legally binding decisions in clearly specified cases where
p.(None): there are conflicting views among supervisory authorities, in particular in the cooperation mechanism between the lead
p.(None): supervisory authority and supervisory authorities concerned on the merits of the case, in particular whether there is an
p.(None): infringement of this Regulation.
p.(None): (137)There may be an urgent need to act in order to protect the rights and freedoms of data subjects, in particular when the danger
p.(None): exists that the enforcement of a right of a data subject could be considerably impeded. A supervisory authority should
p.(None): therefore be able to adopt duly justified provisional measures on its territory with a specified period of validity which should not
p.(None): exceed three months.
p.(None): (138)The application of such mechanism should be a condition for the lawfulness of a measure intended to produce legal effects by
p.(None): a supervisory authority in those cases where its application is mandatory. In other cases of cross-border relevance, the
p.(None): cooperation mechanism between the lead supervisory authority and supervisory authorities concerned should be applied and
p.(None): mutual assistance and joint operations might be carried out between the supervisory authorities concerned on a bilateral or
p.(None): multilateral basis without triggering the consistency mechanism.
p.(None): (139)In order to promote the consistent application of this Regulation, the Board should be set up as an independent body of the
p.(None): Union. To fulfil its objectives, the Board should have legal personality. The Board should be represented by its Chair. It should
p.(None): replace the Working Party on the Protection of Individuals with Regard to the Processing of Personal Data established by
p.(None): Directive 95/46/EC. It should consist of the head of a supervisory authority of each Member State and the European Data
p.(None): Protection Supervisor or their respective representatives. The Commission should participate in the Board's activities without
p.(None): voting rights and the European Data Protection Supervisor should have specific voting rights. The Board should contribute to
p.(None): the consistent application of this Regulation throughout the Union, including by advising the Commission, in particular on the
p.(None): level of protection in third countries or international organisations, and promoting cooperation of the supervisory authorities
p.(None): throughout the Union. The Board should act independently when performing its tasks.
p.(None): (140)The Board should be assisted by a secretariat provided by the European Data Protection Supervisor. The staff of the
p.(None): European Data Protection Supervisor involved in carrying out the tasks conferred on the Board by this Regulation should
p.(None): perform its tasks exclusively under the instructions of, and report to, the Chair of the Board.
p.(None): (141)Every data subject should have the right to lodge a complaint with a single supervisory authority, in particular in the
p.(None): Member State of his or her habitual residence, and the right to an effective judicial remedy in accordance with Article 47 of the
p.(None): Charter if the data subject considers that his or her rights under this Regulation are infringed or where the supervisory
p.(None): authority does not act on a complaint, partially or wholly rejects or dismisses a complaint or does not act where such action is
p.(None): necessary to protect the rights of the data subject. The investigation following a complaint should be carried out, subject to
p.(None): judicial review, to the extent that is appropriate in the specific case. The supervisory authority should inform the data subject
p.(None): of the progress and the outcome of the complaint within a reasonable period. If the case requires further investigation or
...
p.(None): which produces legal effects concerning that person. Such a decision concerns in particular the exercise of investigative,
p.(None): corrective and authorisation powers by the supervisory authority or the dismissal or rejection of complaints. However, the right
p.(None): to an effective judicial remedy does not encompass measures taken by supervisory authorities which are not legally binding,
p.(None): such as opinions issued by or advice provided by the supervisory authority. Proceedings against a supervisory authority
p.(None): should be brought before the courts of the Member State where the supervisory authority is established and should be
p.(None): conducted in accordance with that Member State's procedural law. Those courts should exercise full jurisdiction, which should
p.(None): include jurisdiction to examine all questions of fact and law relevant to the dispute before them.
p.(None): Where a complaint has been rejected or dismissed by a supervisory authority, the complainant may bring proceedings before
p.(None): the courts in the same Member State. In the context of judicial remedies relating to the application of this Regulation, national
p.(None): courts which consider a decision on the question necessary to enable them to give judgment, may, or in the case provided for
p.(None): in Article 267 TFEU, must, request the Court of Justice to give a preliminary ruling on the interpretation of Union law, including
p.(None): this Regulation. Furthermore, where a decision of a supervisory authority implementing a decision of the Board is challenged
p.(None): before a national court and the validity of the decision of the Board is at issue, that national court does not have the power to
p.(None): declare the Board's decision invalid but must refer the question of validity to the Court of Justice in accordance with
p.(None): Article 267 TFEU as interpreted by the Court of Justice, where it considers the decision invalid. However, a national court may
p.(None): not refer a question on the validity of the decision of the Board at the request of a natural or legal person which had the
p.(None): opportunity to bring an action for annulment of that decision, in particular if it was directly and individually concerned by that
p.(None): decision, but had not done so within the period laid down in Article 263 TFEU.
p.(None): (144)Where a court seized of proceedings against a decision by a supervisory authority has reason to believe that proceedings
p.(None): concerning the same processing, such as the same subject matter as regards processing by the same controller or processor,
p.(None): or the same cause of action, are brought before a competent court in another Member State, it should contact that court in
p.(None): order to confirm the existence of such related proceedings. If related proceedings are pending before a court in another
p.(None): Member State, any court other than the court first seized may stay its proceedings or may, on request of one of the parties,
p.(None): decline jurisdiction in favour of the court first seized if that court has jurisdiction over the proceedings in question and its law
p.(None): permits the consolidation of such related proceedings. Proceedings are deemed to be related where they are so closely
p.(None): connected that it is expedient to hear and determine them together in order to avoid the risk of irreconcilable judgments
p.(None): resulting from separate proceedings.
p.(None): (145)For proceedings against a controller or processor, the plaintiff should have the choice to bring the action before the courts of
p.(None): the Member States where the controller or processor has an establishment or where the data subject resides, unless the
p.(None): controller is a public authority of a Member State acting in the exercise of its public powers.
p.(None): (146)The controller or processor should compensate any damage which a person may suffer as a result of processing that infringes
p.(None): this Regulation. The controller or processor should be exempt from liability if it proves that it is not in any way responsible for
p.(None): the damage. The concept of damage should be broadly interpreted in the light of the case-law of the Court of Justice in a
p.(None): manner which fully reflects the objectives of this Regulation. This is without prejudice to any claims for damage deriving from
p.(None): the violation of other rules in Union or Member State law. Processing that infringes this Regulation also includes processing
p.(None): that infringes delegated and implementing acts adopted in accordance with this Regulation and Member State law specifying
p.(None): rules of this Regulation. Data subjects should receive full and effective compensation for the damage they have suffered.
p.(None): Where controllers or processors are involved in the same processing, each controller or processor should be held liable for
p.(None): the entire damage. However, where they are joined to the same judicial proceedings, in accordance with Member State law,
p.(None): compensation may be apportioned according to the responsibility of each controller or processor for the damage caused by
p.(None): the processing, provided that full and effective compensation of the data subject who suffered the damage is ensured. Any
p.(None): controller or processor which has paid full compensation may subsequently institute recourse proceedings against other
p.(None): controllers or processors involved in the same processing.
p.(None): (147)Where specific rules on jurisdiction are contained in this Regulation, in particular as regards proceedings seeking a judicial
p.(None): remedy including compensation, against a controller or processor, general jurisdiction rules such as those of Regulation (EU)
p.(None): No 1215/2012 of the European Parliament and of the Council (13) should not prejudice the application of such specific rules.
p.(None): (148)In order to strengthen the enforcement of the rules of this Regulation, penalties including administrative fines should be
p.(None): imposed for any infringement of this Regulation, in addition to, or instead of appropriate measures imposed by the supervisory
p.(None): authority pursuant to this Regulation. In a case of a minor infringement or if the fine likely to be imposed would constitute a
p.(None): disproportionate burden to a natural person, a reprimand may be issued instead of a fine. Due regard should however be
p.(None): given to the nature, gravity and duration of the infringement, the intentional character of the infringement, actions taken to
p.(None): mitigate the damage suffered, degree of responsibility or any relevant previous infringements, the manner in which the
p.(None): infringement became known to the supervisory authority, compliance with measures ordered against the controller or
p.(None): processor, adherence to a code of conduct and any other aggravating or mitigating factor. The imposition of penalties
p.(None): including administrative fines should be subject to appropriate procedural safeguards in accordance with the general
p.(None): principles of Union law and the Charter, including effective judicial protection and due process.
p.(None): (149)Member States should be able to lay down the rules on criminal penalties for infringements of this Regulation, including for
p.(None): infringements of national rules adopted pursuant to and within the limits of this Regulation. Those criminal penalties may also
p.(None): allow for the deprivation of the profits obtained through infringements of this Regulation. However, the imposition of criminal
p.(None): penalties for infringements of such national rules and of administrative penalties should not lead to a breach of the principle of
p.(None): ne bis in idem, as interpreted by the Court of Justice.
p.(None): (150)In order to strengthen and harmonise administrative penalties for infringements of this Regulation, each supervisory authority
p.(None): should have the power to impose administrative fines. This Regulation should indicate infringements and the upper limit and
p.(None): criteria for setting the related administrative fines, which should be determined by the competent supervisory authority in each
p.(None): individual case, taking into account all relevant circumstances of the specific situation, with due regard in particular to the
p.(None): nature, gravity and duration of the infringement and of its consequences and the measures taken to ensure compliance with
p.(None): the obligations under this Regulation and to prevent or mitigate the consequences of the infringement. Where administrative
...
p.(None): Charter. This should apply in particular to the processing of personal data in the audiovisual field and in news archives and
p.(None): press libraries. Therefore, Member States should adopt legislative measures which lay down the exemptions and derogations
p.(None): necessary for the purpose of balancing those fundamental rights. Member States should adopt such exemptions and
p.(None): derogations on general principles, the rights of the data subject, the controller and the processor, the transfer of personal data
p.(None): to third countries or international organisations, the independent supervisory authorities, cooperation and consistency, and
p.(None): specific data-processing situations. Where such exemptions or derogations differ from one Member State to another, the law
p.(None): of the Member State to which the controller is subject should apply. In order to take account of the importance of the right to
p.(None): freedom of expression in every democratic society, it is necessary to interpret notions relating to that freedom, such as
p.(None): journalism, broadly.
p.(None): (154)This Regulation allows the principle of public access to official documents to be taken into account when applying this
p.(None): Regulation. Public access to official documents may be considered to be in the public interest. Personal data in documents
p.(None): held by a public authority or a public body should be able to be publicly disclosed by that authority or body if the disclosure is
p.(None): provided for by Union or Member State law to which the public authority or public body is subject. Such laws should reconcile
p.(None): public access to official documents and the reuse of public sector information with the right to the protection of personal data
p.(None): and may therefore provide for the necessary reconciliation with the right to the protection of personal data pursuant to this
p.(None): Regulation. The reference to public authorities and bodies should in that context include all authorities or other bodies covered
p.(None): by Member State law on public access to documents. Directive 2003/98/EC of the European Parliament and of the Council (14)
p.(None): leaves intact and in no way affects the level of protection of natural persons with regard to the processing of personal data
p.(None): under the provisions of Union and Member State law, and in particular does not alter the obligations and rights set out in this
p.(None): Regulation. In particular, that Directive should not apply to documents to which access is excluded or restricted by virtue of
p.(None): the access regimes on the grounds of protection of personal data, and parts of documents accessible by virtue of those
p.(None): regimes which contain personal data the re-use of which has been provided for by law as being incompatible with the law
p.(None): concerning the protection of natural persons with regard to the processing of personal data.
p.(None): (155)Member State law or collective agreements, including ‘works agreements’, may provide for specific rules on the processing of
p.(None): employees' personal data in the employment context, in particular for the conditions under which personal data in the
p.(None): employment context may be processed on the basis of the consent of the employee, the purposes of the recruitment, the
p.(None): performance of the contract of employment, including discharge of obligations laid down by law or by collective agreements,
p.(None): management, planning and organisation of work, equality and diversity in the workplace, health and safety at work, and for
p.(None): the purposes of the exercise and enjoyment, on an individual or collective basis, of rights and benefits related to employment,
p.(None): and for the purpose of the termination of the employment relationship.
...
p.(None): and to object when processing personal data for archiving purposes in the public interest, scientific or historical research
p.(None): purposes or statistical purposes. The conditions and safeguards in question may entail specific procedures for data subjects
p.(None): to exercise those rights if this is appropriate in the light of the purposes sought by the specific processing along with technical
p.(None): and organisational measures aimed at minimising the processing of personal data in pursuance of the proportionality and
p.(None): necessity principles. The processing of personal data for scientific purposes should also comply with other relevant legislation
p.(None): such as on clinical trials.
p.(None): (157)By coupling information from registries, researchers can obtain new knowledge of great value with regard to widespread
p.(None): medical conditions such as cardiovascular disease, cancer and depression. On the basis of registries, research results can be
p.(None): enhanced, as they draw on a larger population. Within social science, research on the basis of registries enables researchers
p.(None): to obtain essential knowledge about the long-term correlation of a number of social conditions such as unemployment and
p.(None): education with other life conditions. Research results obtained through registries provide solid, high-quality knowledge which
p.(None): can provide the basis for the formulation and implementation of knowledge-based policy, improve the quality of life for a
p.(None): number of people and improve the efficiency of social services. In order to facilitate scientific research, personal data can be
p.(None): processed for scientific research purposes, subject to appropriate conditions and safeguards set out in Union or
p.(None): Member State law.
p.(None): (158)Where personal data are processed for archiving purposes, this Regulation should also apply to that processing, bearing in
p.(None): mind that this Regulation should not apply to deceased persons. Public authorities or public or private bodies that hold
p.(None): records of public interest should be services which, pursuant to Union or Member State law, have a legal obligation to acquire,
p.(None): preserve, appraise, arrange, describe, communicate, promote, disseminate and provide access to records of enduring value
p.(None): for general public interest. Member States should also be authorised to provide for the further processing of personal data for
p.(None): archiving purposes, for example with a view to providing specific information related to the political behaviour under former
p.(None): totalitarian state regimes, genocide, crimes against humanity, in particular the Holocaust, or war crimes.
p.(None): (159)Where personal data are processed for scientific research purposes, this Regulation should also apply to that processing. For
p.(None): the purposes of this Regulation, the processing of personal data for scientific research purposes should be interpreted in a
p.(None): broad manner including for example technological development and demonstration, fundamental research, applied research
p.(None): and privately funded research. In addition, it should take into account the Union's objective under Article 179(1) TFEU of
p.(None): achieving a European Research Area. Scientific research purposes should also include studies conducted in the public
p.(None): interest in the area of public health. To meet the specificities of processing personal data for scientific research purposes,
p.(None): specific conditions should apply in particular as regards the publication or otherwise disclosure of personal data in the context
p.(None): of scientific research purposes. If the result of scientific research in particular in the health context gives reason for further
p.(None): measures in the interest of the data subject, the general rules of this Regulation should apply in view of those measures.
p.(None): (160)Where personal data are processed for historical research purposes, this Regulation should also apply to that processing.
p.(None): This should also include historical research and research for genealogical purposes, bearing in mind that this Regulation
p.(None): should not apply to deceased persons.
p.(None): (161)For the purpose of consenting to the participation in scientific research activities in clinical trials, the relevant provisions of
p.(None): Regulation (EU) No 536/2014 of the European Parliament and of the Council (15) should apply.
p.(None): (162)Where personal data are processed for statistical purposes, this Regulation should apply to that processing. Union or Member
p.(None): State law should, within the limits of this Regulation, determine statistical content, control of access, specifications for the
p.(None): processing of personal data for statistical purposes and appropriate measures to safeguard the rights and freedoms of the
p.(None): data subject and for ensuring statistical confidentiality. Statistical purposes mean any operation of collection and the
p.(None): processing of personal data necessary for statistical surveys or for the production of statistical results. Those statistical results
p.(None): may further be used for different purposes, including a scientific research purpose. The statistical purpose implies that the
p.(None): result of processing for statistical purposes is not personal data, but aggregate data, and that this result or the personal data
p.(None): are not used in support of measures or decisions regarding any particular natural person.
p.(None): (163)The confidential information which the Union and national statistical authorities collect for the production of official European
p.(None): and official national statistics should be protected. European statistics should be developed, produced and disseminated in
p.(None): accordance with the statistical principles as set out in Article 338(2) TFEU, while national statistics should also comply with
p.(None): Member State law. Regulation (EC) No 223/2009 of the European Parliament and of the Council (16) provides further
p.(None): specifications on statistical confidentiality for European statistics.
p.(None): (164)As regards the powers of the supervisory authorities to obtain from the controller or processor access to personal data and
p.(None): access to their premises, Member States may adopt by law, within the limits of this Regulation, specific rules in order to
p.(None): safeguard the professional or other equivalent secrecy obligations, in so far as necessary to reconcile the right to the
p.(None): protection of personal data with an obligation of professional secrecy. This is without prejudice to existing Member State
p.(None): obligations to adopt rules on professional secrecy where required by Union law.
p.(None): (165)This Regulation respects and does not prejudice the status under existing constitutional law of churches and religious
p.(None): associations or communities in the Member States, as recognised in Article 17 TFEU.
p.(None): (166)In order to fulfil the objectives of this Regulation, namely to protect the fundamental rights and freedoms of natural persons
p.(None): and in particular their right to the protection of personal data and to ensure the free movement of personal data within the
p.(None): Union, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission. In particular,
p.(None): delegated acts should be adopted in respect of criteria and requirements for certification mechanisms, information to be
p.(None): presented by standardised icons and procedures for providing such icons. It is of particular importance that the Commission
p.(None): carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing
p.(None): and drawing-up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to
p.(None): the European Parliament and to the Council.
p.(None): (167)In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on
p.(None): the Commission when provided for by this Regulation. Those powers should be exercised in accordance with Regulation (EU)
p.(None): No 182/2011. In that context, the Commission should consider specific measures for micro, small and medium-sized
p.(None): enterprises.
p.(None): (168)The examination procedure should be used for the adoption of implementing acts on standard contractual clauses between
p.(None): controllers and processors and between processors; codes of conduct; technical standards and mechanisms for certification;
p.(None): the adequate level of protection afforded by a third country, a territory or a specified sector within that third country, or an
p.(None): international organisation; standard protection clauses; formats and procedures for the exchange of information by electronic
p.(None): means between controllers, processors and supervisory authorities for binding corporate rules; mutual assistance; and
p.(None): arrangements for the exchange of information by electronic means between supervisory authorities, and between supervisory
p.(None): authorities and the Board.
p.(None): (169)The Commission should adopt immediately applicable implementing acts where available evidence reveals that a third
p.(None): country, a territory or a specified sector within that third country, or an international organisation does not ensure an adequate
p.(None): level of protection, and imperative grounds of urgency so require.
p.(None): (170)Since the objective of this Regulation, namely to ensure an equivalent level of protection of natural persons and the free flow
p.(None): of personal data throughout the Union, cannot be sufficiently achieved by the Member States and can rather, by reason of the
p.(None): scale or effects of the action, be better achieved at Union level, the Union may adopt measures, in accordance with the
p.(None): principle of subsidiarity as set out in Article 5 of the Treaty on European Union (TEU). In accordance with the principle of
p.(None): proportionality as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve that
p.(None): objective.
p.(None): (171)Directive 95/46/EC should be repealed by this Regulation. Processing already under way on the date of application of this
p.(None): Regulation should be brought into conformity with this Regulation within the period of two years after which this Regulation
p.(None): enters into force. Where processing is based on consent pursuant to Directive 95/46/EC, it is not necessary for the data
p.(None): subject to give his or her consent again if the manner in which the consent has been given is in line with the conditions of this
p.(None): Regulation, so as to allow the controller to continue such processing after the date of application of this Regulation.
p.(None): Commission decisions adopted and authorisations by supervisory authorities based on Directive 95/46/EC remain in force until
p.(None): amended, replaced or repealed.
p.(None): (172)The European Data Protection Supervisor was consulted in accordance with Article 28(2) of Regulation (EC) No 45/2001 and
p.(None): delivered an opinion on 7 March 2012 (17).
p.(None): (173)This Regulation should apply to all matters concerning the protection of fundamental rights and freedomsvis-à-vis the
p.(None): processing of personal data which are not subject to specific obligations with the same objective set out in
p.(None): Directive 2002/58/EC of the European Parliament and of the Council (18), including the obligations on the controller and the
p.(None): rights of natural persons. In order to clarify the relationship between this Regulation and Directive 2002/58/EC, that Directive
p.(None): should be amended accordingly. Once this Regulation is adopted, Directive 2002/58/EC should be reviewed in particular in
p.(None): order to ensure consistency with this Regulation,
p.(None): HAVE ADOPTED THIS REGULATION:
p.(None):
p.(None):
p.(None): CHAPTER I
p.(None): General provisions
p.(None):
p.(None): Article 1
p.(None): Subject-matter and objectives
p.(None): 1. This Regulation lays down rules relating to the protection of natural persons with regard to the processing of personal data and
p.(None): rules relating to the free movement of personal data.
p.(None): 2. This Regulation protects fundamental rights and freedoms of natural persons and in particular their right to the protection of
p.(None): personal data.
p.(None): 3. The free movement of personal data within the Union shall be neither restricted nor prohibited for reasons connected with the
p.(None): protection of natural persons with regard to the processing of personal data.
p.(None):
p.(None): Article 2
p.(None): Material scope
p.(None): 1. This Regulation applies to the processing of personal data wholly or partly by automated means and to the processing other
p.(None): than by automated means of personal data which form part of a filing system or are intended to form part of a filing system.
p.(None): 2. This Regulation does not apply to the processing of personal data:
p.(None): (a) in the course of an activity which falls outside the scope of Union law;
p.(None): (b) by the Member States when carrying out activities which fall within the scope of Chapter 2 of Title V of the TEU;
p.(None): (c) by a natural person in the course of a purely personal or household activity;
p.(None): (d) by competent authorities for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the
p.(None): execution of criminal penalties, including the safeguarding against and the prevention of threats to public security.
p.(None): 3. For the processing of personal data by the Union institutions, bodies, offices and agencies, Regulation (EC) No 45/2001
p.(None): applies. Regulation (EC) No 45/2001 and other Union legal acts applicable to such processing of personal data shall be adapted to
p.(None): the principles and rules of this Regulation in accordance with Article 98.
p.(None): 4. This Regulation shall be without prejudice to the application of Directive 2000/31/EC, in particular of the liability rules of
p.(None): intermediary service providers in Articles 12 to 15 of that Directive.
p.(None):
p.(None): Article 3
p.(None): Territorial scope
p.(None): 1. This Regulation applies to the processing of personal data in the context of the activities of an establishment of a controller or a
p.(None): processor in the Union, regardless of whether the processing takes place in the Union or not.
p.(None): 2. This Regulation applies to the processing of personal data of data subjects who are in the Union by a controller or processor
p.(None): not established in the Union, where the processing activities are related to:
p.(None): (a) the offering of goods or services, irrespective of whether a payment of the data subject is required, to such data subjects in
p.(None): the Union; or
p.(None): (b) the monitoring of their behaviour as far as their behaviour takes place within the Union.
p.(None): 3. This Regulation applies to the processing of personal data by a controller not established in the Union, but in a place where
p.(None): Member State law applies by virtue of public international law.
p.(None):
p.(None): Article 4
p.(None): Definitions
p.(None): For the purposes of this Regulation:
p.(None): (1) ‘personal data’ means any information relating to an identified or identifiable natural person (‘data subject’); an identifiable
p.(None): natural person is one who can be identified, directly or indirectly, in particular by reference to an identifier such as a name, an
p.(None): identification number, location data, an online identifier or to one or more factors specific to the physical, physiological,
p.(None): genetic, mental, economic, cultural or social identity of that natural person;
p.(None): (2) ‘processing’ means any operation or set of operations which is performed on personal data or on sets of personal data,
p.(None): whether or not by automated means, such as collection, recording, organisation, structuring, storage, adaptation or alteration,
p.(None): retrieval, consultation, use, disclosure by transmission, dissemination or otherwise making available, alignment or
p.(None): combination, restriction, erasure or destruction;
p.(None): (3) ‘restriction of processing’ means the marking of stored personal data with the aim of limiting their processing in the future;
p.(None): (4) ‘profiling’ means any form of automated processing of personal data consisting of the use of personal data to evaluate certain
p.(None): personal aspects relating to a natural person, in particular to analyse or predict aspects concerning that natural person's
p.(None): performance at work, economic situation, health, personal preferences, interests, reliability, behaviour, location or movements;
p.(None): (5) ‘pseudonymisation’ means the processing of personal data in such a manner that the personal data can no longer be
p.(None): attributed to a specific data subject without the use of additional information, provided that such additional information is kept
p.(None): separately and is subject to technical and organisational measures to ensure that the personal data are not attributed to an
p.(None): identified or identifiable natural person;
p.(None): (6) ‘filing system’ means any structured set of personal data which are accessible according to specific criteria, whether
p.(None): centralised, decentralised or dispersed on a functional or geographical basis;
p.(None): (7) ‘controller’ means the natural or legal person, public authority, agency or other body which, alone or jointly with others,
p.(None): determines the purposes and means of the processing of personal data; where the purposes and means of such processing
p.(None): are determined by Union or Member State law, the controller or the specific criteria for its nomination may be provided for by
p.(None): Union or Member State law;
p.(None): (8) ‘processor’ means a natural or legal person, public authority, agency or other body which processes personal data on behalf of
p.(None): the controller;
p.(None): (9) ‘recipient’ means a natural or legal person, public authority, agency or another body, to which the personal data are disclosed,
p.(None): whether a third party or not. However, public authorities which may receive personal data in the framework of a particular
p.(None): inquiry in accordance with Union or Member State law shall not be regarded as recipients; the processing of those data by
p.(None): those public authorities shall be in compliance with the applicable data protection rules according to the purposes of the
p.(None): processing;
p.(None): (10) ‘third party’ means a natural or legal person, public authority, agency or body other than the data subject, controller, processor
p.(None): and persons who, under the direct authority of the controller or processor, are authorised to process personal data;
p.(None): (11) ‘consent’ of the data subject means any freely given, specific, informed and unambiguous indication of the data subject's
p.(None): wishes by which he or she, by a statement or by a clear affirmative action, signifies agreement to the processing of personal
p.(None): data relating to him or her;
p.(None): (12) ‘personal data breach’ means a breach of security leading to the accidental or unlawful destruction, loss, alteration,
p.(None): unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise processed;
p.(None): (13) ‘genetic data’ means personal data relating to the inherited or acquired genetic characteristics of a natural person which give
p.(None): unique information about the physiology or the health of that natural person and which result, in particular, from an analysis of
p.(None): a biological sample from the natural person in question;
p.(None): (14) ‘biometric data’ means personal data resulting from specific technical processing relating to the physical, physiological or
p.(None): behavioural characteristics of a natural person, which allow or confirm the unique identification of that natural person, such as
p.(None): facial images or dactyloscopic data;
p.(None): (15) ‘data concerning health’ means personal data related to the physical or mental health of a natural person, including the
p.(None): provision of health care services, which reveal information about his or her health status;
p.(None): (16) ‘main establishment’ means:
p.(None): (a) as regards a controller with establishments in more than one Member State, the place of its central administration in the
p.(None): Union, unless the decisions on the purposes and means of the processing of personal data are taken in another
p.(None): establishment of the controller in the Union and the latter establishment has the power to have such decisions
p.(None): implemented, in which case the establishment having taken such decisions is to be considered to be the main
p.(None): establishment;
p.(None): (b) as regards a processor with establishments in more than one Member State, the place of its central administration in the
p.(None): Union, or, if the processor has no central administration in the Union, the establishment of the processor in the Union
p.(None): where the main processing activities in the context of the activities of an establishment of the processor take place to the
p.(None): extent that the processor is subject to specific obligations under this Regulation;
p.(None): (17) ‘representative’ means a natural or legal person established in the Union who, designated by the controller or processor in
p.(None): writing pursuant to Article 27, represents the controller or processor with regard to their respective obligations under this
p.(None): Regulation;
p.(None): (18) ‘enterprise’ means a natural or legal person engaged in an economic activity, irrespective of its legal form, including
p.(None): partnerships or associations regularly engaged in an economic activity;
p.(None): (19) ‘group of undertakings’ means a controlling undertaking and its controlled undertakings;
p.(None): (20) ‘binding corporate rules’ means personal data protection policies which are adhered to by a controller or processor
p.(None): established on the territory of a Member State for transfers or a set of transfers of personal data to a controller or processor in
p.(None): one or more third countries within a group of undertakings, or group of enterprises engaged in a joint economic activity;
p.(None): (21) ‘supervisory authority’ means an independent public authority which is established by a Member State pursuant to Article 51;
p.(None): (22) ‘supervisory authority concerned’ means a supervisory authority which is concerned by the processing of personal data
p.(None): because:
p.(None): (a) the controller or processor is established on the territory of the Member State of that supervisory authority;
p.(None): (b) data subjects residing in the Member State of that supervisory authority are substantially affected or likely to be
p.(None): substantially affected by the processing; or
p.(None): (c) a complaint has been lodged with that supervisory authority;
p.(None): (23) ‘cross-border processing’ means either:
p.(None): (a) processing of personal data which takes place in the context of the activities of establishments in more than one
p.(None): Member State of a controller or processor in the Union where the controller or processor is established in more than one
p.(None): Member State; or
p.(None): (b) processing of personal data which takes place in the context of the activities of a single establishment of a controller or
p.(None): processor in the Union but which substantially affects or is likely to substantially affect data subjects in more than one
p.(None): Member State.
p.(None): (24) ‘relevant and reasoned objection’ means an objection to a draft decision as to whether there is an infringement of this
p.(None): Regulation, or whether envisaged action in relation to the controller or processor complies with this Regulation, which clearly
p.(None): demonstrates the significance of the risks posed by the draft decision as regards the fundamental rights and freedoms of data
p.(None): subjects and, where applicable, the free flow of personal data within the Union;
p.(None): (25) ‘information society service’ means a service as defined in point (b) of Article 1(1) of Directive (EU) 2015/1535 of the
p.(None): European Parliament and of the Council (19);
p.(None): (26) ‘international organisation’ means an organisation and its subordinate bodies governed by public international law, or any
p.(None): other body which is set up by, or on the basis of, an agreement between two or more countries.
p.(None):
p.(None):
p.(None): CHAPTER II
p.(None): Principles
p.(None):
p.(None): Article 5
p.(None): Principles relating to processing of personal data
p.(None): 1. Personal data shall be:
p.(None): (a) processed lawfully, fairly and in a transparent manner in relation to the data subject (‘lawfulness, fairness and transparency’);
p.(None): (b) collected for specified, explicit and legitimate purposes and not further processed in a manner that is incompatible with those
p.(None): purposes; further processing for archiving purposes in the public interest, scientific or historical research purposes or
p.(None): statistical purposes shall, in accordance with Article 89(1), not be considered to be incompatible with the initial purposes
p.(None): (‘purpose limitation’);
p.(None): (c) adequate, relevant and limited to what is necessary in relation to the purposes for which they are processed (‘data
p.(None): minimisation’);
p.(None): (d) accurate and, where necessary, kept up to date; every reasonable step must be taken to ensure that personal data that are
p.(None): inaccurate, having regard to the purposes for which they are processed, are erased or rectified without delay (‘accuracy’);
p.(None): (e) kept in a form which permits identification of data subjects for no longer than is necessary for the purposes for which the
p.(None): personal data are processed; personal data may be stored for longer periods insofar as the personal data will be processed
...
p.(None): request of the data subject prior to entering into a contract;
p.(None): (c) processing is necessary for compliance with a legal obligation to which the controller is subject;
p.(None): (d) processing is necessary in order to protect the vital interests of the data subject or of another natural person;
p.(None): (e) processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller;
p.(None): (f) processing is necessary for the purposes of the legitimate interests pursued by the controller or by a third party, except where
p.(None): such interests are overridden by the interests or fundamental rights and freedoms of the data subject which require protection
p.(None): of personal data, in particular where the data subject is a child.
p.(None): Point (f) of the first subparagraph shall not apply to processing carried out by public authorities in the performance of their tasks.
p.(None): 2. Member States may maintain or introduce more specific provisions to adapt the application of the rules of this Regulation with
p.(None): regard to processing for compliance with points (c) and (e) of paragraph 1 by determining more precisely specific requirements for
p.(None): the processing and other measures to ensure lawful and fair processing including for other specific processing situations as
p.(None): provided for in Chapter IX.
p.(None): 3. The basis for the processing referred to in point (c) and (e) of paragraph 1 shall be laid down by:
p.(None): (a) Union law; or
p.(None): (b) Member State law to which the controller is subject.
p.(None): The purpose of the processing shall be determined in that legal basis or, as regards the processing referred to in point (e) of
p.(None): paragraph 1, shall be necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller. That legal basis may contain specific provisions to adapt the application of rules of this Regulation, inter
p.(None): alia: the general conditions governing the lawfulness of processing by the controller; the types of data which are subject to the
p.(None): processing; the data subjects concerned; the entities to, and the purposes for which, the personal data may be disclosed; the
p.(None): purpose limitation; storage periods; and processing operations and processing procedures, including measures to ensure lawful
p.(None): and fair processing such as those for other specific processing situations as provided for in Chapter IX. The Union or the
p.(None): Member State law shall meet an objective of public interest and be proportionate to the legitimate aim pursued.
p.(None): 4. Where the processing for a purpose other than that for which the personal data have been collected is not based on the data
p.(None): subject's consent or on a Union or Member State law which constitutes a necessary and proportionate measure in a democratic
p.(None): society to safeguard the objectives referred to in Article 23(1), the controller shall, in order to ascertain whether processing for
p.(None): another purpose is compatible with the purpose for which the personal data are initially collected, take into account, inter alia:
p.(None): (a) any link between the purposes for which the personal data have been collected and the purposes of the intended further
p.(None): processing;
p.(None): (b) the context in which the personal data have been collected, in particular regarding the relationship between data subjects and
p.(None): the controller;
p.(None): (c) the nature of the personal data, in particular whether special categories of personal data are processed, pursuant to Article 9,
p.(None): or whether personal data related to criminal convictions and offences are processed, pursuant to Article 10;
p.(None): (d) the possible consequences of the intended further processing for data subjects;
p.(None): (e) the existence of appropriate safeguards, which may include encryption or pseudonymisation.
p.(None):
p.(None): Article 7
p.(None): Conditions for consent
p.(None): 1. Where processing is based on consent, the controller shall be able to demonstrate that the data subject has consented to
p.(None): processing of his or her personal data.
p.(None): 2. If the data subject's consent is given in the context of a written declaration which also concerns other matters, the request for
...
p.(None): such processing shall be lawful only if and to the extent that consent is given or authorised by the holder of parental responsibility
p.(None): over the child.
p.(None): Member States may provide by law for a lower age for those purposes provided that such lower age is not below 13 years.
p.(None): 2. The controller shall make reasonable efforts to verify in such cases that consent is given or authorised by the holder of parental
p.(None): responsibility over the child, taking into consideration available technology.
p.(None): 3. Paragraph 1 shall not affect the general contract law of Member States such as the rules on the validity, formation or effect of a
p.(None): contract in relation to a child.
p.(None):
p.(None): Article 9
p.(None): Processing of special categories of personal data
p.(None): 1. Processing of personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union
p.(None): membership, and the processing of genetic data, biometric data for the purpose of uniquely identifying a natural person, data
p.(None): concerning health or data concerning a natural person's sex life or sexual orientation shall be prohibited.
p.(None): 2. Paragraph 1 shall not apply if one of the following applies:
p.(None): (a) the data subject has given explicit consent to the processing of those personal data for one or more specified purposes,
p.(None): except where Union or Member State law provide that the prohibition referred to in paragraph 1 may not be lifted by the data
p.(None): subject;
p.(None): (b) processing is necessary for the purposes of carrying out the obligations and exercising specific rights of the controller or of the
p.(None): data subject in the field of employment and social security and social protection law in so far as it is authorised by Union or
p.(None): Member State law or a collective agreement pursuant to Member State law providing for appropriate safeguards for the
p.(None): fundamental rights and the interests of the data subject;
p.(None): (c) processing is necessary to protect the vital interests of the data subject or of another natural person where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (d) processing is carried out in the course of its legitimate activities with appropriate safeguards by a foundation, association or
p.(None): any other not-for-profit body with a political, philosophical, religious or trade union aim and on condition that the processing
p.(None): relates solely to the members or to former members of the body or to persons who have regular contact with it in connection
p.(None): with its purposes and that the personal data are not disclosed outside that body without the consent of the data subjects;
p.(None): (e) processing relates to personal data which are manifestly made public by the data subject;
p.(None): (f) processing is necessary for the establishment, exercise or defence of legal claims or whenever courts are acting in their
p.(None): judicial capacity;
p.(None): (g) processing is necessary for reasons of substantial public interest, on the basis of Union or Member State law which shall be
p.(None): proportionate to the aim pursued, respect the essence of the right to data protection and provide for suitable and specific
p.(None): measures to safeguard the fundamental rights and the interests of the data subject;
p.(None): (h) processing is necessary for the purposes of preventive or occupational medicine, for the assessment of the working capacity
p.(None): of the employee, medical diagnosis, the provision of health or social care or treatment or the management of health or social
p.(None): care systems and services on the basis of Union or Member State law or pursuant to contract with a health professional and
p.(None): subject to the conditions and safeguards referred to in paragraph 3;
p.(None): (i) processing is necessary for reasons of public interest in the area of public health, such as protecting against serious cross-
p.(None): border threats to health or ensuring high standards of quality and safety of health care and of medicinal products or medical
p.(None): devices, on the basis of Union or Member State law which provides for suitable and specific measures to safeguard the rights
p.(None): and freedoms of the data subject, in particular professional secrecy;
p.(None): (j) processing is necessary for archiving purposes in the public interest, scientific or historical research purposes or statistical
p.(None): purposes in accordance with Article 89(1) based on Union or Member State law which shall be proportionate to the aim
p.(None): pursued, respect the essence of the right to data protection and provide for suitable and specific measures to safeguard the
p.(None): fundamental rights and the interests of the data subject.
p.(None): 3. Personal data referred to in paragraph 1 may be processed for the purposes referred to in point (h) of paragraph 2 when those
p.(None): data are processed by or under the responsibility of a professional subject to the obligation of professional secrecy under Union or
p.(None): Member State law or rules established by national competent bodies or by another person also subject to an obligation of secrecy
p.(None): under Union or Member State law or rules established by national competent bodies.
p.(None): 4. Member States may maintain or introduce further conditions, including limitations, with regard to the processing of genetic data,
p.(None): biometric data or data concerning health.
p.(None):
p.(None): Article 10
p.(None): Processing of personal data relating to criminal convictions and offences
p.(None): Processing of personal data relating to criminal convictions and offences or related security measures based on Article 6(1) shall be
p.(None): carried out only under the control of official authority or when the processing is authorised by Union or Member State law providing
p.(None): for appropriate safeguards for the rights and freedoms of data subjects. Any comprehensive register of criminal convictions shall be
p.(None): kept only under the control of official authority.
p.(None):
p.(None): Article 11
p.(None): Processing which does not require identification
p.(None): 1. If the purposes for which a controller processes personal data do not or do no longer require the identification of a data subject
p.(None): by the controller, the controller shall not be obliged to maintain, acquire or process additional information in order to identify the
p.(None): data subject for the sole purpose of complying with this Regulation.
p.(None): 2. Where, in cases referred to in paragraph 1 of this Article, the controller is able to demonstrate that it is not in a position to
p.(None): identify the data subject, the controller shall inform the data subject accordingly, if possible. In such cases, Articles 15 to 20 shall
p.(None): not apply except where the data subject, for the purpose of exercising his or her rights under those articles, provides additional
p.(None): information enabling his or her identification.
p.(None):
p.(None):
p.(None): CHAPTER III
p.(None): Rights of the data subject
p.(None):
p.(None):
p.(None): Section 1
p.(None): Transparency and modalities
p.(None):
p.(None): Article 12
p.(None): Transparent information, communication and modalities for the exercise of the rights of the data subject
p.(None): 1. The controller shall take appropriate measures to provide any information referred to in Articles 13 and 14 and any
p.(None): communication under Articles 15 to 22 and 34 relating to processing to the data subject in a concise, transparent, intelligible and
...
p.(None): (a) within a reasonable period after obtaining the personal data, but at the latest within one month, having regard to the specific
p.(None): circumstances in which the personal data are processed;
p.(None): (b) if the personal data are to be used for communication with the data subject, at the latest at the time of the first communication
p.(None): to that data subject; or
p.(None): (c) if a disclosure to another recipient is envisaged, at the latest when the personal data are first disclosed.
p.(None): 4. Where the controller intends to further process the personal data for a purpose other than that for which the personal data were
p.(None): obtained, the controller shall provide the data subject prior to that further processing with information on that other purpose and with
p.(None): any relevant further information as referred to in paragraph 2.
p.(None): 5. Paragraphs 1 to 4 shall not apply where and insofar as:
p.(None): (a) the data subject already has the information;
p.(None): (b) the provision of such information proves impossible or would involve a disproportionate effort, in particular for processing for
p.(None): archiving purposes in the public interest, scientific or historical research purposes or statistical purposes, subject to the
p.(None): conditions and safeguards referred to in Article 89(1) or in so far as the obligation referred to in paragraph 1 of this Article is
p.(None): likely to render impossible or seriously impair the achievement of the objectives of that processing. In such cases the
p.(None): controller shall take appropriate measures to protect the data subject's rights and freedoms and legitimate interests, including
p.(None): making the information publicly available;
p.(None): (c) obtaining or disclosure is expressly laid down by Union or Member State law to which the controller is subject and which
p.(None): provides appropriate measures to protect the data subject's legitimate interests; or
p.(None): (d) where the personal data must remain confidential subject to an obligation of professional secrecy regulated by Union or
p.(None): Member State law, including a statutory obligation of secrecy.
p.(None):
p.(None): Article 15
p.(None): Right of access by the data subject
p.(None): 1. The data subject shall have the right to obtain from the controller confirmation as to whether or not personal data concerning
p.(None): him or her are being processed, and, where that is the case, access to the personal data and the following information:
p.(None): (a) the purposes of the processing;
p.(None): (b) the categories of personal data concerned;
p.(None): (c) the recipients or categories of recipient to whom the personal data have been or will be disclosed, in particular recipients in
p.(None): third countries or international organisations;
p.(None): (d) where possible, the envisaged period for which the personal data will be stored, or, if not possible, the criteria used to
p.(None): determine that period;
p.(None): (e) the existence of the right to request from the controller rectification or erasure of personal data or restriction of processing of
p.(None): personal data concerning the data subject or to object to such processing;
p.(None): (f) the right to lodge a complaint with a supervisory authority;
p.(None): (g) where the personal data are not collected from the data subject, any available information as to their source;
p.(None): (h) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
...
p.(None): electronic form.
p.(None): 4. The right to obtain a copy referred to in paragraph 3 shall not adversely affect the rights and freedoms of others.
p.(None):
p.(None):
p.(None): Section 3
p.(None): Rectification and erasure
p.(None):
p.(None): Article 16
p.(None): Right to rectification
p.(None): The data subject shall have the right to obtain from the controller without undue delay the rectification of inaccurate personal data
p.(None): concerning him or her. Taking into account the purposes of the processing, the data subject shall have the right to have incomplete
p.(None): personal data completed, including by means of providing a supplementary statement.
p.(None):
p.(None): Article 17
p.(None): Right to erasure (‘right to be forgotten’)
p.(None): 1. The data subject shall have the right to obtain from the controller the erasure of personal data concerning him or her without
p.(None): undue delay and the controller shall have the obligation to erase personal data without undue delay where one of the following
p.(None): grounds applies:
p.(None): (a) the personal data are no longer necessary in relation to the purposes for which they were collected or otherwise processed;
p.(None): (b) the data subject withdraws consent on which the processing is based according to point (a) of Article 6(1), or point (a) of
p.(None): Article 9(2), and where there is no other legal ground for the processing;
p.(None): (c) the data subject objects to the processing pursuant to Article 21(1) and there are no overriding legitimate grounds for the
p.(None): processing, or the data subject objects to the processing pursuant to Article 21(2);
p.(None): (d) the personal data have been unlawfully processed;
p.(None): (e) the personal data have to be erased for compliance with a legal obligation in Union or Member State law to which the
p.(None): controller is subject;
p.(None): (f) the personal data have been collected in relation to the offer of information society services referred to in Article 8(1).
p.(None): 2. Where the controller has made the personal data public and is obliged pursuant to paragraph 1 to erase the personal data, the
p.(None): controller, taking account of available technology and the cost of implementation, shall take reasonable steps, including technical
p.(None): measures, to inform controllers which are processing the personal data that the data subject has requested the erasure by such
p.(None): controllers of any links to, or copy or replication of, those personal data.
p.(None): 3. Paragraphs 1 and 2 shall not apply to the extent that processing is necessary:
p.(None): (a) for exercising the right of freedom of expression and information;
p.(None): (b) for compliance with a legal obligation which requires processing by Union or Member State law to which the controller is
p.(None): subject or for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller;
p.(None): (c) for reasons of public interest in the area of public health in accordance with points (h) and (i) of Article 9(2) as well as Article
p.(None): 9(3);
p.(None): (d) for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes in accordance
p.(None): with Article 89(1) in so far as the right referred to in paragraph 1 is likely to render impossible or seriously impair the
p.(None): achievement of the objectives of that processing; or
p.(None): (e) for the establishment, exercise or defence of legal claims.
p.(None):
p.(None): Article 18
p.(None): Right to restriction of processing
p.(None): 1. The data subject shall have the right to obtain from the controller restriction of processing where one of the following applies:
p.(None): (a) the accuracy of the personal data is contested by the data subject, for a period enabling the controller to verify the accuracy of
p.(None): the personal data;
p.(None): (b) the processing is unlawful and the data subject opposes the erasure of the personal data and requests the restriction of their
p.(None): use instead;
p.(None): (c) the controller no longer needs the personal data for the purposes of the processing, but they are required by the data subject
p.(None): for the establishment, exercise or defence of legal claims;
p.(None): (d) the data subject has objected to processing pursuant to Article 21(1) pending the verification whether the legitimate grounds
p.(None): of the controller override those of the data subject.
p.(None): 2. Where processing has been restricted under paragraph 1, such personal data shall, with the exception of storage, only be
p.(None): processed with the data subject's consent or for the establishment, exercise or defence of legal claims or for the protection of the
p.(None): rights of another natural or legal person or for reasons of important public interest of the Union or of a Member State.
p.(None): 3. A data subject who has obtained restriction of processing pursuant to paragraph 1 shall be informed by the controller before the
p.(None): restriction of processing is lifted.
p.(None):
p.(None): Article 19
p.(None): Notification obligation regarding rectification or erasure of personal data or restriction of processing
p.(None): The controller shall communicate any rectification or erasure of personal data or restriction of processing carried out in accordance
p.(None): with Article 16, Article 17(1) and Article 18 to each recipient to whom the personal data have been disclosed, unless this proves
p.(None): impossible or involves disproportionate effort. The controller shall inform the data subject about those recipients if the data subject
p.(None): requests it.
p.(None):
p.(None): Article 20
p.(None): Right to data portability
p.(None): 1. The data subject shall have the right to receive the personal data concerning him or her, which he or she has provided to a
p.(None): controller, in a structured, commonly used and machine-readable format and have the right to transmit those data to another
p.(None): controller without hindrance from the controller to which the personal data have been provided, where:
p.(None): (a) the processing is based on consent pursuant to point (a) of Article 6(1) or point (a) of Article 9(2) or on a contract pursuant to
p.(None): point (b) of Article 6(1); and
p.(None): (b) the processing is carried out by automated means.
p.(None): 2. In exercising his or her right to data portability pursuant to paragraph 1, the data subject shall have the right to have the
p.(None): personal data transmitted directly from one controller to another, where technically feasible.
...
p.(None): processing of personal data concerning him or her for such marketing, which includes profiling to the extent that it is related to such
p.(None): direct marketing.
p.(None): 3. Where the data subject objects to processing for direct marketing purposes, the personal data shall no longer be processed for
p.(None): such purposes.
p.(None): 4. At the latest at the time of the first communication with the data subject, the right referred to in paragraphs 1 and 2 shall be
p.(None): explicitly brought to the attention of the data subject and shall be presented clearly and separately from any other information.
p.(None): 5. In the context of the use of information society services, and notwithstanding Directive 2002/58/EC, the data subject may
p.(None): exercise his or her right to object by automated means using technical specifications.
p.(None): 6. Where personal data are processed for scientific or historical research purposes or statistical purposes pursuant to
p.(None): Article 89(1), the data subject, on grounds relating to his or her particular situation, shall have the right to object to processing of
p.(None): personal data concerning him or her, unless the processing is necessary for the performance of a task carried out for reasons of
p.(None): public interest.
p.(None):
p.(None): Article 22
p.(None): Automated individual decision-making, including profiling
p.(None): 1. The data subject shall have the right not to be subject to a decision based solely on automated processing, including profiling,
p.(None): which produces legal effects concerning him or her or similarly significantly affects him or her.
p.(None): 2. Paragraph 1 shall not apply if the decision:
p.(None): (a) is necessary for entering into, or performance of, a contract between the data subject and a data controller;
p.(None): (b) is authorised by Union or Member State law to which the controller is subject and which also lays down suitable measures to
p.(None): safeguard the data subject's rights and freedoms and legitimate interests; or
p.(None): (c) is based on the data subject's explicit consent.
p.(None): 3. In the cases referred to in points (a) and (c) of paragraph 2, the data controller shall implement suitable measures to safeguard
p.(None): the data subject's rights and freedoms and legitimate interests, at least the right to obtain human intervention on the part of the
p.(None): controller, to express his or her point of view and to contest the decision.
p.(None): 4. Decisions referred to in paragraph 2 shall not be based on special categories of personal data referred to in Article 9(1), unless
p.(None): point (a) or (g) of Article 9(2) applies and suitable measures to safeguard the data subject's rights and freedoms and legitimate
p.(None): interests are in place.
p.(None):
p.(None):
p.(None): Section 5
p.(None): Restrictions
p.(None):
p.(None): Article 23
p.(None): Restrictions
p.(None): 1. Union or Member State law to which the data controller or processor is subject may restrict by way of a legislative measure the
p.(None): scope of the obligations and rights provided for in Articles 12 to 22 and Article 34, as well as Article 5 in so far as its provisions
p.(None): correspond to the rights and obligations provided for in Articles 12 to 22, when such a restriction respects the essence of the
p.(None): fundamental rights and freedoms and is a necessary and proportionate measure in a democratic society to safeguard:
p.(None): (a) national security;
p.(None): (b) defence;
p.(None): (c) public security;
p.(None): (d) the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, including the
p.(None): safeguarding against and the prevention of threats to public security;
p.(None): (e) other important objectives of general public interest of the Union or of a Member State, in particular an important economic or
p.(None): financial interest of the Union or of a Member State, including monetary, budgetary and taxation a matters, public health and
p.(None): social security;
p.(None): (f) the protection of judicial independence and judicial proceedings;
p.(None): (g) the prevention, investigation, detection and prosecution of breaches of ethics for regulated professions;
p.(None): (h) a monitoring, inspection or regulatory function connected, even occasionally, to the exercise of official authority in the cases
p.(None): referred to in points (a) to (e) and (g);
p.(None): (i) the protection of the data subject or the rights and freedoms of others;
p.(None): (j) the enforcement of civil law claims.
p.(None): 2. In particular, any legislative measure referred to in paragraph 1 shall contain specific provisions at least, where relevant, as to:
p.(None): (a) the purposes of the processing or categories of processing;
p.(None): (b) the categories of personal data;
p.(None): (c) the scope of the restrictions introduced;
p.(None): (d) the safeguards to prevent abuse or unlawful access or transfer;
p.(None): (e) the specification of the controller or categories of controllers;
p.(None): (f) the storage periods and the applicable safeguards taking into account the nature, scope and purposes of the processing or
p.(None): categories of processing;
p.(None): (g) the risks to the rights and freedoms of data subjects; and
p.(None): (h) the right of data subjects to be informed about the restriction, unless that may be prejudicial to the purpose of the restriction.
...
p.(None): principles, such as data minimisation, in an effective manner and to integrate the necessary safeguards into the processing in order
p.(None): to meet the requirements of this Regulation and protect the rights of data subjects.
p.(None): 2. The controller shall implement appropriate technical and organisational measures for ensuring that, by default, only personal
p.(None): data which are necessary for each specific purpose of the processing are processed. That obligation applies to the amount of
p.(None): personal data collected, the extent of their processing, the period of their storage and their accessibility. In particular, such
p.(None): measures shall ensure that by default personal data are not made accessible without the individual's intervention to an indefinite
p.(None): number of natural persons.
p.(None): 3. An approved certification mechanism pursuant to Article 42 may be used as an element to demonstrate compliance with the
p.(None): requirements set out in paragraphs 1 and 2 of this Article.
p.(None):
p.(None): Article 26
p.(None): Joint controllers
p.(None): 1. Where two or more controllers jointly determine the purposes and means of processing, they shall be joint controllers. They
p.(None): shall in a transparent manner determine their respective responsibilities for compliance with the obligations under this Regulation, in
p.(None): particular as regards the exercising of the rights of the data subject and their respective duties to provide the information referred to
p.(None): in Articles 13 and 14, by means of an arrangement between them unless, and in so far as, the respective responsibilities of the
p.(None): controllers are determined by Union or Member State law to which the controllers are subject. The arrangement may designate a
p.(None): contact point for data subjects.
p.(None): 2. The arrangement referred to in paragraph 1 shall duly reflect the respective roles and relationships of the joint controllersvis-à-
p.(None): vis the data subjects. The essence of the arrangement shall be made available to the data subject.
p.(None): 3. Irrespective of the terms of the arrangement referred to in paragraph 1, the data subject may exercise his or her rights under
p.(None): this Regulation in respect of and against each of the controllers.
p.(None):
p.(None): Article 27
p.(None): Representatives of controllers or processors not established in the Union
p.(None): 1. Where Article 3(2) applies, the controller or the processor shall designate in writing a representative in the Union.
p.(None): 2. The obligation laid down in paragraph 1 of this Article shall not apply to:
p.(None): (a) processing which is occasional, does not include, on a large scale, processing of special categories of data as referred to in
p.(None): Article 9(1) or processing of personal data relating to criminal convictions and offences referred to in Article 10, and is unlikely
p.(None): to result in a risk to the rights and freedoms of natural persons, taking into account the nature, context, scope and purposes of
p.(None): the processing; or
p.(None): (b) a public authority or body.
p.(None): 3. The representative shall be established in one of the Member States where the data subjects, whose personal data are
p.(None): processed in relation to the offering of goods or services to them, or whose behaviour is monitored, are.
p.(None): 4. The representative shall be mandated by the controller or processor to be addressed in addition to or instead of the controller or
p.(None): the processor by, in particular, supervisory authorities and data subjects, on all issues related to processing, for the purposes of
p.(None): ensuring compliance with this Regulation.
p.(None): 5. The designation of a representative by the controller or processor shall be without prejudice to legal actions which could be
p.(None): initiated against the controller or the processor themselves.
p.(None):
p.(None): Article 28
p.(None): Processor
p.(None): 1. Where processing is to be carried out on behalf of a controller, the controller shall use only processors providing sufficient
p.(None): guarantees to implement appropriate technical and organisational measures in such a manner that processing will meet the
p.(None): requirements of this Regulation and ensure the protection of the rights of the data subject.
p.(None): 2. The processor shall not engage another processor without prior specific or general written authorisation of the controller. In the
p.(None): case of general written authorisation, the processor shall inform the controller of any intended changes concerning the addition or
p.(None): replacement of other processors, thereby giving the controller the opportunity to object to such changes.
p.(None): 3. Processing by a processor shall be governed by a contract or other legal act under Union or Member State law, that is binding
p.(None): on the processor with regard to the controller and that sets out the subject-matter and duration of the processing, the nature and
p.(None): purpose of the processing, the type of personal data and categories of data subjects and the obligations and rights of the controller.
p.(None): That contract or other legal act shall stipulate, in particular, that the processor:
p.(None): (a) processes the personal data only on documented instructions from the controller, including with regard to transfers of
p.(None): personal data to a third country or an international organisation, unless required to do so by Union or Member State law to
p.(None): which the processor is subject; in such a case, the processor shall inform the controller of that legal requirement before
p.(None): processing, unless that law prohibits such information on important grounds of public interest;
p.(None): (b) ensures that persons authorised to process the personal data have committed themselves to confidentiality or are under an
p.(None): appropriate statutory obligation of confidentiality;
p.(None): (c) takes all measures required pursuant to Article 32;
p.(None): (d) respects the conditions referred to in paragraphs 2 and 4 for engaging another processor;
p.(None): (e) taking into account the nature of the processing, assists the controller by appropriate technical and organisational measures,
p.(None): insofar as this is possible, for the fulfilment of the controller's obligation to respond to requests for exercising the data subject's
p.(None): rights laid down in Chapter III;
p.(None): (f) assists the controller in ensuring compliance with the obligations pursuant to Articles 32 to 36 taking into account the nature of
p.(None): processing and the information available to the processor;
p.(None): (g) at the choice of the controller, deletes or returns all the personal data to the controller after the end of the provision of services
p.(None): relating to processing, and deletes existing copies unless Union or Member State law requires storage of the personal data;
p.(None): (h) makes available to the controller all information necessary to demonstrate compliance with the obligations laid down in this
p.(None): Article and allow for and contribute to audits, including inspections, conducted by the controller or another auditor mandated
p.(None): by the controller.
p.(None): With regard to point (h) of the first subparagraph, the processor shall immediately inform the controller if, in its opinion, an
p.(None): instruction infringes this Regulation or other Union or Member State data protection provisions.
p.(None): 4. Where a processor engages another processor for carrying out specific processing activities on behalf of the controller, the
p.(None): same data protection obligations as set out in the contract or other legal act between the controller and the processor as referred to
p.(None): in paragraph 3 shall be imposed on that other processor by way of a contract or other legal act under Union or Member State law, in
p.(None): particular providing sufficient guarantees to implement appropriate technical and organisational measures in such a manner that the
p.(None): processing will meet the requirements of this Regulation. Where that other processor fails to fulfil its data protection obligations, the
p.(None): initial processor shall remain fully liable to the controller for the performance of that other processor's obligations.
p.(None): 5. Adherence of a processor to an approved code of conduct as referred to in Article 40 or an approved certification mechanism as
p.(None): referred to in Article 42 may be used as an element by which to demonstrate sufficient guarantees as referred to in paragraphs 1
p.(None): and 4 of this Article.
p.(None): 6. Without prejudice to an individual contract between the controller and the processor, the contract or the other legal act referred
p.(None): to in paragraphs 3 and 4 of this Article may be based, in whole or in part, on standard contractual clauses referred to in
p.(None): paragraphs 7 and 8 of this Article, including when they are part of a certification granted to the controller or processor pursuant to
p.(None): Articles 42 and 43.
p.(None): 7. The Commission may lay down standard contractual clauses for the matters referred to in paragraph 3 and 4 of this Article and
p.(None): in accordance with the examination procedure referred to in Article 93(2).
p.(None): 8. A supervisory authority may adopt standard contractual clauses for the matters referred to in paragraph 3 and 4 of this Article
p.(None): and in accordance with the consistency mechanism referred to in Article 63.
p.(None): 9. The contract or the other legal act referred to in paragraphs 3 and 4 shall be in writing, including in electronic form.
p.(None): 10. Without prejudice to Articles 82, 83 and 84, if a processor infringes this Regulation by determining the purposes and means of
p.(None): processing, the processor shall be considered to be a controller in respect of that processing.
p.(None):
p.(None): Article 29
p.(None): Processing under the authority of the controller or processor
p.(None): The processor and any person acting under the authority of the controller or of the processor, who has access to personal data,
p.(None): shall not process those data except on instructions from the controller, unless required to do so by Union or Member State law.
p.(None):
p.(None): Article 30
p.(None): Records of processing activities
p.(None): 1. Each controller and, where applicable, the controller's representative, shall maintain a record of processing activities under its
p.(None): responsibility. That record shall contain all of the following information:
p.(None): (a) the name and contact details of the controller and, where applicable, the joint controller, the controller's representative and the
p.(None): data protection officer;
p.(None): (b) the purposes of the processing;
p.(None): (c) a description of the categories of data subjects and of the categories of personal data;
p.(None): (d) the categories of recipients to whom the personal data have been or will be disclosed including recipients in third countries or
p.(None): international organisations;
p.(None): (e) where applicable, transfers of personal data to a third country or an international organisation, including the identification of
p.(None): that third country or international organisation and, in the case of transfers referred to in the second subparagraph of
p.(None): Article 49(1), the documentation of suitable safeguards;
p.(None): (f) where possible, the envisaged time limits for erasure of the different categories of data;
p.(None): (g) where possible, a general description of the technical and organisational security measures referred to in Article 32(1).
p.(None): 2. Each processor and, where applicable, the processor's representative shall maintain a record of all categories of processing
p.(None): activities carried out on behalf of a controller, containing:
p.(None): (a) the name and contact details of the processor or processors and of each controller on behalf of which the processor is acting,
...
p.(None): inter alia as appropriate:
p.(None): (a) the pseudonymisation and encryption of personal data;
p.(None): (b) the ability to ensure the ongoing confidentiality, integrity, availability and resilience of processing systems and services;
p.(None): (c) the ability to restore the availability and access to personal data in a timely manner in the event of a physical or technical
p.(None): incident;
p.(None): (d) a process for regularly testing, assessing and evaluating the effectiveness of technical and organisational measures for
p.(None): ensuring the security of the processing.
p.(None): 2. In assessing the appropriate level of security account shall be taken in particular of the risks that are presented by processing,
p.(None): in particular from accidental or unlawful destruction, loss, alteration, unauthorised disclosure of, or access to personal data
p.(None): transmitted, stored or otherwise processed.
p.(None): 3. Adherence to an approved code of conduct as referred to in Article 40 or an approved certification mechanism as referred to in
p.(None): Article 42 may be used as an element by which to demonstrate compliance with the requirements set out in paragraph 1 of this
p.(None): Article.
p.(None): 4. The controller and processor shall take steps to ensure that any natural person acting under the authority of the controller or the
p.(None): processor who has access to personal data does not process them except on instructions from the controller, unless he or she is
p.(None): required to do so by Union or Member State law.
p.(None):
p.(None): Article 33
p.(None): Notification of a personal data breach to the supervisory authority
p.(None): 1. In the case of a personal data breach, the controller shall without undue delay and, where feasible, not later than 72 hours after
p.(None): having become aware of it, notify the personal data breach to the supervisory authority competent in accordance with Article 55,
p.(None): unless the personal data breach is unlikely to result in a risk to the rights and freedoms of natural persons. Where the notification to
p.(None): the supervisory authority is not made within 72 hours, it shall be accompanied by reasons for the delay.
p.(None): 2. The processor shall notify the controller without undue delay after becoming aware of a personal data breach.
p.(None): 3. The notification referred to in paragraph 1 shall at least:
p.(None): (a) describe the nature of the personal data breach including where possible, the categories and approximate number of data
p.(None): subjects concerned and the categories and approximate number of personal data records concerned;
p.(None): (b) communicate the name and contact details of the data protection officer or other contact point where more information can be
p.(None): obtained;
p.(None): (c) describe the likely consequences of the personal data breach;
p.(None): (d) describe the measures taken or proposed to be taken by the controller to address the personal data breach, including, where
p.(None): appropriate, measures to mitigate its possible adverse effects.
...
p.(None): similarly significantly affect the natural person;
p.(None): (b) processing on a large scale of special categories of data referred to in Article 9(1), or of personal data relating to criminal
p.(None): convictions and offences referred to in Article 10; or
p.(None): (c) a systematic monitoring of a publicly accessible area on a large scale.
p.(None): 4. The supervisory authority shall establish and make public a list of the kind of processing operations which are subject to the
p.(None): requirement for a data protection impact assessment pursuant to paragraph 1. The supervisory authority shall communicate those
p.(None): lists to the Board referred to in Article 68.
p.(None): 5. The supervisory authority may also establish and make public a list of the kind of processing operations for which no data
p.(None): protection impact assessment is required. The supervisory authority shall communicate those lists to the Board.
p.(None): 6. Prior to the adoption of the lists referred to in paragraphs 4 and 5, the competent supervisory authority shall apply the
p.(None): consistency mechanism referred to in Article 63 where such lists involve processing activities which are related to the offering of
p.(None): goods or services to data subjects or to the monitoring of their behaviour in several Member States, or may substantially affect the
p.(None): free movement of personal data within the Union.
p.(None): 7. The assessment shall contain at least:
p.(None): (a) a systematic description of the envisaged processing operations and the purposes of the processing, including, where
p.(None): applicable, the legitimate interest pursued by the controller;
p.(None): (b) an assessment of the necessity and proportionality of the processing operations in relation to the purposes;
p.(None): (c) an assessment of the risks to the rights and freedoms of data subjects referred to in paragraph 1; and
p.(None): (d) the measures envisaged to address the risks, including safeguards, security measures and mechanisms to ensure the
p.(None): protection of personal data and to demonstrate compliance with this Regulation taking into account the rights and legitimate
p.(None): interests of data subjects and other persons concerned.
p.(None): 8. Compliance with approved codes of conduct referred to in Article 40 by the relevant controllers or processors shall be taken into
p.(None): due account in assessing the impact of the processing operations performed by such controllers or processors, in particular for the
p.(None): purposes of a data protection impact assessment.
p.(None): 9. Where appropriate, the controller shall seek the views of data subjects or their representatives on the intended processing,
p.(None): without prejudice to the protection of commercial or public interests or the security of processing operations.
p.(None): 10. Where processing pursuant to point (c) or (e) of Article 6(1) has a legal basis in Union law or in the law of the Member State to
p.(None): which the controller is subject, that law regulates the specific processing operation or set of operations in question, and a data
p.(None): protection impact assessment has already been carried out as part of a general impact assessment in the context of the adoption
p.(None): of that legal basis, paragraphs 1 to 7 shall not apply unless Member States deem it to be necessary to carry out such an
p.(None): assessment prior to processing activities.
p.(None): 11. Where necessary, the controller shall carry out a review to assess if processing is performed in accordance with the data
p.(None): protection impact assessment at least when there is a change of the risk represented by processing operations.
p.(None):
p.(None): Article 36
p.(None): Prior consultation
p.(None): 1. The controller shall consult the supervisory authority prior to processing where a data protection impact assessment under
p.(None): Article 35 indicates that the processing would result in a high risk in the absence of measures taken by the controller to mitigate the
p.(None): risk.
p.(None): 2. Where the supervisory authority is of the opinion that the intended processing referred to in paragraph 1 would infringe this
...
p.(None): (a) the processing is carried out by a public authority or body, except for courts acting in their judicial capacity;
p.(None): (b) the core activities of the controller or the processor consist of processing operations which, by virtue of their nature, their
p.(None): scope and/or their purposes, require regular and systematic monitoring of data subjects on a large scale; or
p.(None): (c) the core activities of the controller or the processor consist of processing on a large scale of special categories of data
p.(None): pursuant to Article 9 and personal data relating to criminal convictions and offences referred to in Article 10.
p.(None): 2. A group of undertakings may appoint a single data protection officer provided that a data protection officer is easily accessible
p.(None): from each establishment.
p.(None): 3. Where the controller or the processor is a public authority or body, a single data protection officer may be designated for
p.(None): several such authorities or bodies, taking account of their organisational structure and size.
p.(None): 4. In cases other than those referred to in paragraph 1, the controller or processor or associations and other bodies representing
p.(None): categories of controllers or processors may or, where required by Union or Member State law shall, designate a data protection
p.(None): officer. The data protection officer may act for such associations and other bodies representing controllers or processors.
p.(None): 5. The data protection officer shall be designated on the basis of professional qualities and, in particular, expert knowledge of data
p.(None): protection law and practices and the ability to fulfil the tasks referred to in Article 39.
p.(None): 6. The data protection officer may be a staff member of the controller or processor, or fulfil the tasks on the basis of a service
p.(None): contract.
p.(None): 7. The controller or the processor shall publish the contact details of the data protection officer and communicate them to the
p.(None): supervisory authority.
p.(None):
p.(None): Article 38
p.(None): Position of the data protection officer
p.(None): 1. The controller and the processor shall ensure that the data protection officer is involved, properly and in a timely manner, in all
p.(None): issues which relate to the protection of personal data.
p.(None): 2. The controller and processor shall support the data protection officer in performing the tasks referred to in Article 39 by
p.(None): providing resources necessary to carry out those tasks and access to personal data and processing operations, and to maintain his
p.(None): or her expert knowledge.
p.(None): 3. The controller and processor shall ensure that the data protection officer does not receive any instructions regarding the
p.(None): exercise of those tasks. He or she shall not be dismissed or penalised by the controller or the processor for performing his tasks.
p.(None): The data protection officer shall directly report to the highest management level of the controller or the processor.
p.(None): 4. Data subjects may contact the data protection officer with regard to all issues related to processing of their personal data and to
p.(None): the exercise of their rights under this Regulation.
p.(None): 5. The data protection officer shall be bound by secrecy or confidentiality concerning the performance of his or her tasks, in
p.(None): accordance with Union or Member State law.
p.(None): 6. The data protection officer may fulfil other tasks and duties. The controller or processor shall ensure that any such tasks and
p.(None): duties do not result in a conflict of interests.
p.(None):
p.(None): Article 39
p.(None): Tasks of the data protection officer
p.(None): 1. The data protection officer shall have at least the following tasks:
p.(None): (a) to inform and advise the controller or the processor and the employees who carry out processing of their obligations pursuant
p.(None): to this Regulation and to other Union or Member State data protection provisions;
p.(None): (b) to monitor compliance with this Regulation, with other Union or Member State data protection provisions and with the policies
p.(None): of the controller or processor in relation to the protection of personal data, including the assignment of responsibilities,
p.(None): awareness-raising and training of staff involved in processing operations, and the related audits;
p.(None): (c) to provide advice where requested as regards the data protection impact assessment and monitor its performance pursuant to
p.(None): Article 35;
p.(None): (d) to cooperate with the supervisory authority;
p.(None): (e) to act as the contact point for the supervisory authority on issues relating to processing, including the prior consultation
p.(None): referred to in Article 36, and to consult, where appropriate, with regard to any other matter.
p.(None): 2. The data protection officer shall in the performance of his or her tasks have due regard to the risk associated with processing
p.(None): operations, taking into account the nature, scope, context and purposes of processing.
p.(None):
p.(None):
p.(None): Section 5
p.(None): Codes of conduct and certification
p.(None):
p.(None): Article 40
p.(None): Codes of conduct
p.(None): 1. The Member States, the supervisory authorities, the Board and the Commission shall encourage the drawing up of codes of
p.(None): conduct intended to contribute to the proper application of this Regulation, taking account of the specific features of the various
p.(None): processing sectors and the specific needs of micro, small and medium-sized enterprises.
...
p.(None): complies with this Regulation and shall approve that draft code, amendment or extension if it finds that it provides sufficient
p.(None): appropriate safeguards.
p.(None): 6. Where the draft code, or amendment or extension is approved in accordance with paragraph 5, and where the code of conduct
p.(None): concerned does not relate to processing activities in several Member States, the supervisory authority shall register and publish the
p.(None): code.
p.(None): 7. Where a draft code of conduct relates to processing activities in several Member States, the supervisory authority which is
p.(None): competent pursuant to Article 55 shall, before approving the draft code, amendment or extension, submit it in the procedure
p.(None): referred to in Article 63 to the Board which shall provide an opinion on whether the draft code, amendment or extension complies
p.(None): with this Regulation or, in the situation referred to in paragraph 3 of this Article, provides appropriate safeguards.
p.(None): 8. Where the opinion referred to in paragraph 7 confirms that the draft code, amendment or extension complies with this
p.(None): Regulation, or, in the situation referred to in paragraph 3, provides appropriate safeguards, the Board shall submit its opinion to the
p.(None): Commission.
p.(None): 9. The Commission may, by way of implementing acts, decide that the approved code of conduct, amendment or extension
p.(None): submitted to it pursuant to paragraph 8 of this Article have general validity within the Union. Those implementing acts shall be
p.(None): adopted in accordance with the examination procedure set out in Article 93(2).
p.(None): 10. The Commission shall ensure appropriate publicity for the approved codes which have been decided as having general validity
p.(None): in accordance with paragraph 9.
p.(None): 11. The Board shall collate all approved codes of conduct, amendments and extensions in a register and shall make them publicly
p.(None): available by way of appropriate means.
p.(None):
p.(None): Article 41
p.(None): Monitoring of approved codes of conduct
p.(None): 1. Without prejudice to the tasks and powers of the competent supervisory authority under Articles 57 and 58, the monitoring of
p.(None): compliance with a code of conduct pursuant to Article 40 may be carried out by a body which has an appropriate level of expertise
p.(None): in relation to the subject-matter of the code and is accredited for that purpose by the competent supervisory authority.
p.(None): 2. A body as referred to in paragraph 1 may be accredited to monitor compliance with a code of conduct where that body has:
p.(None): (a) demonstrated its independence and expertise in relation to the subject-matter of the code to the satisfaction of the competent
p.(None): supervisory authority;
p.(None): (b) established procedures which allow it to assess the eligibility of controllers and processors concerned to apply the code, to
p.(None): monitor their compliance with its provisions and to periodically review its operation;
p.(None): (c) established procedures and structures to handle complaints about infringements of the code or the manner in which the code
p.(None): has been, or is being, implemented by a controller or processor, and to make those procedures and structures transparent to
p.(None): data subjects and the public; and
p.(None): (d) demonstrated to the satisfaction of the competent supervisory authority that its tasks and duties do not result in a conflict of
p.(None): interests.
p.(None): 3. The competent supervisory authority shall submit the draft criteria for accreditation of a body as referred to in paragraph 1 of this
p.(None): Article to the Board pursuant to the consistency mechanism referred to in Article 63.
p.(None): 4. Without prejudice to the tasks and powers of the competent supervisory authority and the provisions of Chapter VIII, a body as
p.(None): referred to in paragraph 1 of this Article shall, subject to appropriate safeguards, take appropriate action in cases of infringement of
p.(None): the code by a controller or processor, including suspension or exclusion of the controller or processor concerned from the code. It
p.(None): shall inform the competent supervisory authority of such actions and the reasons for taking them.
p.(None): 5. The competent supervisory authority shall revoke the accreditation of a body as referred to in paragraph 1 if the conditions for
p.(None): accreditation are not, or are no longer, met or where actions taken by the body infringe this Regulation.
p.(None): 6. This Article shall not apply to processing carried out by public authorities and bodies.
p.(None):
p.(None): Article 42
p.(None): Certification
p.(None): 1. The Member States, the supervisory authorities, the Board and the Commission shall encourage, in particular at Union level,
p.(None): the establishment of data protection certification mechanisms and of data protection seals and marks, for the purpose of
p.(None): demonstrating compliance with this Regulation of processing operations by controllers and processors. The specific needs of micro,
p.(None): small and medium-sized enterprises shall be taken into account.
p.(None): 2. In addition to adherence by controllers or processors subject to this Regulation, data protection certification mechanisms, seals
p.(None): or marks approved pursuant to paragraph 5 of this Article may be established for the purpose of demonstrating the existence of
p.(None): appropriate safeguards provided by controllers or processors that are not subject to this Regulation pursuant to Article 3 within the
p.(None): framework of personal data transfers to third countries or international organisations under the terms referred to in point (f) of
p.(None): Article 46(2). Such controllers or processors shall make binding and enforceable commitments, via contractual or other legally
p.(None): binding instruments, to apply those appropriate safeguards, including with regard to the rights of data subjects.
p.(None): 3. The certification shall be voluntary and available via a process that is transparent.
p.(None): 4. A certification pursuant to this Article does not reduce the responsibility of the controller or the processor for compliance with
p.(None): this Regulation and is without prejudice to the tasks and powers of the supervisory authorities which are competent pursuant to
p.(None): Article 55 or 56.
p.(None): 5. A certification pursuant to this Article shall be issued by the certification bodies referred to in Article 43 or by the competent
...
p.(None): 4. The Commission shall, on an ongoing basis, monitor developments in third countries and international organisations that could
p.(None): affect the functioning of decisions adopted pursuant to paragraph 3 of this Article and decisions adopted on the basis of
p.(None): Article 25(6) of Directive 95/46/EC.
p.(None): 5. The Commission shall, where available information reveals, in particular following the review referred to in paragraph 3 of this
p.(None): Article, that a third country, a territory or one or more specified sectors within a third country, or an international organisation no
p.(None): longer ensures an adequate level of protection within the meaning of paragraph 2 of this Article, to the extent necessary, repeal,
p.(None): amend or suspend the decision referred to in paragraph 3 of this Article by means of implementing acts without retro-active effect.
p.(None): Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 93(2).
p.(None): On duly justified imperative grounds of urgency, the Commission shall adopt immediately applicable implementing acts in
p.(None): accordance with the procedure referred to in Article 93(3).
p.(None): 6. The Commission shall enter into consultations with the third country or international organisation with a view to remedying the
p.(None): situation giving rise to the decision made pursuant to paragraph 5.
p.(None): 7. A decision pursuant to paragraph 5 of this Article is without prejudice to transfers of personal data to the third country, a territory
p.(None): or one or more specified sectors within that third country, or the international organisation in question pursuant to Articles 46 to 49.
p.(None): 8. The Commission shall publish in the Official Journal of the European Union and on its website a list of the third countries,
p.(None): territories and specified sectors within a third country and international organisations for which it has decided that an adequate level
p.(None): of protection is or is no longer ensured.
p.(None): 9. Decisions adopted by the Commission on the basis of Article 25(6) of Directive 95/46/EC shall remain in force until amended,
p.(None): replaced or repealed by a Commission Decision adopted in accordance with paragraph 3 or 5 of this Article.
p.(None):
p.(None): Article 46
p.(None): Transfers subject to appropriate safeguards
p.(None): 1. In the absence of a decision pursuant to Article 45(3), a controller or processor may transfer personal data to a third country or
p.(None): an international organisation only if the controller or processor has provided appropriate safeguards, and on condition that
p.(None): enforceable data subject rights and effective legal remedies for data subjects are available.
p.(None): 2. The appropriate safeguards referred to in paragraph 1 may be provided for, without requiring any specific authorisation from a
p.(None): supervisory authority, by:
p.(None): (a) a legally binding and enforceable instrument between public authorities or bodies;
p.(None): (b) binding corporate rules in accordance with Article 47;
p.(None): (c) standard data protection clauses adopted by the Commission in accordance with the examination procedure referred to in
p.(None): Article 93(2);
p.(None): (d) standard data protection clauses adopted by a supervisory authority and approved by the Commission pursuant to the
...
p.(None): of each of its members;
p.(None): (b) the data transfers or set of transfers, including the categories of personal data, the type of processing and its purposes, the
p.(None): type of data subjects affected and the identification of the third country or countries in question;
p.(None): (c) their legally binding nature, both internally and externally;
p.(None): (d) the application of the general data protection principles, in particular purpose limitation, data minimisation, limited storage
p.(None): periods, data quality, data protection by design and by default, legal basis for processing, processing of special categories of
p.(None): personal data, measures to ensure data security, and the requirements in respect of onward transfers to bodies not bound by
p.(None): the binding corporate rules;
p.(None): (e) the rights of data subjects in regard to processing and the means to exercise those rights, including the right not to be subject
p.(None): to decisions based solely on automated processing, including profiling in accordance with Article 22, the right to lodge a
p.(None): complaint with the competent supervisory authority and before the competent courts of the Member States in accordance with
p.(None): Article 79, and to obtain redress and, where appropriate, compensation for a breach of the binding corporate rules;
p.(None): (f) the acceptance by the controller or processor established on the territory of a Member State of liability for any breaches of the
p.(None): binding corporate rules by any member concerned not established in the Union; the controller or the processor shall be
p.(None): exempt from that liability, in whole or in part, only if it proves that that member is not responsible for the event giving rise to the
p.(None): damage;
p.(None): (g) how the information on the binding corporate rules, in particular on the provisions referred to in points (d), (e) and (f) of this
p.(None): paragraph is provided to the data subjects in addition to Articles 13 and 14;
p.(None): (h) the tasks of any data protection officer designated in accordance with Article 37 or any other person or entity in charge of the
p.(None): monitoring compliance with the binding corporate rules within the group of undertakings, or group of enterprises engaged in a
p.(None): joint economic activity, as well as monitoring training and complaint-handling;
p.(None): (i) the complaint procedures;
p.(None): (j) the mechanisms within the group of undertakings, or group of enterprises engaged in a joint economic activity for ensuring the
p.(None): verification of compliance with the binding corporate rules. Such mechanisms shall include data protection audits and methods
p.(None): for ensuring corrective actions to protect the rights of the data subject. Results of such verification should be communicated to
p.(None): the person or entity referred to in point (h) and to the board of the controlling undertaking of a group of undertakings, or of the
p.(None): group of enterprises engaged in a joint economic activity, and should be available upon request to the competent supervisory
p.(None): authority;
p.(None): (k) the mechanisms for reporting and recording changes to the rules and reporting those changes to the supervisory authority;
p.(None): (l) the cooperation mechanism with the supervisory authority to ensure compliance by any member of the group of undertakings,
p.(None): or group of enterprises engaged in a joint economic activity, in particular by making available to the supervisory authority the
p.(None): results of verifications of the measures referred to in point (j);
p.(None): (m) the mechanisms for reporting to the competent supervisory authority any legal requirements to which a member of the group
p.(None): of undertakings, or group of enterprises engaged in a joint economic activity is subject in a third country which are likely to
p.(None): have a substantial adverse effect on the guarantees provided by the binding corporate rules; and
p.(None): (n) the appropriate data protection training to personnel having permanent or regular access to personal data.
p.(None): 3. The Commission may specify the format and procedures for the exchange of information between controllers, processors and
p.(None): supervisory authorities for binding corporate rules within the meaning of this Article. Those implementing acts shall be adopted in
p.(None): accordance with the examination procedure set out in Article 93(2).
p.(None):
p.(None): Article 48
p.(None): Transfers or disclosures not authorised by Union law
p.(None): Any judgment of a court or tribunal and any decision of an administrative authority of a third country requiring a controller or
p.(None): processor to transfer or disclose personal data may only be recognised or enforceable in any manner if based on an international
p.(None): agreement, such as a mutual legal assistance treaty, in force between the requesting third country and the Union or a
p.(None): Member State, without prejudice to other grounds for transfer pursuant to this Chapter.
p.(None):
p.(None): Article 49
p.(None): Derogations for specific situations
p.(None): 1. In the absence of an adequacy decision pursuant to Article 45(3), or of appropriate safeguards pursuant to Article 46, including
p.(None): binding corporate rules, a transfer or a set of transfers of personal data to a third country or an international organisation shall take
p.(None): place only on one of the following conditions:
p.(None): (a) the data subject has explicitly consented to the proposed transfer, after having been informed of the possible risks of such
p.(None): transfers for the data subject due to the absence of an adequacy decision and appropriate safeguards;
p.(None): (b) the transfer is necessary for the performance of a contract between the data subject and the controller or the implementation
p.(None): of pre-contractual measures taken at the data subject's request;
p.(None): (c) the transfer is necessary for the conclusion or performance of a contract concluded in the interest of the data subject between
p.(None): the controller and another natural or legal person;
p.(None): (d) the transfer is necessary for important reasons of public interest;
p.(None): (e) the transfer is necessary for the establishment, exercise or defence of legal claims;
p.(None): (f) the transfer is necessary in order to protect the vital interests of the data subject or of other persons, where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (g) the transfer is made from a register which according to Union or Member State law is intended to provide information to the
p.(None): public and which is open to consultation either by the public in general or by any person who can demonstrate a legitimate
p.(None): interest, but only to the extent that the conditions laid down by Union or Member State law for consultation are fulfilled in the
p.(None): particular case.
p.(None): Where a transfer could not be based on a provision in Article 45 or 46, including the provisions on binding corporate rules, and
p.(None): none of the derogations for a specific situation referred to in the first subparagraph of this paragraph is applicable, a transfer to a
p.(None): third country or an international organisation may take place only if the transfer is not repetitive, concerns only a limited number of
p.(None): data subjects, is necessary for the purposes of compelling legitimate interests pursued by the controller which are not overridden by
p.(None): the interests or rights and freedoms of the data subject, and the controller has assessed all the circumstances surrounding the data
p.(None): transfer and has on the basis of that assessment provided suitable safeguards with regard to the protection of personal data. The
p.(None): controller shall inform the supervisory authority of the transfer. The controller shall, in addition to providing the information referred
p.(None): to in Articles 13 and 14, inform the data subject of the transfer and on the compelling legitimate interests pursued.
p.(None): 2. A transfer pursuant to point (g) of the first subparagraph of paragraph 1 shall not involve the entirety of the personal data or
p.(None): entire categories of the personal data contained in the register. Where the register is intended for consultation by persons having a
p.(None): legitimate interest, the transfer shall be made only at the request of those persons or if they are to be the recipients.
p.(None): 3. Points (a), (b) and (c) of the first subparagraph of paragraph 1 and the second subparagraph thereof shall not apply to activities
p.(None): carried out by public authorities in the exercise of their public powers.
p.(None): 4. The public interest referred to in point (d) of the first subparagraph of paragraph 1 shall be recognised in Union law or in the law
p.(None): of the Member State to which the controller is subject.
p.(None): 5. In the absence of an adequacy decision, Union or Member State law may, for important reasons of public interest, expressly set
p.(None): limits to the transfer of specific categories of personal data to a third country or an international organisation. Member States shall
p.(None): notify such provisions to the Commission.
p.(None): 6. The controller or processor shall document the assessment as well as the suitable safeguards referred to in the second
p.(None): subparagraph of paragraph 1 of this Article in the records referred to in Article 30.
p.(None):
p.(None): Article 50
p.(None): International cooperation for the protection of personal data
p.(None): In relation to third countries and international organisations, the Commission and supervisory authorities shall take appropriate
p.(None): steps to:
p.(None): (a) develop international cooperation mechanisms to facilitate the effective enforcement of legislation for the protection of
p.(None): personal data;
p.(None): (b) provide international mutual assistance in the enforcement of legislation for the protection of personal data, including through
p.(None): notification, complaint referral, investigative assistance and information exchange, subject to appropriate safeguards for the
p.(None): protection of personal data and other fundamental rights and freedoms;
p.(None): (c) engage relevant stakeholders in discussion and activities aimed at furthering international cooperation in the enforcement of
p.(None): legislation for the protection of personal data;
p.(None): (d) promote the exchange and documentation of personal data protection legislation and practice, including on jurisdictional
p.(None): conflicts with third countries.
p.(None):
p.(None):
p.(None): CHAPTER VI
p.(None): Independent supervisory authorities
p.(None):
p.(None):
p.(None): Section 1
p.(None): Independent status
p.(None):
p.(None): Article 51
p.(None): Supervisory authority
p.(None): 1. Each Member State shall provide for one or more independent public authorities to be responsible for monitoring the application
p.(None): of this Regulation, in order to protect the fundamental rights and freedoms of natural persons in relation to processing and to
p.(None): facilitate the free flow of personal data within the Union (‘supervisory authority’).
p.(None): 2. Each supervisory authority shall contribute to the consistent application of this Regulation throughout the Union. For that
p.(None): purpose, the supervisory authorities shall cooperate with each other and the Commission in accordance with Chapter VII.
p.(None): 3. Where more than one supervisory authority is established in a Member State, that Member State shall designate the
p.(None): supervisory authority which is to represent those authorities in the Board and shall set out the mechanism to ensure compliance by
p.(None): the other authorities with the rules relating to the consistency mechanism referred to in Article 63.
p.(None): 4. Each Member State shall notify to the Commission the provisions of its law which it adopts pursuant to this Chapter, by 25 May
p.(None): 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 52
p.(None): Independence
p.(None): 1. Each supervisory authority shall act with complete independence in performing its tasks and exercising its powers in
p.(None): accordance with this Regulation.
p.(None): 2. The member or members of each supervisory authority shall, in the performance of their tasks and exercise of their powers in
p.(None): accordance with this Regulation, remain free from external influence, whether direct or indirect, and shall neither seek nor take
p.(None): instructions from anybody.
p.(None): 3. Member or members of each supervisory authority shall refrain from any action incompatible with their duties and shall not,
p.(None): during their term of office, engage in any incompatible occupation, whether gainful or not.
...
p.(None): 1. Each Member State shall provide by law for all of the following:
p.(None): (a) the establishment of each supervisory authority;
p.(None): (b) the qualifications and eligibility conditions required to be appointed as member of each supervisory authority;
p.(None): (c) the rules and procedures for the appointment of the member or members of each supervisory authority;
p.(None): (d) the duration of the term of the member or members of each supervisory authority of no less than four years, except for the first
p.(None): appointment after 24 May 2016, part of which may take place for a shorter period where that is necessary to protect the
p.(None): independence of the supervisory authority by means of a staggered appointment procedure;
p.(None): (e) whether and, if so, for how many terms the member or members of each supervisory authority is eligible for reappointment;
p.(None): (f) the conditions governing the obligations of the member or members and staff of each supervisory authority, prohibitions on
p.(None): actions, occupations and benefits incompatible therewith during and after the term of office and rules governing the cessation
p.(None): of employment.
p.(None): 2. The member or members and the staff of each supervisory authority shall, in accordance with Union or Member State law, be
p.(None): subject to a duty of professional secrecy both during and after their term of office, with regard to any confidential information which
p.(None): has come to their knowledge in the course of the performance of their tasks or exercise of their powers. During their term of office,
p.(None): that duty of professional secrecy shall in particular apply to reporting by natural persons of infringements of this Regulation.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Competence, tasks and powers
p.(None):
p.(None): Article 55
p.(None): Competence
p.(None): 1. Each supervisory authority shall be competent for the performance of the tasks assigned to and the exercise of the powers
p.(None): conferred on it in accordance with this Regulation on the territory of its own Member State.
p.(None): 2. Where processing is carried out by public authorities or private bodies acting on the basis of point (c) or (e) of Article 6(1), the
p.(None): supervisory authority of the Member State concerned shall be competent. In such cases Article 56 does not apply.
p.(None): 3. Supervisory authorities shall not be competent to supervise processing operations of courts acting in their judicial capacity.
p.(None):
p.(None): Article 56
p.(None): Competence of the lead supervisory authority
p.(None): 1. Without prejudice to Article 55, the supervisory authority of the main establishment or of the single establishment of the
...
p.(None): for the data protection officer.
p.(None): 4. Where requests are manifestly unfounded or excessive, in particular because of their repetitive character, the supervisory
p.(None): authority may charge a reasonable fee based on administrative costs, or refuse to act on the request. The supervisory authority
p.(None): shall bear the burden of demonstrating the manifestly unfounded or excessive character of the request.
p.(None):
p.(None): Article 58
p.(None): Powers
p.(None): 1. Each supervisory authority shall have all of the following investigative powers:
p.(None): (a) to order the controller and the processor, and, where applicable, the controller's or the processor's representative to provide
p.(None): any information it requires for the performance of its tasks;
p.(None): (b) to carry out investigations in the form of data protection audits;
p.(None): (c) to carry out a review on certifications issued pursuant to Article 42(7);
p.(None): (d) to notify the controller or the processor of an alleged infringement of this Regulation;
p.(None): (e) to obtain, from the controller and the processor, access to all personal data and to all information necessary for the
p.(None): performance of its tasks;
p.(None): (f) to obtain access to any premises of the controller and the processor, including to any data processing equipment and means,
p.(None): in accordance with Union or Member State procedural law.
p.(None): 2. Each supervisory authority shall have all of the following corrective powers:
p.(None): (a) to issue warnings to a controller or processor that intended processing operations are likely to infringe provisions of this
p.(None): Regulation;
p.(None): (b) to issue reprimands to a controller or a processor where processing operations have infringed provisions of this Regulation;
p.(None): (c) to order the controller or the processor to comply with the data subject's requests to exercise his or her rights pursuant to this
p.(None): Regulation;
p.(None): (d) to order the controller or processor to bring processing operations into compliance with the provisions of this Regulation,
p.(None): where appropriate, in a specified manner and within a specified period;
p.(None): (e) to order the controller to communicate a personal data breach to the data subject;
p.(None): (f) to impose a temporary or definitive limitation including a ban on processing;
p.(None): (g) to order the rectification or erasure of personal data or restriction of processing pursuant to Articles 16, 17 and 18 and the
p.(None): notification of such actions to recipients to whom the personal data have been disclosed pursuant to Article 17(2) and Article
p.(None): 19;
p.(None): (h) to withdraw a certification or to order the certification body to withdraw a certification issued pursuant to Articles 42 and 43, or
p.(None): to order the certification body not to issue certification if the requirements for the certification are not or are no longer met;
p.(None): (i) to impose an administrative fine pursuant to Article 83, in addition to, or instead of measures referred to in this paragraph,
p.(None): depending on the circumstances of each individual case;
p.(None): (j) to order the suspension of data flows to a recipient in a third country or to an international organisation.
p.(None): 3. Each supervisory authority shall have all of the following authorisation and advisory powers:
p.(None): (a) to advise the controller in accordance with the prior consultation procedure referred to in Article 36;
p.(None): (b) to issue, on its own initiative or on request, opinions to the national parliament, the Member State government or, in
p.(None): accordance with Member State law, to other institutions and bodies as well as to the public on any issue related to the
p.(None): protection of personal data;
p.(None): (c) to authorise processing referred to in Article 36(5), if the law of the Member State requires such prior authorisation;
p.(None): (d) to issue an opinion and approve draft codes of conduct pursuant to Article 40(5);
p.(None): (e) to accredit certification bodies pursuant to Article 43;
p.(None): (f) to issue certifications and approve criteria of certification in accordance with Article 42(5);
p.(None): (g) to adopt standard data protection clauses referred to in Article 28(8) and in point (d) of Article 46(2);
p.(None): (h) to authorise contractual clauses referred to in point (a) of Article 46(3);
p.(None): (i) to authorise administrative arrangements referred to in point (b) of Article 46(3);
p.(None): (j) to approve binding corporate rules pursuant to Article 47.
p.(None): 4. The exercise of the powers conferred on the supervisory authority pursuant to this Article shall be subject to appropriate
p.(None): safeguards, including effective judicial remedy and due process, set out in Union and Member State law in accordance with the
p.(None): Charter.
p.(None): 5. Each Member State shall provide by law that its supervisory authority shall have the power to bring infringements of this
p.(None): Regulation to the attention of the judicial authorities and where appropriate, to commence or engage otherwise in legal
p.(None): proceedings, in order to enforce the provisions of this Regulation.
p.(None): 6. Each Member State may provide by law that its supervisory authority shall have additional powers to those referred to in
p.(None): paragraphs 1, 2 and 3. The exercise of those powers shall not impair the effective operation of Chapter VII.
p.(None):
p.(None): Article 59
p.(None): Activity reports
p.(None): Each supervisory authority shall draw up an annual report on its activities, which may include a list of types of infringement notified
p.(None): and types of measures taken in accordance with Article 58(2). Those reports shall be transmitted to the national parliament, the
p.(None): government and other authorities as designated by Member State law. They shall be made available to the public, to the
p.(None): Commission and to the Board.
p.(None):
p.(None):
p.(None): CHAPTER VII
p.(None): Cooperation and consistency
p.(None):
p.(None):
p.(None): Section 1
p.(None): Cooperation
p.(None):
p.(None): Article 60
p.(None): Cooperation between the lead supervisory authority and the other supervisory authorities concerned
p.(None): 1. The lead supervisory authority shall cooperate with the other supervisory authorities concerned in accordance with this Article in
...
p.(None): shall inform the complainant on the decision.
p.(None): 8. By derogation from paragraph 7, where a complaint is dismissed or rejected, the supervisory authority with which the complaint
p.(None): was lodged shall adopt the decision and notify it to the complainant and shall inform the controller thereof.
p.(None): 9. Where the lead supervisory authority and the supervisory authorities concerned agree to dismiss or reject parts of a complaint
p.(None): and to act on other parts of that complaint, a separate decision shall be adopted for each of those parts of the matter. The lead
p.(None): supervisory authority shall adopt the decision for the part concerning actions in relation to the controller, shall notify it to the main
p.(None): establishment or single establishment of the controller or processor on the territory of its Member State and shall inform the
p.(None): complainant thereof, while the supervisory authority of the complainant shall adopt the decision for the part concerning dismissal or
p.(None): rejection of that complaint, and shall notify it to that complainant and shall inform the controller or processor thereof.
p.(None): 10. After being notified of the decision of the lead supervisory authority pursuant to paragraphs 7 and 9, the controller or
p.(None): processor shall take the necessary measures to ensure compliance with the decision as regards processing activities in the context
p.(None): of all its establishments in the Union. The controller or processor shall notify the measures taken for complying with the decision to
p.(None): the lead supervisory authority, which shall inform the other supervisory authorities concerned.
p.(None): 11. Where, in exceptional circumstances, a supervisory authority concerned has reasons to consider that there is an urgent need
p.(None): to act in order to protect the interests of data subjects, the urgency procedure referred to in Article 66 shall apply.
p.(None): 12. The lead supervisory authority and the other supervisory authorities concerned shall supply the information required under this
p.(None): Article to each other by electronic means, using a standardised format.
p.(None):
p.(None): Article 61
p.(None): Mutual assistance
p.(None): 1. Supervisory authorities shall provide each other with relevant information and mutual assistance in order to implement and
p.(None): apply this Regulation in a consistent manner, and shall put in place measures for effective cooperation with one another. Mutual
p.(None): assistance shall cover, in particular, information requests and supervisory measures, such as requests to carry out prior
p.(None): authorisations and consultations, inspections and investigations.
p.(None): 2. Each supervisory authority shall take all appropriate measures required to reply to a request of another supervisory authority
p.(None): without undue delay and no later than one month after receiving the request. Such measures may include, in particular, the
p.(None): transmission of relevant information on the conduct of an investigation.
p.(None): 3. Requests for assistance shall contain all the necessary information, including the purpose of and reasons for the request.
p.(None): Information exchanged shall be used only for the purpose for which it was requested.
p.(None): 4. The requested supervisory authority shall not refuse to comply with the request unless:
p.(None): (a) it is not competent for the subject-matter of the request or for the measures it is requested to execute; or
p.(None): (b) compliance with the request would infringe this Regulation or Union or Member State law to which the supervisory authority
p.(None): receiving the request is subject.
p.(None): 5. The requested supervisory authority shall inform the requesting supervisory authority of the results or, as the case may be, of
p.(None): the progress of the measures taken in order to respond to the request. The requested supervisory authority shall provide reasons
p.(None): for any refusal to comply with a request pursuant to paragraph 4.
p.(None): 6. Requested supervisory authorities shall, as a rule, supply the information requested by other supervisory authorities by
p.(None): electronic means, using a standardised format.
p.(None): 7. Requested supervisory authorities shall not charge a fee for any action taken by them pursuant to a request for mutual
p.(None): assistance. Supervisory authorities may agree on rules to indemnify each other for specific expenditure arising from the provision of
p.(None): mutual assistance in exceptional circumstances.
p.(None): 8. Where a supervisory authority does not provide the information referred to in paragraph 5 of this Article within one month of
p.(None): receiving the request of another supervisory authority, the requesting supervisory authority may adopt a provisional measure on the
p.(None): territory of its Member State in accordance with Article 55(1). In that case, the urgent need to act under Article 66(1) shall be
p.(None): presumed to be met and require an urgent binding decision from the Board pursuant to Article 66(2).
...
p.(None): caused by them during their operations, in accordance with the law of the Member State in whose territory they are operating.
p.(None): 5. The Member State in whose territory the damage was caused shall make good such damage under the conditions applicable to
p.(None): damage caused by its own staff. The Member State of the seconding supervisory authority whose staff has caused damage to any
p.(None): person in the territory of another Member State shall reimburse that other Member State in full any sums it has paid to the persons
p.(None): entitled on their behalf.
p.(None): 6. Without prejudice to the exercise of its rights vis-à-vis third parties and with the exception of paragraph 5, each Member State
p.(None): shall refrain, in the case provided for in paragraph 1, from requesting reimbursement from another Member State in relation to
p.(None): damage referred to in paragraph 4.
p.(None): 7. Where a joint operation is intended and a supervisory authority does not, within one month, comply with the obligation laid down
p.(None): in the second sentence of paragraph 2 of this Article, the other supervisory authorities may adopt a provisional measure on the
p.(None): territory of its Member State in accordance with Article 55. In that case, the urgent need to act under Article 66(1) shall be
p.(None): presumed to be met and require an opinion or an urgent binding decision from the Board pursuant to Article 66(2).
p.(None):
p.(None):
p.(None): Section 2
p.(None): Consistency
p.(None): Article 63
p.(None): Consistency mechanism
p.(None): In order to contribute to the consistent application of this Regulation throughout the Union, the supervisory authorities shall
p.(None): cooperate with each other and, where relevant, with the Commission, through the consistency mechanism as set out in this
p.(None): Section.
p.(None):
p.(None): Article 64
p.(None): Opinion of the Board
p.(None): 1. The Board shall issue an opinion where a competent supervisory authority intends to adopt any of the measures below. To that
p.(None): end, the competent supervisory authority shall communicate the draft decision to the Board, when it:
p.(None): (a) aims to adopt a list of the processing operations subject to the requirement for a data protection impact assessment pursuant
p.(None): to Article 35(4);
p.(None): (b) concerns a matter pursuant to Article 40(7) whether a draft code of conduct or an amendment or extension to a code of
p.(None): conduct complies with this Regulation;
p.(None): (c) aims to approve the criteria for accreditation of a body pursuant to Article 41(3) or a certification body pursuant to Article 43(3);
p.(None): (d) aims to determine standard data protection clauses referred to in point (d) of Article 46(2) and in Article 28(8);
p.(None): (e) aims to authorise contractual clauses referred to in point (a) of Article 46(3); or
p.(None): (f) aims to approve binding corporate rules within the meaning of Article 47.
p.(None): 2. Any supervisory authority, the Chair of the Board or the Commission may request that any matter of general application or
...
p.(None): where a competent supervisory authority has not taken an appropriate measure in a situation where there is an urgent need to act,
p.(None): in order to protect the rights and freedoms of data subjects, giving reasons for requesting such opinion or decision, including for the
p.(None): urgent need to act.
p.(None): 4. By derogation from Article 64(3) and Article 65(2), an urgent opinion or an urgent binding decision referred to in paragraphs 2
p.(None): and 3 of this Article shall be adopted within two weeks by simple majority of the members of the Board.
p.(None):
p.(None): Article 67
p.(None): Exchange of information
p.(None): The Commission may adopt implementing acts of general scope in order to specify the arrangements for the exchange of
p.(None): information by electronic means between supervisory authorities, and between supervisory authorities and the Board, in particular
p.(None): the standardised format referred to in Article 64.
p.(None): Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 93(2).
p.(None):
p.(None):
p.(None): Section 3
p.(None): European data protection board
p.(None):
p.(None): Article 68
p.(None): European Data Protection Board
p.(None): 1. The European Data Protection Board (the ‘Board’) is hereby established as a body of the Union and shall have legal personality.
p.(None): 2. The Board shall be represented by its Chair.
p.(None): 3. The Board shall be composed of the head of one supervisory authority of each Member State and of the European Data
p.(None): Protection Supervisor, or their respective representatives.
p.(None): 4. Where in a Member State more than one supervisory authority is responsible for monitoring the application of the provisions
p.(None): pursuant to this Regulation, a joint representative shall be appointed in accordance with that Member State's law.
p.(None): 5. The Commission shall have the right to participate in the activities and meetings of the Board without voting right. The
p.(None): Commission shall designate a representative. The Chair of the Board shall communicate to the Commission the activities of the
p.(None): Board.
p.(None): 6. In the cases referred to in Article 65, the European Data Protection Supervisor shall have voting rights only on decisions which
p.(None): concern principles and rules applicable to the Union institutions, bodies, offices and agencies which correspond in substance to
p.(None): those of this Regulation.
p.(None): Article 69
p.(None): Independence
p.(None): 1. The Board shall act independently when performing its tasks or exercising its powers pursuant to Articles 70 and 71.
p.(None): 2. Without prejudice to requests by the Commission referred to in point (b) of Article 70(1) and in Article 70(2), the Board shall, in
p.(None): the performance of its tasks or the exercise of its powers, neither seek nor take instructions from anybody.
p.(None):
p.(None): Article 70
p.(None): Tasks of the Board
p.(None): 1. The Board shall ensure the consistent application of this Regulation. To that end, the Board shall, on its own initiative or, where
p.(None): relevant, at the request of the Commission, in particular:
p.(None): (a) monitor and ensure the correct application of this Regulation in the cases provided for in Articles 64 and 65 without prejudice
p.(None): to the tasks of national supervisory authorities;
p.(None): (b) advise the Commission on any issue related to the protection of personal data in the Union, including on any proposed
p.(None): amendment of this Regulation;
p.(None): (c) advise the Commission on the format and procedures for the exchange of information between controllers, processors and
p.(None): supervisory authorities for binding corporate rules;
p.(None): (d) issue guidelines, recommendations, and best practices on procedures for erasing links, copies or replications of personal data
p.(None): from publicly available communication services as referred to in Article 17(2);
p.(None): (e) examine, on its own initiative, on request of one of its members or on request of the Commission, any question covering the
p.(None): application of this Regulation and issue guidelines, recommendations and best practices in order to encourage consistent
p.(None): application of this Regulation;
p.(None): (f) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for further specifying the
p.(None): criteria and conditions for decisions based on profiling pursuant to Article 22(2);
p.(None): (g) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for establishing the
p.(None): personal data breaches and determining the undue delay referred to in Article 33(1) and (2) and for the particular
p.(None): circumstances in which a controller or a processor is required to notify the personal data breach;
p.(None): (h) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph as to the circumstances
p.(None): in which a personal data breach is likely to result in a high risk to the rights and freedoms of the natural persons referred to in
p.(None): Article 34(1).
p.(None): (i) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for the purpose of further
...
p.(None): international organisation, including for the assessment whether a third country, a territory or one or more specified sectors
p.(None): within that third country, or an international organisation no longer ensures an adequate level of protection. To that end, the
p.(None): Commission shall provide the Board with all necessary documentation, including correspondence with the government of the
p.(None): third country, with regard to that third country, territory or specified sector, or with the international organisation.
p.(None): (t) issue opinions on draft decisions of supervisory authorities pursuant to the consistency mechanism referred to in Article 64(1),
p.(None): on matters submitted pursuant to Article 64(2) and to issue binding decisions pursuant to Article 65, including in cases
p.(None): referred to in Article 66;
p.(None): (u) promote the cooperation and the effective bilateral and multilateral exchange of information and best practices between the
p.(None): supervisory authorities;
p.(None): (v) promote common training programmes and facilitate personnel exchanges between the supervisory authorities and, where
p.(None): appropriate, with the supervisory authorities of third countries or with international organisations;
p.(None): (w) promote the exchange of knowledge and documentation on data protection legislation and practice with data protection
p.(None): supervisory authorities worldwide.
p.(None): (x) issue opinions on codes of conduct drawn up at Union level pursuant to Article 40(9); and
p.(None): (y) maintain a publicly accessible electronic register of decisions taken by supervisory authorities and courts on issues handled in
p.(None): the consistency mechanism.
p.(None): 2. Where the Commission requests advice from the Board, it may indicate a time limit, taking into account the urgency of the
p.(None): matter.
p.(None): 3. The Board shall forward its opinions, guidelines, recommendations, and best practices to the Commission and to the committee
p.(None): referred to in Article 93 and make them public.
p.(None): 4. The Board shall, where appropriate, consult interested parties and give them the opportunity to comment within a reasonable
p.(None): period. The Board shall, without prejudice to Article 76, make the results of the consultation procedure publicly available.
p.(None):
p.(None): Article 71
p.(None): Reports
p.(None): 1. The Board shall draw up an annual report regarding the protection of natural persons with regard to processing in the Union
p.(None): and, where relevant, in third countries and international organisations. The report shall be made public and be transmitted to the
p.(None): European Parliament, to the Council and to the Commission.
p.(None): 2. The annual report shall include a review of the practical application of the guidelines, recommendations and best practices
p.(None): referred to in point (l) of Article 70(1) as well as of the binding decisions referred to in Article 65.
p.(None):
p.(None): Article 72
p.(None): Procedure
p.(None): 1. The Board shall take decisions by a simple majority of its members, unless otherwise provided for in this Regulation.
p.(None): 2. The Board shall adopt its own rules of procedure by a two-thirds majority of its members and organise its own operational
p.(None): arrangements.
p.(None):
p.(None): Article 73
p.(None): Chair
p.(None): 1. The Board shall elect a chair and two deputy chairs from amongst its members by simple majority.
p.(None): 2. The term of office of the Chair and of the deputy chairs shall be five years and be renewable once.
p.(None):
p.(None): Article 74
p.(None): Tasks of the Chair
p.(None): 1. The Chair shall have the following tasks:
p.(None): (a) to convene the meetings of the Board and prepare its agenda;
p.(None): (b) to notify decisions adopted by the Board pursuant to Article 65 to the lead supervisory authority and the supervisory
p.(None): authorities concerned;
p.(None): (c) to ensure the timely performance of the tasks of the Board, in particular in relation to the consistency mechanism referred to in
p.(None): Article 63.
p.(None): 2. The Board shall lay down the allocation of tasks between the Chair and the deputy chairs in its rules of procedure.
p.(None):
p.(None): Article 75
p.(None): Secretariat
...
p.(None): whichever is higher:
p.(None): (a) the basic principles for processing, including conditions for consent, pursuant to Articles 5, 6, 7 and 9;
p.(None): (b) the data subjects' rights pursuant to Articles 12 to 22;
p.(None): (c) the transfers of personal data to a recipient in a third country or an international organisation pursuant to Articles 44 to 49;
p.(None): (d) any obligations pursuant to Member State law adopted under Chapter IX;
p.(None): (e) non-compliance with an order or a temporary or definitive limitation on processing or the suspension of data flows by the
p.(None): supervisory authority pursuant to Article 58(2) or failure to provide access in violation of Article 58(1).
p.(None): 6. Non-compliance with an order by the supervisory authority as referred to in Article 58(2) shall, in accordance with paragraph 2
p.(None): of this Article, be subject to administrative fines up to 20 000 000 EUR, or in the case of an undertaking, up to 4 % of the total
p.(None): worldwide annual turnover of the preceding financial year, whichever is higher.
p.(None): 7. Without prejudice to the corrective powers of supervisory authorities pursuant to Article 58(2), each Member State may lay
p.(None): down the rules on whether and to what extent administrative fines may be imposed on public authorities and bodies established in
p.(None): that Member State.
p.(None): 8. The exercise by the supervisory authority of its powers under this Article shall be subject to appropriate procedural safeguards
p.(None): in accordance with Union and Member State law, including effective judicial remedy and due process.
p.(None): 9. Where the legal system of the Member State does not provide for administrative fines, this Article may be applied in such a
p.(None): manner that the fine is initiated by the competent supervisory authority and imposed by competent national courts, while ensuring
p.(None): that those legal remedies are effective and have an equivalent effect to the administrative fines imposed by supervisory authorities.
p.(None): In any event, the fines imposed shall be effective, proportionate and dissuasive. Those Member States shall notify to the
p.(None): Commission the provisions of their laws which they adopt pursuant to this paragraph by 25 May 2018 and, without delay, any
p.(None): subsequent amendment law or amendment affecting them.
p.(None):
p.(None): Article 84
p.(None): Penalties
p.(None): 1. Member States shall lay down the rules on other penalties applicable to infringements of this Regulation in particular for
p.(None): infringements which are not subject to administrative fines pursuant to Article 83, and shall take all measures necessary to ensure
p.(None): that they are implemented. Such penalties shall be effective, proportionate and dissuasive.
p.(None): 2. Each Member State shall notify to the Commission the provisions of its law which it adopts pursuant to paragraph 1, by 25 May
p.(None): 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None):
p.(None): CHAPTER IX
p.(None): Provisions relating to specific processing situations
p.(None):
p.(None): Article 85
p.(None): Processing and freedom of expression and information
p.(None): 1. Member States shall by law reconcile the right to the protection of personal data pursuant to this Regulation with the right to
p.(None): freedom of expression and information, including processing for journalistic purposes and the purposes of academic, artistic or
p.(None): literary expression.
p.(None): 2. For processing carried out for journalistic purposes or the purpose of academic artistic or literary expression, Member States
p.(None): shall provide for exemptions or derogations from Chapter II (principles), Chapter III (rights of the data subject), Chapter IV
p.(None): (controller and processor), Chapter V (transfer of personal data to third countries or international organisations), Chapter VI
p.(None): (independent supervisory authorities), Chapter VII (cooperation and consistency) and Chapter IX (specific data processing
p.(None): situations) if they are necessary to reconcile the right to the protection of personal data with the freedom of expression and
p.(None): information.
p.(None): 3. Each Member State shall notify to the Commission the provisions of its law which it has adopted pursuant to paragraph 2 and,
p.(None): without delay, any subsequent amendment law or amendment affecting them.
p.(None):
p.(None): Article 86
p.(None): Processing and public access to official documents
p.(None): Personal data in official documents held by a public authority or a public body or a private body for the performance of a task
p.(None): carried out in the public interest may be disclosed by the authority or body in accordance with Union or Member State law to which
p.(None): the public authority or body is subject in order to reconcile public access to official documents with the right to the protection of
p.(None): personal data pursuant to this Regulation.
p.(None): Article 87
p.(None): Processing of the national identification number
p.(None): Member States may further determine the specific conditions for the processing of a national identification number or any other
p.(None): identifier of general application. In that case the national identification number or any other identifier of general application shall be
p.(None): used only under appropriate safeguards for the rights and freedoms of the data subject pursuant to this Regulation.
p.(None):
p.(None): Article 88
p.(None): Processing in the context of employment
p.(None): 1. Member States may, by law or by collective agreements, provide for more specific rules to ensure the protection of the rights
p.(None): and freedoms in respect of the processing of employees' personal data in the employment context, in particular for the purposes of
p.(None): the recruitment, the performance of the contract of employment, including discharge of obligations laid down by law or by collective
p.(None): agreements, management, planning and organisation of work, equality and diversity in the workplace, health and safety at work,
p.(None): protection of employer's or customer's property and for the purposes of the exercise and enjoyment, on an individual or collective
p.(None): basis, of rights and benefits related to employment, and for the purpose of the termination of the employment relationship.
p.(None): 2. Those rules shall include suitable and specific measures to safeguard the data subject's human dignity, legitimate interests and
p.(None): fundamental rights, with particular regard to the transparency of processing, the transfer of personal data within a group of
p.(None): undertakings, or a group of enterprises engaged in a joint economic activity and monitoring systems at the work place.
p.(None): 3. Each Member State shall notify to the Commission those provisions of its law which it adopts pursuant to paragraph 1, by 25
p.(None): May 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 89
p.(None): Safeguards and derogations relating to processing for archiving purposes in the public interest, scientific or historical
p.(None): research purposes or statistical purposes
p.(None): 1. Processing for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes, shall be
p.(None): subject to appropriate safeguards, in accordance with this Regulation, for the rights and freedoms of the data subject. Those
p.(None): safeguards shall ensure that technical and organisational measures are in place in particular in order to ensure respect for the
p.(None): principle of data minimisation. Those measures may include pseudonymisation provided that those purposes can be fulfilled in that
p.(None): manner. Where those purposes can be fulfilled by further processing which does not permit or no longer permits the identification of
p.(None): data subjects, those purposes shall be fulfilled in that manner.
p.(None): 2. Where personal data are processed for scientific or historical research purposes or statistical purposes, Union or Member State
p.(None): law may provide for derogations from the rights referred to in Articles 15, 16, 18 and 21 subject to the conditions and safeguards
p.(None): referred to in paragraph 1 of this Article in so far as such rights are likely to render impossible or seriously impair the achievement
p.(None): of the specific purposes, and such derogations are necessary for the fulfilment of those purposes.
p.(None): 3. Where personal data are processed for archiving purposes in the public interest, Union or Member State law may provide for
p.(None): derogations from the rights referred to in Articles 15, 16, 18, 19, 20 and 21 subject to the conditions and safeguards referred to in
p.(None): paragraph 1 of this Article in so far as such rights are likely to render impossible or seriously impair the achievement of the specific
p.(None): purposes, and such derogations are necessary for the fulfilment of those purposes.
p.(None): 4. Where processing referred to in paragraphs 2 and 3 serves at the same time another purpose, the derogations shall apply only
p.(None): to processing for the purposes referred to in those paragraphs.
p.(None):
p.(None): Article 90
p.(None): Obligations of secrecy
p.(None): 1. Member States may adopt specific rules to set out the powers of the supervisory authorities laid down in points (e) and (f) of
p.(None): Article 58(1) in relation to controllers or processors that are subject, under Union or Member State law or rules established by
p.(None): national competent bodies, to an obligation of professional secrecy or other equivalent obligations of secrecy where this is
p.(None): necessary and proportionate to reconcile the right of the protection of personal data with the obligation of secrecy. Those rules
p.(None): shall apply only with regard to personal data which the controller or processor has received as a result of or has obtained in an
p.(None): activity covered by that obligation of secrecy.
p.(None): 2. Each Member State shall notify to the Commission the rules adopted pursuant to paragraph 1, by 25 May 2018 and, without
p.(None): delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 91
p.(None): Existing data protection rules of churches and religious associations
p.(None): 1. Where in a Member State, churches and religious associations or communities apply, at the time of entry into force of this
p.(None): Regulation, comprehensive rules relating to the protection of natural persons with regard to processing, such rules may continue to
p.(None): apply, provided that they are brought into line with this Regulation.
p.(None): 2. Churches and religious associations which apply comprehensive rules in accordance with paragraph 1 of this Article shall be
p.(None): subject to the supervision of an independent supervisory authority, which may be specific, provided that it fulfils the conditions laid
p.(None): down in Chapter VI of this Regulation.
p.(None): CHAPTER X
p.(None): Delegated acts and implementing acts
p.(None):
p.(None): Article 92
p.(None): Exercise of the delegation
p.(None): 1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
p.(None): 2. The delegation of power referred to in Article 12(8) and Article 43(8) shall be conferred on the Commission for an indeterminate
p.(None): period of time from 24 May 2016.
p.(None): 3. The delegation of power referred to in Article 12(8) and Article 43(8) may be revoked at any time by the European Parliament or
p.(None): by the Council. A decision of revocation shall put an end to the delegation of power specified in that decision. It shall take effect the
p.(None): day following that of its publication in the Official Journal of the European Union or at a later date specified therein. It shall not affect
p.(None): the validity of any delegated acts already in force.
p.(None): 4. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the
p.(None): Council.
p.(None): 5. A delegated act adopted pursuant to Article 12(8) and Article 43(8) shall enter into force only if no objection has been expressed
p.(None): by either the European Parliament or the Council within a period of three months of notification of that act to the European
p.(None): Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the
p.(None): Commission that they will not object. That period shall be extended by three months at the initiative of the European Parliament or
p.(None): of the Council.
p.(None):
p.(None): Article 93
p.(None): Committee procedure
p.(None): 1. The Commission shall be assisted by a committee. That committee shall be a committee within the meaning of Regulation (EU)
p.(None): No 182/2011.
p.(None): 2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.
p.(None): 3. Where reference is made to this paragraph, Article 8 of Regulation (EU) No 182/2011, in conjunction with Article 5 thereof, shall
p.(None): apply.
p.(None):
p.(None):
p.(None): CHAPTER XI
p.(None): Final provisions
p.(None):
p.(None): Article 94
p.(None): Repeal of Directive 95/46/EC
p.(None): 1. Directive 95/46/EC is repealed with effect from 25 May 2018.
p.(None): 2. References to the repealed Directive shall be construed as references to this Regulation. References to the Working Party on
p.(None): the Protection of Individuals with regard to the Processing of Personal Data established by Article 29 of Directive 95/46/EC shall be
p.(None): construed as references to the European Data Protection Board established by this Regulation.
p.(None):
p.(None): Article 95
p.(None): Relationship with Directive 2002/58/EC
p.(None): This Regulation shall not impose additional obligations on natural or legal persons in relation to processing in connection with the
p.(None): provision of publicly available electronic communications services in public communication networks in the Union in relation to
p.(None): matters for which they are subject to specific obligations with the same objective set out in Directive 2002/58/EC.
p.(None):
p.(None): Article 96
p.(None): Relationship with previously concluded Agreements
p.(None): International agreements involving the transfer of personal data to third countries or international organisations which were
p.(None): concluded by Member States prior to 24 May 2016, and which comply with Union law as applicable prior to that date, shall remain in
p.(None): force until amended, replaced or revoked.
p.(None):
p.(None): Article 97
p.(None): Commission reports
p.(None): 1. By 25 May 2020 and every four years thereafter, the Commission shall submit a report on the evaluation and review of this
p.(None): Regulation to the European Parliament and to the Council. The reports shall be made public.
p.(None): 2. In the context of the evaluations and reviews referred to in paragraph 1, the Commission shall examine, in particular, the
p.(None): application and functioning of:
p.(None): (a) Chapter V on the transfer of personal data to third countries or international organisations with particular regard to decisions
p.(None): adopted pursuant to Article 45(3) of this Regulation and decisions adopted on the basis of Article 25(6) of Directive 95/46/EC;
p.(None): (b) Chapter VII on cooperation and consistency.
p.(None): 3. For the purpose of paragraph 1, the Commission may request information from Member States and supervisory authorities.
p.(None): 4. In carrying out the evaluations and reviews referred to in paragraphs 1 and 2, the Commission shall take into account the
p.(None): positions and findings of the European Parliament, of the Council, and of other relevant bodies or sources.
p.(None): 5. The Commission shall, if necessary, submit appropriate proposals to amend this Regulation, in particular taking into account of
p.(None): developments in information technology and in the light of the state of progress in the information society.
p.(None):
p.(None): Article 98
p.(None): Review of other Union legal acts on data protection
p.(None): The Commission shall, if appropriate, submit legislative proposals with a view to amending other Union legal acts on the protection
p.(None): of personal data, in order to ensure uniform and consistent protection of natural persons with regard to processing. This shall in
p.(None): particular concern the rules relating to the protection of natural persons with regard to processing by Union institutions, bodies,
p.(None): offices and agencies and on the free movement of such data.
p.(None):
p.(None): Article 99
p.(None): Entry into force and application
p.(None): 1. This Regulation shall enter into force on the twentieth day following that of its publication in theOfficial Journal of the European
p.(None): Union.
p.(None): 2. It shall apply from 25 May 2018.
p.(None):
p.(None): This Regulation shall be binding in its entirety and directly applicable in all Member States.
p.(None): Done at Brussels, 27 April 2016.
p.(None): For the European Parliament
p.(None): The President
p.(None): M. SCHULZ
p.(None): For the Council
p.(None): The President
p.(None): J.A. HENNIS-PLASSCHAERT
p.(None):
p.(None): (1) OJ C 229, 31.7.2012, p. 90.
p.(None): (2) OJ C 391, 18.12.2012, p. 127 .
p.(None): (3) Position of the European Parliament of 12 March 2014 (not yet published in the Official Journal) and position of the Council at first reading of 8 April 2016 (not
p.(None): yet published in the Official Journal). Position of the European Parliament of 14 April 2016.
p.(None): (4) Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the protection of individuals with regard to the processing of personal
p.(None): data and on the free movement of such data (OJ L 281, 23.11.1995, p. 31 ).
p.(None): (5) Commission Recommendation of 6 May 2003 concerning the definition of micro, small and medium-sized enterprises (C(2003) 1422) ( OJ L 124, 20.5.2003, p.
p.(None): 36).
p.(None): (6) Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing
p.(None): of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p. 1).
p.(None): (7) Directive (EU) 2016/680 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of
...
Social / Unemployment
Searching for indicator unemployment:
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p.(None): should provide for appropriate safeguards for the processing of personal data for archiving purposes in the public interest,
p.(None): scientific or historical research purposes or statistical purposes. Member States should be authorised to provide, under
p.(None): specific conditions and subject to appropriate safeguards for data subjects, specifications and derogations with regard to the
p.(None): information requirements and rights to rectification, to erasure, to be forgotten, to restriction of processing, to data portability,
p.(None): and to object when processing personal data for archiving purposes in the public interest, scientific or historical research
p.(None): purposes or statistical purposes. The conditions and safeguards in question may entail specific procedures for data subjects
p.(None): to exercise those rights if this is appropriate in the light of the purposes sought by the specific processing along with technical
p.(None): and organisational measures aimed at minimising the processing of personal data in pursuance of the proportionality and
p.(None): necessity principles. The processing of personal data for scientific purposes should also comply with other relevant legislation
p.(None): such as on clinical trials.
p.(None): (157)By coupling information from registries, researchers can obtain new knowledge of great value with regard to widespread
p.(None): medical conditions such as cardiovascular disease, cancer and depression. On the basis of registries, research results can be
p.(None): enhanced, as they draw on a larger population. Within social science, research on the basis of registries enables researchers
p.(None): to obtain essential knowledge about the long-term correlation of a number of social conditions such as unemployment and
p.(None): education with other life conditions. Research results obtained through registries provide solid, high-quality knowledge which
p.(None): can provide the basis for the formulation and implementation of knowledge-based policy, improve the quality of life for a
p.(None): number of people and improve the efficiency of social services. In order to facilitate scientific research, personal data can be
p.(None): processed for scientific research purposes, subject to appropriate conditions and safeguards set out in Union or
p.(None): Member State law.
p.(None): (158)Where personal data are processed for archiving purposes, this Regulation should also apply to that processing, bearing in
p.(None): mind that this Regulation should not apply to deceased persons. Public authorities or public or private bodies that hold
p.(None): records of public interest should be services which, pursuant to Union or Member State law, have a legal obligation to acquire,
p.(None): preserve, appraise, arrange, describe, communicate, promote, disseminate and provide access to records of enduring value
p.(None): for general public interest. Member States should also be authorised to provide for the further processing of personal data for
p.(None): archiving purposes, for example with a view to providing specific information related to the political behaviour under former
p.(None): totalitarian state regimes, genocide, crimes against humanity, in particular the Holocaust, or war crimes.
p.(None): (159)Where personal data are processed for scientific research purposes, this Regulation should also apply to that processing. For
...
Social / Victim of Abuse
Searching for indicator abuse:
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p.(None): safeguarding against and the prevention of threats to public security;
p.(None): (e) other important objectives of general public interest of the Union or of a Member State, in particular an important economic or
p.(None): financial interest of the Union or of a Member State, including monetary, budgetary and taxation a matters, public health and
p.(None): social security;
p.(None): (f) the protection of judicial independence and judicial proceedings;
p.(None): (g) the prevention, investigation, detection and prosecution of breaches of ethics for regulated professions;
p.(None): (h) a monitoring, inspection or regulatory function connected, even occasionally, to the exercise of official authority in the cases
p.(None): referred to in points (a) to (e) and (g);
p.(None): (i) the protection of the data subject or the rights and freedoms of others;
p.(None): (j) the enforcement of civil law claims.
p.(None): 2. In particular, any legislative measure referred to in paragraph 1 shall contain specific provisions at least, where relevant, as to:
p.(None): (a) the purposes of the processing or categories of processing;
p.(None): (b) the categories of personal data;
p.(None): (c) the scope of the restrictions introduced;
p.(None): (d) the safeguards to prevent abuse or unlawful access or transfer;
p.(None): (e) the specification of the controller or categories of controllers;
p.(None): (f) the storage periods and the applicable safeguards taking into account the nature, scope and purposes of the processing or
p.(None): categories of processing;
p.(None): (g) the risks to the rights and freedoms of data subjects; and
p.(None): (h) the right of data subjects to be informed about the restriction, unless that may be prejudicial to the purpose of the restriction.
p.(None):
p.(None):
p.(None): CHAPTER IV
p.(None): Controller and processor
p.(None):
p.(None):
p.(None): Section 1
p.(None): General obligations
p.(None):
p.(None): Article 24
p.(None): Responsibility of the controller
p.(None): 1. Taking into account the nature, scope, context and purposes of processing as well as the risks of varying likelihood and severity
p.(None): for the rights and freedoms of natural persons, the controller shall implement appropriate technical and organisational measures to
p.(None): ensure and to be able to demonstrate that processing is performed in accordance with this Regulation. Those measures shall be
p.(None): reviewed and updated where necessary.
p.(None): 2. Where proportionate in relation to processing activities, the measures referred to in paragraph 1 shall include the
p.(None): implementation of appropriate data protection policies by the controller.
p.(None): 3. Adherence to approved codes of conduct as referred to in Article 40 or approved certification mechanisms as referred to in
p.(None): Article 42 may be used as an element by which to demonstrate compliance with the obligations of the controller.
p.(None):
p.(None): Article 25
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Social / Youth/Minors
Searching for indicator minor:
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p.(None): that infringes delegated and implementing acts adopted in accordance with this Regulation and Member State law specifying
p.(None): rules of this Regulation. Data subjects should receive full and effective compensation for the damage they have suffered.
p.(None): Where controllers or processors are involved in the same processing, each controller or processor should be held liable for
p.(None): the entire damage. However, where they are joined to the same judicial proceedings, in accordance with Member State law,
p.(None): compensation may be apportioned according to the responsibility of each controller or processor for the damage caused by
p.(None): the processing, provided that full and effective compensation of the data subject who suffered the damage is ensured. Any
p.(None): controller or processor which has paid full compensation may subsequently institute recourse proceedings against other
p.(None): controllers or processors involved in the same processing.
p.(None): (147)Where specific rules on jurisdiction are contained in this Regulation, in particular as regards proceedings seeking a judicial
p.(None): remedy including compensation, against a controller or processor, general jurisdiction rules such as those of Regulation (EU)
p.(None): No 1215/2012 of the European Parliament and of the Council (13) should not prejudice the application of such specific rules.
p.(None): (148)In order to strengthen the enforcement of the rules of this Regulation, penalties including administrative fines should be
p.(None): imposed for any infringement of this Regulation, in addition to, or instead of appropriate measures imposed by the supervisory
p.(None): authority pursuant to this Regulation. In a case of a minor infringement or if the fine likely to be imposed would constitute a
p.(None): disproportionate burden to a natural person, a reprimand may be issued instead of a fine. Due regard should however be
p.(None): given to the nature, gravity and duration of the infringement, the intentional character of the infringement, actions taken to
p.(None): mitigate the damage suffered, degree of responsibility or any relevant previous infringements, the manner in which the
p.(None): infringement became known to the supervisory authority, compliance with measures ordered against the controller or
p.(None): processor, adherence to a code of conduct and any other aggravating or mitigating factor. The imposition of penalties
p.(None): including administrative fines should be subject to appropriate procedural safeguards in accordance with the general
p.(None): principles of Union law and the Charter, including effective judicial protection and due process.
p.(None): (149)Member States should be able to lay down the rules on criminal penalties for infringements of this Regulation, including for
p.(None): infringements of national rules adopted pursuant to and within the limits of this Regulation. Those criminal penalties may also
p.(None): allow for the deprivation of the profits obtained through infringements of this Regulation. However, the imposition of criminal
p.(None): penalties for infringements of such national rules and of administrative penalties should not lead to a breach of the principle of
...
Social / education
Searching for indicator education:
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p.(None): should provide for appropriate safeguards for the processing of personal data for archiving purposes in the public interest,
p.(None): scientific or historical research purposes or statistical purposes. Member States should be authorised to provide, under
p.(None): specific conditions and subject to appropriate safeguards for data subjects, specifications and derogations with regard to the
p.(None): information requirements and rights to rectification, to erasure, to be forgotten, to restriction of processing, to data portability,
p.(None): and to object when processing personal data for archiving purposes in the public interest, scientific or historical research
p.(None): purposes or statistical purposes. The conditions and safeguards in question may entail specific procedures for data subjects
p.(None): to exercise those rights if this is appropriate in the light of the purposes sought by the specific processing along with technical
p.(None): and organisational measures aimed at minimising the processing of personal data in pursuance of the proportionality and
p.(None): necessity principles. The processing of personal data for scientific purposes should also comply with other relevant legislation
p.(None): such as on clinical trials.
p.(None): (157)By coupling information from registries, researchers can obtain new knowledge of great value with regard to widespread
p.(None): medical conditions such as cardiovascular disease, cancer and depression. On the basis of registries, research results can be
p.(None): enhanced, as they draw on a larger population. Within social science, research on the basis of registries enables researchers
p.(None): to obtain essential knowledge about the long-term correlation of a number of social conditions such as unemployment and
p.(None): education with other life conditions. Research results obtained through registries provide solid, high-quality knowledge which
p.(None): can provide the basis for the formulation and implementation of knowledge-based policy, improve the quality of life for a
p.(None): number of people and improve the efficiency of social services. In order to facilitate scientific research, personal data can be
p.(None): processed for scientific research purposes, subject to appropriate conditions and safeguards set out in Union or
p.(None): Member State law.
p.(None): (158)Where personal data are processed for archiving purposes, this Regulation should also apply to that processing, bearing in
p.(None): mind that this Regulation should not apply to deceased persons. Public authorities or public or private bodies that hold
p.(None): records of public interest should be services which, pursuant to Union or Member State law, have a legal obligation to acquire,
p.(None): preserve, appraise, arrange, describe, communicate, promote, disseminate and provide access to records of enduring value
p.(None): for general public interest. Member States should also be authorised to provide for the further processing of personal data for
p.(None): archiving purposes, for example with a view to providing specific information related to the political behaviour under former
p.(None): totalitarian state regimes, genocide, crimes against humanity, in particular the Holocaust, or war crimes.
p.(None): (159)Where personal data are processed for scientific research purposes, this Regulation should also apply to that processing. For
...
Searching for indicator educational:
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p.(None): processor but the concrete subject matter of a complaint or the possible infringement concerns only processing activities of
p.(None): the controller or processor in the Member State where the complaint has been lodged or the possible infringement detected
p.(None): and the matter does not substantially affect or is not likely to substantially affect data subjects in other Member States, the
p.(None): supervisory authority receiving a complaint or detecting or being informed otherwise of situations that entail possible
p.(None): infringements of this Regulation should seek an amicable settlement with the controller and, if this proves unsuccessful,
p.(None): exercise its full range of powers. This should include: specific processing carried out in the territory of the Member State of the
p.(None): supervisory authority or with regard to data subjects on the territory of that Member State; processing that is carried out in the
p.(None): context of an offer of goods or services specifically aimed at data subjects in the territory of the Member State of the
p.(None): supervisory authority; or processing that has to be assessed taking into account relevant legal obligations under Member State
p.(None): law.
p.(None): (132)Awareness-raising activities by supervisory authorities addressed to the public should include specific measures directed at
p.(None): controllers and processors, including micro, small and medium-sized enterprises, as well as natural persons in particular in the
p.(None): educational context.
p.(None): (133)The supervisory authorities should assist each other in performing their tasks and provide mutual assistance, so as to ensure
p.(None): the consistent application and enforcement of this Regulation in the internal market. A supervisory authority requesting mutual
p.(None): assistance may adopt a provisional measure if it receives no response to a request for mutual assistance within one month of
p.(None): the receipt of that request by the other supervisory authority.
p.(None): (134)Each supervisory authority should, where appropriate, participate in joint operations with other supervisory authorities. The
p.(None): requested supervisory authority should be obliged to respond to the request within a specified time period.
p.(None): (135)In order to ensure the consistent application of this Regulation throughout the Union, a consistency mechanism for
p.(None): cooperation between the supervisory authorities should be established. That mechanism should in particular apply where a
p.(None): supervisory authority intends to adopt a measure intended to produce legal effects as regards processing operations which
p.(None): substantially affect a significant number of data subjects in several Member States. It should also apply where any supervisory
p.(None): authority concerned or the Commission requests that such matter should be handled in the consistency mechanism. That
p.(None): mechanism should be without prejudice to any measures that the Commission may take in the exercise of its powers under
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Social / employees
Searching for indicator employees:
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p.(None): infringements in the Member States.
p.(None): (12) Article 16(2) TFEU mandates the European Parliament and the Council to lay down the rules relating to the protection of
p.(None): natural persons with regard to the processing of personal data and the rules relating to the free movement of personal data.
p.(None): (13) In order to ensure a consistent level of protection for natural persons throughout the Union and to prevent divergences
p.(None): hampering the free movement of personal data within the internal market, a Regulation is necessary to provide legal certainty
p.(None): and transparency for economic operators, including micro, small and medium-sized enterprises, and to provide natural
p.(None): persons in all Member States with the same level of legally enforceable rights and obligations and responsibilities for
p.(None): controllers and processors, to ensure consistent monitoring of the processing of personal data, and equivalent sanctions in all
p.(None): Member States as well as effective cooperation between the supervisory authorities of different Member States. The proper
p.(None): functioning of the internal market requires that the free movement of personal data within the Union is not restricted or
p.(None): prohibited for reasons connected with the protection of natural persons with regard to the processing of personal data. To take
p.(None): account of the specific situation of micro, small and medium-sized enterprises, this Regulation includes a derogation for
p.(None): organisations with fewer than 250 employees with regard to record-keeping. In addition, the Union institutions and bodies, and
p.(None): Member States and their supervisory authorities, are encouraged to take account of the specific needs of micro, small and
p.(None): medium-sized enterprises in the application of this Regulation. The notion of micro, small and medium-sized enterprises
p.(None): should draw from Article 2 of the Annex to Commission Recommendation 2003/361/EC (5).
p.(None): (14) The protection afforded by this Regulation should apply to natural persons, whatever their nationality or place of residence, in
p.(None): relation to the processing of their personal data. This Regulation does not cover the processing of personal data which
p.(None): concerns legal persons and in particular undertakings established as legal persons, including the name and the form of the
p.(None): legal person and the contact details of the legal person.
p.(None): (15) In order to prevent creating a serious risk of circumvention, the protection of natural persons should be technologically neutral
p.(None): and should not depend on the techniques used. The protection of natural persons should apply to the processing of personal
p.(None): data by automated means, as well as to manual processing, if the personal data are contained or are intended to be
p.(None): contained in a filing system. Files or sets of files, as well as their cover pages, which are not structured according to specific
p.(None): criteria should not fall within the scope of this Regulation.
...
p.(None): data subject are not overriding, taking into consideration the reasonable expectations of data subjects based on their
p.(None): relationship with the controller. Such legitimate interest could exist for example where there is a relevant and appropriate
p.(None): relationship between the data subject and the controller in situations such as where the data subject is a client or in the
p.(None): service of the controller. At any rate the existence of a legitimate interest would need careful assessment including whether a
p.(None): data subject can reasonably expect at the time and in the context of the collection of the personal data that processing for that
p.(None): purpose may take place. The interests and fundamental rights of the data subject could in particular override the interest of
p.(None): the data controller where personal data are processed in circumstances where data subjects do not reasonably expect further
p.(None): processing. Given that it is for the legislator to provide by law for the legal basis for public authorities to process personal data,
p.(None): that legal basis should not apply to the processing by public authorities in the performance of their tasks. The processing of
p.(None): personal data strictly necessary for the purposes of preventing fraud also constitutes a legitimate interest of the data controller
p.(None): concerned. The processing of personal data for direct marketing purposes may be regarded as carried out for a legitimate
p.(None): interest.
p.(None): (48) Controllers that are part of a group of undertakings or institutions affiliated to a central body may have a legitimate interest in
p.(None): transmitting personal data within the group of undertakings for internal administrative purposes, including the processing of
p.(None): clients' or employees' personal data. The general principles for the transfer of personal data, within a group of undertakings, to
p.(None): an undertaking located in a third country remain unaffected.
p.(None): (49) The processing of personal data to the extent strictly necessary and proportionate for the purposes of ensuring network and
p.(None): information security, i.e. the ability of a network or an information system to resist, at a given level of confidence, accidental
p.(None): events or unlawful or malicious actions that compromise the availability, authenticity, integrity and confidentiality of stored or
p.(None): transmitted personal data, and the security of the related services offered by, or accessible via, those networks and systems,
p.(None): by public authorities, by computer emergency response teams (CERTs), computer security incident response teams
p.(None): (CSIRTs), by providers of electronic communications networks and services and by providers of security technologies and
p.(None): services, constitutes a legitimate interest of the data controller concerned. This could, for example, include preventing
p.(None): unauthorised access to electronic communications networks and malicious code distribution and stopping ‘denial of service’
p.(None): attacks and damage to computer and electronic communication systems.
p.(None): (50) The processing of personal data for purposes other than those for which the personal data were initially collected should be
p.(None): allowed only where the processing is compatible with the purposes for which the personal data were initially collected. In such
p.(None): a case, no legal basis separate from that which allowed the collection of the personal data is required. If the processing is
...
p.(None): coordinate the supervisory authorities concerned in the decision-making process. Where the decision is to reject the
p.(None): complaint by the data subject in whole or in part, that decision should be adopted by the supervisory authority with which the
p.(None): complaint has been lodged.
p.(None): (126)The decision should be agreed jointly by the lead supervisory authority and the supervisory authorities concerned and should
p.(None): be directed towards the main or single establishment of the controller or processor and be binding on the controller and
p.(None): processor. The controller or processor should take the necessary measures to ensure compliance with this Regulation and
p.(None): the implementation of the decision notified by the lead supervisory authority to the main establishment of the controller or
p.(None): processor as regards the processing activities in the Union.
p.(None): (127)Each supervisory authority not acting as the lead supervisory authority should be competent to handle local cases where the
p.(None): controller or processor is established in more than one Member State, but the subject matter of the specific processing
p.(None): concerns only processing carried out in a single Member State and involves only data subjects in that single Member State,
p.(None): for example, where the subject matter concerns the processing of employees' personal data in the specific employment
p.(None): context of a Member State. In such cases, the supervisory authority should inform the lead supervisory authority without delay
p.(None): about the matter. After being informed, the lead supervisory authority should decide, whether it will handle the case pursuant
p.(None): to the provision on cooperation between the lead supervisory authority and other supervisory authorities concerned (‘one-stop-
p.(None): shop mechanism’), or whether the supervisory authority which informed it should handle the case at local level. When deciding
p.(None): whether it will handle the case, the lead supervisory authority should take into account whether there is an establishment of
p.(None): the controller or processor in the Member State of the supervisory authority which informed it in order to ensure effective
p.(None): enforcement of a decision vis-à-vis the controller or processor. Where the lead supervisory authority decides to handle the
p.(None): case, the supervisory authority which informed it should have the possibility to submit a draft for a decision, of which the lead
p.(None): supervisory authority should take utmost account when preparing its draft decision in that one-stop-shop mechanism.
...
p.(None): and may therefore provide for the necessary reconciliation with the right to the protection of personal data pursuant to this
p.(None): Regulation. The reference to public authorities and bodies should in that context include all authorities or other bodies covered
p.(None): by Member State law on public access to documents. Directive 2003/98/EC of the European Parliament and of the Council (14)
p.(None): leaves intact and in no way affects the level of protection of natural persons with regard to the processing of personal data
p.(None): under the provisions of Union and Member State law, and in particular does not alter the obligations and rights set out in this
p.(None): Regulation. In particular, that Directive should not apply to documents to which access is excluded or restricted by virtue of
p.(None): the access regimes on the grounds of protection of personal data, and parts of documents accessible by virtue of those
p.(None): regimes which contain personal data the re-use of which has been provided for by law as being incompatible with the law
p.(None): concerning the protection of natural persons with regard to the processing of personal data.
p.(None): (155)Member State law or collective agreements, including ‘works agreements’, may provide for specific rules on the processing of
p.(None): employees' personal data in the employment context, in particular for the conditions under which personal data in the
p.(None): employment context may be processed on the basis of the consent of the employee, the purposes of the recruitment, the
p.(None): performance of the contract of employment, including discharge of obligations laid down by law or by collective agreements,
p.(None): management, planning and organisation of work, equality and diversity in the workplace, health and safety at work, and for
p.(None): the purposes of the exercise and enjoyment, on an individual or collective basis, of rights and benefits related to employment,
p.(None): and for the purpose of the termination of the employment relationship.
p.(None): (156)The processing of personal data for archiving purposes in the public interest, scientific or historical research purposes or
p.(None): statistical purposes should be subject to appropriate safeguards for the rights and freedoms of the data subject pursuant to
p.(None): this Regulation. Those safeguards should ensure that technical and organisational measures are in place in order to ensure,
p.(None): in particular, the principle of data minimisation. The further processing of personal data for archiving purposes in the public
p.(None): interest, scientific or historical research purposes or statistical purposes is to be carried out when the controller has assessed
p.(None): the feasibility to fulfil those purposes by processing data which do not permit or no longer permit the identification of data
p.(None): subjects, provided that appropriate safeguards exist (such as, for instance, pseudonymisation of the data). Member States
p.(None): should provide for appropriate safeguards for the processing of personal data for archiving purposes in the public interest,
...
p.(None): or her expert knowledge.
p.(None): 3. The controller and processor shall ensure that the data protection officer does not receive any instructions regarding the
p.(None): exercise of those tasks. He or she shall not be dismissed or penalised by the controller or the processor for performing his tasks.
p.(None): The data protection officer shall directly report to the highest management level of the controller or the processor.
p.(None): 4. Data subjects may contact the data protection officer with regard to all issues related to processing of their personal data and to
p.(None): the exercise of their rights under this Regulation.
p.(None): 5. The data protection officer shall be bound by secrecy or confidentiality concerning the performance of his or her tasks, in
p.(None): accordance with Union or Member State law.
p.(None): 6. The data protection officer may fulfil other tasks and duties. The controller or processor shall ensure that any such tasks and
p.(None): duties do not result in a conflict of interests.
p.(None):
p.(None): Article 39
p.(None): Tasks of the data protection officer
p.(None): 1. The data protection officer shall have at least the following tasks:
p.(None): (a) to inform and advise the controller or the processor and the employees who carry out processing of their obligations pursuant
p.(None): to this Regulation and to other Union or Member State data protection provisions;
p.(None): (b) to monitor compliance with this Regulation, with other Union or Member State data protection provisions and with the policies
p.(None): of the controller or processor in relation to the protection of personal data, including the assignment of responsibilities,
p.(None): awareness-raising and training of staff involved in processing operations, and the related audits;
p.(None): (c) to provide advice where requested as regards the data protection impact assessment and monitor its performance pursuant to
p.(None): Article 35;
p.(None): (d) to cooperate with the supervisory authority;
p.(None): (e) to act as the contact point for the supervisory authority on issues relating to processing, including the prior consultation
p.(None): referred to in Article 36, and to consult, where appropriate, with regard to any other matter.
p.(None): 2. The data protection officer shall in the performance of his or her tasks have due regard to the risk associated with processing
p.(None): operations, taking into account the nature, scope, context and purposes of processing.
p.(None):
p.(None):
p.(None): Section 5
p.(None): Codes of conduct and certification
p.(None):
p.(None): Article 40
p.(None): Codes of conduct
...
p.(None): may also be provided for, in particular, by:
p.(None): (a) contractual clauses between the controller or processor and the controller, processor or the recipient of the personal data in
p.(None): the third country or international organisation; or
p.(None): (b) provisions to be inserted into administrative arrangements between public authorities or bodies which include enforceable and
p.(None): effective data subject rights.
p.(None): 4. The supervisory authority shall apply the consistency mechanism referred to in Article 63 in the cases referred to in paragraph 3
p.(None): of this Article.
p.(None): 5. Authorisations by a Member State or supervisory authority on the basis of Article 26(2) of Directive 95/46/EC shall remain valid
p.(None): until amended, replaced or repealed, if necessary, by that supervisory authority. Decisions adopted by the Commission on the basis
p.(None): of Article 26(4) of Directive 95/46/EC shall remain in force until amended, replaced or repealed, if necessary, by a Commission
p.(None): Decision adopted in accordance with paragraph 2 of this Article.
p.(None):
p.(None): Article 47
p.(None): Binding corporate rules
p.(None): 1. The competent supervisory authority shall approve binding corporate rules in accordance with the consistency mechanism set
p.(None): out in Article 63, provided that they:
p.(None): (a) are legally binding and apply to and are enforced by every member concerned of the group of undertakings, or group of
p.(None): enterprises engaged in a joint economic activity, including their employees;
p.(None): (b) expressly confer enforceable rights on data subjects with regard to the processing of their personal data; and
p.(None): (c) fulfil the requirements laid down in paragraph 2.
p.(None): 2. The binding corporate rules referred to in paragraph 1 shall specify at least:
p.(None): (a) the structure and contact details of the group of undertakings, or group of enterprises engaged in a joint economic activity and
p.(None): of each of its members;
p.(None): (b) the data transfers or set of transfers, including the categories of personal data, the type of processing and its purposes, the
p.(None): type of data subjects affected and the identification of the third country or countries in question;
p.(None): (c) their legally binding nature, both internally and externally;
p.(None): (d) the application of the general data protection principles, in particular purpose limitation, data minimisation, limited storage
p.(None): periods, data quality, data protection by design and by default, legal basis for processing, processing of special categories of
p.(None): personal data, measures to ensure data security, and the requirements in respect of onward transfers to bodies not bound by
p.(None): the binding corporate rules;
p.(None): (e) the rights of data subjects in regard to processing and the means to exercise those rights, including the right not to be subject
p.(None): to decisions based solely on automated processing, including profiling in accordance with Article 22, the right to lodge a
p.(None): complaint with the competent supervisory authority and before the competent courts of the Member States in accordance with
...
p.(None): without delay, any subsequent amendment law or amendment affecting them.
p.(None):
p.(None): Article 86
p.(None): Processing and public access to official documents
p.(None): Personal data in official documents held by a public authority or a public body or a private body for the performance of a task
p.(None): carried out in the public interest may be disclosed by the authority or body in accordance with Union or Member State law to which
p.(None): the public authority or body is subject in order to reconcile public access to official documents with the right to the protection of
p.(None): personal data pursuant to this Regulation.
p.(None): Article 87
p.(None): Processing of the national identification number
p.(None): Member States may further determine the specific conditions for the processing of a national identification number or any other
p.(None): identifier of general application. In that case the national identification number or any other identifier of general application shall be
p.(None): used only under appropriate safeguards for the rights and freedoms of the data subject pursuant to this Regulation.
p.(None):
p.(None): Article 88
p.(None): Processing in the context of employment
p.(None): 1. Member States may, by law or by collective agreements, provide for more specific rules to ensure the protection of the rights
p.(None): and freedoms in respect of the processing of employees' personal data in the employment context, in particular for the purposes of
p.(None): the recruitment, the performance of the contract of employment, including discharge of obligations laid down by law or by collective
p.(None): agreements, management, planning and organisation of work, equality and diversity in the workplace, health and safety at work,
p.(None): protection of employer's or customer's property and for the purposes of the exercise and enjoyment, on an individual or collective
p.(None): basis, of rights and benefits related to employment, and for the purpose of the termination of the employment relationship.
p.(None): 2. Those rules shall include suitable and specific measures to safeguard the data subject's human dignity, legitimate interests and
p.(None): fundamental rights, with particular regard to the transparency of processing, the transfer of personal data within a group of
p.(None): undertakings, or a group of enterprises engaged in a joint economic activity and monitoring systems at the work place.
p.(None): 3. Each Member State shall notify to the Commission those provisions of its law which it adopts pursuant to paragraph 1, by 25
p.(None): May 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 89
p.(None): Safeguards and derogations relating to processing for archiving purposes in the public interest, scientific or historical
p.(None): research purposes or statistical purposes
p.(None): 1. Processing for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes, shall be
p.(None): subject to appropriate safeguards, in accordance with this Regulation, for the rights and freedoms of the data subject. Those
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p.(None):
p.(None): 4.5.2016 EN Official Journal of the European Union L 119/1
p.(None):
p.(None):
p.(None): REGULATION (EU) 2016/679 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
p.(None):
p.(None): of 27 April 2016
p.(None):
p.(None): on the protection of natural persons with regard to the processing of personal data and on the free movement of such
p.(None): data, and repealing Directive 95/46/EC (General Data Protection Regulation)
p.(None):
p.(None): (Text with EEA relevance)
p.(None): THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
p.(None): Having regard to the Treaty on the Functioning of the European Union, and in particular Article 16 thereof,
p.(None): Having regard to the proposal from the European Commission,
p.(None): After transmission of the draft legislative act to the national parliaments,
p.(None):
p.(None): Having regard to the opinion of the European Economic and Social Committee(1),
p.(None):
p.(None): Having regard to the opinion of the Committee of the Regions(2),
p.(None):
p.(None): Acting in accordance with the ordinary legislative procedure(3),
p.(None): Whereas:
p.(None): (1) The protection of natural persons in relation to the processing of personal data is a fundamental right. Article 8(1) of the
p.(None): Charter of Fundamental Rights of the European Union (the ‘Charter’) and Article 16(1) of the Treaty on the Functioning of the
p.(None): European Union (TFEU) provide that everyone has the right to the protection of personal data concerning him or her.
p.(None): (2) The principles of, and rules on the protection of natural persons with regard to the processing of their personal data should,
p.(None): whatever their nationality or residence, respect their fundamental rights and freedoms, in particular their right to the protection
p.(None): of personal data. This Regulation is intended to contribute to the accomplishment of an area of freedom, security and justice
p.(None): and of an economic union, to economic and social progress, to the strengthening and the convergence of the economies
p.(None): within the internal market, and to the well-being of natural persons.
p.(None): (3) Directive 95/46/EC of the European Parliament and of the Council(4) seeks to harmonise the protection of fundamental rights
p.(None): and freedoms of natural persons in respect of processing activities and to ensure the free flow of personal data between
...
p.(None): institutions or national oversight bodies and to ensure the security and reliability of a service provided by the controller, or
p.(None): necessary for the entering or performance of a contract between the data subject and a controller, or when the data subject
p.(None): has given his or her explicit consent. In any case, such processing should be subject to suitable safeguards, which should
p.(None): include specific information to the data subject and the right to obtain human intervention, to express his or her point of view,
p.(None): to obtain an explanation of the decision reached after such assessment and to challenge the decision. Such measure should
p.(None): not concern a child.
p.(None): In order to ensure fair and transparent processing in respect of the data subject, taking into account the specific
p.(None): circumstances and context in which the personal data are processed, the controller should use appropriate mathematical or
p.(None): statistical procedures for the profiling, implement technical and organisational measures appropriate to ensure, in particular,
p.(None): that factors which result in inaccuracies in personal data are corrected and the risk of errors is minimised, secure personal
p.(None): data in a manner that takes account of the potential risks involved for the interests and rights of the data subject and that
p.(None): prevents, inter alia, discriminatory effects on natural persons on the basis of racial or ethnic origin, political opinion, religion or
p.(None): beliefs, trade union membership, genetic or health status or sexual orientation, or that result in measures having such an
p.(None): effect. Automated decision-making and profiling based on special categories of personal data should be allowed only under
p.(None): specific conditions.
p.(None): (72) Profiling is subject to the rules of this Regulation governing the processing of personal data, such as the legal grounds for
p.(None): processing or data protection principles. The European Data Protection Board established by this Regulation (the ‘Board’)
p.(None): should be able to issue guidance in that context.
p.(None): (73) Restrictions concerning specific principles and the rights of information, access to and rectification or erasure of personal
p.(None): data, the right to data portability, the right to object, decisions based on profiling, as well as the communication of a personal
p.(None): data breach to a data subject and certain related obligations of the controllers may be imposed by Union or Member State law,
p.(None): as far as necessary and proportionate in a democratic society to safeguard public security, including the protection of human
p.(None): life especially in response to natural or manmade disasters, the prevention, investigation and prosecution of criminal offences
...
p.(None): not be considered to be on a large scale if the processing concerns personal data from patients or clients by an individual
p.(None): physician, other health care professional or lawyer. In such cases, a data protection impact assessment should not be
p.(None): mandatory.
p.(None): (92) There are circumstances under which it may be reasonable and economical for the subject of a data protection impact
p.(None): assessment to be broader than a single project, for example where public authorities or bodies intend to establish a common
p.(None): application or processing platform or where several controllers plan to introduce a common application or processing
p.(None): environment across an industry sector or segment or for a widely used horizontal activity.
p.(None): (93) In the context of the adoption of the Member State law on which the performance of the tasks of the public authority or public
p.(None): body is based and which regulates the specific processing operation or set of operations in question, Member States may
p.(None): deem it necessary to carry out such assessment prior to the processing activities.
p.(None): (94) Where a data protection impact assessment indicates that the processing would, in the absence of safeguards, security
p.(None): measures and mechanisms to mitigate the risk, result in a high risk to the rights and freedoms of natural persons and the
p.(None): controller is of the opinion that the risk cannot be mitigated by reasonable means in terms of available technologies and costs
p.(None): of implementation, the supervisory authority should be consulted prior to the start of processing activities. Such high risk is
p.(None): likely to result from certain types of processing and the extent and frequency of processing, which may result also in a
p.(None): realisation of damage or interference with the rights and freedoms of the natural person. The supervisory authority should
p.(None): respond to the request for consultation within a specified period. However, the absence of a reaction of the supervisory
p.(None): authority within that period should be without prejudice to any intervention of the supervisory authority in accordance with its
p.(None): tasks and powers laid down in this Regulation, including the power to prohibit processing operations. As part of that
p.(None): consultation process, the outcome of a data protection impact assessment carried out with regard to the processing at issue
p.(None): may be submitted to the supervisory authority, in particular the measures envisaged to mitigate the risk to the rights and
p.(None): freedoms of natural persons.
p.(None): (95) The processor should assist the controller, where necessary and upon request, in ensuring compliance with the obligations
...
p.(None): assistance may adopt a provisional measure if it receives no response to a request for mutual assistance within one month of
p.(None): the receipt of that request by the other supervisory authority.
p.(None): (134)Each supervisory authority should, where appropriate, participate in joint operations with other supervisory authorities. The
p.(None): requested supervisory authority should be obliged to respond to the request within a specified time period.
p.(None): (135)In order to ensure the consistent application of this Regulation throughout the Union, a consistency mechanism for
p.(None): cooperation between the supervisory authorities should be established. That mechanism should in particular apply where a
p.(None): supervisory authority intends to adopt a measure intended to produce legal effects as regards processing operations which
p.(None): substantially affect a significant number of data subjects in several Member States. It should also apply where any supervisory
p.(None): authority concerned or the Commission requests that such matter should be handled in the consistency mechanism. That
p.(None): mechanism should be without prejudice to any measures that the Commission may take in the exercise of its powers under
p.(None): the Treaties.
p.(None): (136)In applying the consistency mechanism, the Board should, within a determined period of time, issue an opinion, if a majority of
p.(None): its members so decides or if so requested by any supervisory authority concerned or the Commission. The Board should also
p.(None): be empowered to adopt legally binding decisions where there are disputes between supervisory authorities. For that purpose,
p.(None): it should issue, in principle by a two-thirds majority of its members, legally binding decisions in clearly specified cases where
p.(None): there are conflicting views among supervisory authorities, in particular in the cooperation mechanism between the lead
p.(None): supervisory authority and supervisory authorities concerned on the merits of the case, in particular whether there is an
p.(None): infringement of this Regulation.
p.(None): (137)There may be an urgent need to act in order to protect the rights and freedoms of data subjects, in particular when the danger
p.(None): exists that the enforcement of a right of a data subject could be considerably impeded. A supervisory authority should
p.(None): therefore be able to adopt duly justified provisional measures on its territory with a specified period of validity which should not
p.(None): exceed three months.
p.(None): (138)The application of such mechanism should be a condition for the lawfulness of a measure intended to produce legal effects by
p.(None): a supervisory authority in those cases where its application is mandatory. In other cases of cross-border relevance, the
p.(None): cooperation mechanism between the lead supervisory authority and supervisory authorities concerned should be applied and
...
p.(None): scale or effects of the action, be better achieved at Union level, the Union may adopt measures, in accordance with the
p.(None): principle of subsidiarity as set out in Article 5 of the Treaty on European Union (TEU). In accordance with the principle of
p.(None): proportionality as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve that
p.(None): objective.
p.(None): (171)Directive 95/46/EC should be repealed by this Regulation. Processing already under way on the date of application of this
p.(None): Regulation should be brought into conformity with this Regulation within the period of two years after which this Regulation
p.(None): enters into force. Where processing is based on consent pursuant to Directive 95/46/EC, it is not necessary for the data
p.(None): subject to give his or her consent again if the manner in which the consent has been given is in line with the conditions of this
p.(None): Regulation, so as to allow the controller to continue such processing after the date of application of this Regulation.
p.(None): Commission decisions adopted and authorisations by supervisory authorities based on Directive 95/46/EC remain in force until
p.(None): amended, replaced or repealed.
p.(None): (172)The European Data Protection Supervisor was consulted in accordance with Article 28(2) of Regulation (EC) No 45/2001 and
p.(None): delivered an opinion on 7 March 2012 (17).
p.(None): (173)This Regulation should apply to all matters concerning the protection of fundamental rights and freedomsvis-à-vis the
p.(None): processing of personal data which are not subject to specific obligations with the same objective set out in
p.(None): Directive 2002/58/EC of the European Parliament and of the Council (18), including the obligations on the controller and the
p.(None): rights of natural persons. In order to clarify the relationship between this Regulation and Directive 2002/58/EC, that Directive
p.(None): should be amended accordingly. Once this Regulation is adopted, Directive 2002/58/EC should be reviewed in particular in
p.(None): order to ensure consistency with this Regulation,
p.(None): HAVE ADOPTED THIS REGULATION:
p.(None):
p.(None):
p.(None): CHAPTER I
p.(None): General provisions
p.(None):
p.(None): Article 1
p.(None): Subject-matter and objectives
p.(None): 1. This Regulation lays down rules relating to the protection of natural persons with regard to the processing of personal data and
p.(None): rules relating to the free movement of personal data.
p.(None): 2. This Regulation protects fundamental rights and freedoms of natural persons and in particular their right to the protection of
p.(None): personal data.
p.(None): 3. The free movement of personal data within the Union shall be neither restricted nor prohibited for reasons connected with the
p.(None): protection of natural persons with regard to the processing of personal data.
p.(None):
p.(None): Article 2
p.(None): Material scope
...
p.(None): processing, unless that law prohibits such information on important grounds of public interest;
p.(None): (b) ensures that persons authorised to process the personal data have committed themselves to confidentiality or are under an
p.(None): appropriate statutory obligation of confidentiality;
p.(None): (c) takes all measures required pursuant to Article 32;
p.(None): (d) respects the conditions referred to in paragraphs 2 and 4 for engaging another processor;
p.(None): (e) taking into account the nature of the processing, assists the controller by appropriate technical and organisational measures,
p.(None): insofar as this is possible, for the fulfilment of the controller's obligation to respond to requests for exercising the data subject's
p.(None): rights laid down in Chapter III;
p.(None): (f) assists the controller in ensuring compliance with the obligations pursuant to Articles 32 to 36 taking into account the nature of
p.(None): processing and the information available to the processor;
p.(None): (g) at the choice of the controller, deletes or returns all the personal data to the controller after the end of the provision of services
p.(None): relating to processing, and deletes existing copies unless Union or Member State law requires storage of the personal data;
p.(None): (h) makes available to the controller all information necessary to demonstrate compliance with the obligations laid down in this
p.(None): Article and allow for and contribute to audits, including inspections, conducted by the controller or another auditor mandated
p.(None): by the controller.
p.(None): With regard to point (h) of the first subparagraph, the processor shall immediately inform the controller if, in its opinion, an
p.(None): instruction infringes this Regulation or other Union or Member State data protection provisions.
p.(None): 4. Where a processor engages another processor for carrying out specific processing activities on behalf of the controller, the
p.(None): same data protection obligations as set out in the contract or other legal act between the controller and the processor as referred to
p.(None): in paragraph 3 shall be imposed on that other processor by way of a contract or other legal act under Union or Member State law, in
p.(None): particular providing sufficient guarantees to implement appropriate technical and organisational measures in such a manner that the
p.(None): processing will meet the requirements of this Regulation. Where that other processor fails to fulfil its data protection obligations, the
p.(None): initial processor shall remain fully liable to the controller for the performance of that other processor's obligations.
p.(None): 5. Adherence of a processor to an approved code of conduct as referred to in Article 40 or an approved certification mechanism as
p.(None): referred to in Article 42 may be used as an element by which to demonstrate sufficient guarantees as referred to in paragraphs 1
p.(None): and 4 of this Article.
p.(None): 6. Without prejudice to an individual contract between the controller and the processor, the contract or the other legal act referred
p.(None): to in paragraphs 3 and 4 of this Article may be based, in whole or in part, on standard contractual clauses referred to in
...
p.(None): 10. Where processing pursuant to point (c) or (e) of Article 6(1) has a legal basis in Union law or in the law of the Member State to
p.(None): which the controller is subject, that law regulates the specific processing operation or set of operations in question, and a data
p.(None): protection impact assessment has already been carried out as part of a general impact assessment in the context of the adoption
p.(None): of that legal basis, paragraphs 1 to 7 shall not apply unless Member States deem it to be necessary to carry out such an
p.(None): assessment prior to processing activities.
p.(None): 11. Where necessary, the controller shall carry out a review to assess if processing is performed in accordance with the data
p.(None): protection impact assessment at least when there is a change of the risk represented by processing operations.
p.(None):
p.(None): Article 36
p.(None): Prior consultation
p.(None): 1. The controller shall consult the supervisory authority prior to processing where a data protection impact assessment under
p.(None): Article 35 indicates that the processing would result in a high risk in the absence of measures taken by the controller to mitigate the
p.(None): risk.
p.(None): 2. Where the supervisory authority is of the opinion that the intended processing referred to in paragraph 1 would infringe this
p.(None): Regulation, in particular where the controller has insufficiently identified or mitigated the risk, the supervisory authority shall, within
p.(None): period of up to eight weeks of receipt of the request for consultation, provide written advice to the controller and, where applicable
p.(None): to the processor, and may use any of its powers referred to in Article 58. That period may be extended by six weeks, taking into
p.(None): account the complexity of the intended processing. The supervisory authority shall inform the controller and, where applicable, the
p.(None): processor, of any such extension within one month of receipt of the request for consultation together with the reasons for the delay.
p.(None): Those periods may be suspended until the supervisory authority has obtained information it has requested for the purposes of the
p.(None): consultation.
p.(None): 3. When consulting the supervisory authority pursuant to paragraph 1, the controller shall provide the supervisory authority with:
p.(None): (a) where applicable, the respective responsibilities of the controller, joint controllers and processors involved in the processing,
p.(None): in particular for processing within a group of undertakings;
p.(None): (b) the purposes and means of the intended processing;
p.(None): (c) the measures and safeguards provided to protect the rights and freedoms of data subjects pursuant to this Regulation;
...
p.(None): with regard to processing, without prejudice to the rights of data subjects pursuant to Articles 77 and 79.
p.(None): 3. In addition to adherence by controllers or processors subject to this Regulation, codes of conduct approved pursuant to
p.(None): paragraph 5 of this Article and having general validity pursuant to paragraph 9 of this Article may also be adhered to by controllers
p.(None): or processors that are not subject to this Regulation pursuant to Article 3 in order to provide appropriate safeguards within the
p.(None): framework of personal data transfers to third countries or international organisations under the terms referred to in point (e) of
p.(None): Article 46(2). Such controllers or processors shall make binding and enforceable commitments, via contractual or other legally
p.(None): binding instruments, to apply those appropriate safeguards including with regard to the rights of data subjects.
p.(None): 4. A code of conduct referred to in paragraph 2 of this Article shall contain mechanisms which enable the body referred to in
p.(None): Article 41(1) to carry out the mandatory monitoring of compliance with its provisions by the controllers or processors which
p.(None): undertake to apply it, without prejudice to the tasks and powers of supervisory authorities competent pursuant to Article 55 or 56.
p.(None): 5. Associations and other bodies referred to in paragraph 2 of this Article which intend to prepare a code of conduct or to amend or
p.(None): extend an existing code shall submit the draft code, amendment or extension to the supervisory authority which is competent
p.(None): pursuant to Article 55. The supervisory authority shall provide an opinion on whether the draft code, amendment or extension
p.(None): complies with this Regulation and shall approve that draft code, amendment or extension if it finds that it provides sufficient
p.(None): appropriate safeguards.
p.(None): 6. Where the draft code, or amendment or extension is approved in accordance with paragraph 5, and where the code of conduct
p.(None): concerned does not relate to processing activities in several Member States, the supervisory authority shall register and publish the
p.(None): code.
p.(None): 7. Where a draft code of conduct relates to processing activities in several Member States, the supervisory authority which is
p.(None): competent pursuant to Article 55 shall, before approving the draft code, amendment or extension, submit it in the procedure
p.(None): referred to in Article 63 to the Board which shall provide an opinion on whether the draft code, amendment or extension complies
p.(None): with this Regulation or, in the situation referred to in paragraph 3 of this Article, provides appropriate safeguards.
p.(None): 8. Where the opinion referred to in paragraph 7 confirms that the draft code, amendment or extension complies with this
p.(None): Regulation, or, in the situation referred to in paragraph 3, provides appropriate safeguards, the Board shall submit its opinion to the
p.(None): Commission.
p.(None): 9. The Commission may, by way of implementing acts, decide that the approved code of conduct, amendment or extension
p.(None): submitted to it pursuant to paragraph 8 of this Article have general validity within the Union. Those implementing acts shall be
p.(None): adopted in accordance with the examination procedure set out in Article 93(2).
p.(None): 10. The Commission shall ensure appropriate publicity for the approved codes which have been decided as having general validity
p.(None): in accordance with paragraph 9.
p.(None): 11. The Board shall collate all approved codes of conduct, amendments and extensions in a register and shall make them publicly
p.(None): available by way of appropriate means.
p.(None):
p.(None): Article 41
p.(None): Monitoring of approved codes of conduct
p.(None): 1. Without prejudice to the tasks and powers of the competent supervisory authority under Articles 57 and 58, the monitoring of
p.(None): compliance with a code of conduct pursuant to Article 40 may be carried out by a body which has an appropriate level of expertise
p.(None): in relation to the subject-matter of the code and is accredited for that purpose by the competent supervisory authority.
p.(None): 2. A body as referred to in paragraph 1 may be accredited to monitor compliance with a code of conduct where that body has:
p.(None): (a) demonstrated its independence and expertise in relation to the subject-matter of the code to the satisfaction of the competent
p.(None): supervisory authority;
p.(None): (b) established procedures which allow it to assess the eligibility of controllers and processors concerned to apply the code, to
...
p.(None): (f) handle complaints lodged by a data subject, or by a body, organisation or association in accordance with Article 80, and
p.(None): investigate, to the extent appropriate, the subject matter of the complaint and inform the complainant of the progress and the
p.(None): outcome of the investigation within a reasonable period, in particular if further investigation or coordination with another
p.(None): supervisory authority is necessary;
p.(None): (g) cooperate with, including sharing information and provide mutual assistance to, other supervisory authorities with a view to
p.(None): ensuring the consistency of application and enforcement of this Regulation;
p.(None): (h) conduct investigations on the application of this Regulation, including on the basis of information received from another
p.(None): supervisory authority or other public authority;
p.(None): (i) monitor relevant developments, insofar as they have an impact on the protection of personal data, in particular the
p.(None): development of information and communication technologies and commercial practices;
p.(None): (j) adopt standard contractual clauses referred to in Article 28(8) and in point (d) of Article 46(2);
p.(None): (k) establish and maintain a list in relation to the requirement for data protection impact assessment pursuant to Article 35(4);
p.(None): (l) give advice on the processing operations referred to in Article 36(2);
p.(None): (m) encourage the drawing up of codes of conduct pursuant to Article 40(1) and provide an opinion and approve such codes of
p.(None): conduct which provide sufficient safeguards, pursuant to Article 40(5);
p.(None): (n) encourage the establishment of data protection certification mechanisms and of data protection seals and marks pursuant to
p.(None): Article 42(1), and approve the criteria of certification pursuant to Article 42(5);
p.(None): (o) where applicable, carry out a periodic review of certifications issued in accordance with Article 42(7);
p.(None): (p) draft and publish the criteria for accreditation of a body for monitoring codes of conduct pursuant to Article 41 and of a
p.(None): certification body pursuant to Article 43;
p.(None): (q) conduct the accreditation of a body for monitoring codes of conduct pursuant to Article 41 and of a certification body pursuant
p.(None): to Article 43;
p.(None): (r) authorise contractual clauses and provisions referred to in Article 46(3);
p.(None): (s) approve binding corporate rules pursuant to Article 47;
p.(None): (t) contribute to the activities of the Board;
p.(None): (u) keep internal records of infringements of this Regulation and of measures taken in accordance with Article 58(2); and
p.(None): (v) fulfil any other tasks related to the protection of personal data.
p.(None): 2. Each supervisory authority shall facilitate the submission of complaints referred to in point (f) of paragraph 1 by measures such
p.(None): as a complaint submission form which can also be completed electronically, without excluding other means of communication.
...
p.(None): (f) to impose a temporary or definitive limitation including a ban on processing;
p.(None): (g) to order the rectification or erasure of personal data or restriction of processing pursuant to Articles 16, 17 and 18 and the
p.(None): notification of such actions to recipients to whom the personal data have been disclosed pursuant to Article 17(2) and Article
p.(None): 19;
p.(None): (h) to withdraw a certification or to order the certification body to withdraw a certification issued pursuant to Articles 42 and 43, or
p.(None): to order the certification body not to issue certification if the requirements for the certification are not or are no longer met;
p.(None): (i) to impose an administrative fine pursuant to Article 83, in addition to, or instead of measures referred to in this paragraph,
p.(None): depending on the circumstances of each individual case;
p.(None): (j) to order the suspension of data flows to a recipient in a third country or to an international organisation.
p.(None): 3. Each supervisory authority shall have all of the following authorisation and advisory powers:
p.(None): (a) to advise the controller in accordance with the prior consultation procedure referred to in Article 36;
p.(None): (b) to issue, on its own initiative or on request, opinions to the national parliament, the Member State government or, in
p.(None): accordance with Member State law, to other institutions and bodies as well as to the public on any issue related to the
p.(None): protection of personal data;
p.(None): (c) to authorise processing referred to in Article 36(5), if the law of the Member State requires such prior authorisation;
p.(None): (d) to issue an opinion and approve draft codes of conduct pursuant to Article 40(5);
p.(None): (e) to accredit certification bodies pursuant to Article 43;
p.(None): (f) to issue certifications and approve criteria of certification in accordance with Article 42(5);
p.(None): (g) to adopt standard data protection clauses referred to in Article 28(8) and in point (d) of Article 46(2);
p.(None): (h) to authorise contractual clauses referred to in point (a) of Article 46(3);
p.(None): (i) to authorise administrative arrangements referred to in point (b) of Article 46(3);
p.(None): (j) to approve binding corporate rules pursuant to Article 47.
p.(None): 4. The exercise of the powers conferred on the supervisory authority pursuant to this Article shall be subject to appropriate
p.(None): safeguards, including effective judicial remedy and due process, set out in Union and Member State law in accordance with the
p.(None): Charter.
p.(None): 5. Each Member State shall provide by law that its supervisory authority shall have the power to bring infringements of this
p.(None): Regulation to the attention of the judicial authorities and where appropriate, to commence or engage otherwise in legal
p.(None): proceedings, in order to enforce the provisions of this Regulation.
p.(None): 6. Each Member State may provide by law that its supervisory authority shall have additional powers to those referred to in
p.(None): paragraphs 1, 2 and 3. The exercise of those powers shall not impair the effective operation of Chapter VII.
p.(None):
p.(None): Article 59
p.(None): Activity reports
...
p.(None): government and other authorities as designated by Member State law. They shall be made available to the public, to the
p.(None): Commission and to the Board.
p.(None):
p.(None):
p.(None): CHAPTER VII
p.(None): Cooperation and consistency
p.(None):
p.(None):
p.(None): Section 1
p.(None): Cooperation
p.(None):
p.(None): Article 60
p.(None): Cooperation between the lead supervisory authority and the other supervisory authorities concerned
p.(None): 1. The lead supervisory authority shall cooperate with the other supervisory authorities concerned in accordance with this Article in
p.(None): an endeavour to reach consensus. The lead supervisory authority and the supervisory authorities concerned shall exchange all
p.(None): relevant information with each other.
p.(None): 2. The lead supervisory authority may request at any time other supervisory authorities concerned to provide mutual assistance
p.(None): pursuant to Article 61 and may conduct joint operations pursuant to Article 62, in particular for carrying out investigations or for
p.(None): monitoring the implementation of a measure concerning a controller or processor established in another Member State.
p.(None): 3. The lead supervisory authority shall, without delay, communicate the relevant information on the matter to the other supervisory
p.(None): authorities concerned. It shall without delay submit a draft decision to the other supervisory authorities concerned for their opinion
p.(None): and take due account of their views.
p.(None): 4. Where any of the other supervisory authorities concerned within a period of four weeks after having been consulted in
p.(None): accordance with paragraph 3 of this Article, expresses a relevant and reasoned objection to the draft decision, the lead supervisory
p.(None): authority shall, if it does not follow the relevant and reasoned objection or is of the opinion that the objection is not relevant or
p.(None): reasoned, submit the matter to the consistency mechanism referred to in Article 63.
p.(None): 5. Where the lead supervisory authority intends to follow the relevant and reasoned objection made, it shall submit to the other
p.(None): supervisory authorities concerned a revised draft decision for their opinion. That revised draft decision shall be subject to the
p.(None): procedure referred to in paragraph 4 within a period of two weeks.
p.(None): 6. Where none of the other supervisory authorities concerned has objected to the draft decision submitted by the lead supervisory
p.(None): authority within the period referred to in paragraphs 4 and 5, the lead supervisory authority and the supervisory authorities
p.(None): concerned shall be deemed to be in agreement with that draft decision and shall be bound by it.
p.(None): 7. The lead supervisory authority shall adopt and notify the decision to the main establishment or single establishment of the
p.(None): controller or processor, as the case may be and inform the other supervisory authorities concerned and the Board of the decision in
p.(None): question, including a summary of the relevant facts and grounds. The supervisory authority with which a complaint has been lodged
p.(None): shall inform the complainant on the decision.
p.(None): 8. By derogation from paragraph 7, where a complaint is dismissed or rejected, the supervisory authority with which the complaint
p.(None): was lodged shall adopt the decision and notify it to the complainant and shall inform the controller thereof.
p.(None): 9. Where the lead supervisory authority and the supervisory authorities concerned agree to dismiss or reject parts of a complaint
p.(None): and to act on other parts of that complaint, a separate decision shall be adopted for each of those parts of the matter. The lead
...
p.(None): 4. Where, in accordance with paragraph 1, staff of a seconding supervisory authority operate in another Member State, the
p.(None): Member State of the host supervisory authority shall assume responsibility for their actions, including liability, for any damage
p.(None): caused by them during their operations, in accordance with the law of the Member State in whose territory they are operating.
p.(None): 5. The Member State in whose territory the damage was caused shall make good such damage under the conditions applicable to
p.(None): damage caused by its own staff. The Member State of the seconding supervisory authority whose staff has caused damage to any
p.(None): person in the territory of another Member State shall reimburse that other Member State in full any sums it has paid to the persons
p.(None): entitled on their behalf.
p.(None): 6. Without prejudice to the exercise of its rights vis-à-vis third parties and with the exception of paragraph 5, each Member State
p.(None): shall refrain, in the case provided for in paragraph 1, from requesting reimbursement from another Member State in relation to
p.(None): damage referred to in paragraph 4.
p.(None): 7. Where a joint operation is intended and a supervisory authority does not, within one month, comply with the obligation laid down
p.(None): in the second sentence of paragraph 2 of this Article, the other supervisory authorities may adopt a provisional measure on the
p.(None): territory of its Member State in accordance with Article 55. In that case, the urgent need to act under Article 66(1) shall be
p.(None): presumed to be met and require an opinion or an urgent binding decision from the Board pursuant to Article 66(2).
p.(None):
p.(None):
p.(None): Section 2
p.(None): Consistency
p.(None): Article 63
p.(None): Consistency mechanism
p.(None): In order to contribute to the consistent application of this Regulation throughout the Union, the supervisory authorities shall
p.(None): cooperate with each other and, where relevant, with the Commission, through the consistency mechanism as set out in this
p.(None): Section.
p.(None):
p.(None): Article 64
p.(None): Opinion of the Board
p.(None): 1. The Board shall issue an opinion where a competent supervisory authority intends to adopt any of the measures below. To that
p.(None): end, the competent supervisory authority shall communicate the draft decision to the Board, when it:
p.(None): (a) aims to adopt a list of the processing operations subject to the requirement for a data protection impact assessment pursuant
p.(None): to Article 35(4);
p.(None): (b) concerns a matter pursuant to Article 40(7) whether a draft code of conduct or an amendment or extension to a code of
p.(None): conduct complies with this Regulation;
p.(None): (c) aims to approve the criteria for accreditation of a body pursuant to Article 41(3) or a certification body pursuant to Article 43(3);
p.(None): (d) aims to determine standard data protection clauses referred to in point (d) of Article 46(2) and in Article 28(8);
p.(None): (e) aims to authorise contractual clauses referred to in point (a) of Article 46(3); or
p.(None): (f) aims to approve binding corporate rules within the meaning of Article 47.
p.(None): 2. Any supervisory authority, the Chair of the Board or the Commission may request that any matter of general application or
p.(None): producing effects in more than one Member State be examined by the Board with a view to obtaining an opinion, in particular where
p.(None): a competent supervisory authority does not comply with the obligations for mutual assistance in accordance with Article 61 or for
p.(None): joint operations in accordance with Article 62.
p.(None): 3. In the cases referred to in paragraphs 1 and 2, the Board shall issue an opinion on the matter submitted to it provided that it has
p.(None): not already issued an opinion on the same matter. That opinion shall be adopted within eight weeks by simple majority of the
p.(None): members of the Board. That period may be extended by a further six weeks, taking into account the complexity of the subject
p.(None): matter. Regarding the draft decision referred to in paragraph 1 circulated to the members of the Board in accordance with
p.(None): paragraph 5, a member which has not objected within a reasonable period indicated by the Chair, shall be deemed to be in
p.(None): agreement with the draft decision.
p.(None): 4. Supervisory authorities and the Commission shall, without undue delay, communicate by electronic means to the Board, using a
p.(None): standardised format any relevant information, including as the case may be a summary of the facts, the draft decision, the grounds
p.(None): which make the enactment of such measure necessary, and the views of other supervisory authorities concerned.
p.(None): 5. The Chair of the Board shall, without undue, delay inform by electronic means:
p.(None): (a) the members of the Board and the Commission of any relevant information which has been communicated to it using a
p.(None): standardised format. The secretariat of the Board shall, where necessary, provide translations of relevant information; and
p.(None): (b) the supervisory authority referred to, as the case may be, in paragraphs 1 and 2, and the Commission of the opinion and
p.(None): make it public.
p.(None): 6. The competent supervisory authority shall not adopt its draft decision referred to in paragraph 1 within the period referred to in
p.(None): paragraph 3.
p.(None): 7. The supervisory authority referred to in paragraph 1 shall take utmost account of the opinion of the Board and shall, within two
p.(None): weeks after receiving the opinion, communicate to the Chair of the Board by electronic means whether it will maintain or amend its
p.(None): draft decision and, if any, the amended draft decision, using a standardised format.
p.(None): 8. Where the supervisory authority concerned informs the Chair of the Board within the period referred to in paragraph 7 of this
p.(None): Article that it does not intend to follow the opinion of the Board, in whole or in part, providing the relevant grounds, Article 65(1) shall
p.(None): apply.
p.(None):
p.(None): Article 65
p.(None): Dispute resolution by the Board
p.(None): 1. In order to ensure the correct and consistent application of this Regulation in individual cases, the Board shall adopt a binding
p.(None): decision in the following cases:
p.(None): (a) where, in a case referred to in Article 60(4), a supervisory authority concerned has raised a relevant and reasoned objection to
p.(None): a draft decision of the lead authority or the lead authority has rejected such an objection as being not relevant or reasoned.
p.(None): The binding decision shall concern all the matters which are the subject of the relevant and reasoned objection, in particular
p.(None): whether there is an infringement of this Regulation;
p.(None): (b) where there are conflicting views on which of the supervisory authorities concerned is competent for the main establishment;
p.(None): (c) where a competent supervisory authority does not request the opinion of the Board in the cases referred to in Article 64(1), or
p.(None): does not follow the opinion of the Board issued under Article 64. In that case, any supervisory authority concerned or the
p.(None): Commission may communicate the matter to the Board.
p.(None): 2. The decision referred to in paragraph 1 shall be adopted within one month from the referral of the subject-matter by a two-thirds
p.(None): majority of the members of the Board. That period may be extended by a further month on account of the complexity of the subject-
p.(None): matter. The decision referred to in paragraph 1 shall be reasoned and addressed to the lead supervisory authority and all the
p.(None): supervisory authorities concerned and binding on them.
p.(None): 3. Where the Board has been unable to adopt a decision within the periods referred to in paragraph 2, it shall adopt its decision
p.(None): within two weeks following the expiration of the second month referred to in paragraph 2 by a simple majority of the members of the
p.(None): Board. Where the members of the Board are split, the decision shall by adopted by the vote of its Chair.
p.(None): 4. The supervisory authorities concerned shall not adopt a decision on the subject matter submitted to the Board under paragraph
p.(None): 1 during the periods referred to in paragraphs 2 and 3.
p.(None): 5. The Chair of the Board shall notify, without undue delay, the decision referred to in paragraph 1 to the supervisory authorities
p.(None): concerned. It shall inform the Commission thereof. The decision shall be published on the website of the Board without delay after
p.(None): the supervisory authority has notified the final decision referred to in paragraph 6.
...
p.(None): controller or the processor and to the data subject. The final decision of the supervisory authorities concerned shall be adopted
p.(None): under the terms of Article 60(7), (8) and (9). The final decision shall refer to the decision referred to in paragraph 1 of this Article
p.(None): and shall specify that the decision referred to in that paragraph will be published on the website of the Board in accordance with
p.(None): paragraph 5 of this Article. The final decision shall attach the decision referred to in paragraph 1 of this Article.
p.(None):
p.(None): Article 66
p.(None): Urgency procedure
p.(None): 1. In exceptional circumstances, where a supervisory authority concerned considers that there is an urgent need to act in order to
p.(None): protect the rights and freedoms of data subjects, it may, by way of derogation from the consistency mechanism referred to in
p.(None): Articles 63, 64 and 65 or the procedure referred to in Article 60, immediately adopt provisional measures intended to produce legal
p.(None): effects on its own territory with a specified period of validity which shall not exceed three months. The supervisory authority shall,
p.(None): without delay, communicate those measures and the reasons for adopting them to the other supervisory authorities concerned, to
p.(None): the Board and to the Commission.
p.(None): 2. Where a supervisory authority has taken a measure pursuant to paragraph 1 and considers that final measures need urgently
p.(None): be adopted, it may request an urgent opinion or an urgent binding decision from the Board, giving reasons for requesting such
p.(None): opinion or decision.
p.(None): 3. Any supervisory authority may request an urgent opinion or an urgent binding decision, as the case may be, from the Board
p.(None): where a competent supervisory authority has not taken an appropriate measure in a situation where there is an urgent need to act,
p.(None): in order to protect the rights and freedoms of data subjects, giving reasons for requesting such opinion or decision, including for the
p.(None): urgent need to act.
p.(None): 4. By derogation from Article 64(3) and Article 65(2), an urgent opinion or an urgent binding decision referred to in paragraphs 2
p.(None): and 3 of this Article shall be adopted within two weeks by simple majority of the members of the Board.
p.(None):
p.(None): Article 67
p.(None): Exchange of information
p.(None): The Commission may adopt implementing acts of general scope in order to specify the arrangements for the exchange of
p.(None): information by electronic means between supervisory authorities, and between supervisory authorities and the Board, in particular
p.(None): the standardised format referred to in Article 64.
p.(None): Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 93(2).
p.(None):
p.(None):
p.(None): Section 3
p.(None): European data protection board
p.(None):
p.(None): Article 68
p.(None): European Data Protection Board
p.(None): 1. The European Data Protection Board (the ‘Board’) is hereby established as a body of the Union and shall have legal personality.
p.(None): 2. The Board shall be represented by its Chair.
p.(None): 3. The Board shall be composed of the head of one supervisory authority of each Member State and of the European Data
p.(None): Protection Supervisor, or their respective representatives.
p.(None): 4. Where in a Member State more than one supervisory authority is responsible for monitoring the application of the provisions
p.(None): pursuant to this Regulation, a joint representative shall be appointed in accordance with that Member State's law.
...
p.(None): personal data of the data subjects concerned referred to in Article 47;
p.(None): (j) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for the purpose of further
p.(None): specifying the criteria and requirements for the personal data transfers on the basis of Article 49(1);
p.(None): (k) draw up guidelines for supervisory authorities concerning the application of measures referred to in Article 58(1), (2) and (3)
p.(None): and the setting of administrative fines pursuant to Article 83;
p.(None): (l) review the practical application of the guidelines, recommendations and best practices referred to in points (e) and (f);
p.(None): (m) issue guidelines, recommendations and best practices in accordance with point (e) of this paragraph for establishing common
p.(None): procedures for reporting by natural persons of infringements of this Regulation pursuant to Article 54(2);
p.(None): (n) encourage the drawing-up of codes of conduct and the establishment of data protection certification mechanisms and data
p.(None): protection seals and marks pursuant to Articles 40 and 42;
p.(None): (o) carry out the accreditation of certification bodies and its periodic review pursuant to Article 43 and maintain a public register of
p.(None): accredited bodies pursuant to Article 43(6) and of the accredited controllers or processors established in third countries
p.(None): pursuant to Article 42(7);
p.(None): (p) specify the requirements referred to in Article 43(3) with a view to the accreditation of certification bodies under Article 42;
p.(None): (q) provide the Commission with an opinion on the certification requirements referred to in Article 43(8);
p.(None): (r) provide the Commission with an opinion on the icons referred to in Article 12(7);
p.(None): (s) provide the Commission with an opinion for the assessment of the adequacy of the level of protection in a third country or
p.(None): international organisation, including for the assessment whether a third country, a territory or one or more specified sectors
p.(None): within that third country, or an international organisation no longer ensures an adequate level of protection. To that end, the
p.(None): Commission shall provide the Board with all necessary documentation, including correspondence with the government of the
p.(None): third country, with regard to that third country, territory or specified sector, or with the international organisation.
p.(None): (t) issue opinions on draft decisions of supervisory authorities pursuant to the consistency mechanism referred to in Article 64(1),
p.(None): on matters submitted pursuant to Article 64(2) and to issue binding decisions pursuant to Article 65, including in cases
p.(None): referred to in Article 66;
p.(None): (u) promote the cooperation and the effective bilateral and multilateral exchange of information and best practices between the
p.(None): supervisory authorities;
p.(None): (v) promote common training programmes and facilitate personnel exchanges between the supervisory authorities and, where
p.(None): appropriate, with the supervisory authorities of third countries or with international organisations;
p.(None): (w) promote the exchange of knowledge and documentation on data protection legislation and practice with data protection
p.(None): supervisory authorities worldwide.
p.(None): (x) issue opinions on codes of conduct drawn up at Union level pursuant to Article 40(9); and
...
p.(None): infringement if the data subject considers that the processing of personal data relating to him or her infringes this Regulation.
p.(None): 2. The supervisory authority with which the complaint has been lodged shall inform the complainant on the progress and the
p.(None): outcome of the complaint including the possibility of a judicial remedy pursuant to Article 78.
p.(None):
p.(None): Article 78
p.(None): Right to an effective judicial remedy against a supervisory authority
p.(None): 1. Without prejudice to any other administrative or non-judicial remedy, each natural or legal person shall have the right to an
p.(None): effective judicial remedy against a legally binding decision of a supervisory authority concerning them.
p.(None): 2. Without prejudice to any other administrative or non-judicial remedy, each data subject shall have the right to a an effective
p.(None): judicial remedy where the supervisory authority which is competent pursuant to Articles 55 and 56 does not handle a complaint or
p.(None): does not inform the data subject within three months on the progress or outcome of the complaint lodged pursuant to Article 77.
p.(None): 3. Proceedings against a supervisory authority shall be brought before the courts of the Member State where the supervisory
p.(None): authority is established.
p.(None): 4. Where proceedings are brought against a decision of a supervisory authority which was preceded by an opinion or a decision of
p.(None): the Board in the consistency mechanism, the supervisory authority shall forward that opinion or decision to the court.
p.(None):
p.(None): Article 79
p.(None): Right to an effective judicial remedy against a controller or processor
p.(None): 1. Without prejudice to any available administrative or non-judicial remedy, including the right to lodge a complaint with a
p.(None): supervisory authority pursuant to Article 77, each data subject shall have the right to an effective judicial remedy where he or she
p.(None): considers that his or her rights under this Regulation have been infringed as a result of the processing of his or her personal data in
p.(None): non-compliance with this Regulation.
p.(None): 2. Proceedings against a controller or a processor shall be brought before the courts of the Member State where the controller or
p.(None): processor has an establishment. Alternatively, such proceedings may be brought before the courts of the Member State where the
p.(None): data subject has his or her habitual residence, unless the controller or processor is a public authority of a Member State acting in
p.(None): the exercise of its public powers.
p.(None):
p.(None): Article 80
p.(None): Representation of data subjects
p.(None): 1. The data subject shall have the right to mandate a not-for-profit body, organisation or association which has been properly
p.(None): constituted in accordance with the law of a Member State, has statutory objectives which are in the public interest, and is active in
p.(None): the field of the protection of data subjects' rights and freedoms with regard to the protection of their personal data to lodge the
p.(None): complaint on his or her behalf, to exercise the rights referred to in Articles 77, 78 and 79 on his or her behalf, and to exercise the
...
General/Other / Dependent
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p.(None): in an intelligible and easily accessible form, using clear and plain language and it should not contain unfair terms. For consent
p.(None): to be informed, the data subject should be aware at least of the identity of the controller and the purposes of the processing
p.(None): for which the personal data are intended. Consent should not be regarded as freely given if the data subject has no genuine
p.(None): or free choice or is unable to refuse or withdraw consent without detriment.
p.(None): (43) In order to ensure that consent is freely given, consent should not provide a valid legal ground for the processing of personal
p.(None): data in a specific case where there is a clear imbalance between the data subject and the controller, in particular where the
p.(None): controller is a public authority and it is therefore unlikely that consent was freely given in all the circumstances of that specific
p.(None): situation. Consent is presumed not to be freely given if it does not allow separate consent to be given to different personal
p.(None): data processing operations despite it being appropriate in the individual case, or if the performance of a contract, including the
p.(None): provision of a service, is dependent on the consent despite such consent not being necessary for such performance.
p.(None): (44) Processing should be lawful where it is necessary in the context of a contract or the intention to enter into a contract.
p.(None): (45) Where processing is carried out in accordance with a legal obligation to which the controller is subject or where processing is
p.(None): necessary for the performance of a task carried out in the public interest or in the exercise of official authority, the processing
p.(None): should have a basis in Union or Member State law. This Regulation does not require a specific law for each individual
p.(None): processing. A law as a basis for several processing operations based on a legal obligation to which the controller is subject or
p.(None): where processing is necessary for the performance of a task carried out in the public interest or in the exercise of an official
p.(None): authority may be sufficient. It should also be for Union or Member State law to determine the purpose of processing.
p.(None): Furthermore, that law could specify the general conditions of this Regulation governing the lawfulness of personal data
p.(None): processing, establish specifications for determining the controller, the type of personal data which are subject to the
p.(None): processing, the data subjects concerned, the entities to which the personal data may be disclosed, the purpose limitations,
p.(None): the storage period and other measures to ensure lawful and fair processing. It should also be for Union or Member State law
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General/Other / Public Emergency
Searching for indicator emergency:
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p.(None): processing. Given that it is for the legislator to provide by law for the legal basis for public authorities to process personal data,
p.(None): that legal basis should not apply to the processing by public authorities in the performance of their tasks. The processing of
p.(None): personal data strictly necessary for the purposes of preventing fraud also constitutes a legitimate interest of the data controller
p.(None): concerned. The processing of personal data for direct marketing purposes may be regarded as carried out for a legitimate
p.(None): interest.
p.(None): (48) Controllers that are part of a group of undertakings or institutions affiliated to a central body may have a legitimate interest in
p.(None): transmitting personal data within the group of undertakings for internal administrative purposes, including the processing of
p.(None): clients' or employees' personal data. The general principles for the transfer of personal data, within a group of undertakings, to
p.(None): an undertaking located in a third country remain unaffected.
p.(None): (49) The processing of personal data to the extent strictly necessary and proportionate for the purposes of ensuring network and
p.(None): information security, i.e. the ability of a network or an information system to resist, at a given level of confidence, accidental
p.(None): events or unlawful or malicious actions that compromise the availability, authenticity, integrity and confidentiality of stored or
p.(None): transmitted personal data, and the security of the related services offered by, or accessible via, those networks and systems,
p.(None): by public authorities, by computer emergency response teams (CERTs), computer security incident response teams
p.(None): (CSIRTs), by providers of electronic communications networks and services and by providers of security technologies and
p.(None): services, constitutes a legitimate interest of the data controller concerned. This could, for example, include preventing
p.(None): unauthorised access to electronic communications networks and malicious code distribution and stopping ‘denial of service’
p.(None): attacks and damage to computer and electronic communication systems.
p.(None): (50) The processing of personal data for purposes other than those for which the personal data were initially collected should be
p.(None): allowed only where the processing is compatible with the purposes for which the personal data were initially collected. In such
p.(None): a case, no legal basis separate from that which allowed the collection of the personal data is required. If the processing is
p.(None): necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, Union or Member State law may determine and specify the tasks and purposes for which the further processing
p.(None): should be regarded as compatible and lawful. Further processing for archiving purposes in the public interest, scientific or
p.(None): historical research purposes or statistical purposes should be considered to be compatible lawful processing operations. The
p.(None): legal basis provided by Union or Member State law for the processing of personal data may also provide a legal basis for
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General/Other / Relationship to Authority
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p.(None): absolute right; it must be considered in relation to its function in society and be balanced against other fundamental rights, in
p.(None): accordance with the principle of proportionality. This Regulation respects all fundamental rights and observes the freedoms
p.(None): and principles recognised in the Charter as enshrined in the Treaties, in particular the respect for private and family life, home
p.(None): and communications, the protection of personal data, freedom of thought, conscience and religion, freedom of expression and
p.(None): information, freedom to conduct a business, the right to an effective remedy and to a fair trial, and cultural, religious and
p.(None): linguistic diversity.
p.(None): (5) The economic and social integration resulting from the functioning of the internal market has led to a substantial increase in
p.(None): cross-border flows of personal data. The exchange of personal data between public and private actors, including natural
p.(None): persons, associations and undertakings across the Union has increased. National authorities in the Member States are being
p.(None): called upon by Union law to cooperate and exchange personal data so as to be able to perform their duties or carry out tasks
p.(None): on behalf of an authority in another Member State.
p.(None): (6) Rapid technological developments and globalisation have brought new challenges for the protection of personal data. The
p.(None): scale of the collection and sharing of personal data has increased significantly. Technology allows both private companies
p.(None): and public authorities to make use of personal data on an unprecedented scale in order to pursue their activities. Natural
p.(None): persons increasingly make personal information available publicly and globally. Technology has transformed both the
p.(None): economy and social life, and should further facilitate the free flow of personal data within the Union and the transfer to third
p.(None): countries and international organisations, while ensuring a high level of the protection of personal data.
p.(None): (7) Those developments require a strong and more coherent data protection framework in the Union, backed by strong
p.(None): enforcement, given the importance of creating the trust that will allow the digital economy to develop across the internal
p.(None): market. Natural persons should have control of their own personal data. Legal and practical certainty for natural persons,
p.(None): economic operators and public authorities should be enhanced.
p.(None): (8) Where this Regulation provides for specifications or restrictions of its rules by Member State law, Member States may, as far
p.(None): as necessary for coherence and for making the national provisions comprehensible to the persons to whom they apply,
p.(None): incorporate elements of this Regulation into their national law.
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p.(None): to the processing of personal data in the Member States may prevent the free flow of personal data throughout the Union.
p.(None): Those differences may therefore constitute an obstacle to the pursuit of economic activities at the level of the Union, distort
p.(None): competition and impede authorities in the discharge of their responsibilities under Union law. Such a difference in levels of
p.(None): protection is due to the existence of differences in the implementation and application of Directive 95/46/EC.
p.(None): (10) In order to ensure a consistent and high level of protection of natural persons and to remove the obstacles to flows of personal
p.(None): data within the Union, the level of protection of the rights and freedoms of natural persons with regard to the processing of
p.(None): such data should be equivalent in all Member States. Consistent and homogenous application of the rules for the protection of
p.(None): the fundamental rights and freedoms of natural persons with regard to the processing of personal data should be ensured
p.(None): throughout the Union. Regarding the processing of personal data for compliance with a legal obligation, for the performance of
p.(None): a task carried out in the public interest or in the exercise of official authority vested in the controller, Member States should be
p.(None): allowed to maintain or introduce national provisions to further specify the application of the rules of this Regulation. In
p.(None): conjunction with the general and horizontal law on data protection implementing Directive 95/46/EC, Member States have
p.(None): several sector-specific laws in areas that need more specific provisions. This Regulation also provides a margin of manoeuvre
p.(None): for Member States to specify its rules, including for the processing of special categories of personal data (‘sensitive data’). To
p.(None): that extent, this Regulation does not exclude Member State law that sets out the circumstances for specific processing
p.(None): situations, including determining more precisely the conditions under which the processing of personal data is lawful.
p.(None): (11) Effective protection of personal data throughout the Union requires the strengthening and setting out in detail of the rights of
p.(None): data subjects and the obligations of those who process and determine the processing of personal data, as well as equivalent
p.(None): powers for monitoring and ensuring compliance with the rules for the protection of personal data and equivalent sanctions for
p.(None): infringements in the Member States.
p.(None): (12) Article 16(2) TFEU mandates the European Parliament and the Council to lay down the rules relating to the protection of
p.(None): natural persons with regard to the processing of personal data and the rules relating to the free movement of personal data.
...
p.(None): device or an in vitro diagnostic test.
p.(None): (36) The main establishment of a controller in the Union should be the place of its central administration in the Union, unless the
p.(None): decisions on the purposes and means of the processing of personal data are taken in another establishment of the controller
p.(None): in the Union, in which case that other establishment should be considered to be the main establishment. The main
p.(None): establishment of a controller in the Union should be determined according to objective criteria and should imply the effective
p.(None): and real exercise of management activities determining the main decisions as to the purposes and means of processing
p.(None): through stable arrangements. That criterion should not depend on whether the processing of personal data is carried out at
p.(None): that location. The presence and use of technical means and technologies for processing personal data or processing activities
p.(None): do not, in themselves, constitute a main establishment and are therefore not determining criteria for a main establishment. The
p.(None): main establishment of the processor should be the place of its central administration in the Union or, if it has no central
p.(None): administration in the Union, the place where the main processing activities take place in the Union. In cases involving both the
p.(None): controller and the processor, the competent lead supervisory authority should remain the supervisory authority of the Member
p.(None): State where the controller has its main establishment, but the supervisory authority of the processor should be considered to
p.(None): be a supervisory authority concerned and that supervisory authority should participate in the cooperation procedure provided
p.(None): for by this Regulation. In any case, the supervisory authorities of the Member State or Member States where the processor
p.(None): has one or more establishments should not be considered to be supervisory authorities concerned where the draft decision
p.(None): concerns only the controller. Where the processing is carried out by a group of undertakings, the main establishment of the
p.(None): controlling undertaking should be considered to be the main establishment of the group of undertakings, except where the
p.(None): purposes and means of processing are determined by another undertaking.
p.(None): (37) A group of undertakings should cover a controlling undertaking and its controlled undertakings, whereby the controlling
p.(None): undertaking should be the undertaking which can exert a dominant influence over the other undertakings by virtue, for
p.(None): example, of ownership, financial participation or the rules which govern it or the power to have personal data protection rules
p.(None): implemented. An undertaking which controls the processing of personal data in undertakings affiliated to it should be
p.(None): regarded, together with those undertakings, as a group of undertakings.
p.(None): (38) Children merit specific protection with regard to their personal data, as they may be less aware of the risks, consequences
p.(None): and safeguards concerned and their rights in relation to the processing of personal data. Such specific protection should, in
...
p.(None): has given consent to the processing operation. In particular in the context of a written declaration on another matter,
p.(None): safeguards should ensure that the data subject is aware of the fact that and the extent to which consent is given. In
p.(None): accordance with Council Directive 93/13/EEC (10) a declaration of consent pre-formulated by the controller should be provided
p.(None): in an intelligible and easily accessible form, using clear and plain language and it should not contain unfair terms. For consent
p.(None): to be informed, the data subject should be aware at least of the identity of the controller and the purposes of the processing
p.(None): for which the personal data are intended. Consent should not be regarded as freely given if the data subject has no genuine
p.(None): or free choice or is unable to refuse or withdraw consent without detriment.
p.(None): (43) In order to ensure that consent is freely given, consent should not provide a valid legal ground for the processing of personal
p.(None): data in a specific case where there is a clear imbalance between the data subject and the controller, in particular where the
p.(None): controller is a public authority and it is therefore unlikely that consent was freely given in all the circumstances of that specific
p.(None): situation. Consent is presumed not to be freely given if it does not allow separate consent to be given to different personal
p.(None): data processing operations despite it being appropriate in the individual case, or if the performance of a contract, including the
p.(None): provision of a service, is dependent on the consent despite such consent not being necessary for such performance.
p.(None): (44) Processing should be lawful where it is necessary in the context of a contract or the intention to enter into a contract.
p.(None): (45) Where processing is carried out in accordance with a legal obligation to which the controller is subject or where processing is
p.(None): necessary for the performance of a task carried out in the public interest or in the exercise of official authority, the processing
p.(None): should have a basis in Union or Member State law. This Regulation does not require a specific law for each individual
p.(None): processing. A law as a basis for several processing operations based on a legal obligation to which the controller is subject or
p.(None): where processing is necessary for the performance of a task carried out in the public interest or in the exercise of an official
p.(None): authority may be sufficient. It should also be for Union or Member State law to determine the purpose of processing.
p.(None): Furthermore, that law could specify the general conditions of this Regulation governing the lawfulness of personal data
p.(None): processing, establish specifications for determining the controller, the type of personal data which are subject to the
p.(None): processing, the data subjects concerned, the entities to which the personal data may be disclosed, the purpose limitations,
p.(None): the storage period and other measures to ensure lawful and fair processing. It should also be for Union or Member State law
p.(None): to determine whether the controller performing a task carried out in the public interest or in the exercise of official authority
p.(None): should be a public authority or another natural or legal person governed by public law, or, where it is in the public interest to do
p.(None): so, including for health purposes such as public health and social protection and the management of health care services, by
p.(None): private law, such as a professional association.
p.(None): (46) The processing of personal data should also be regarded to be lawful where it is necessary to protect an interest which is
p.(None): essential for the life of the data subject or that of another natural person. Processing of personal data based on the vital
p.(None): interest of another natural person should in principle take place only where the processing cannot be manifestly based on
p.(None): another legal basis. Some types of processing may serve both important grounds of public interest and the vital interests of
p.(None): the data subject as for instance when processing is necessary for humanitarian purposes, including for monitoring epidemics
p.(None): and their spread or in situations of humanitarian emergencies, in particular in situations of natural and man-made disasters.
p.(None): (47) The legitimate interests of a controller, including those of a controller to which the personal data may be disclosed, or of a
p.(None): third party, may provide a legal basis for processing, provided that the interests or the fundamental rights and freedoms of the
p.(None): data subject are not overriding, taking into consideration the reasonable expectations of data subjects based on their
p.(None): relationship with the controller. Such legitimate interest could exist for example where there is a relevant and appropriate
...
p.(None): (49) The processing of personal data to the extent strictly necessary and proportionate for the purposes of ensuring network and
p.(None): information security, i.e. the ability of a network or an information system to resist, at a given level of confidence, accidental
p.(None): events or unlawful or malicious actions that compromise the availability, authenticity, integrity and confidentiality of stored or
p.(None): transmitted personal data, and the security of the related services offered by, or accessible via, those networks and systems,
p.(None): by public authorities, by computer emergency response teams (CERTs), computer security incident response teams
p.(None): (CSIRTs), by providers of electronic communications networks and services and by providers of security technologies and
p.(None): services, constitutes a legitimate interest of the data controller concerned. This could, for example, include preventing
p.(None): unauthorised access to electronic communications networks and malicious code distribution and stopping ‘denial of service’
p.(None): attacks and damage to computer and electronic communication systems.
p.(None): (50) The processing of personal data for purposes other than those for which the personal data were initially collected should be
p.(None): allowed only where the processing is compatible with the purposes for which the personal data were initially collected. In such
p.(None): a case, no legal basis separate from that which allowed the collection of the personal data is required. If the processing is
p.(None): necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, Union or Member State law may determine and specify the tasks and purposes for which the further processing
p.(None): should be regarded as compatible and lawful. Further processing for archiving purposes in the public interest, scientific or
p.(None): historical research purposes or statistical purposes should be considered to be compatible lawful processing operations. The
p.(None): legal basis provided by Union or Member State law for the processing of personal data may also provide a legal basis for
p.(None): further processing. In order to ascertain whether a purpose of further processing is compatible with the purpose for which the
p.(None): personal data are initially collected, the controller, after having met all the requirements for the lawfulness of the original
p.(None): processing, should take into account, inter alia: any link between those purposes and the purposes of the intended further
p.(None): processing; the context in which the personal data have been collected, in particular the reasonable expectations of data
p.(None): subjects based on their relationship with the controller as to their further use; the nature of the personal data; the
p.(None): consequences of the intended further processing for data subjects; and the existence of appropriate safeguards in both the
p.(None): original and intended further processing operations.
p.(None): Where the data subject has given consent or the processing is based on Union or Member State law which constitutes a
p.(None): necessary and proportionate measure in a democratic society to safeguard, in particular, important objectives of general
p.(None): public interest, the controller should be allowed to further process the personal data irrespective of the compatibility of the
p.(None): purposes. In any case, the application of the principles set out in this Regulation and in particular the information of the data
p.(None): subject on those other purposes and on his or her rights including the right to object, should be ensured. Indicating possible
p.(None): criminal acts or threats to public security by the controller and transmitting the relevant personal data in individual cases or in
p.(None): several cases relating to the same criminal act or threats to public security to a competent authority should be regarded as
p.(None): being in the legitimate interest pursued by the controller. However, such transmission in the legitimate interest of the controller
p.(None): or further processing of personal data should be prohibited if the processing is not compatible with a legal, professional or
p.(None): other binding obligation of secrecy.
p.(None): (51) Personal data which are, by their nature, particularly sensitive in relation to fundamental rights and freedoms merit specific
p.(None): protection as the context of their processing could create significant risks to the fundamental rights and freedoms. Those
p.(None): personal data should include personal data revealing racial or ethnic origin, whereby the use of the term ‘racial origin’ in this
p.(None): Regulation does not imply an acceptance by the Union of theories which attempt to determine the existence of separate
p.(None): human races. The processing of photographs should not systematically be considered to be processing of special categories
p.(None): of personal data as they are covered by the definition of biometric data only when processed through a specific technical
p.(None): means allowing the unique identification or authentication of a natural person. Such personal data should not be processed,
p.(None): unless processing is allowed in specific cases set out in this Regulation, taking into account that Member States law may lay
p.(None): down specific provisions on data protection in order to adapt the application of the rules of this Regulation for compliance with
p.(None): a legal obligation or for the performance of a task carried out in the public interest or in the exercise of official authority vested
p.(None): in the controller. In addition to the specific requirements for such processing, the general principles and other rules of this
p.(None): Regulation should apply, in particular as regards the conditions for lawful processing. Derogations from the general prohibition
p.(None): for processing such special categories of personal data should be explicitly provided, inter alia, where the data subject gives
p.(None): his or her explicit consent or in respect of specific needs in particular where the processing is carried out in the course of
p.(None): legitimate activities by certain associations or foundations the purpose of which is to permit the exercise of fundamental
p.(None): freedoms.
p.(None): (52) Derogating from the prohibition on processing special categories of personal data should also be allowed when provided for in
p.(None): Union or Member State law and subject to suitable safeguards, so as to protect personal data and other fundamental rights,
p.(None): where it is in the public interest to do so, in particular processing personal data in the field of employment law, social
p.(None): protection law including pensions and for health security, monitoring and alert purposes, the prevention or control of
p.(None): communicable diseases and other serious threats to health. Such a derogation may be made for health purposes, including
p.(None): public health and the management of health-care services, especially in order to ensure the quality and cost-effectiveness of
p.(None): the procedures used for settling claims for benefits and services in the health insurance system, or for archiving purposes in
...
p.(None): able to react to potential requests.
p.(None): (65) A data subject should have the right to have personal data concerning him or her rectified and a ‘right to be forgotten’ where
p.(None): the retention of such data infringes this Regulation or Union or Member State law to which the controller is subject. In
p.(None): particular, a data subject should have the right to have his or her personal data erased and no longer processed where the
p.(None): personal data are no longer necessary in relation to the purposes for which they are collected or otherwise processed, where
p.(None): a data subject has withdrawn his or her consent or objects to the processing of personal data concerning him or her, or where
p.(None): the processing of his or her personal data does not otherwise comply with this Regulation. That right is relevant in particular
p.(None): where the data subject has given his or her consent as a child and is not fully aware of the risks involved by the processing,
p.(None): and later wants to remove such personal data, especially on the internet. The data subject should be able to exercise that
p.(None): right notwithstanding the fact that he or she is no longer a child. However, the further retention of the personal data should be
p.(None): lawful where it is necessary, for exercising the right of freedom of expression and information, for compliance with a legal
p.(None): obligation, for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller, on the grounds of public interest in the area of public health, for archiving purposes in the public interest, scientific
p.(None): or historical research purposes or statistical purposes, or for the establishment, exercise or defence of legal claims.
p.(None): (66) To strengthen the right to be forgotten in the online environment, the right to erasure should also be extended in such a way
p.(None): that a controller who has made the personal data public should be obliged to inform the controllers which are processing such
p.(None): personal data to erase any links to, or copies or replications of those personal data. In doing so, that controller should take
p.(None): reasonable steps, taking into account available technology and the means available to the controller, including technical
p.(None): measures, to inform the controllers which are processing the personal data of the data subject's request.
p.(None): (67) Methods by which to restrict the processing of personal data could include, inter alia, temporarily moving the selected data to
p.(None): another processing system, making the selected personal data unavailable to users, or temporarily removing published data
p.(None): from a website. In automated filing systems, the restriction of processing should in principle be ensured by technical means in
p.(None): such a manner that the personal data are not subject to further processing operations and cannot be changed. The fact that
p.(None): the processing of personal data is restricted should be clearly indicated in the system.
p.(None): (68) To further strengthen the control over his or her own data, where the processing of personal data is carried out by automated
p.(None): means, the data subject should also be allowed to receive personal data concerning him or her which he or she has provided
p.(None): to a controller in a structured, commonly used, machine-readable and interoperable format, and to transmit it to another
p.(None): controller. Data controllers should be encouraged to develop interoperable formats that enable data portability. That right
p.(None): should apply where the data subject provided the personal data on the basis of his or her consent or the processing is
p.(None): necessary for the performance of a contract. It should not apply where processing is based on a legal ground other than
p.(None): consent or contract. By its very nature, that right should not be exercised against controllers processing personal data in the
p.(None): exercise of their public duties. It should therefore not apply where the processing of the personal data is necessary for
p.(None): compliance with a legal obligation to which the controller is subject or for the performance of a task carried out in the public
p.(None): interest or in the exercise of an official authority vested in the controller. The data subject's right to transmit or receive
p.(None): personal data concerning him or her should not create an obligation for the controllers to adopt or maintain processing
p.(None): systems which are technically compatible. Where, in a certain set of personal data, more than one data subject is concerned,
p.(None): the right to receive the personal data should be without prejudice to the rights and freedoms of other data subjects in
p.(None): accordance with this Regulation. Furthermore, that right should not prejudice the right of the data subject to obtain the erasure
p.(None): of personal data and the limitations of that right as set out in this Regulation and should, in particular, not imply the erasure of
p.(None): personal data concerning the data subject which have been provided by him or her for the performance of a contract to the
p.(None): extent that and for as long as the personal data are necessary for the performance of that contract. Where technically
p.(None): feasible, the data subject should have the right to have the personal data transmitted directly from one controller to another.
p.(None): (69) Where personal data might lawfully be processed because processing is necessary for the performance of a task carried out
p.(None): in the public interest or in the exercise of official authority vested in the controller, or on grounds of the legitimate interests of a
p.(None): controller or a third party, a data subject should, nevertheless, be entitled to object to the processing of any personal data
p.(None): relating to his or her particular situation. It should be for the controller to demonstrate that its compelling legitimate interest
p.(None): overrides the interests or the fundamental rights and freedoms of the data subject.
p.(None): (70) Where personal data are processed for the purposes of direct marketing, the data subject should have the right to object to
p.(None): such processing, including profiling to the extent that it is related to such direct marketing, whether with regard to initial or
p.(None): further processing, at any time and free of charge. That right should be explicitly brought to the attention of the data subject
p.(None): and presented clearly and separately from any other information.
p.(None): (71) The data subject should have the right not to be subject to a decision, which may include a measure, evaluating personal
p.(None): aspects relating to him or her which is based solely on automated processing and which produces legal effects concerning
p.(None): him or her or similarly significantly affects him or her, such as automatic refusal of an online credit application or e-recruiting
p.(None): practices without any human intervention. Such processing includes ‘profiling’ that consists of any form of automated
p.(None): processing of personal data evaluating the personal aspects relating to a natural person, in particular to analyse or predict
p.(None): aspects concerning the data subject's performance at work, economic situation, health, personal preferences or interests,
p.(None): reliability or behaviour, location or movements, where it produces legal effects concerning him or her or similarly significantly
...
p.(None): (79) The protection of the rights and freedoms of data subjects as well as the responsibility and liability of controllers and
p.(None): processors, also in relation to the monitoring by and measures of supervisory authorities, requires a clear allocation of the
p.(None): responsibilities under this Regulation, including where a controller determines the purposes and means of the processing
p.(None): jointly with other controllers or where a processing operation is carried out on behalf of a controller.
p.(None): (80) Where a controller or a processor not established in the Union is processing personal data of data subjects who are in the
p.(None): Union whose processing activities are related to the offering of goods or services, irrespective of whether a payment of the
p.(None): data subject is required, to such data subjects in the Union, or to the monitoring of their behaviour as far as their behaviour
p.(None): takes place within the Union, the controller or the processor should designate a representative, unless the processing is
p.(None): occasional, does not include processing, on a large scale, of special categories of personal data or the processing of personal
p.(None): data relating to criminal convictions and offences, and is unlikely to result in a risk to the rights and freedoms of natural
p.(None): persons, taking into account the nature, context, scope and purposes of the processing or if the controller is a public authority
p.(None): or body. The representative should act on behalf of the controller or the processor and may be addressed by any supervisory
p.(None): authority. The representative should be explicitly designated by a written mandate of the controller or of the processor to act
p.(None): on its behalf with regard to its obligations under this Regulation. The designation of such a representative does not affect the
p.(None): responsibility or liability of the controller or of the processor under this Regulation. Such a representative should perform its
p.(None): tasks according to the mandate received from the controller or processor, including cooperating with the competent
p.(None): supervisory authorities with regard to any action taken to ensure compliance with this Regulation. The designated
p.(None): representative should be subject to enforcement proceedings in the event of non-compliance by the controller or processor.
p.(None): (81) To ensure compliance with the requirements of this Regulation in respect of the processing to be carried out by the processor
p.(None): on behalf of the controller, when entrusting a processor with processing activities, the controller should use only processors
p.(None): providing sufficient guarantees, in particular in terms of expert knowledge, reliability and resources, to implement technical
p.(None): and organisational measures which will meet the requirements of this Regulation, including for the security of processing. The
p.(None): adherence of the processor to an approved code of conduct or an approved certification mechanism may be used as an
p.(None): element to demonstrate compliance with the obligations of the controller. The carrying-out of processing by a processor
p.(None): should be governed by a contract or other legal act under Union or Member State law, binding the processor to the controller,
p.(None): setting out the subject-matter and duration of the processing, the nature and purposes of the processing, the type of personal
p.(None): data and categories of data subjects, taking into account the specific tasks and responsibilities of the processor in the context
p.(None): of the processing to be carried out and the risk to the rights and freedoms of the data subject. The controller and processor
p.(None): may choose to use an individual contract or standard contractual clauses which are adopted either directly by the Commission
p.(None): or by a supervisory authority in accordance with the consistency mechanism and then adopted by the Commission. After the
p.(None): completion of the processing on behalf of the controller, the processor should, at the choice of the controller, return or delete
p.(None): the personal data, unless there is a requirement to store the personal data under Union or Member State law to which the
p.(None): processor is subject.
p.(None): (82) In order to demonstrate compliance with this Regulation, the controller or processor should maintain records of processing
p.(None): activities under its responsibility. Each controller and processor should be obliged to cooperate with the supervisory authority
p.(None): and make those records, on request, available to it, so that it might serve for monitoring those processing operations.
p.(None): (83) In order to maintain security and to prevent processing in infringement of this Regulation, the controller or processor should
p.(None): evaluate the risks inherent in the processing and implement measures to mitigate those risks, such as encryption. Those
p.(None): measures should ensure an appropriate level of security, including confidentiality, taking into account the state of the art and
p.(None): the costs of implementation in relation to the risks and the nature of the personal data to be protected. In assessing data
p.(None): security risk, consideration should be given to the risks that are presented by personal data processing, such as accidental or
p.(None): unlawful destruction, loss, alteration, unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise
p.(None): processed which may in particular lead to physical, material or non-material damage.
p.(None): (84) In order to enhance compliance with this Regulation where processing operations are likely to result in a high risk to the rights
p.(None): and freedoms of natural persons, the controller should be responsible for the carrying-out of a data protection impact
p.(None): assessment to evaluate, in particular, the origin, nature, particularity and severity of that risk. The outcome of the assessment
p.(None): should be taken into account when determining the appropriate measures to be taken in order to demonstrate that the
p.(None): processing of personal data complies with this Regulation. Where a data-protection impact assessment indicates that
p.(None): processing operations involve a high risk which the controller cannot mitigate by appropriate measures in terms of available
p.(None): technology and costs of implementation, a consultation of the supervisory authority should take place prior to the processing.
p.(None): (85) A personal data breach may, if not addressed in an appropriate and timely manner, result in physical, material or non-material
p.(None): damage to natural persons such as loss of control over their personal data or limitation of their rights, discrimination, identity
p.(None): theft or fraud, financial loss, unauthorised reversal of pseudonymisation, damage to reputation, loss of confidentiality of
p.(None): personal data protected by professional secrecy or any other significant economic or social disadvantage to the natural
p.(None): person concerned. Therefore, as soon as the controller becomes aware that a personal data breach has occurred, the
p.(None): controller should notify the personal data breach to the supervisory authority without undue delay and, where feasible, not
p.(None): later than 72 hours after having become aware of it, unless the controller is able to demonstrate, in accordance with the
p.(None): accountability principle, that the personal data breach is unlikely to result in a risk to the rights and freedoms of natural
p.(None): persons. Where such notification cannot be achieved within 72 hours, the reasons for the delay should accompany the
p.(None): notification and information may be provided in phases without undue further delay.
p.(None): (86) The controller should communicate to the data subject a personal data breach, without undue delay, where that personal data
p.(None): breach is likely to result in a high risk to the rights and freedoms of the natural person in order to allow him or her to take the
p.(None): necessary precautions. The communication should describe the nature of the personal data breach as well as
p.(None): recommendations for the natural person concerned to mitigate potential adverse effects. Such communications to data
p.(None): subjects should be made as soon as reasonably feasible and in close cooperation with the supervisory authority, respecting
p.(None): guidance provided by it or by other relevant authorities such as law-enforcement authorities. For example, the need to mitigate
p.(None): an immediate risk of damage would call for prompt communication with data subjects whereas the need to implement
p.(None): appropriate measures against continuing or similar personal data breaches may justify more time for communication.
p.(None): (87) It should be ascertained whether all appropriate technological protection and organisational measures have been
p.(None): implemented to establish immediately whether a personal data breach has taken place and to inform promptly the supervisory
p.(None): authority and the data subject. The fact that the notification was made without undue delay should be established taking into
p.(None): account in particular the nature and gravity of the personal data breach and its consequences and adverse effects for the data
p.(None): subject. Such notification may result in an intervention of the supervisory authority in accordance with its tasks and powers
p.(None): laid down in this Regulation.
p.(None): (88) In setting detailed rules concerning the format and procedures applicable to the notification of personal data breaches, due
p.(None): consideration should be given to the circumstances of that breach, including whether or not personal data had been protected
p.(None): by appropriate technical protection measures, effectively limiting the likelihood of identity fraud or other forms of misuse.
p.(None): Moreover, such rules and procedures should take into account the legitimate interests of law-enforcement authorities where
p.(None): early disclosure could unnecessarily hamper the investigation of the circumstances of a personal data breach.
p.(None): (89) Directive 95/46/EC provided for a general obligation to notify the processing of personal data to the supervisory authorities.
p.(None): While that obligation produces administrative and financial burdens, it did not in all cases contribute to improving the
p.(None): protection of personal data. Such indiscriminate general notification obligations should therefore be abolished, and replaced
p.(None): by effective procedures and mechanisms which focus instead on those types of processing operations which are likely to
p.(None): result in a high risk to the rights and freedoms of natural persons by virtue of their nature, scope, context and purposes. Such
p.(None): types of processing operations may be those which in, particular, involve using new technologies, or are of a new kind and
p.(None): where no data protection impact assessment has been carried out before by the controller, or where they become necessary
...
p.(None): with this Regulation.
p.(None): (91) This should in particular apply to large-scale processing operations which aim to process a considerable amount of personal
p.(None): data at regional, national or supranational level and which could affect a large number of data subjects and which are likely to
p.(None): result in a high risk, for example, on account of their sensitivity, where in accordance with the achieved state of technological
p.(None): knowledge a new technology is used on a large scale as well as to other processing operations which result in a high risk to
p.(None): the rights and freedoms of data subjects, in particular where those operations render it more difficult for data subjects to
p.(None): exercise their rights. A data protection impact assessment should also be made where personal data are processed for taking
p.(None): decisions regarding specific natural persons following any systematic and extensive evaluation of personal aspects relating to
p.(None): natural persons based on profiling those data or following the processing of special categories of personal data, biometric
p.(None): data, or data on criminal convictions and offences or related security measures. A data protection impact assessment is
p.(None): equally required for monitoring publicly accessible areas on a large scale, especially when using optic-electronic devices or for
p.(None): any other operations where the competent supervisory authority considers that the processing is likely to result in a high risk
p.(None): to the rights and freedoms of data subjects, in particular because they prevent data subjects from exercising a right or using a
p.(None): service or a contract, or because they are carried out systematically on a large scale. The processing of personal data should
p.(None): not be considered to be on a large scale if the processing concerns personal data from patients or clients by an individual
p.(None): physician, other health care professional or lawyer. In such cases, a data protection impact assessment should not be
p.(None): mandatory.
p.(None): (92) There are circumstances under which it may be reasonable and economical for the subject of a data protection impact
p.(None): assessment to be broader than a single project, for example where public authorities or bodies intend to establish a common
p.(None): application or processing platform or where several controllers plan to introduce a common application or processing
p.(None): environment across an industry sector or segment or for a widely used horizontal activity.
p.(None): (93) In the context of the adoption of the Member State law on which the performance of the tasks of the public authority or public
p.(None): body is based and which regulates the specific processing operation or set of operations in question, Member States may
p.(None): deem it necessary to carry out such assessment prior to the processing activities.
p.(None): (94) Where a data protection impact assessment indicates that the processing would, in the absence of safeguards, security
p.(None): measures and mechanisms to mitigate the risk, result in a high risk to the rights and freedoms of natural persons and the
p.(None): controller is of the opinion that the risk cannot be mitigated by reasonable means in terms of available technologies and costs
p.(None): of implementation, the supervisory authority should be consulted prior to the start of processing activities. Such high risk is
p.(None): likely to result from certain types of processing and the extent and frequency of processing, which may result also in a
p.(None): realisation of damage or interference with the rights and freedoms of the natural person. The supervisory authority should
p.(None): respond to the request for consultation within a specified period. However, the absence of a reaction of the supervisory
p.(None): authority within that period should be without prejudice to any intervention of the supervisory authority in accordance with its
p.(None): tasks and powers laid down in this Regulation, including the power to prohibit processing operations. As part of that
p.(None): consultation process, the outcome of a data protection impact assessment carried out with regard to the processing at issue
p.(None): may be submitted to the supervisory authority, in particular the measures envisaged to mitigate the risk to the rights and
p.(None): freedoms of natural persons.
p.(None): (95) The processor should assist the controller, where necessary and upon request, in ensuring compliance with the obligations
p.(None): deriving from the carrying out of data protection impact assessments and from prior consultation of the supervisory authority.
p.(None): (96) A consultation of the supervisory authority should also take place in the course of the preparation of a legislative or regulatory
p.(None): measure which provides for the processing of personal data, in order to ensure compliance of the intended processing with
p.(None): this Regulation and in particular to mitigate the risk involved for the data subject.
p.(None): (97) Where the processing is carried out by a public authority, except for courts or independent judicial authorities when acting in
p.(None): their judicial capacity, where, in the private sector, processing is carried out by a controller whose core activities consist of
p.(None): processing operations that require regular and systematic monitoring of the data subjects on a large scale, or where the core
p.(None): activities of the controller or the processor consist of processing on a large scale of special categories of personal data and
p.(None): data relating to criminal convictions and offences, a person with expert knowledge of data protection law and practices should
p.(None): assist the controller or processor to monitor internal compliance with this Regulation. In the private sector, the core activities of
p.(None): a controller relate to its primary activities and do not relate to the processing of personal data as ancillary activities. The
p.(None): necessary level of expert knowledge should be determined in particular according to the data processing operations carried
p.(None): out and the protection required for the personal data processed by the controller or the processor. Such data protection
p.(None): officers, whether or not they are an employee of the controller, should be in a position to perform their duties and tasks in an
p.(None): independent manner.
p.(None): (98) Associations or other bodies representing categories of controllers or processors should be encouraged to draw up codes of
p.(None): conduct, within the limits of this Regulation, so as to facilitate the effective application of this Regulation, taking account of the
...
p.(None): relevant findings to the Committee within the meaning of Regulation (EU) No 182/2011 of the European Parliament and of the
p.(None): Council (12) as established under this Regulation, to the European Parliament and to the Council.
p.(None): (107)The Commission may recognise that a third country, a territory or a specified sector within a third country, or an international
p.(None): organisation no longer ensures an adequate level of data protection. Consequently the transfer of personal data to that third
p.(None): country or international organisation should be prohibited, unless the requirements in this Regulation relating to transfers
p.(None): subject to appropriate safeguards, including binding corporate rules, and derogations for specific situations are fulfilled. In that
p.(None): case, provision should be made for consultations between the Commission and such third countries or international
p.(None): organisations. The Commission should, in a timely manner, inform the third country or international organisation of the
p.(None): reasons and enter into consultations with it in order to remedy the situation.
p.(None): (108)In the absence of an adequacy decision, the controller or processor should take measures to compensate for the lack of data
p.(None): protection in a third country by way of appropriate safeguards for the data subject. Such appropriate safeguards may consist
p.(None): of making use of binding corporate rules, standard data protection clauses adopted by the Commission, standard data
p.(None): protection clauses adopted by a supervisory authority or contractual clauses authorised by a supervisory authority. Those
p.(None): safeguards should ensure compliance with data protection requirements and the rights of the data subjects appropriate to
p.(None): processing within the Union, including the availability of enforceable data subject rights and of effective legal remedies,
p.(None): including to obtain effective administrative or judicial redress and to claim compensation, in the Union or in a third country.
p.(None): They should relate in particular to compliance with the general principles relating to personal data processing, the principles of
p.(None): data protection by design and by default. Transfers may also be carried out by public authorities or bodies with public
p.(None): authorities or bodies in third countries or with international organisations with corresponding duties or functions, including on
p.(None): the basis of provisions to be inserted into administrative arrangements, such as a memorandum of understanding, providing
p.(None): for enforceable and effective rights for data subjects. Authorisation by the competent supervisory authority should be obtained
p.(None): when the safeguards are provided for in administrative arrangements that are not legally binding.
p.(None): (109)The possibility for the controller or processor to use standard data-protection clauses adopted by the Commission or by a
p.(None): supervisory authority should prevent controllers or processors neither from including the standard data-protection clauses in a
p.(None): wider contract, such as a contract between the processor and another processor, nor from adding other clauses or additional
p.(None): safeguards provided that they do not contradict, directly or indirectly, the standard contractual clauses adopted by the
p.(None): Commission or by a supervisory authority or prejudice the fundamental rights or freedoms of the data subjects. Controllers
p.(None): and processors should be encouraged to provide additional safeguards via contractual commitments that supplement
p.(None): standard protection clauses.
p.(None): (110)A group of undertakings, or a group of enterprises engaged in a joint economic activity, should be able to make use of
p.(None): approved binding corporate rules for its international transfers from the Union to organisations within the same group of
p.(None): undertakings, or group of enterprises engaged in a joint economic activity, provided that such corporate rules include all
p.(None): essential principles and enforceable rights to ensure appropriate safeguards for transfers or categories of transfers of
p.(None): personal data.
p.(None): (111)Provisions should be made for the possibility for transfers in certain circumstances where the data subject has given his or her
p.(None): explicit consent, where the transfer is occasional and necessary in relation to a contract or a legal claim, regardless of whether
p.(None): in a judicial procedure or whether in an administrative or any out-of-court procedure, including procedures before regulatory
p.(None): bodies. Provision should also be made for the possibility for transfers where important grounds of public interest laid down by
p.(None): Union or Member State law so require or where the transfer is made from a register established by law and intended for
p.(None): consultation by the public or persons having a legitimate interest. In the latter case, such a transfer should not involve the
...
p.(None): subject who is physically or legally incapable of giving consent, with a view to accomplishing a task incumbent under the
p.(None): Geneva Conventions or to complying with international humanitarian law applicable in armed conflicts, could be considered to
p.(None): be necessary for an important reason of public interest or because it is in the vital interest of the data subject.
p.(None): (113)Transfers which can be qualified as not repetitive and that only concern a limited number of data subjects, could also be
p.(None): possible for the purposes of the compelling legitimate interests pursued by the controller, when those interests are not
p.(None): overridden by the interests or rights and freedoms of the data subject and when the controller has assessed all the
p.(None): circumstances surrounding the data transfer. The controller should give particular consideration to the nature of the personal
p.(None): data, the purpose and duration of the proposed processing operation or operations, as well as the situation in the country of
p.(None): origin, the third country and the country of final destination, and should provide suitable safeguards to protect fundamental
p.(None): rights and freedoms of natural persons with regard to the processing of their personal data. Such transfers should be possible
p.(None): only in residual cases where none of the other grounds for transfer are applicable. For scientific or historical research
p.(None): purposes or statistical purposes, the legitimate expectations of society for an increase of knowledge should be taken into
p.(None): consideration. The controller should inform the supervisory authority and the data subject about the transfer.
p.(None): (114)In any case, where the Commission has taken no decision on the adequate level of data protection in a third country, the
p.(None): controller or processor should make use of solutions that provide data subjects with enforceable and effective rights as
p.(None): regards the processing of their data in the Union once those data have been transferred so that that they will continue to
p.(None): benefit from fundamental rights and safeguards.
p.(None): (115)Some third countries adopt laws, regulations and other legal acts which purport to directly regulate the processing activities of
p.(None): natural and legal persons under the jurisdiction of the Member States. This may include judgments of courts or tribunals or
p.(None): decisions of administrative authorities in third countries requiring a controller or processor to transfer or disclose personal
p.(None): data, and which are not based on an international agreement, such as a mutual legal assistance treaty, in force between the
p.(None): requesting third country and the Union or a Member State. The extraterritorial application of those laws, regulations and other
p.(None): legal acts may be in breach of international law and may impede the attainment of the protection of natural persons ensured in
p.(None): the Union by this Regulation. Transfers should only be allowed where the conditions of this Regulation for a transfer to third
p.(None): countries are met. This may be the case, inter alia, where disclosure is necessary for an important ground of public interest
...
p.(None): same time, supervisory authorities may find that they are unable to pursue complaints or conduct investigations relating to the
p.(None): activities outside their borders. Their efforts to work together in the cross-border context may also be hampered by insufficient
p.(None): preventative or remedial powers, inconsistent legal regimes, and practical obstacles like resource constraints. Therefore, there
p.(None): is a need to promote closer cooperation among data protection supervisory authorities to help them exchange information and
p.(None): carry out investigations with their international counterparts. For the purposes of developing international cooperation
p.(None): mechanisms to facilitate and provide international mutual assistance for the enforcement of legislation for the protection of
p.(None): personal data, the Commission and the supervisory authorities should exchange information and cooperate in activities
p.(None): related to the exercise of their powers with competent authorities in third countries, based on reciprocity and in accordance
p.(None): with this Regulation.
p.(None): (117)The establishment of supervisory authorities in Member States, empowered to perform their tasks and exercise their powers
p.(None): with complete independence, is an essential component of the protection of natural persons with regard to the processing of
p.(None): their personal data. Member States should be able to establish more than one supervisory authority, to reflect their
p.(None): constitutional, organisational and administrative structure.
p.(None): (118)The independence of supervisory authorities should not mean that the supervisory authorities cannot be subject to control or
p.(None): monitoring mechanisms regarding their financial expenditure or to judicial review.
p.(None): (119)Where a Member State establishes several supervisory authorities, it should establish by law mechanisms for ensuring the
p.(None): effective participation of those supervisory authorities in the consistency mechanism. That Member State should in particular
p.(None): designate the supervisory authority which functions as a single contact point for the effective participation of those authorities
p.(None): in the mechanism, to ensure swift and smooth cooperation with other supervisory authorities, the Board and the Commission.
p.(None): (120)Each supervisory authority should be provided with the financial and human resources, premises and infrastructure necessary
p.(None): for the effective performance of their tasks, including those related to mutual assistance and cooperation with other
p.(None): supervisory authorities throughout the Union. Each supervisory authority should have a separate, public annual budget, which
p.(None): may be part of the overall state or national budget.
p.(None): (121)The general conditions for the member or members of the supervisory authority should be laid down by law in each
p.(None): Member State and should in particular provide that those members are to be appointed, by means of a transparent procedure,
p.(None): either by the parliament, government or the head of State of the Member State on the basis of a proposal from the
p.(None): government, a member of the government, the parliament or a chamber of the parliament, or by an independent body
p.(None): entrusted under Member State law. In order to ensure the independence of the supervisory authority, the member or
p.(None): members should act with integrity, refrain from any action that is incompatible with their duties and should not, during their
p.(None): term of office, engage in any incompatible occupation, whether gainful or not. The supervisory authority should have its own
p.(None): staff, chosen by the supervisory authority or an independent body established by Member State law, which should be subject
p.(None): to the exclusive direction of the member or members of the supervisory authority.
p.(None): (122)Each supervisory authority should be competent on the territory of its own Member State to exercise the powers and to
p.(None): perform the tasks conferred on it in accordance with this Regulation. This should cover in particular the processing in the
p.(None): context of the activities of an establishment of the controller or processor on the territory of its own Member State, the
p.(None): processing of personal data carried out by public authorities or private bodies acting in the public interest, processing affecting
p.(None): data subjects on its territory or processing carried out by a controller or processor not established in the Union when targeting
p.(None): data subjects residing on its territory. This should include handling complaints lodged by a data subject, conducting
p.(None): investigations on the application of this Regulation and promoting public awareness of the risks, rules, safeguards and rights
p.(None): in relation to the processing of personal data.
p.(None): (123)The supervisory authorities should monitor the application of the provisions pursuant to this Regulation and contribute to its
p.(None): consistent application throughout the Union, in order to protect natural persons in relation to the processing of their personal
p.(None): data and to facilitate the free flow of personal data within the internal market. For that purpose, the supervisory authorities
p.(None): should cooperate with each other and with the Commission, without the need for any agreement between Member States on
p.(None): the provision of mutual assistance or on such cooperation.
p.(None): (124)Where the processing of personal data takes place in the context of the activities of an establishment of a controller or a
p.(None): processor in the Union and the controller or processor is established in more than one Member State, or where processing
p.(None): taking place in the context of the activities of a single establishment of a controller or processor in the Union substantially
p.(None): affects or is likely to substantially affect data subjects in more than one Member State, the supervisory authority for the main
p.(None): establishment of the controller or processor or for the single establishment of the controller or processor should act as lead
p.(None): authority. It should cooperate with the other authorities concerned, because the controller or processor has an establishment
p.(None): on the territory of their Member State, because data subjects residing on their territory are substantially affected, or because a
p.(None): complaint has been lodged with them. Also where a data subject not residing in that Member State has lodged a complaint,
p.(None): the supervisory authority with which such complaint has been lodged should also be a supervisory authority concerned. Within
p.(None): its tasks to issue guidelines on any question covering the application of this Regulation, the Board should be able to issue
p.(None): guidelines in particular on the criteria to be taken into account in order to ascertain whether the processing in question
p.(None): substantially affects data subjects in more than one Member State and on what constitutes a relevant and reasoned objection.
p.(None): (125)The lead authority should be competent to adopt binding decisions regarding measures applying the powers conferred on it in
p.(None): accordance with this Regulation. In its capacity as lead authority, the supervisory authority should closely involve and
p.(None): coordinate the supervisory authorities concerned in the decision-making process. Where the decision is to reject the
p.(None): complaint by the data subject in whole or in part, that decision should be adopted by the supervisory authority with which the
p.(None): complaint has been lodged.
p.(None): (126)The decision should be agreed jointly by the lead supervisory authority and the supervisory authorities concerned and should
p.(None): be directed towards the main or single establishment of the controller or processor and be binding on the controller and
p.(None): processor. The controller or processor should take the necessary measures to ensure compliance with this Regulation and
p.(None): the implementation of the decision notified by the lead supervisory authority to the main establishment of the controller or
p.(None): processor as regards the processing activities in the Union.
p.(None): (127)Each supervisory authority not acting as the lead supervisory authority should be competent to handle local cases where the
p.(None): controller or processor is established in more than one Member State, but the subject matter of the specific processing
p.(None): concerns only processing carried out in a single Member State and involves only data subjects in that single Member State,
p.(None): for example, where the subject matter concerns the processing of employees' personal data in the specific employment
p.(None): context of a Member State. In such cases, the supervisory authority should inform the lead supervisory authority without delay
p.(None): about the matter. After being informed, the lead supervisory authority should decide, whether it will handle the case pursuant
p.(None): to the provision on cooperation between the lead supervisory authority and other supervisory authorities concerned (‘one-stop-
p.(None): shop mechanism’), or whether the supervisory authority which informed it should handle the case at local level. When deciding
p.(None): whether it will handle the case, the lead supervisory authority should take into account whether there is an establishment of
p.(None): the controller or processor in the Member State of the supervisory authority which informed it in order to ensure effective
p.(None): enforcement of a decision vis-à-vis the controller or processor. Where the lead supervisory authority decides to handle the
p.(None): case, the supervisory authority which informed it should have the possibility to submit a draft for a decision, of which the lead
p.(None): supervisory authority should take utmost account when preparing its draft decision in that one-stop-shop mechanism.
p.(None): (128)The rules on the lead supervisory authority and the one-stop-shop mechanism should not apply where the processing is
p.(None): carried out by public authorities or private bodies in the public interest. In such cases the only supervisory authority competent
p.(None): to exercise the powers conferred to it in accordance with this Regulation should be the supervisory authority of the
p.(None): Member State where the public authority or private body is established.
p.(None): (129)In order to ensure consistent monitoring and enforcement of this Regulation throughout the Union, the supervisory authorities
p.(None): should have in each Member State the same tasks and effective powers, including powers of investigation, corrective powers
p.(None): and sanctions, and authorisation and advisory powers, in particular in cases of complaints from natural persons, and without
p.(None): prejudice to the powers of prosecutorial authorities under Member State law, to bring infringements of this Regulation to the
p.(None): attention of the judicial authorities and engage in legal proceedings. Such powers should also include the power to impose a
p.(None): temporary or definitive limitation, including a ban, on processing. Member States may specify other tasks related to the
p.(None): protection of personal data under this Regulation. The powers of supervisory authorities should be exercised in accordance
p.(None): with appropriate procedural safeguards set out in Union and Member State law, impartially, fairly and within a reasonable time.
p.(None): In particular each measure should be appropriate, necessary and proportionate in view of ensuring compliance with this
p.(None): Regulation, taking into account the circumstances of each individual case, respect the right of every person to be heard before
p.(None): any individual measure which would affect him or her adversely is taken and avoid superfluous costs and excessive
p.(None): inconveniences for the persons concerned. Investigatory powers as regards access to premises should be exercised in
p.(None): accordance with specific requirements in Member State procedural law, such as the requirement to obtain a prior judicial
p.(None): authorisation. Each legally binding measure of the supervisory authority should be in writing, be clear and unambiguous,
p.(None): indicate the supervisory authority which has issued the measure, the date of issue of the measure, bear the signature of the
p.(None): head, or a member of the supervisory authority authorised by him or her, give the reasons for the measure, and refer to the
p.(None): right of an effective remedy. This should not preclude additional requirements pursuant to Member State procedural law. The
p.(None): adoption of a legally binding decision implies that it may give rise to judicial review in the Member State of the supervisory
p.(None): authority that adopted the decision.
p.(None): (130)Where the supervisory authority with which the complaint has been lodged is not the lead supervisory authority, the lead
p.(None): supervisory authority should closely cooperate with the supervisory authority with which the complaint has been lodged in
p.(None): accordance with the provisions on cooperation and consistency laid down in this Regulation. In such cases, the lead
p.(None): supervisory authority should, when taking measures intended to produce legal effects, including the imposition of
p.(None): administrative fines, take utmost account of the view of the supervisory authority with which the complaint has been lodged
p.(None): and which should remain competent to carry out any investigation on the territory of its own Member State in liaison with the
p.(None): competent supervisory authority.
p.(None): (131)Where another supervisory authority should act as a lead supervisory authority for the processing activities of the controller or
p.(None): processor but the concrete subject matter of a complaint or the possible infringement concerns only processing activities of
p.(None): the controller or processor in the Member State where the complaint has been lodged or the possible infringement detected
p.(None): and the matter does not substantially affect or is not likely to substantially affect data subjects in other Member States, the
p.(None): supervisory authority receiving a complaint or detecting or being informed otherwise of situations that entail possible
p.(None): infringements of this Regulation should seek an amicable settlement with the controller and, if this proves unsuccessful,
p.(None): exercise its full range of powers. This should include: specific processing carried out in the territory of the Member State of the
p.(None): supervisory authority or with regard to data subjects on the territory of that Member State; processing that is carried out in the
p.(None): context of an offer of goods or services specifically aimed at data subjects in the territory of the Member State of the
p.(None): supervisory authority; or processing that has to be assessed taking into account relevant legal obligations under Member State
p.(None): law.
p.(None): (132)Awareness-raising activities by supervisory authorities addressed to the public should include specific measures directed at
p.(None): controllers and processors, including micro, small and medium-sized enterprises, as well as natural persons in particular in the
p.(None): educational context.
p.(None): (133)The supervisory authorities should assist each other in performing their tasks and provide mutual assistance, so as to ensure
p.(None): the consistent application and enforcement of this Regulation in the internal market. A supervisory authority requesting mutual
p.(None): assistance may adopt a provisional measure if it receives no response to a request for mutual assistance within one month of
p.(None): the receipt of that request by the other supervisory authority.
p.(None): (134)Each supervisory authority should, where appropriate, participate in joint operations with other supervisory authorities. The
p.(None): requested supervisory authority should be obliged to respond to the request within a specified time period.
p.(None): (135)In order to ensure the consistent application of this Regulation throughout the Union, a consistency mechanism for
p.(None): cooperation between the supervisory authorities should be established. That mechanism should in particular apply where a
p.(None): supervisory authority intends to adopt a measure intended to produce legal effects as regards processing operations which
p.(None): substantially affect a significant number of data subjects in several Member States. It should also apply where any supervisory
p.(None): authority concerned or the Commission requests that such matter should be handled in the consistency mechanism. That
p.(None): mechanism should be without prejudice to any measures that the Commission may take in the exercise of its powers under
p.(None): the Treaties.
p.(None): (136)In applying the consistency mechanism, the Board should, within a determined period of time, issue an opinion, if a majority of
p.(None): its members so decides or if so requested by any supervisory authority concerned or the Commission. The Board should also
p.(None): be empowered to adopt legally binding decisions where there are disputes between supervisory authorities. For that purpose,
p.(None): it should issue, in principle by a two-thirds majority of its members, legally binding decisions in clearly specified cases where
p.(None): there are conflicting views among supervisory authorities, in particular in the cooperation mechanism between the lead
p.(None): supervisory authority and supervisory authorities concerned on the merits of the case, in particular whether there is an
p.(None): infringement of this Regulation.
p.(None): (137)There may be an urgent need to act in order to protect the rights and freedoms of data subjects, in particular when the danger
p.(None): exists that the enforcement of a right of a data subject could be considerably impeded. A supervisory authority should
p.(None): therefore be able to adopt duly justified provisional measures on its territory with a specified period of validity which should not
p.(None): exceed three months.
p.(None): (138)The application of such mechanism should be a condition for the lawfulness of a measure intended to produce legal effects by
p.(None): a supervisory authority in those cases where its application is mandatory. In other cases of cross-border relevance, the
p.(None): cooperation mechanism between the lead supervisory authority and supervisory authorities concerned should be applied and
p.(None): mutual assistance and joint operations might be carried out between the supervisory authorities concerned on a bilateral or
p.(None): multilateral basis without triggering the consistency mechanism.
p.(None): (139)In order to promote the consistent application of this Regulation, the Board should be set up as an independent body of the
p.(None): Union. To fulfil its objectives, the Board should have legal personality. The Board should be represented by its Chair. It should
p.(None): replace the Working Party on the Protection of Individuals with Regard to the Processing of Personal Data established by
p.(None): Directive 95/46/EC. It should consist of the head of a supervisory authority of each Member State and the European Data
p.(None): Protection Supervisor or their respective representatives. The Commission should participate in the Board's activities without
p.(None): voting rights and the European Data Protection Supervisor should have specific voting rights. The Board should contribute to
p.(None): the consistent application of this Regulation throughout the Union, including by advising the Commission, in particular on the
p.(None): level of protection in third countries or international organisations, and promoting cooperation of the supervisory authorities
p.(None): throughout the Union. The Board should act independently when performing its tasks.
p.(None): (140)The Board should be assisted by a secretariat provided by the European Data Protection Supervisor. The staff of the
p.(None): European Data Protection Supervisor involved in carrying out the tasks conferred on the Board by this Regulation should
p.(None): perform its tasks exclusively under the instructions of, and report to, the Chair of the Board.
p.(None): (141)Every data subject should have the right to lodge a complaint with a single supervisory authority, in particular in the
p.(None): Member State of his or her habitual residence, and the right to an effective judicial remedy in accordance with Article 47 of the
p.(None): Charter if the data subject considers that his or her rights under this Regulation are infringed or where the supervisory
p.(None): authority does not act on a complaint, partially or wholly rejects or dismisses a complaint or does not act where such action is
p.(None): necessary to protect the rights of the data subject. The investigation following a complaint should be carried out, subject to
p.(None): judicial review, to the extent that is appropriate in the specific case. The supervisory authority should inform the data subject
p.(None): of the progress and the outcome of the complaint within a reasonable period. If the case requires further investigation or
p.(None): coordination with another supervisory authority, intermediate information should be given to the data subject. In order to
p.(None): facilitate the submission of complaints, each supervisory authority should take measures such as providing a complaint
p.(None): submission form which can also be completed electronically, without excluding other means of communication.
p.(None): (142)Where a data subject considers that his or her rights under this Regulation are infringed, he or she should have the right to
p.(None): mandate a not-for-profit body, organisation or association which is constituted in accordance with the law of a Member State,
p.(None): has statutory objectives which are in the public interest and is active in the field of the protection of personal data to lodge a
p.(None): complaint on his or her behalf with a supervisory authority, exercise the right to a judicial remedy on behalf of data subjects or,
p.(None): if provided for in Member State law, exercise the right to receive compensation on behalf of data subjects. A Member State
p.(None): may provide for such a body, organisation or association to have the right to lodge a complaint in that Member State,
p.(None): independently of a data subject's mandate, and the right to an effective judicial remedy where it has reasons to consider that
p.(None): the rights of a data subject have been infringed as a result of the processing of personal data which infringes this Regulation.
p.(None): That body, organisation or association may not be allowed to claim compensation on a data subject's behalf independently of
p.(None): the data subject's mandate.
p.(None): (143)Any natural or legal person has the right to bring an action for annulment of decisions of the Board before the Court of Justice
p.(None): under the conditions provided for in Article 263 TFEU. As addressees of such decisions, the supervisory authorities concerned
p.(None): which wish to challenge them have to bring action within two months of being notified of them, in accordance with Article 263
p.(None): TFEU. Where decisions of the Board are of direct and individual concern to a controller, processor or complainant, the latter
p.(None): may bring an action for annulment against those decisions within two months of their publication on the website of the Board,
p.(None): in accordance with Article 263 TFEU. Without prejudice to this right under Article 263 TFEU, each natural or legal person
p.(None): should have an effective judicial remedy before the competent national court against a decision of a supervisory authority
p.(None): which produces legal effects concerning that person. Such a decision concerns in particular the exercise of investigative,
p.(None): corrective and authorisation powers by the supervisory authority or the dismissal or rejection of complaints. However, the right
p.(None): to an effective judicial remedy does not encompass measures taken by supervisory authorities which are not legally binding,
p.(None): such as opinions issued by or advice provided by the supervisory authority. Proceedings against a supervisory authority
p.(None): should be brought before the courts of the Member State where the supervisory authority is established and should be
p.(None): conducted in accordance with that Member State's procedural law. Those courts should exercise full jurisdiction, which should
p.(None): include jurisdiction to examine all questions of fact and law relevant to the dispute before them.
p.(None): Where a complaint has been rejected or dismissed by a supervisory authority, the complainant may bring proceedings before
p.(None): the courts in the same Member State. In the context of judicial remedies relating to the application of this Regulation, national
p.(None): courts which consider a decision on the question necessary to enable them to give judgment, may, or in the case provided for
p.(None): in Article 267 TFEU, must, request the Court of Justice to give a preliminary ruling on the interpretation of Union law, including
p.(None): this Regulation. Furthermore, where a decision of a supervisory authority implementing a decision of the Board is challenged
p.(None): before a national court and the validity of the decision of the Board is at issue, that national court does not have the power to
p.(None): declare the Board's decision invalid but must refer the question of validity to the Court of Justice in accordance with
p.(None): Article 267 TFEU as interpreted by the Court of Justice, where it considers the decision invalid. However, a national court may
p.(None): not refer a question on the validity of the decision of the Board at the request of a natural or legal person which had the
p.(None): opportunity to bring an action for annulment of that decision, in particular if it was directly and individually concerned by that
p.(None): decision, but had not done so within the period laid down in Article 263 TFEU.
p.(None): (144)Where a court seized of proceedings against a decision by a supervisory authority has reason to believe that proceedings
p.(None): concerning the same processing, such as the same subject matter as regards processing by the same controller or processor,
p.(None): or the same cause of action, are brought before a competent court in another Member State, it should contact that court in
p.(None): order to confirm the existence of such related proceedings. If related proceedings are pending before a court in another
p.(None): Member State, any court other than the court first seized may stay its proceedings or may, on request of one of the parties,
p.(None): decline jurisdiction in favour of the court first seized if that court has jurisdiction over the proceedings in question and its law
p.(None): permits the consolidation of such related proceedings. Proceedings are deemed to be related where they are so closely
p.(None): connected that it is expedient to hear and determine them together in order to avoid the risk of irreconcilable judgments
p.(None): resulting from separate proceedings.
p.(None): (145)For proceedings against a controller or processor, the plaintiff should have the choice to bring the action before the courts of
p.(None): the Member States where the controller or processor has an establishment or where the data subject resides, unless the
p.(None): controller is a public authority of a Member State acting in the exercise of its public powers.
p.(None): (146)The controller or processor should compensate any damage which a person may suffer as a result of processing that infringes
p.(None): this Regulation. The controller or processor should be exempt from liability if it proves that it is not in any way responsible for
p.(None): the damage. The concept of damage should be broadly interpreted in the light of the case-law of the Court of Justice in a
p.(None): manner which fully reflects the objectives of this Regulation. This is without prejudice to any claims for damage deriving from
p.(None): the violation of other rules in Union or Member State law. Processing that infringes this Regulation also includes processing
p.(None): that infringes delegated and implementing acts adopted in accordance with this Regulation and Member State law specifying
p.(None): rules of this Regulation. Data subjects should receive full and effective compensation for the damage they have suffered.
p.(None): Where controllers or processors are involved in the same processing, each controller or processor should be held liable for
p.(None): the entire damage. However, where they are joined to the same judicial proceedings, in accordance with Member State law,
p.(None): compensation may be apportioned according to the responsibility of each controller or processor for the damage caused by
p.(None): the processing, provided that full and effective compensation of the data subject who suffered the damage is ensured. Any
p.(None): controller or processor which has paid full compensation may subsequently institute recourse proceedings against other
p.(None): controllers or processors involved in the same processing.
p.(None): (147)Where specific rules on jurisdiction are contained in this Regulation, in particular as regards proceedings seeking a judicial
p.(None): remedy including compensation, against a controller or processor, general jurisdiction rules such as those of Regulation (EU)
p.(None): No 1215/2012 of the European Parliament and of the Council (13) should not prejudice the application of such specific rules.
p.(None): (148)In order to strengthen the enforcement of the rules of this Regulation, penalties including administrative fines should be
p.(None): imposed for any infringement of this Regulation, in addition to, or instead of appropriate measures imposed by the supervisory
p.(None): authority pursuant to this Regulation. In a case of a minor infringement or if the fine likely to be imposed would constitute a
p.(None): disproportionate burden to a natural person, a reprimand may be issued instead of a fine. Due regard should however be
p.(None): given to the nature, gravity and duration of the infringement, the intentional character of the infringement, actions taken to
p.(None): mitigate the damage suffered, degree of responsibility or any relevant previous infringements, the manner in which the
p.(None): infringement became known to the supervisory authority, compliance with measures ordered against the controller or
p.(None): processor, adherence to a code of conduct and any other aggravating or mitigating factor. The imposition of penalties
p.(None): including administrative fines should be subject to appropriate procedural safeguards in accordance with the general
p.(None): principles of Union law and the Charter, including effective judicial protection and due process.
p.(None): (149)Member States should be able to lay down the rules on criminal penalties for infringements of this Regulation, including for
p.(None): infringements of national rules adopted pursuant to and within the limits of this Regulation. Those criminal penalties may also
p.(None): allow for the deprivation of the profits obtained through infringements of this Regulation. However, the imposition of criminal
p.(None): penalties for infringements of such national rules and of administrative penalties should not lead to a breach of the principle of
p.(None): ne bis in idem, as interpreted by the Court of Justice.
p.(None): (150)In order to strengthen and harmonise administrative penalties for infringements of this Regulation, each supervisory authority
p.(None): should have the power to impose administrative fines. This Regulation should indicate infringements and the upper limit and
p.(None): criteria for setting the related administrative fines, which should be determined by the competent supervisory authority in each
p.(None): individual case, taking into account all relevant circumstances of the specific situation, with due regard in particular to the
p.(None): nature, gravity and duration of the infringement and of its consequences and the measures taken to ensure compliance with
p.(None): the obligations under this Regulation and to prevent or mitigate the consequences of the infringement. Where administrative
p.(None): fines are imposed on an undertaking, an undertaking should be understood to be an undertaking in accordance with
p.(None): Articles 101 and 102 TFEU for those purposes. Where administrative fines are imposed on persons that are not an
p.(None): undertaking, the supervisory authority should take account of the general level of income in the Member State as well as the
p.(None): economic situation of the person in considering the appropriate amount of the fine. The consistency mechanism may also be
p.(None): used to promote a consistent application of administrative fines. It should be for the Member States to determine whether and
p.(None): to which extent public authorities should be subject to administrative fines. Imposing an administrative fine or giving a warning
p.(None): does not affect the application of other powers of the supervisory authorities or of other penalties under this Regulation.
p.(None): (151)The legal systems of Denmark and Estonia do not allow for administrative fines as set out in this Regulation. The rules on
p.(None): administrative fines may be applied in such a manner that in Denmark the fine is imposed by competent national courts as a
p.(None): criminal penalty and in Estonia the fine is imposed by the supervisory authority in the framework of a misdemeanour
p.(None): procedure, provided that such an application of the rules in those Member States has an equivalent effect to administrative
p.(None): fines imposed by supervisory authorities. Therefore the competent national courts should take into account the
p.(None): recommendation by the supervisory authority initiating the fine. In any event, the fines imposed should be effective,
p.(None): proportionate and dissuasive.
p.(None): (152)Where this Regulation does not harmonise administrative penalties or where necessary in other cases, for example in cases
p.(None): of serious infringements of this Regulation, Member States should implement a system which provides for effective,
p.(None): proportionate and dissuasive penalties. The nature of such penalties, criminal or administrative, should be determined by
p.(None): Member State law.
p.(None): (153)Member States law should reconcile the rules governing freedom of expression and information, including journalistic,
p.(None): academic, artistic and or literary expression with the right to the protection of personal data pursuant to this Regulation. The
p.(None): processing of personal data solely for journalistic purposes, or for the purposes of academic, artistic or literary expression
p.(None): should be subject to derogations or exemptions from certain provisions of this Regulation if necessary to reconcile the right to
p.(None): the protection of personal data with the right to freedom of expression and information, as enshrined in Article 11 of the
p.(None): Charter. This should apply in particular to the processing of personal data in the audiovisual field and in news archives and
p.(None): press libraries. Therefore, Member States should adopt legislative measures which lay down the exemptions and derogations
p.(None): necessary for the purpose of balancing those fundamental rights. Member States should adopt such exemptions and
p.(None): derogations on general principles, the rights of the data subject, the controller and the processor, the transfer of personal data
p.(None): to third countries or international organisations, the independent supervisory authorities, cooperation and consistency, and
p.(None): specific data-processing situations. Where such exemptions or derogations differ from one Member State to another, the law
p.(None): of the Member State to which the controller is subject should apply. In order to take account of the importance of the right to
p.(None): freedom of expression in every democratic society, it is necessary to interpret notions relating to that freedom, such as
p.(None): journalism, broadly.
p.(None): (154)This Regulation allows the principle of public access to official documents to be taken into account when applying this
p.(None): Regulation. Public access to official documents may be considered to be in the public interest. Personal data in documents
p.(None): held by a public authority or a public body should be able to be publicly disclosed by that authority or body if the disclosure is
p.(None): provided for by Union or Member State law to which the public authority or public body is subject. Such laws should reconcile
p.(None): public access to official documents and the reuse of public sector information with the right to the protection of personal data
p.(None): and may therefore provide for the necessary reconciliation with the right to the protection of personal data pursuant to this
p.(None): Regulation. The reference to public authorities and bodies should in that context include all authorities or other bodies covered
p.(None): by Member State law on public access to documents. Directive 2003/98/EC of the European Parliament and of the Council (14)
p.(None): leaves intact and in no way affects the level of protection of natural persons with regard to the processing of personal data
p.(None): under the provisions of Union and Member State law, and in particular does not alter the obligations and rights set out in this
p.(None): Regulation. In particular, that Directive should not apply to documents to which access is excluded or restricted by virtue of
p.(None): the access regimes on the grounds of protection of personal data, and parts of documents accessible by virtue of those
p.(None): regimes which contain personal data the re-use of which has been provided for by law as being incompatible with the law
...
p.(None): (2) ‘processing’ means any operation or set of operations which is performed on personal data or on sets of personal data,
p.(None): whether or not by automated means, such as collection, recording, organisation, structuring, storage, adaptation or alteration,
p.(None): retrieval, consultation, use, disclosure by transmission, dissemination or otherwise making available, alignment or
p.(None): combination, restriction, erasure or destruction;
p.(None): (3) ‘restriction of processing’ means the marking of stored personal data with the aim of limiting their processing in the future;
p.(None): (4) ‘profiling’ means any form of automated processing of personal data consisting of the use of personal data to evaluate certain
p.(None): personal aspects relating to a natural person, in particular to analyse or predict aspects concerning that natural person's
p.(None): performance at work, economic situation, health, personal preferences, interests, reliability, behaviour, location or movements;
p.(None): (5) ‘pseudonymisation’ means the processing of personal data in such a manner that the personal data can no longer be
p.(None): attributed to a specific data subject without the use of additional information, provided that such additional information is kept
p.(None): separately and is subject to technical and organisational measures to ensure that the personal data are not attributed to an
p.(None): identified or identifiable natural person;
p.(None): (6) ‘filing system’ means any structured set of personal data which are accessible according to specific criteria, whether
p.(None): centralised, decentralised or dispersed on a functional or geographical basis;
p.(None): (7) ‘controller’ means the natural or legal person, public authority, agency or other body which, alone or jointly with others,
p.(None): determines the purposes and means of the processing of personal data; where the purposes and means of such processing
p.(None): are determined by Union or Member State law, the controller or the specific criteria for its nomination may be provided for by
p.(None): Union or Member State law;
p.(None): (8) ‘processor’ means a natural or legal person, public authority, agency or other body which processes personal data on behalf of
p.(None): the controller;
p.(None): (9) ‘recipient’ means a natural or legal person, public authority, agency or another body, to which the personal data are disclosed,
p.(None): whether a third party or not. However, public authorities which may receive personal data in the framework of a particular
p.(None): inquiry in accordance with Union or Member State law shall not be regarded as recipients; the processing of those data by
p.(None): those public authorities shall be in compliance with the applicable data protection rules according to the purposes of the
p.(None): processing;
p.(None): (10) ‘third party’ means a natural or legal person, public authority, agency or body other than the data subject, controller, processor
p.(None): and persons who, under the direct authority of the controller or processor, are authorised to process personal data;
p.(None): (11) ‘consent’ of the data subject means any freely given, specific, informed and unambiguous indication of the data subject's
p.(None): wishes by which he or she, by a statement or by a clear affirmative action, signifies agreement to the processing of personal
p.(None): data relating to him or her;
p.(None): (12) ‘personal data breach’ means a breach of security leading to the accidental or unlawful destruction, loss, alteration,
p.(None): unauthorised disclosure of, or access to, personal data transmitted, stored or otherwise processed;
p.(None): (13) ‘genetic data’ means personal data relating to the inherited or acquired genetic characteristics of a natural person which give
p.(None): unique information about the physiology or the health of that natural person and which result, in particular, from an analysis of
p.(None): a biological sample from the natural person in question;
p.(None): (14) ‘biometric data’ means personal data resulting from specific technical processing relating to the physical, physiological or
p.(None): behavioural characteristics of a natural person, which allow or confirm the unique identification of that natural person, such as
p.(None): facial images or dactyloscopic data;
p.(None): (15) ‘data concerning health’ means personal data related to the physical or mental health of a natural person, including the
p.(None): provision of health care services, which reveal information about his or her health status;
p.(None): (16) ‘main establishment’ means:
p.(None): (a) as regards a controller with establishments in more than one Member State, the place of its central administration in the
...
p.(None): establishment;
p.(None): (b) as regards a processor with establishments in more than one Member State, the place of its central administration in the
p.(None): Union, or, if the processor has no central administration in the Union, the establishment of the processor in the Union
p.(None): where the main processing activities in the context of the activities of an establishment of the processor take place to the
p.(None): extent that the processor is subject to specific obligations under this Regulation;
p.(None): (17) ‘representative’ means a natural or legal person established in the Union who, designated by the controller or processor in
p.(None): writing pursuant to Article 27, represents the controller or processor with regard to their respective obligations under this
p.(None): Regulation;
p.(None): (18) ‘enterprise’ means a natural or legal person engaged in an economic activity, irrespective of its legal form, including
p.(None): partnerships or associations regularly engaged in an economic activity;
p.(None): (19) ‘group of undertakings’ means a controlling undertaking and its controlled undertakings;
p.(None): (20) ‘binding corporate rules’ means personal data protection policies which are adhered to by a controller or processor
p.(None): established on the territory of a Member State for transfers or a set of transfers of personal data to a controller or processor in
p.(None): one or more third countries within a group of undertakings, or group of enterprises engaged in a joint economic activity;
p.(None): (21) ‘supervisory authority’ means an independent public authority which is established by a Member State pursuant to Article 51;
p.(None): (22) ‘supervisory authority concerned’ means a supervisory authority which is concerned by the processing of personal data
p.(None): because:
p.(None): (a) the controller or processor is established on the territory of the Member State of that supervisory authority;
p.(None): (b) data subjects residing in the Member State of that supervisory authority are substantially affected or likely to be
p.(None): substantially affected by the processing; or
p.(None): (c) a complaint has been lodged with that supervisory authority;
p.(None): (23) ‘cross-border processing’ means either:
p.(None): (a) processing of personal data which takes place in the context of the activities of establishments in more than one
p.(None): Member State of a controller or processor in the Union where the controller or processor is established in more than one
p.(None): Member State; or
p.(None): (b) processing of personal data which takes place in the context of the activities of a single establishment of a controller or
p.(None): processor in the Union but which substantially affects or is likely to substantially affect data subjects in more than one
p.(None): Member State.
p.(None): (24) ‘relevant and reasoned objection’ means an objection to a draft decision as to whether there is an infringement of this
p.(None): Regulation, or whether envisaged action in relation to the controller or processor complies with this Regulation, which clearly
p.(None): demonstrates the significance of the risks posed by the draft decision as regards the fundamental rights and freedoms of data
p.(None): subjects and, where applicable, the free flow of personal data within the Union;
p.(None): (25) ‘information society service’ means a service as defined in point (b) of Article 1(1) of Directive (EU) 2015/1535 of the
p.(None): European Parliament and of the Council (19);
p.(None): (26) ‘international organisation’ means an organisation and its subordinate bodies governed by public international law, or any
p.(None): other body which is set up by, or on the basis of, an agreement between two or more countries.
p.(None):
p.(None):
p.(None): CHAPTER II
p.(None): Principles
p.(None):
p.(None): Article 5
...
p.(None): accordance with Article 89(1) subject to implementation of the appropriate technical and organisational measures required by
p.(None): this Regulation in order to safeguard the rights and freedoms of the data subject (‘storage limitation’);
p.(None): (f) processed in a manner that ensures appropriate security of the personal data, including protection against unauthorised or
p.(None): unlawful processing and against accidental loss, destruction or damage, using appropriate technical or organisational
p.(None): measures (‘integrity and confidentiality’).
p.(None): 2. The controller shall be responsible for, and be able to demonstrate compliance with, paragraph 1 (‘accountability’).
p.(None):
p.(None): Article 6
p.(None): Lawfulness of processing
p.(None): 1. Processing shall be lawful only if and to the extent that at least one of the following applies:
p.(None): (a) the data subject has given consent to the processing of his or her personal data for one or more specific purposes;
p.(None): (b) processing is necessary for the performance of a contract to which the data subject is party or in order to take steps at the
p.(None): request of the data subject prior to entering into a contract;
p.(None): (c) processing is necessary for compliance with a legal obligation to which the controller is subject;
p.(None): (d) processing is necessary in order to protect the vital interests of the data subject or of another natural person;
p.(None): (e) processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller;
p.(None): (f) processing is necessary for the purposes of the legitimate interests pursued by the controller or by a third party, except where
p.(None): such interests are overridden by the interests or fundamental rights and freedoms of the data subject which require protection
p.(None): of personal data, in particular where the data subject is a child.
p.(None): Point (f) of the first subparagraph shall not apply to processing carried out by public authorities in the performance of their tasks.
p.(None): 2. Member States may maintain or introduce more specific provisions to adapt the application of the rules of this Regulation with
p.(None): regard to processing for compliance with points (c) and (e) of paragraph 1 by determining more precisely specific requirements for
p.(None): the processing and other measures to ensure lawful and fair processing including for other specific processing situations as
p.(None): provided for in Chapter IX.
p.(None): 3. The basis for the processing referred to in point (c) and (e) of paragraph 1 shall be laid down by:
p.(None): (a) Union law; or
p.(None): (b) Member State law to which the controller is subject.
p.(None): The purpose of the processing shall be determined in that legal basis or, as regards the processing referred to in point (e) of
p.(None): paragraph 1, shall be necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller. That legal basis may contain specific provisions to adapt the application of rules of this Regulation, inter
p.(None): alia: the general conditions governing the lawfulness of processing by the controller; the types of data which are subject to the
p.(None): processing; the data subjects concerned; the entities to, and the purposes for which, the personal data may be disclosed; the
p.(None): purpose limitation; storage periods; and processing operations and processing procedures, including measures to ensure lawful
p.(None): and fair processing such as those for other specific processing situations as provided for in Chapter IX. The Union or the
p.(None): Member State law shall meet an objective of public interest and be proportionate to the legitimate aim pursued.
p.(None): 4. Where the processing for a purpose other than that for which the personal data have been collected is not based on the data
p.(None): subject's consent or on a Union or Member State law which constitutes a necessary and proportionate measure in a democratic
p.(None): society to safeguard the objectives referred to in Article 23(1), the controller shall, in order to ascertain whether processing for
p.(None): another purpose is compatible with the purpose for which the personal data are initially collected, take into account, inter alia:
p.(None): (a) any link between the purposes for which the personal data have been collected and the purposes of the intended further
p.(None): processing;
p.(None): (b) the context in which the personal data have been collected, in particular regarding the relationship between data subjects and
p.(None): the controller;
...
p.(None): (j) processing is necessary for archiving purposes in the public interest, scientific or historical research purposes or statistical
p.(None): purposes in accordance with Article 89(1) based on Union or Member State law which shall be proportionate to the aim
p.(None): pursued, respect the essence of the right to data protection and provide for suitable and specific measures to safeguard the
p.(None): fundamental rights and the interests of the data subject.
p.(None): 3. Personal data referred to in paragraph 1 may be processed for the purposes referred to in point (h) of paragraph 2 when those
p.(None): data are processed by or under the responsibility of a professional subject to the obligation of professional secrecy under Union or
p.(None): Member State law or rules established by national competent bodies or by another person also subject to an obligation of secrecy
p.(None): under Union or Member State law or rules established by national competent bodies.
p.(None): 4. Member States may maintain or introduce further conditions, including limitations, with regard to the processing of genetic data,
p.(None): biometric data or data concerning health.
p.(None):
p.(None): Article 10
p.(None): Processing of personal data relating to criminal convictions and offences
p.(None): Processing of personal data relating to criminal convictions and offences or related security measures based on Article 6(1) shall be
p.(None): carried out only under the control of official authority or when the processing is authorised by Union or Member State law providing
p.(None): for appropriate safeguards for the rights and freedoms of data subjects. Any comprehensive register of criminal convictions shall be
p.(None): kept only under the control of official authority.
p.(None):
p.(None): Article 11
p.(None): Processing which does not require identification
p.(None): 1. If the purposes for which a controller processes personal data do not or do no longer require the identification of a data subject
p.(None): by the controller, the controller shall not be obliged to maintain, acquire or process additional information in order to identify the
p.(None): data subject for the sole purpose of complying with this Regulation.
p.(None): 2. Where, in cases referred to in paragraph 1 of this Article, the controller is able to demonstrate that it is not in a position to
p.(None): identify the data subject, the controller shall inform the data subject accordingly, if possible. In such cases, Articles 15 to 20 shall
p.(None): not apply except where the data subject, for the purpose of exercising his or her rights under those articles, provides additional
p.(None): information enabling his or her identification.
p.(None):
p.(None):
p.(None): CHAPTER III
p.(None): Rights of the data subject
p.(None):
p.(None):
p.(None): Section 1
p.(None): Transparency and modalities
p.(None):
p.(None): Article 12
p.(None): Transparent information, communication and modalities for the exercise of the rights of the data subject
p.(None): 1. The controller shall take appropriate measures to provide any information referred to in Articles 13 and 14 and any
p.(None): communication under Articles 15 to 22 and 34 relating to processing to the data subject in a concise, transparent, intelligible and
p.(None): easily accessible form, using clear and plain language, in particular for any information addressed specifically to a child. The
p.(None): information shall be provided in writing, or by other means, including, where appropriate, by electronic means. When requested by
p.(None): the data subject, the information may be provided orally, provided that the identity of the data subject is proven by other means.
p.(None): 2. The controller shall facilitate the exercise of data subject rights under Articles 15 to 22. In the cases referred to in Article 11(2),
p.(None): the controller shall not refuse to act on the request of the data subject for exercising his or her rights under Articles 15 to 22, unless
p.(None): the controller demonstrates that it is not in a position to identify the data subject.
p.(None): 3. The controller shall provide information on action taken on a request under Articles 15 to 22 to the data subject without undue
p.(None): delay and in any event within one month of receipt of the request. That period may be extended by two further months where
p.(None): necessary, taking into account the complexity and number of the requests. The controller shall inform the data subject of any such
p.(None): extension within one month of receipt of the request, together with the reasons for the delay. Where the data subject makes the
p.(None): request by electronic form means, the information shall be provided by electronic means where possible, unless otherwise
p.(None): requested by the data subject.
p.(None): 4. If the controller does not take action on the request of the data subject, the controller shall inform the data subject without delay
p.(None): and at the latest within one month of receipt of the request of the reasons for not taking action and on the possibility of lodging a
p.(None): complaint with a supervisory authority and seeking a judicial remedy.
p.(None): 5. Information provided under Articles 13 and 14 and any communication and any actions taken under Articles 15 to 22 and 34
p.(None): shall be provided free of charge. Where requests from a data subject are manifestly unfounded or excessive, in particular because
p.(None): of their repetitive character, the controller may either:
p.(None): (a) charge a reasonable fee taking into account the administrative costs of providing the information or communication or taking
p.(None): the action requested; or
p.(None): (b) refuse to act on the request.
p.(None): The controller shall bear the burden of demonstrating the manifestly unfounded or excessive character of the request.
p.(None): 6. Without prejudice to Article 11, where the controller has reasonable doubts concerning the identity of the natural person making
p.(None): the request referred to in Articles 15 to 21, the controller may request the provision of additional information necessary to confirm
p.(None): the identity of the data subject.
p.(None): 7. The information to be provided to data subjects pursuant to Articles 13 and 14 may be provided in combination with
p.(None): standardised icons in order to give in an easily visible, intelligible and clearly legible manner a meaningful overview of the intended
p.(None): processing. Where the icons are presented electronically they shall be machine-readable.
p.(None): 8. The Commission shall be empowered to adopt delegated acts in accordance with Article 92 for the purpose of determining the
p.(None): information to be presented by the icons and the procedures for providing standardised icons.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Information and access to personal data
p.(None):
p.(None): Article 13
p.(None): Information to be provided where personal data are collected from the data subject
...
p.(None): (e) the recipients or categories of recipients of the personal data, if any;
p.(None): (f) where applicable, the fact that the controller intends to transfer personal data to a third country or international organisation
p.(None): and the existence or absence of an adequacy decision by the Commission, or in the case of transfers referred to in Article 46
p.(None): or 47, or the second subparagraph of Article 49(1), reference to the appropriate or suitable safeguards and the means by
p.(None): which to obtain a copy of them or where they have been made available.
p.(None): 2. In addition to the information referred to in paragraph 1, the controller shall, at the time when personal data are obtained,
p.(None): provide the data subject with the following further information necessary to ensure fair and transparent processing:
p.(None): (a) the period for which the personal data will be stored, or if that is not possible, the criteria used to determine that period;
p.(None): (b) the existence of the right to request from the controller access to and rectification or erasure of personal data or restriction of
p.(None): processing concerning the data subject or to object to processing as well as the right to data portability;
p.(None): (c) where the processing is based on point (a) of Article 6(1) or point (a) of Article 9(2), the existence of the right to withdraw
p.(None): consent at any time, without affecting the lawfulness of processing based on consent before its withdrawal;
p.(None): (d) the right to lodge a complaint with a supervisory authority;
p.(None): (e) whether the provision of personal data is a statutory or contractual requirement, or a requirement necessary to enter into a
p.(None): contract, as well as whether the data subject is obliged to provide the personal data and of the possible consequences of
p.(None): failure to provide such data;
p.(None): (f) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
p.(None): 3. Where the controller intends to further process the personal data for a purpose other than that for which the personal data were
p.(None): collected, the controller shall provide the data subject prior to that further processing with information on that other purpose and with
p.(None): any relevant further information as referred to in paragraph 2.
p.(None): 4. Paragraphs 1, 2 and 3 shall not apply where and insofar as the data subject already has the information.
p.(None):
p.(None): Article 14
p.(None): Information to be provided where personal data have not been obtained from the data subject
p.(None): 1. Where personal data have not been obtained from the data subject, the controller shall provide the data subject with the
p.(None): following information:
p.(None): (a) the identity and the contact details of the controller and, where applicable, of the controller's representative;
p.(None): (b) the contact details of the data protection officer, where applicable;
p.(None): (c) the purposes of the processing for which the personal data are intended as well as the legal basis for the processing;
p.(None): (d) the categories of personal data concerned;
...
p.(None): (f) where applicable, that the controller intends to transfer personal data to a recipient in a third country or international
p.(None): organisation and the existence or absence of an adequacy decision by the Commission, or in the case of transfers referred to
p.(None): in Article 46 or 47, or the second subparagraph of Article 49(1), reference to the appropriate or suitable safeguards and the
p.(None): means to obtain a copy of them or where they have been made available.
p.(None): 2. In addition to the information referred to in paragraph 1, the controller shall provide the data subject with the following
p.(None): information necessary to ensure fair and transparent processing in respect of the data subject:
p.(None): (a) the period for which the personal data will be stored, or if that is not possible, the criteria used to determine that period;
p.(None): (b) where the processing is based on point (f) of Article 6(1), the legitimate interests pursued by the controller or by a third party;
p.(None): (c) the existence of the right to request from the controller access to and rectification or erasure of personal data or restriction of
p.(None): processing concerning the data subject and to object to processing as well as the right to data portability;
p.(None): (d) where processing is based on point (a) of Article 6(1) or point (a) of Article 9(2), the existence of the right to withdraw consent
p.(None): at any time, without affecting the lawfulness of processing based on consent before its withdrawal;
p.(None): (e) the right to lodge a complaint with a supervisory authority;
p.(None): (f) from which source the personal data originate, and if applicable, whether it came from publicly accessible sources;
p.(None): (g) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
p.(None): 3. The controller shall provide the information referred to in paragraphs 1 and 2:
p.(None): (a) within a reasonable period after obtaining the personal data, but at the latest within one month, having regard to the specific
p.(None): circumstances in which the personal data are processed;
p.(None): (b) if the personal data are to be used for communication with the data subject, at the latest at the time of the first communication
p.(None): to that data subject; or
p.(None): (c) if a disclosure to another recipient is envisaged, at the latest when the personal data are first disclosed.
p.(None): 4. Where the controller intends to further process the personal data for a purpose other than that for which the personal data were
p.(None): obtained, the controller shall provide the data subject prior to that further processing with information on that other purpose and with
p.(None): any relevant further information as referred to in paragraph 2.
p.(None): 5. Paragraphs 1 to 4 shall not apply where and insofar as:
p.(None): (a) the data subject already has the information;
p.(None): (b) the provision of such information proves impossible or would involve a disproportionate effort, in particular for processing for
p.(None): archiving purposes in the public interest, scientific or historical research purposes or statistical purposes, subject to the
...
p.(None): (c) obtaining or disclosure is expressly laid down by Union or Member State law to which the controller is subject and which
p.(None): provides appropriate measures to protect the data subject's legitimate interests; or
p.(None): (d) where the personal data must remain confidential subject to an obligation of professional secrecy regulated by Union or
p.(None): Member State law, including a statutory obligation of secrecy.
p.(None):
p.(None): Article 15
p.(None): Right of access by the data subject
p.(None): 1. The data subject shall have the right to obtain from the controller confirmation as to whether or not personal data concerning
p.(None): him or her are being processed, and, where that is the case, access to the personal data and the following information:
p.(None): (a) the purposes of the processing;
p.(None): (b) the categories of personal data concerned;
p.(None): (c) the recipients or categories of recipient to whom the personal data have been or will be disclosed, in particular recipients in
p.(None): third countries or international organisations;
p.(None): (d) where possible, the envisaged period for which the personal data will be stored, or, if not possible, the criteria used to
p.(None): determine that period;
p.(None): (e) the existence of the right to request from the controller rectification or erasure of personal data or restriction of processing of
p.(None): personal data concerning the data subject or to object to such processing;
p.(None): (f) the right to lodge a complaint with a supervisory authority;
p.(None): (g) where the personal data are not collected from the data subject, any available information as to their source;
p.(None): (h) the existence of automated decision-making, including profiling, referred to in Article 22(1) and (4) and, at least in those
p.(None): cases, meaningful information about the logic involved, as well as the significance and the envisaged consequences of such
p.(None): processing for the data subject.
p.(None): 2. Where personal data are transferred to a third country or to an international organisation, the data subject shall have the right
p.(None): to be informed of the appropriate safeguards pursuant to Article 46 relating to the transfer.
p.(None): 3. The controller shall provide a copy of the personal data undergoing processing. For any further copies requested by the data
p.(None): subject, the controller may charge a reasonable fee based on administrative costs. Where the data subject makes the request by
p.(None): electronic means, and unless otherwise requested by the data subject, the information shall be provided in a commonly used
p.(None): electronic form.
p.(None): 4. The right to obtain a copy referred to in paragraph 3 shall not adversely affect the rights and freedoms of others.
p.(None):
p.(None):
p.(None): Section 3
p.(None): Rectification and erasure
p.(None):
p.(None): Article 16
p.(None): Right to rectification
p.(None): The data subject shall have the right to obtain from the controller without undue delay the rectification of inaccurate personal data
p.(None): concerning him or her. Taking into account the purposes of the processing, the data subject shall have the right to have incomplete
p.(None): personal data completed, including by means of providing a supplementary statement.
p.(None):
p.(None): Article 17
p.(None): Right to erasure (‘right to be forgotten’)
...
p.(None): Article 9(2), and where there is no other legal ground for the processing;
p.(None): (c) the data subject objects to the processing pursuant to Article 21(1) and there are no overriding legitimate grounds for the
p.(None): processing, or the data subject objects to the processing pursuant to Article 21(2);
p.(None): (d) the personal data have been unlawfully processed;
p.(None): (e) the personal data have to be erased for compliance with a legal obligation in Union or Member State law to which the
p.(None): controller is subject;
p.(None): (f) the personal data have been collected in relation to the offer of information society services referred to in Article 8(1).
p.(None): 2. Where the controller has made the personal data public and is obliged pursuant to paragraph 1 to erase the personal data, the
p.(None): controller, taking account of available technology and the cost of implementation, shall take reasonable steps, including technical
p.(None): measures, to inform controllers which are processing the personal data that the data subject has requested the erasure by such
p.(None): controllers of any links to, or copy or replication of, those personal data.
p.(None): 3. Paragraphs 1 and 2 shall not apply to the extent that processing is necessary:
p.(None): (a) for exercising the right of freedom of expression and information;
p.(None): (b) for compliance with a legal obligation which requires processing by Union or Member State law to which the controller is
p.(None): subject or for the performance of a task carried out in the public interest or in the exercise of official authority vested in the
p.(None): controller;
p.(None): (c) for reasons of public interest in the area of public health in accordance with points (h) and (i) of Article 9(2) as well as Article
p.(None): 9(3);
p.(None): (d) for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes in accordance
p.(None): with Article 89(1) in so far as the right referred to in paragraph 1 is likely to render impossible or seriously impair the
p.(None): achievement of the objectives of that processing; or
p.(None): (e) for the establishment, exercise or defence of legal claims.
p.(None):
p.(None): Article 18
p.(None): Right to restriction of processing
p.(None): 1. The data subject shall have the right to obtain from the controller restriction of processing where one of the following applies:
p.(None): (a) the accuracy of the personal data is contested by the data subject, for a period enabling the controller to verify the accuracy of
p.(None): the personal data;
p.(None): (b) the processing is unlawful and the data subject opposes the erasure of the personal data and requests the restriction of their
p.(None): use instead;
p.(None): (c) the controller no longer needs the personal data for the purposes of the processing, but they are required by the data subject
p.(None): for the establishment, exercise or defence of legal claims;
p.(None): (d) the data subject has objected to processing pursuant to Article 21(1) pending the verification whether the legitimate grounds
p.(None): of the controller override those of the data subject.
p.(None): 2. Where processing has been restricted under paragraph 1, such personal data shall, with the exception of storage, only be
...
p.(None):
p.(None): Article 19
p.(None): Notification obligation regarding rectification or erasure of personal data or restriction of processing
p.(None): The controller shall communicate any rectification or erasure of personal data or restriction of processing carried out in accordance
p.(None): with Article 16, Article 17(1) and Article 18 to each recipient to whom the personal data have been disclosed, unless this proves
p.(None): impossible or involves disproportionate effort. The controller shall inform the data subject about those recipients if the data subject
p.(None): requests it.
p.(None):
p.(None): Article 20
p.(None): Right to data portability
p.(None): 1. The data subject shall have the right to receive the personal data concerning him or her, which he or she has provided to a
p.(None): controller, in a structured, commonly used and machine-readable format and have the right to transmit those data to another
p.(None): controller without hindrance from the controller to which the personal data have been provided, where:
p.(None): (a) the processing is based on consent pursuant to point (a) of Article 6(1) or point (a) of Article 9(2) or on a contract pursuant to
p.(None): point (b) of Article 6(1); and
p.(None): (b) the processing is carried out by automated means.
p.(None): 2. In exercising his or her right to data portability pursuant to paragraph 1, the data subject shall have the right to have the
p.(None): personal data transmitted directly from one controller to another, where technically feasible.
p.(None): 3. The exercise of the right referred to in paragraph 1 of this Article shall be without prejudice to Article 17. That right shall not
p.(None): apply to processing necessary for the performance of a task carried out in the public interest or in the exercise of official authority
p.(None): vested in the controller.
p.(None): 4. The right referred to in paragraph 1 shall not adversely affect the rights and freedoms of others.
p.(None):
p.(None):
p.(None): Section 4
p.(None): Right to object and automated individual decision-making
p.(None):
p.(None): Article 21
p.(None): Right to object
p.(None): 1. The data subject shall have the right to object, on grounds relating to his or her particular situation, at any time to processing of
p.(None): personal data concerning him or her which is based on point (e) or (f) of Article 6(1), including profiling based on those provisions.
p.(None): The controller shall no longer process the personal data unless the controller demonstrates compelling legitimate grounds for the
p.(None): processing which override the interests, rights and freedoms of the data subject or for the establishment, exercise or defence of
p.(None): legal claims.
p.(None): 2. Where personal data are processed for direct marketing purposes, the data subject shall have the right to object at any time to
p.(None): processing of personal data concerning him or her for such marketing, which includes profiling to the extent that it is related to such
p.(None): direct marketing.
p.(None): 3. Where the data subject objects to processing for direct marketing purposes, the personal data shall no longer be processed for
p.(None): such purposes.
p.(None): 4. At the latest at the time of the first communication with the data subject, the right referred to in paragraphs 1 and 2 shall be
p.(None): explicitly brought to the attention of the data subject and shall be presented clearly and separately from any other information.
p.(None): 5. In the context of the use of information society services, and notwithstanding Directive 2002/58/EC, the data subject may
p.(None): exercise his or her right to object by automated means using technical specifications.
...
p.(None): 1. Union or Member State law to which the data controller or processor is subject may restrict by way of a legislative measure the
p.(None): scope of the obligations and rights provided for in Articles 12 to 22 and Article 34, as well as Article 5 in so far as its provisions
p.(None): correspond to the rights and obligations provided for in Articles 12 to 22, when such a restriction respects the essence of the
p.(None): fundamental rights and freedoms and is a necessary and proportionate measure in a democratic society to safeguard:
p.(None): (a) national security;
p.(None): (b) defence;
p.(None): (c) public security;
p.(None): (d) the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, including the
p.(None): safeguarding against and the prevention of threats to public security;
p.(None): (e) other important objectives of general public interest of the Union or of a Member State, in particular an important economic or
p.(None): financial interest of the Union or of a Member State, including monetary, budgetary and taxation a matters, public health and
p.(None): social security;
p.(None): (f) the protection of judicial independence and judicial proceedings;
p.(None): (g) the prevention, investigation, detection and prosecution of breaches of ethics for regulated professions;
p.(None): (h) a monitoring, inspection or regulatory function connected, even occasionally, to the exercise of official authority in the cases
p.(None): referred to in points (a) to (e) and (g);
p.(None): (i) the protection of the data subject or the rights and freedoms of others;
p.(None): (j) the enforcement of civil law claims.
p.(None): 2. In particular, any legislative measure referred to in paragraph 1 shall contain specific provisions at least, where relevant, as to:
p.(None): (a) the purposes of the processing or categories of processing;
p.(None): (b) the categories of personal data;
p.(None): (c) the scope of the restrictions introduced;
p.(None): (d) the safeguards to prevent abuse or unlawful access or transfer;
p.(None): (e) the specification of the controller or categories of controllers;
p.(None): (f) the storage periods and the applicable safeguards taking into account the nature, scope and purposes of the processing or
p.(None): categories of processing;
p.(None): (g) the risks to the rights and freedoms of data subjects; and
p.(None): (h) the right of data subjects to be informed about the restriction, unless that may be prejudicial to the purpose of the restriction.
p.(None):
p.(None):
p.(None): CHAPTER IV
p.(None): Controller and processor
p.(None):
p.(None):
p.(None): Section 1
p.(None): General obligations
p.(None):
p.(None): Article 24
p.(None): Responsibility of the controller
p.(None): 1. Taking into account the nature, scope, context and purposes of processing as well as the risks of varying likelihood and severity
p.(None): for the rights and freedoms of natural persons, the controller shall implement appropriate technical and organisational measures to
...
p.(None): in Articles 13 and 14, by means of an arrangement between them unless, and in so far as, the respective responsibilities of the
p.(None): controllers are determined by Union or Member State law to which the controllers are subject. The arrangement may designate a
p.(None): contact point for data subjects.
p.(None): 2. The arrangement referred to in paragraph 1 shall duly reflect the respective roles and relationships of the joint controllersvis-à-
p.(None): vis the data subjects. The essence of the arrangement shall be made available to the data subject.
p.(None): 3. Irrespective of the terms of the arrangement referred to in paragraph 1, the data subject may exercise his or her rights under
p.(None): this Regulation in respect of and against each of the controllers.
p.(None):
p.(None): Article 27
p.(None): Representatives of controllers or processors not established in the Union
p.(None): 1. Where Article 3(2) applies, the controller or the processor shall designate in writing a representative in the Union.
p.(None): 2. The obligation laid down in paragraph 1 of this Article shall not apply to:
p.(None): (a) processing which is occasional, does not include, on a large scale, processing of special categories of data as referred to in
p.(None): Article 9(1) or processing of personal data relating to criminal convictions and offences referred to in Article 10, and is unlikely
p.(None): to result in a risk to the rights and freedoms of natural persons, taking into account the nature, context, scope and purposes of
p.(None): the processing; or
p.(None): (b) a public authority or body.
p.(None): 3. The representative shall be established in one of the Member States where the data subjects, whose personal data are
p.(None): processed in relation to the offering of goods or services to them, or whose behaviour is monitored, are.
p.(None): 4. The representative shall be mandated by the controller or processor to be addressed in addition to or instead of the controller or
p.(None): the processor by, in particular, supervisory authorities and data subjects, on all issues related to processing, for the purposes of
p.(None): ensuring compliance with this Regulation.
p.(None): 5. The designation of a representative by the controller or processor shall be without prejudice to legal actions which could be
p.(None): initiated against the controller or the processor themselves.
p.(None):
p.(None): Article 28
p.(None): Processor
p.(None): 1. Where processing is to be carried out on behalf of a controller, the controller shall use only processors providing sufficient
p.(None): guarantees to implement appropriate technical and organisational measures in such a manner that processing will meet the
p.(None): requirements of this Regulation and ensure the protection of the rights of the data subject.
p.(None): 2. The processor shall not engage another processor without prior specific or general written authorisation of the controller. In the
p.(None): case of general written authorisation, the processor shall inform the controller of any intended changes concerning the addition or
p.(None): replacement of other processors, thereby giving the controller the opportunity to object to such changes.
p.(None): 3. Processing by a processor shall be governed by a contract or other legal act under Union or Member State law, that is binding
...
p.(None): same data protection obligations as set out in the contract or other legal act between the controller and the processor as referred to
p.(None): in paragraph 3 shall be imposed on that other processor by way of a contract or other legal act under Union or Member State law, in
p.(None): particular providing sufficient guarantees to implement appropriate technical and organisational measures in such a manner that the
p.(None): processing will meet the requirements of this Regulation. Where that other processor fails to fulfil its data protection obligations, the
p.(None): initial processor shall remain fully liable to the controller for the performance of that other processor's obligations.
p.(None): 5. Adherence of a processor to an approved code of conduct as referred to in Article 40 or an approved certification mechanism as
p.(None): referred to in Article 42 may be used as an element by which to demonstrate sufficient guarantees as referred to in paragraphs 1
p.(None): and 4 of this Article.
p.(None): 6. Without prejudice to an individual contract between the controller and the processor, the contract or the other legal act referred
p.(None): to in paragraphs 3 and 4 of this Article may be based, in whole or in part, on standard contractual clauses referred to in
p.(None): paragraphs 7 and 8 of this Article, including when they are part of a certification granted to the controller or processor pursuant to
p.(None): Articles 42 and 43.
p.(None): 7. The Commission may lay down standard contractual clauses for the matters referred to in paragraph 3 and 4 of this Article and
p.(None): in accordance with the examination procedure referred to in Article 93(2).
p.(None): 8. A supervisory authority may adopt standard contractual clauses for the matters referred to in paragraph 3 and 4 of this Article
p.(None): and in accordance with the consistency mechanism referred to in Article 63.
p.(None): 9. The contract or the other legal act referred to in paragraphs 3 and 4 shall be in writing, including in electronic form.
p.(None): 10. Without prejudice to Articles 82, 83 and 84, if a processor infringes this Regulation by determining the purposes and means of
p.(None): processing, the processor shall be considered to be a controller in respect of that processing.
p.(None):
p.(None): Article 29
p.(None): Processing under the authority of the controller or processor
p.(None): The processor and any person acting under the authority of the controller or of the processor, who has access to personal data,
p.(None): shall not process those data except on instructions from the controller, unless required to do so by Union or Member State law.
p.(None):
p.(None): Article 30
p.(None): Records of processing activities
p.(None): 1. Each controller and, where applicable, the controller's representative, shall maintain a record of processing activities under its
p.(None): responsibility. That record shall contain all of the following information:
p.(None): (a) the name and contact details of the controller and, where applicable, the joint controller, the controller's representative and the
p.(None): data protection officer;
p.(None): (b) the purposes of the processing;
p.(None): (c) a description of the categories of data subjects and of the categories of personal data;
p.(None): (d) the categories of recipients to whom the personal data have been or will be disclosed including recipients in third countries or
p.(None): international organisations;
p.(None): (e) where applicable, transfers of personal data to a third country or an international organisation, including the identification of
p.(None): that third country or international organisation and, in the case of transfers referred to in the second subparagraph of
p.(None): Article 49(1), the documentation of suitable safeguards;
p.(None): (f) where possible, the envisaged time limits for erasure of the different categories of data;
p.(None): (g) where possible, a general description of the technical and organisational security measures referred to in Article 32(1).
p.(None): 2. Each processor and, where applicable, the processor's representative shall maintain a record of all categories of processing
p.(None): activities carried out on behalf of a controller, containing:
p.(None): (a) the name and contact details of the processor or processors and of each controller on behalf of which the processor is acting,
p.(None): and, where applicable, of the controller's or the processor's representative, and the data protection officer;
p.(None): (b) the categories of processing carried out on behalf of each controller;
p.(None): (c) where applicable, transfers of personal data to a third country or an international organisation, including the identification of
p.(None): that third country or international organisation and, in the case of transfers referred to in the second subparagraph of
p.(None): Article 49(1), the documentation of suitable safeguards;
p.(None): (d) where possible, a general description of the technical and organisational security measures referred to in Article 32(1).
p.(None): 3. The records referred to in paragraphs 1 and 2 shall be in writing, including in electronic form.
p.(None): 4. The controller or the processor and, where applicable, the controller's or the processor's representative, shall make the record
p.(None): available to the supervisory authority on request.
p.(None): 5. The obligations referred to in paragraphs 1 and 2 shall not apply to an enterprise or an organisation employing fewer than 250
p.(None): persons unless the processing it carries out is likely to result in a risk to the rights and freedoms of data subjects, the processing is
p.(None): not occasional, or the processing includes special categories of data as referred to in Article 9(1) or personal data relating to
p.(None): criminal convictions and offences referred to in Article 10.
p.(None):
p.(None): Article 31
p.(None): Cooperation with the supervisory authority
p.(None): The controller and the processor and, where applicable, their representatives, shall cooperate, on request, with the supervisory
p.(None): authority in the performance of its tasks.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Security of personal data
p.(None):
p.(None): Article 32
p.(None): Security of processing
p.(None): 1. Taking into account the state of the art, the costs of implementation and the nature, scope, context and purposes of processing
p.(None): as well as the risk of varying likelihood and severity for the rights and freedoms of natural persons, the controller and the processor
p.(None): shall implement appropriate technical and organisational measures to ensure a level of security appropriate to the risk, including
p.(None): inter alia as appropriate:
p.(None): (a) the pseudonymisation and encryption of personal data;
p.(None): (b) the ability to ensure the ongoing confidentiality, integrity, availability and resilience of processing systems and services;
p.(None): (c) the ability to restore the availability and access to personal data in a timely manner in the event of a physical or technical
p.(None): incident;
p.(None): (d) a process for regularly testing, assessing and evaluating the effectiveness of technical and organisational measures for
p.(None): ensuring the security of the processing.
p.(None): 2. In assessing the appropriate level of security account shall be taken in particular of the risks that are presented by processing,
p.(None): in particular from accidental or unlawful destruction, loss, alteration, unauthorised disclosure of, or access to personal data
p.(None): transmitted, stored or otherwise processed.
p.(None): 3. Adherence to an approved code of conduct as referred to in Article 40 or an approved certification mechanism as referred to in
p.(None): Article 42 may be used as an element by which to demonstrate compliance with the requirements set out in paragraph 1 of this
p.(None): Article.
p.(None): 4. The controller and processor shall take steps to ensure that any natural person acting under the authority of the controller or the
p.(None): processor who has access to personal data does not process them except on instructions from the controller, unless he or she is
p.(None): required to do so by Union or Member State law.
p.(None):
p.(None): Article 33
p.(None): Notification of a personal data breach to the supervisory authority
p.(None): 1. In the case of a personal data breach, the controller shall without undue delay and, where feasible, not later than 72 hours after
p.(None): having become aware of it, notify the personal data breach to the supervisory authority competent in accordance with Article 55,
p.(None): unless the personal data breach is unlikely to result in a risk to the rights and freedoms of natural persons. Where the notification to
p.(None): the supervisory authority is not made within 72 hours, it shall be accompanied by reasons for the delay.
p.(None): 2. The processor shall notify the controller without undue delay after becoming aware of a personal data breach.
p.(None): 3. The notification referred to in paragraph 1 shall at least:
p.(None): (a) describe the nature of the personal data breach including where possible, the categories and approximate number of data
p.(None): subjects concerned and the categories and approximate number of personal data records concerned;
p.(None): (b) communicate the name and contact details of the data protection officer or other contact point where more information can be
p.(None): obtained;
p.(None): (c) describe the likely consequences of the personal data breach;
p.(None): (d) describe the measures taken or proposed to be taken by the controller to address the personal data breach, including, where
p.(None): appropriate, measures to mitigate its possible adverse effects.
p.(None): 4. Where, and in so far as, it is not possible to provide the information at the same time, the information may be provided in
p.(None): phases without undue further delay.
p.(None): 5. The controller shall document any personal data breaches, comprising the facts relating to the personal data breach, its effects
p.(None): and the remedial action taken. That documentation shall enable the supervisory authority to verify compliance with this Article.
p.(None):
p.(None): Article 34
p.(None): Communication of a personal data breach to the data subject
p.(None): 1. When the personal data breach is likely to result in a high risk to the rights and freedoms of natural persons, the controller shall
p.(None): communicate the personal data breach to the data subject without undue delay.
p.(None): 2. The communication to the data subject referred to in paragraph 1 of this Article shall describe in clear and plain language the
p.(None): nature of the personal data breach and contain at least the information and measures referred to in points (b), (c) and (d) of
p.(None): Article 33(3).
p.(None): 3. The communication to the data subject referred to in paragraph 1 shall not be required if any of the following conditions are met:
p.(None): (a) the controller has implemented appropriate technical and organisational protection measures, and those measures were
p.(None): applied to the personal data affected by the personal data breach, in particular those that render the personal data
p.(None): unintelligible to any person who is not authorised to access it, such as encryption;
p.(None): (b) the controller has taken subsequent measures which ensure that the high risk to the rights and freedoms of data subjects
p.(None): referred to in paragraph 1 is no longer likely to materialise;
p.(None): (c) it would involve disproportionate effort. In such a case, there shall instead be a public communication or similar measure
p.(None): whereby the data subjects are informed in an equally effective manner.
p.(None): 4. If the controller has not already communicated the personal data breach to the data subject, the supervisory authority, having
p.(None): considered the likelihood of the personal data breach resulting in a high risk, may require it to do so or may decide that any of the
p.(None): conditions referred to in paragraph 3 are met.
p.(None):
p.(None):
p.(None): Section 3
p.(None): Data protection impact assessment and prior consultation
p.(None):
p.(None): Article 35
p.(None): Data protection impact assessment
p.(None): 1. Where a type of processing in particular using new technologies, and taking into account the nature, scope, context and
p.(None): purposes of the processing, is likely to result in a high risk to the rights and freedoms of natural persons, the controller shall, prior to
p.(None): the processing, carry out an assessment of the impact of the envisaged processing operations on the protection of personal data. A
p.(None): single assessment may address a set of similar processing operations that present similar high risks.
p.(None): 2. The controller shall seek the advice of the data protection officer, where designated, when carrying out a data protection impact
p.(None): assessment.
p.(None): 3. A data protection impact assessment referred to in paragraph 1 shall in particular be required in the case of:
p.(None): (a) a systematic and extensive evaluation of personal aspects relating to natural persons which is based on automated
p.(None): processing, including profiling, and on which decisions are based that produce legal effects concerning the natural person or
p.(None): similarly significantly affect the natural person;
p.(None): (b) processing on a large scale of special categories of data referred to in Article 9(1), or of personal data relating to criminal
p.(None): convictions and offences referred to in Article 10; or
p.(None): (c) a systematic monitoring of a publicly accessible area on a large scale.
p.(None): 4. The supervisory authority shall establish and make public a list of the kind of processing operations which are subject to the
p.(None): requirement for a data protection impact assessment pursuant to paragraph 1. The supervisory authority shall communicate those
p.(None): lists to the Board referred to in Article 68.
p.(None): 5. The supervisory authority may also establish and make public a list of the kind of processing operations for which no data
p.(None): protection impact assessment is required. The supervisory authority shall communicate those lists to the Board.
p.(None): 6. Prior to the adoption of the lists referred to in paragraphs 4 and 5, the competent supervisory authority shall apply the
p.(None): consistency mechanism referred to in Article 63 where such lists involve processing activities which are related to the offering of
p.(None): goods or services to data subjects or to the monitoring of their behaviour in several Member States, or may substantially affect the
p.(None): free movement of personal data within the Union.
p.(None): 7. The assessment shall contain at least:
p.(None): (a) a systematic description of the envisaged processing operations and the purposes of the processing, including, where
p.(None): applicable, the legitimate interest pursued by the controller;
p.(None): (b) an assessment of the necessity and proportionality of the processing operations in relation to the purposes;
p.(None): (c) an assessment of the risks to the rights and freedoms of data subjects referred to in paragraph 1; and
p.(None): (d) the measures envisaged to address the risks, including safeguards, security measures and mechanisms to ensure the
p.(None): protection of personal data and to demonstrate compliance with this Regulation taking into account the rights and legitimate
p.(None): interests of data subjects and other persons concerned.
p.(None): 8. Compliance with approved codes of conduct referred to in Article 40 by the relevant controllers or processors shall be taken into
p.(None): due account in assessing the impact of the processing operations performed by such controllers or processors, in particular for the
p.(None): purposes of a data protection impact assessment.
p.(None): 9. Where appropriate, the controller shall seek the views of data subjects or their representatives on the intended processing,
p.(None): without prejudice to the protection of commercial or public interests or the security of processing operations.
p.(None): 10. Where processing pursuant to point (c) or (e) of Article 6(1) has a legal basis in Union law or in the law of the Member State to
p.(None): which the controller is subject, that law regulates the specific processing operation or set of operations in question, and a data
p.(None): protection impact assessment has already been carried out as part of a general impact assessment in the context of the adoption
p.(None): of that legal basis, paragraphs 1 to 7 shall not apply unless Member States deem it to be necessary to carry out such an
p.(None): assessment prior to processing activities.
p.(None): 11. Where necessary, the controller shall carry out a review to assess if processing is performed in accordance with the data
p.(None): protection impact assessment at least when there is a change of the risk represented by processing operations.
p.(None):
p.(None): Article 36
p.(None): Prior consultation
p.(None): 1. The controller shall consult the supervisory authority prior to processing where a data protection impact assessment under
p.(None): Article 35 indicates that the processing would result in a high risk in the absence of measures taken by the controller to mitigate the
p.(None): risk.
p.(None): 2. Where the supervisory authority is of the opinion that the intended processing referred to in paragraph 1 would infringe this
p.(None): Regulation, in particular where the controller has insufficiently identified or mitigated the risk, the supervisory authority shall, within
p.(None): period of up to eight weeks of receipt of the request for consultation, provide written advice to the controller and, where applicable
p.(None): to the processor, and may use any of its powers referred to in Article 58. That period may be extended by six weeks, taking into
p.(None): account the complexity of the intended processing. The supervisory authority shall inform the controller and, where applicable, the
p.(None): processor, of any such extension within one month of receipt of the request for consultation together with the reasons for the delay.
p.(None): Those periods may be suspended until the supervisory authority has obtained information it has requested for the purposes of the
p.(None): consultation.
p.(None): 3. When consulting the supervisory authority pursuant to paragraph 1, the controller shall provide the supervisory authority with:
p.(None): (a) where applicable, the respective responsibilities of the controller, joint controllers and processors involved in the processing,
p.(None): in particular for processing within a group of undertakings;
p.(None): (b) the purposes and means of the intended processing;
p.(None): (c) the measures and safeguards provided to protect the rights and freedoms of data subjects pursuant to this Regulation;
p.(None): (d) where applicable, the contact details of the data protection officer;
p.(None): (e) the data protection impact assessment provided for in Article 35; and
p.(None): (f) any other information requested by the supervisory authority.
p.(None): 4. Member States shall consult the supervisory authority during the preparation of a proposal for a legislative measure to be
p.(None): adopted by a national parliament, or of a regulatory measure based on such a legislative measure, which relates to processing.
p.(None): 5. Notwithstanding paragraph 1, Member State law may require controllers to consult with, and obtain prior authorisation from, the
p.(None): supervisory authority in relation to processing by a controller for the performance of a task carried out by the controller in the public
p.(None): interest, including processing in relation to social protection and public health.
p.(None):
p.(None):
p.(None): Section 4
p.(None): Data protection officer
p.(None):
p.(None): Article 37
p.(None): Designation of the data protection officer
p.(None): 1. The controller and the processor shall designate a data protection officer in any case where:
p.(None): (a) the processing is carried out by a public authority or body, except for courts acting in their judicial capacity;
p.(None): (b) the core activities of the controller or the processor consist of processing operations which, by virtue of their nature, their
p.(None): scope and/or their purposes, require regular and systematic monitoring of data subjects on a large scale; or
p.(None): (c) the core activities of the controller or the processor consist of processing on a large scale of special categories of data
p.(None): pursuant to Article 9 and personal data relating to criminal convictions and offences referred to in Article 10.
p.(None): 2. A group of undertakings may appoint a single data protection officer provided that a data protection officer is easily accessible
p.(None): from each establishment.
p.(None): 3. Where the controller or the processor is a public authority or body, a single data protection officer may be designated for
p.(None): several such authorities or bodies, taking account of their organisational structure and size.
p.(None): 4. In cases other than those referred to in paragraph 1, the controller or processor or associations and other bodies representing
p.(None): categories of controllers or processors may or, where required by Union or Member State law shall, designate a data protection
p.(None): officer. The data protection officer may act for such associations and other bodies representing controllers or processors.
p.(None): 5. The data protection officer shall be designated on the basis of professional qualities and, in particular, expert knowledge of data
p.(None): protection law and practices and the ability to fulfil the tasks referred to in Article 39.
p.(None): 6. The data protection officer may be a staff member of the controller or processor, or fulfil the tasks on the basis of a service
p.(None): contract.
p.(None): 7. The controller or the processor shall publish the contact details of the data protection officer and communicate them to the
p.(None): supervisory authority.
p.(None):
p.(None): Article 38
p.(None): Position of the data protection officer
p.(None): 1. The controller and the processor shall ensure that the data protection officer is involved, properly and in a timely manner, in all
p.(None): issues which relate to the protection of personal data.
p.(None): 2. The controller and processor shall support the data protection officer in performing the tasks referred to in Article 39 by
p.(None): providing resources necessary to carry out those tasks and access to personal data and processing operations, and to maintain his
p.(None): or her expert knowledge.
p.(None): 3. The controller and processor shall ensure that the data protection officer does not receive any instructions regarding the
p.(None): exercise of those tasks. He or she shall not be dismissed or penalised by the controller or the processor for performing his tasks.
p.(None): The data protection officer shall directly report to the highest management level of the controller or the processor.
p.(None): 4. Data subjects may contact the data protection officer with regard to all issues related to processing of their personal data and to
p.(None): the exercise of their rights under this Regulation.
...
p.(None): 6. The data protection officer may fulfil other tasks and duties. The controller or processor shall ensure that any such tasks and
p.(None): duties do not result in a conflict of interests.
p.(None):
p.(None): Article 39
p.(None): Tasks of the data protection officer
p.(None): 1. The data protection officer shall have at least the following tasks:
p.(None): (a) to inform and advise the controller or the processor and the employees who carry out processing of their obligations pursuant
p.(None): to this Regulation and to other Union or Member State data protection provisions;
p.(None): (b) to monitor compliance with this Regulation, with other Union or Member State data protection provisions and with the policies
p.(None): of the controller or processor in relation to the protection of personal data, including the assignment of responsibilities,
p.(None): awareness-raising and training of staff involved in processing operations, and the related audits;
p.(None): (c) to provide advice where requested as regards the data protection impact assessment and monitor its performance pursuant to
p.(None): Article 35;
p.(None): (d) to cooperate with the supervisory authority;
p.(None): (e) to act as the contact point for the supervisory authority on issues relating to processing, including the prior consultation
p.(None): referred to in Article 36, and to consult, where appropriate, with regard to any other matter.
p.(None): 2. The data protection officer shall in the performance of his or her tasks have due regard to the risk associated with processing
p.(None): operations, taking into account the nature, scope, context and purposes of processing.
p.(None):
p.(None):
p.(None): Section 5
p.(None): Codes of conduct and certification
p.(None):
p.(None): Article 40
p.(None): Codes of conduct
p.(None): 1. The Member States, the supervisory authorities, the Board and the Commission shall encourage the drawing up of codes of
p.(None): conduct intended to contribute to the proper application of this Regulation, taking account of the specific features of the various
p.(None): processing sectors and the specific needs of micro, small and medium-sized enterprises.
p.(None): 2. Associations and other bodies representing categories of controllers or processors may prepare codes of conduct, or amend or
p.(None): extend such codes, for the purpose of specifying the application of this Regulation, such as with regard to:
p.(None): (a) fair and transparent processing;
p.(None): (b) the legitimate interests pursued by controllers in specific contexts;
p.(None): (c) the collection of personal data;
p.(None): (d) the pseudonymisation of personal data;
p.(None): (e) the information provided to the public and to data subjects;
p.(None): (f) the exercise of the rights of data subjects;
...
p.(None): data subjects;
p.(None): (j) the transfer of personal data to third countries or international organisations; or
p.(None): (k) out-of-court proceedings and other dispute resolution procedures for resolving disputes between controllers and data subjects
p.(None): with regard to processing, without prejudice to the rights of data subjects pursuant to Articles 77 and 79.
p.(None): 3. In addition to adherence by controllers or processors subject to this Regulation, codes of conduct approved pursuant to
p.(None): paragraph 5 of this Article and having general validity pursuant to paragraph 9 of this Article may also be adhered to by controllers
p.(None): or processors that are not subject to this Regulation pursuant to Article 3 in order to provide appropriate safeguards within the
p.(None): framework of personal data transfers to third countries or international organisations under the terms referred to in point (e) of
p.(None): Article 46(2). Such controllers or processors shall make binding and enforceable commitments, via contractual or other legally
p.(None): binding instruments, to apply those appropriate safeguards including with regard to the rights of data subjects.
p.(None): 4. A code of conduct referred to in paragraph 2 of this Article shall contain mechanisms which enable the body referred to in
p.(None): Article 41(1) to carry out the mandatory monitoring of compliance with its provisions by the controllers or processors which
p.(None): undertake to apply it, without prejudice to the tasks and powers of supervisory authorities competent pursuant to Article 55 or 56.
p.(None): 5. Associations and other bodies referred to in paragraph 2 of this Article which intend to prepare a code of conduct or to amend or
p.(None): extend an existing code shall submit the draft code, amendment or extension to the supervisory authority which is competent
p.(None): pursuant to Article 55. The supervisory authority shall provide an opinion on whether the draft code, amendment or extension
p.(None): complies with this Regulation and shall approve that draft code, amendment or extension if it finds that it provides sufficient
p.(None): appropriate safeguards.
p.(None): 6. Where the draft code, or amendment or extension is approved in accordance with paragraph 5, and where the code of conduct
p.(None): concerned does not relate to processing activities in several Member States, the supervisory authority shall register and publish the
p.(None): code.
p.(None): 7. Where a draft code of conduct relates to processing activities in several Member States, the supervisory authority which is
p.(None): competent pursuant to Article 55 shall, before approving the draft code, amendment or extension, submit it in the procedure
p.(None): referred to in Article 63 to the Board which shall provide an opinion on whether the draft code, amendment or extension complies
p.(None): with this Regulation or, in the situation referred to in paragraph 3 of this Article, provides appropriate safeguards.
p.(None): 8. Where the opinion referred to in paragraph 7 confirms that the draft code, amendment or extension complies with this
p.(None): Regulation, or, in the situation referred to in paragraph 3, provides appropriate safeguards, the Board shall submit its opinion to the
p.(None): Commission.
p.(None): 9. The Commission may, by way of implementing acts, decide that the approved code of conduct, amendment or extension
p.(None): submitted to it pursuant to paragraph 8 of this Article have general validity within the Union. Those implementing acts shall be
p.(None): adopted in accordance with the examination procedure set out in Article 93(2).
p.(None): 10. The Commission shall ensure appropriate publicity for the approved codes which have been decided as having general validity
p.(None): in accordance with paragraph 9.
p.(None): 11. The Board shall collate all approved codes of conduct, amendments and extensions in a register and shall make them publicly
p.(None): available by way of appropriate means.
p.(None):
p.(None): Article 41
p.(None): Monitoring of approved codes of conduct
p.(None): 1. Without prejudice to the tasks and powers of the competent supervisory authority under Articles 57 and 58, the monitoring of
p.(None): compliance with a code of conduct pursuant to Article 40 may be carried out by a body which has an appropriate level of expertise
p.(None): in relation to the subject-matter of the code and is accredited for that purpose by the competent supervisory authority.
p.(None): 2. A body as referred to in paragraph 1 may be accredited to monitor compliance with a code of conduct where that body has:
p.(None): (a) demonstrated its independence and expertise in relation to the subject-matter of the code to the satisfaction of the competent
p.(None): supervisory authority;
p.(None): (b) established procedures which allow it to assess the eligibility of controllers and processors concerned to apply the code, to
p.(None): monitor their compliance with its provisions and to periodically review its operation;
p.(None): (c) established procedures and structures to handle complaints about infringements of the code or the manner in which the code
p.(None): has been, or is being, implemented by a controller or processor, and to make those procedures and structures transparent to
p.(None): data subjects and the public; and
p.(None): (d) demonstrated to the satisfaction of the competent supervisory authority that its tasks and duties do not result in a conflict of
p.(None): interests.
p.(None): 3. The competent supervisory authority shall submit the draft criteria for accreditation of a body as referred to in paragraph 1 of this
p.(None): Article to the Board pursuant to the consistency mechanism referred to in Article 63.
p.(None): 4. Without prejudice to the tasks and powers of the competent supervisory authority and the provisions of Chapter VIII, a body as
p.(None): referred to in paragraph 1 of this Article shall, subject to appropriate safeguards, take appropriate action in cases of infringement of
p.(None): the code by a controller or processor, including suspension or exclusion of the controller or processor concerned from the code. It
p.(None): shall inform the competent supervisory authority of such actions and the reasons for taking them.
p.(None): 5. The competent supervisory authority shall revoke the accreditation of a body as referred to in paragraph 1 if the conditions for
p.(None): accreditation are not, or are no longer, met or where actions taken by the body infringe this Regulation.
p.(None): 6. This Article shall not apply to processing carried out by public authorities and bodies.
p.(None):
p.(None): Article 42
p.(None): Certification
p.(None): 1. The Member States, the supervisory authorities, the Board and the Commission shall encourage, in particular at Union level,
p.(None): the establishment of data protection certification mechanisms and of data protection seals and marks, for the purpose of
p.(None): demonstrating compliance with this Regulation of processing operations by controllers and processors. The specific needs of micro,
p.(None): small and medium-sized enterprises shall be taken into account.
p.(None): 2. In addition to adherence by controllers or processors subject to this Regulation, data protection certification mechanisms, seals
p.(None): or marks approved pursuant to paragraph 5 of this Article may be established for the purpose of demonstrating the existence of
p.(None): appropriate safeguards provided by controllers or processors that are not subject to this Regulation pursuant to Article 3 within the
p.(None): framework of personal data transfers to third countries or international organisations under the terms referred to in point (f) of
p.(None): Article 46(2). Such controllers or processors shall make binding and enforceable commitments, via contractual or other legally
p.(None): binding instruments, to apply those appropriate safeguards, including with regard to the rights of data subjects.
p.(None): 3. The certification shall be voluntary and available via a process that is transparent.
p.(None): 4. A certification pursuant to this Article does not reduce the responsibility of the controller or the processor for compliance with
p.(None): this Regulation and is without prejudice to the tasks and powers of the supervisory authorities which are competent pursuant to
p.(None): Article 55 or 56.
p.(None): 5. A certification pursuant to this Article shall be issued by the certification bodies referred to in Article 43 or by the competent
p.(None): supervisory authority, on the basis of criteria approved by that competent supervisory authority pursuant to Article 58(3) or by the
p.(None): Board pursuant to Article 63. Where the criteria are approved by the Board, this may result in a common certification, the European
p.(None): Data Protection Seal.
p.(None): 6. The controller or processor which submits its processing to the certification mechanism shall provide the certification body
p.(None): referred to in Article 43, or where applicable, the competent supervisory authority, with all information and access to its processing
p.(None): activities which are necessary to conduct the certification procedure.
p.(None): 7. Certification shall be issued to a controller or processor for a maximum period of three years and may be renewed, under the
p.(None): same conditions, provided that the relevant requirements continue to be met. Certification shall be withdrawn, as applicable, by the
p.(None): certification bodies referred to in Article 43 or by the competent supervisory authority where the requirements for the certification
p.(None): are not or are no longer met.
p.(None): 8. The Board shall collate all certification mechanisms and data protection seals and marks in a register and shall make them
p.(None): publicly available by any appropriate means.
p.(None):
p.(None): Article 43
p.(None): Certification bodies
p.(None): 1. Without prejudice to the tasks and powers of the competent supervisory authority under Articles 57 and 58, certification bodies
p.(None): which have an appropriate level of expertise in relation to data protection shall, after informing the supervisory authority in order to
p.(None): allow it to exercise its powers pursuant to point (h) of Article 58(2) where necessary, issue and renew certification. Member States
p.(None): shall ensure that those certification bodies are accredited by one or both of the following:
p.(None): (a) the supervisory authority which is competent pursuant to Article 55 or 56;
p.(None): (b) the national accreditation body named in accordance with Regulation (EC) No 765/2008 of the European Parliament and of
p.(None): the Council (20) in accordance with EN-ISO/IEC 17065/2012 and with the additional requirements established by the
p.(None): supervisory authority which is competent pursuant to Article 55 or 56.
p.(None): 2. Certification bodies referred to in paragraph 1 shall be accredited in accordance with that paragraph only where they have:
p.(None): (a) demonstrated their independence and expertise in relation to the subject-matter of the certification to the satisfaction of the
p.(None): competent supervisory authority;
p.(None): (b) undertaken to respect the criteria referred to in Article 42(5) and approved by the supervisory authority which is competent
p.(None): pursuant to Article 55 or 56 or by the Board pursuant to Article 63;
p.(None): (c) established procedures for the issuing, periodic review and withdrawal of data protection certification, seals and marks;
p.(None): (d) established procedures and structures to handle complaints about infringements of the certification or the manner in which the
p.(None): certification has been, or is being, implemented by the controller or processor, and to make those procedures and structures
p.(None): transparent to data subjects and the public; and
p.(None): (e) demonstrated, to the satisfaction of the competent supervisory authority, that their tasks and duties do not result in a conflict of
p.(None): interests.
p.(None): 3. The accreditation of certification bodies as referred to in paragraphs 1 and 2 of this Article shall take place on the basis of
p.(None): criteria approved by the supervisory authority which is competent pursuant to Article 55 or 56 or by the Board pursuant to Article 63.
p.(None): In the case of accreditation pursuant to point (b) of paragraph 1 of this Article, those requirements shall complement those
p.(None): envisaged in Regulation (EC) No 765/2008 and the technical rules that describe the methods and procedures of the certification
p.(None): bodies.
p.(None): 4. The certification bodies referred to in paragraph 1 shall be responsible for the proper assessment leading to the certification or
p.(None): the withdrawal of such certification without prejudice to the responsibility of the controller or processor for compliance with this
p.(None): Regulation. The accreditation shall be issued for a maximum period of five years and may be renewed on the same conditions
p.(None): provided that the certification body meets the requirements set out in this Article.
p.(None): 5. The certification bodies referred to in paragraph 1 shall provide the competent supervisory authorities with the reasons for
p.(None): granting or withdrawing the requested certification.
p.(None): 6. The requirements referred to in paragraph 3 of this Article and the criteria referred to in Article 42(5) shall be made public by the
p.(None): supervisory authority in an easily accessible form. The supervisory authorities shall also transmit those requirements and criteria to
p.(None): the Board. The Board shall collate all certification mechanisms and data protection seals in a register and shall make them publicly
p.(None): available by any appropriate means.
p.(None): 7. Without prejudice to Chapter VIII, the competent supervisory authority or the national accreditation body shall revoke an
p.(None): accreditation of a certification body pursuant to paragraph 1 of this Article where the conditions for the accreditation are not, or are
p.(None): no longer, met or where actions taken by a certification body infringe this Regulation.
p.(None): 8. The Commission shall be empowered to adopt delegated acts in accordance with Article 92 for the purpose of specifying the
p.(None): requirements to be taken into account for the data protection certification mechanisms referred to in Article 42(1).
p.(None): 9. The Commission may adopt implementing acts laying down technical standards for certification mechanisms and data
p.(None): protection seals and marks, and mechanisms to promote and recognise those certification mechanisms, seals and marks. Those
p.(None): implementing acts shall be adopted in accordance with the examination procedure referred to in Article 93(2).
p.(None):
p.(None):
p.(None): CHAPTER V
p.(None): Transfers of personal data to third countries or international organisations
p.(None):
p.(None): Article 44
p.(None): General principle for transfers
p.(None): Any transfer of personal data which are undergoing processing or are intended for processing after transfer to a third country or to
p.(None): an international organisation shall take place only if, subject to the other provisions of this Regulation, the conditions laid down in
p.(None): this Chapter are complied with by the controller and processor, including for onward transfers of personal data from the third
p.(None): country or an international organisation to another third country or to another international organisation. All provisions in this
...
p.(None): (b) the existence and effective functioning of one or more independent supervisory authorities in the third country or to which an
p.(None): international organisation is subject, with responsibility for ensuring and enforcing compliance with the data protection rules,
p.(None): including adequate enforcement powers, for assisting and advising the data subjects in exercising their rights and for
p.(None): cooperation with the supervisory authorities of the Member States; and
p.(None): (c) the international commitments the third country or international organisation concerned has entered into, or other obligations
p.(None): arising from legally binding conventions or instruments as well as from its participation in multilateral or regional systems, in
p.(None): particular in relation to the protection of personal data.
p.(None): 3. The Commission, after assessing the adequacy of the level of protection, may decide, by means of implementing act, that a
p.(None): third country, a territory or one or more specified sectors within a third country, or an international organisation ensures an
p.(None): adequate level of protection within the meaning of paragraph 2 of this Article. The implementing act shall provide for a mechanism
p.(None): for a periodic review, at least every four years, which shall take into account all relevant developments in the third country or
p.(None): international organisation. The implementing act shall specify its territorial and sectoral application and, where applicable, identify
p.(None): the supervisory authority or authorities referred to in point (b) of paragraph 2 of this Article. The implementing act shall be adopted
p.(None): in accordance with the examination procedure referred to in Article 93(2).
p.(None): 4. The Commission shall, on an ongoing basis, monitor developments in third countries and international organisations that could
p.(None): affect the functioning of decisions adopted pursuant to paragraph 3 of this Article and decisions adopted on the basis of
p.(None): Article 25(6) of Directive 95/46/EC.
p.(None): 5. The Commission shall, where available information reveals, in particular following the review referred to in paragraph 3 of this
p.(None): Article, that a third country, a territory or one or more specified sectors within a third country, or an international organisation no
p.(None): longer ensures an adequate level of protection within the meaning of paragraph 2 of this Article, to the extent necessary, repeal,
p.(None): amend or suspend the decision referred to in paragraph 3 of this Article by means of implementing acts without retro-active effect.
p.(None): Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 93(2).
p.(None): On duly justified imperative grounds of urgency, the Commission shall adopt immediately applicable implementing acts in
p.(None): accordance with the procedure referred to in Article 93(3).
p.(None): 6. The Commission shall enter into consultations with the third country or international organisation with a view to remedying the
p.(None): situation giving rise to the decision made pursuant to paragraph 5.
p.(None): 7. A decision pursuant to paragraph 5 of this Article is without prejudice to transfers of personal data to the third country, a territory
p.(None): or one or more specified sectors within that third country, or the international organisation in question pursuant to Articles 46 to 49.
p.(None): 8. The Commission shall publish in the Official Journal of the European Union and on its website a list of the third countries,
p.(None): territories and specified sectors within a third country and international organisations for which it has decided that an adequate level
p.(None): of protection is or is no longer ensured.
p.(None): 9. Decisions adopted by the Commission on the basis of Article 25(6) of Directive 95/46/EC shall remain in force until amended,
p.(None): replaced or repealed by a Commission Decision adopted in accordance with paragraph 3 or 5 of this Article.
p.(None):
p.(None): Article 46
p.(None): Transfers subject to appropriate safeguards
p.(None): 1. In the absence of a decision pursuant to Article 45(3), a controller or processor may transfer personal data to a third country or
p.(None): an international organisation only if the controller or processor has provided appropriate safeguards, and on condition that
p.(None): enforceable data subject rights and effective legal remedies for data subjects are available.
p.(None): 2. The appropriate safeguards referred to in paragraph 1 may be provided for, without requiring any specific authorisation from a
p.(None): supervisory authority, by:
p.(None): (a) a legally binding and enforceable instrument between public authorities or bodies;
p.(None): (b) binding corporate rules in accordance with Article 47;
p.(None): (c) standard data protection clauses adopted by the Commission in accordance with the examination procedure referred to in
p.(None): Article 93(2);
p.(None): (d) standard data protection clauses adopted by a supervisory authority and approved by the Commission pursuant to the
p.(None): examination procedure referred to in Article 93(2);
p.(None): (e) an approved code of conduct pursuant to Article 40 together with binding and enforceable commitments of the controller or
p.(None): processor in the third country to apply the appropriate safeguards, including as regards data subjects' rights; or
p.(None): (f) an approved certification mechanism pursuant to Article 42 together with binding and enforceable commitments of the
p.(None): controller or processor in the third country to apply the appropriate safeguards, including as regards data subjects' rights.
p.(None): 3. Subject to the authorisation from the competent supervisory authority, the appropriate safeguards referred to in paragraph 1
p.(None): may also be provided for, in particular, by:
p.(None): (a) contractual clauses between the controller or processor and the controller, processor or the recipient of the personal data in
p.(None): the third country or international organisation; or
p.(None): (b) provisions to be inserted into administrative arrangements between public authorities or bodies which include enforceable and
p.(None): effective data subject rights.
p.(None): 4. The supervisory authority shall apply the consistency mechanism referred to in Article 63 in the cases referred to in paragraph 3
p.(None): of this Article.
p.(None): 5. Authorisations by a Member State or supervisory authority on the basis of Article 26(2) of Directive 95/46/EC shall remain valid
p.(None): until amended, replaced or repealed, if necessary, by that supervisory authority. Decisions adopted by the Commission on the basis
p.(None): of Article 26(4) of Directive 95/46/EC shall remain in force until amended, replaced or repealed, if necessary, by a Commission
p.(None): Decision adopted in accordance with paragraph 2 of this Article.
p.(None):
p.(None): Article 47
p.(None): Binding corporate rules
p.(None): 1. The competent supervisory authority shall approve binding corporate rules in accordance with the consistency mechanism set
p.(None): out in Article 63, provided that they:
p.(None): (a) are legally binding and apply to and are enforced by every member concerned of the group of undertakings, or group of
p.(None): enterprises engaged in a joint economic activity, including their employees;
p.(None): (b) expressly confer enforceable rights on data subjects with regard to the processing of their personal data; and
p.(None): (c) fulfil the requirements laid down in paragraph 2.
p.(None): 2. The binding corporate rules referred to in paragraph 1 shall specify at least:
p.(None): (a) the structure and contact details of the group of undertakings, or group of enterprises engaged in a joint economic activity and
p.(None): of each of its members;
p.(None): (b) the data transfers or set of transfers, including the categories of personal data, the type of processing and its purposes, the
p.(None): type of data subjects affected and the identification of the third country or countries in question;
p.(None): (c) their legally binding nature, both internally and externally;
p.(None): (d) the application of the general data protection principles, in particular purpose limitation, data minimisation, limited storage
p.(None): periods, data quality, data protection by design and by default, legal basis for processing, processing of special categories of
p.(None): personal data, measures to ensure data security, and the requirements in respect of onward transfers to bodies not bound by
p.(None): the binding corporate rules;
p.(None): (e) the rights of data subjects in regard to processing and the means to exercise those rights, including the right not to be subject
p.(None): to decisions based solely on automated processing, including profiling in accordance with Article 22, the right to lodge a
p.(None): complaint with the competent supervisory authority and before the competent courts of the Member States in accordance with
p.(None): Article 79, and to obtain redress and, where appropriate, compensation for a breach of the binding corporate rules;
p.(None): (f) the acceptance by the controller or processor established on the territory of a Member State of liability for any breaches of the
p.(None): binding corporate rules by any member concerned not established in the Union; the controller or the processor shall be
p.(None): exempt from that liability, in whole or in part, only if it proves that that member is not responsible for the event giving rise to the
p.(None): damage;
p.(None): (g) how the information on the binding corporate rules, in particular on the provisions referred to in points (d), (e) and (f) of this
p.(None): paragraph is provided to the data subjects in addition to Articles 13 and 14;
p.(None): (h) the tasks of any data protection officer designated in accordance with Article 37 or any other person or entity in charge of the
p.(None): monitoring compliance with the binding corporate rules within the group of undertakings, or group of enterprises engaged in a
p.(None): joint economic activity, as well as monitoring training and complaint-handling;
p.(None): (i) the complaint procedures;
p.(None): (j) the mechanisms within the group of undertakings, or group of enterprises engaged in a joint economic activity for ensuring the
p.(None): verification of compliance with the binding corporate rules. Such mechanisms shall include data protection audits and methods
p.(None): for ensuring corrective actions to protect the rights of the data subject. Results of such verification should be communicated to
p.(None): the person or entity referred to in point (h) and to the board of the controlling undertaking of a group of undertakings, or of the
p.(None): group of enterprises engaged in a joint economic activity, and should be available upon request to the competent supervisory
p.(None): authority;
p.(None): (k) the mechanisms for reporting and recording changes to the rules and reporting those changes to the supervisory authority;
p.(None): (l) the cooperation mechanism with the supervisory authority to ensure compliance by any member of the group of undertakings,
p.(None): or group of enterprises engaged in a joint economic activity, in particular by making available to the supervisory authority the
p.(None): results of verifications of the measures referred to in point (j);
p.(None): (m) the mechanisms for reporting to the competent supervisory authority any legal requirements to which a member of the group
p.(None): of undertakings, or group of enterprises engaged in a joint economic activity is subject in a third country which are likely to
p.(None): have a substantial adverse effect on the guarantees provided by the binding corporate rules; and
p.(None): (n) the appropriate data protection training to personnel having permanent or regular access to personal data.
p.(None): 3. The Commission may specify the format and procedures for the exchange of information between controllers, processors and
p.(None): supervisory authorities for binding corporate rules within the meaning of this Article. Those implementing acts shall be adopted in
p.(None): accordance with the examination procedure set out in Article 93(2).
p.(None):
p.(None): Article 48
p.(None): Transfers or disclosures not authorised by Union law
p.(None): Any judgment of a court or tribunal and any decision of an administrative authority of a third country requiring a controller or
p.(None): processor to transfer or disclose personal data may only be recognised or enforceable in any manner if based on an international
p.(None): agreement, such as a mutual legal assistance treaty, in force between the requesting third country and the Union or a
p.(None): Member State, without prejudice to other grounds for transfer pursuant to this Chapter.
p.(None):
p.(None): Article 49
p.(None): Derogations for specific situations
p.(None): 1. In the absence of an adequacy decision pursuant to Article 45(3), or of appropriate safeguards pursuant to Article 46, including
p.(None): binding corporate rules, a transfer or a set of transfers of personal data to a third country or an international organisation shall take
p.(None): place only on one of the following conditions:
p.(None): (a) the data subject has explicitly consented to the proposed transfer, after having been informed of the possible risks of such
p.(None): transfers for the data subject due to the absence of an adequacy decision and appropriate safeguards;
p.(None): (b) the transfer is necessary for the performance of a contract between the data subject and the controller or the implementation
p.(None): of pre-contractual measures taken at the data subject's request;
p.(None): (c) the transfer is necessary for the conclusion or performance of a contract concluded in the interest of the data subject between
p.(None): the controller and another natural or legal person;
p.(None): (d) the transfer is necessary for important reasons of public interest;
p.(None): (e) the transfer is necessary for the establishment, exercise or defence of legal claims;
p.(None): (f) the transfer is necessary in order to protect the vital interests of the data subject or of other persons, where the data subject is
p.(None): physically or legally incapable of giving consent;
p.(None): (g) the transfer is made from a register which according to Union or Member State law is intended to provide information to the
p.(None): public and which is open to consultation either by the public in general or by any person who can demonstrate a legitimate
p.(None): interest, but only to the extent that the conditions laid down by Union or Member State law for consultation are fulfilled in the
p.(None): particular case.
p.(None): Where a transfer could not be based on a provision in Article 45 or 46, including the provisions on binding corporate rules, and
p.(None): none of the derogations for a specific situation referred to in the first subparagraph of this paragraph is applicable, a transfer to a
p.(None): third country or an international organisation may take place only if the transfer is not repetitive, concerns only a limited number of
p.(None): data subjects, is necessary for the purposes of compelling legitimate interests pursued by the controller which are not overridden by
p.(None): the interests or rights and freedoms of the data subject, and the controller has assessed all the circumstances surrounding the data
p.(None): transfer and has on the basis of that assessment provided suitable safeguards with regard to the protection of personal data. The
p.(None): controller shall inform the supervisory authority of the transfer. The controller shall, in addition to providing the information referred
p.(None): to in Articles 13 and 14, inform the data subject of the transfer and on the compelling legitimate interests pursued.
p.(None): 2. A transfer pursuant to point (g) of the first subparagraph of paragraph 1 shall not involve the entirety of the personal data or
p.(None): entire categories of the personal data contained in the register. Where the register is intended for consultation by persons having a
p.(None): legitimate interest, the transfer shall be made only at the request of those persons or if they are to be the recipients.
p.(None): 3. Points (a), (b) and (c) of the first subparagraph of paragraph 1 and the second subparagraph thereof shall not apply to activities
p.(None): carried out by public authorities in the exercise of their public powers.
p.(None): 4. The public interest referred to in point (d) of the first subparagraph of paragraph 1 shall be recognised in Union law or in the law
p.(None): of the Member State to which the controller is subject.
p.(None): 5. In the absence of an adequacy decision, Union or Member State law may, for important reasons of public interest, expressly set
p.(None): limits to the transfer of specific categories of personal data to a third country or an international organisation. Member States shall
p.(None): notify such provisions to the Commission.
p.(None): 6. The controller or processor shall document the assessment as well as the suitable safeguards referred to in the second
p.(None): subparagraph of paragraph 1 of this Article in the records referred to in Article 30.
p.(None):
p.(None): Article 50
p.(None): International cooperation for the protection of personal data
p.(None): In relation to third countries and international organisations, the Commission and supervisory authorities shall take appropriate
p.(None): steps to:
p.(None): (a) develop international cooperation mechanisms to facilitate the effective enforcement of legislation for the protection of
p.(None): personal data;
p.(None): (b) provide international mutual assistance in the enforcement of legislation for the protection of personal data, including through
p.(None): notification, complaint referral, investigative assistance and information exchange, subject to appropriate safeguards for the
p.(None): protection of personal data and other fundamental rights and freedoms;
p.(None): (c) engage relevant stakeholders in discussion and activities aimed at furthering international cooperation in the enforcement of
p.(None): legislation for the protection of personal data;
p.(None): (d) promote the exchange and documentation of personal data protection legislation and practice, including on jurisdictional
p.(None): conflicts with third countries.
p.(None):
p.(None):
p.(None): CHAPTER VI
p.(None): Independent supervisory authorities
p.(None):
p.(None):
p.(None): Section 1
p.(None): Independent status
p.(None):
p.(None): Article 51
p.(None): Supervisory authority
p.(None): 1. Each Member State shall provide for one or more independent public authorities to be responsible for monitoring the application
p.(None): of this Regulation, in order to protect the fundamental rights and freedoms of natural persons in relation to processing and to
p.(None): facilitate the free flow of personal data within the Union (‘supervisory authority’).
p.(None): 2. Each supervisory authority shall contribute to the consistent application of this Regulation throughout the Union. For that
p.(None): purpose, the supervisory authorities shall cooperate with each other and the Commission in accordance with Chapter VII.
p.(None): 3. Where more than one supervisory authority is established in a Member State, that Member State shall designate the
p.(None): supervisory authority which is to represent those authorities in the Board and shall set out the mechanism to ensure compliance by
p.(None): the other authorities with the rules relating to the consistency mechanism referred to in Article 63.
p.(None): 4. Each Member State shall notify to the Commission the provisions of its law which it adopts pursuant to this Chapter, by 25 May
p.(None): 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 52
p.(None): Independence
p.(None): 1. Each supervisory authority shall act with complete independence in performing its tasks and exercising its powers in
p.(None): accordance with this Regulation.
p.(None): 2. The member or members of each supervisory authority shall, in the performance of their tasks and exercise of their powers in
p.(None): accordance with this Regulation, remain free from external influence, whether direct or indirect, and shall neither seek nor take
p.(None): instructions from anybody.
p.(None): 3. Member or members of each supervisory authority shall refrain from any action incompatible with their duties and shall not,
p.(None): during their term of office, engage in any incompatible occupation, whether gainful or not.
p.(None): 4. Each Member State shall ensure that each supervisory authority is provided with the human, technical and financial resources,
p.(None): premises and infrastructure necessary for the effective performance of its tasks and exercise of its powers, including those to be
p.(None): carried out in the context of mutual assistance, cooperation and participation in the Board.
p.(None): 5. Each Member State shall ensure that each supervisory authority chooses and has its own staff which shall be subject to the
p.(None): exclusive direction of the member or members of the supervisory authority concerned.
p.(None): 6. Each Member State shall ensure that each supervisory authority is subject to financial control which does not affect its
p.(None): independence and that it has separate, public annual budgets, which may be part of the overall state or national budget.
p.(None):
p.(None): Article 53
p.(None): General conditions for the members of the supervisory authority
p.(None): 1. Member States shall provide for each member of their supervisory authorities to be appointed by means of a transparent
p.(None): procedure by:
p.(None): — their parliament;
p.(None): — their government;
p.(None): — their head of State; or
p.(None): — an independent body entrusted with the appointment under Member State law.
p.(None): 2. Each member shall have the qualifications, experience and skills, in particular in the area of the protection of personal data,
p.(None): required to perform its duties and exercise its powers.
p.(None): 3. The duties of a member shall end in the event of the expiry of the term of office, resignation or compulsory retirement, in
p.(None): accordance with the law of the Member State concerned.
p.(None): 4. A member shall be dismissed only in cases of serious misconduct or if the member no longer fulfils the conditions required for
p.(None): the performance of the duties.
p.(None):
p.(None): Article 54
p.(None): Rules on the establishment of the supervisory authority
p.(None): 1. Each Member State shall provide by law for all of the following:
p.(None): (a) the establishment of each supervisory authority;
p.(None): (b) the qualifications and eligibility conditions required to be appointed as member of each supervisory authority;
p.(None): (c) the rules and procedures for the appointment of the member or members of each supervisory authority;
p.(None): (d) the duration of the term of the member or members of each supervisory authority of no less than four years, except for the first
p.(None): appointment after 24 May 2016, part of which may take place for a shorter period where that is necessary to protect the
p.(None): independence of the supervisory authority by means of a staggered appointment procedure;
p.(None): (e) whether and, if so, for how many terms the member or members of each supervisory authority is eligible for reappointment;
p.(None): (f) the conditions governing the obligations of the member or members and staff of each supervisory authority, prohibitions on
p.(None): actions, occupations and benefits incompatible therewith during and after the term of office and rules governing the cessation
p.(None): of employment.
p.(None): 2. The member or members and the staff of each supervisory authority shall, in accordance with Union or Member State law, be
p.(None): subject to a duty of professional secrecy both during and after their term of office, with regard to any confidential information which
p.(None): has come to their knowledge in the course of the performance of their tasks or exercise of their powers. During their term of office,
p.(None): that duty of professional secrecy shall in particular apply to reporting by natural persons of infringements of this Regulation.
p.(None):
p.(None):
p.(None): Section 2
p.(None): Competence, tasks and powers
p.(None):
p.(None): Article 55
p.(None): Competence
p.(None): 1. Each supervisory authority shall be competent for the performance of the tasks assigned to and the exercise of the powers
p.(None): conferred on it in accordance with this Regulation on the territory of its own Member State.
p.(None): 2. Where processing is carried out by public authorities or private bodies acting on the basis of point (c) or (e) of Article 6(1), the
p.(None): supervisory authority of the Member State concerned shall be competent. In such cases Article 56 does not apply.
p.(None): 3. Supervisory authorities shall not be competent to supervise processing operations of courts acting in their judicial capacity.
p.(None):
p.(None): Article 56
p.(None): Competence of the lead supervisory authority
p.(None): 1. Without prejudice to Article 55, the supervisory authority of the main establishment or of the single establishment of the
p.(None): controller or processor shall be competent to act as lead supervisory authority for the cross-border processing carried out by that
p.(None): controller or processor in accordance with the procedure provided in Article 60.
p.(None): 2. By derogation from paragraph 1, each supervisory authority shall be competent to handle a complaint lodged with it or a
p.(None): possible infringement of this Regulation, if the subject matter relates only to an establishment in its Member State or substantially
p.(None): affects data subjects only in its Member State.
p.(None): 3. In the cases referred to in paragraph 2 of this Article, the supervisory authority shall inform the lead supervisory authority
p.(None): without delay on that matter. Within a period of three weeks after being informed the lead supervisory authority shall decide
p.(None): whether or not it will handle the case in accordance with the procedure provided in Article 60, taking into account whether or not
p.(None): there is an establishment of the controller or processor in the Member State of which the supervisory authority informed it.
p.(None): 4. Where the lead supervisory authority decides to handle the case, the procedure provided in Article 60 shall apply. The
p.(None): supervisory authority which informed the lead supervisory authority may submit to the lead supervisory authority a draft for a
p.(None): decision. The lead supervisory authority shall take utmost account of that draft when preparing the draft decision referred to in
p.(None): Article 60(3).
p.(None): 5. Where the lead supervisory authority decides not to handle the case, the supervisory authority which informed the lead
p.(None): supervisory authority shall handle it according to Articles 61 and 62.
p.(None): 6. The lead supervisory authority shall be the sole interlocutor of the controller or processor for the cross-border processing
p.(None): carried out by that controller or processor.
p.(None):
p.(None): Article 57
p.(None): Tasks
p.(None): 1. Without prejudice to other tasks set out under this Regulation, each supervisory authority shall on its territory:
p.(None): (a) monitor and enforce the application of this Regulation;
p.(None): (b) promote public awareness and understanding of the risks, rules, safeguards and rights in relation to processing. Activities
p.(None): addressed specifically to children shall receive specific attention;
p.(None): (c) advise, in accordance with Member State law, the national parliament, the government, and other institutions and bodies on
p.(None): legislative and administrative measures relating to the protection of natural persons' rights and freedoms with regard to
p.(None): processing;
p.(None): (d) promote the awareness of controllers and processors of their obligations under this Regulation;
p.(None): (e) upon request, provide information to any data subject concerning the exercise of their rights under this Regulation and, if
p.(None): appropriate, cooperate with the supervisory authorities in other Member States to that end;
p.(None): (f) handle complaints lodged by a data subject, or by a body, organisation or association in accordance with Article 80, and
p.(None): investigate, to the extent appropriate, the subject matter of the complaint and inform the complainant of the progress and the
p.(None): outcome of the investigation within a reasonable period, in particular if further investigation or coordination with another
p.(None): supervisory authority is necessary;
p.(None): (g) cooperate with, including sharing information and provide mutual assistance to, other supervisory authorities with a view to
p.(None): ensuring the consistency of application and enforcement of this Regulation;
p.(None): (h) conduct investigations on the application of this Regulation, including on the basis of information received from another
p.(None): supervisory authority or other public authority;
p.(None): (i) monitor relevant developments, insofar as they have an impact on the protection of personal data, in particular the
p.(None): development of information and communication technologies and commercial practices;
p.(None): (j) adopt standard contractual clauses referred to in Article 28(8) and in point (d) of Article 46(2);
p.(None): (k) establish and maintain a list in relation to the requirement for data protection impact assessment pursuant to Article 35(4);
p.(None): (l) give advice on the processing operations referred to in Article 36(2);
p.(None): (m) encourage the drawing up of codes of conduct pursuant to Article 40(1) and provide an opinion and approve such codes of
p.(None): conduct which provide sufficient safeguards, pursuant to Article 40(5);
p.(None): (n) encourage the establishment of data protection certification mechanisms and of data protection seals and marks pursuant to
p.(None): Article 42(1), and approve the criteria of certification pursuant to Article 42(5);
p.(None): (o) where applicable, carry out a periodic review of certifications issued in accordance with Article 42(7);
p.(None): (p) draft and publish the criteria for accreditation of a body for monitoring codes of conduct pursuant to Article 41 and of a
p.(None): certification body pursuant to Article 43;
p.(None): (q) conduct the accreditation of a body for monitoring codes of conduct pursuant to Article 41 and of a certification body pursuant
p.(None): to Article 43;
p.(None): (r) authorise contractual clauses and provisions referred to in Article 46(3);
p.(None): (s) approve binding corporate rules pursuant to Article 47;
p.(None): (t) contribute to the activities of the Board;
p.(None): (u) keep internal records of infringements of this Regulation and of measures taken in accordance with Article 58(2); and
p.(None): (v) fulfil any other tasks related to the protection of personal data.
p.(None): 2. Each supervisory authority shall facilitate the submission of complaints referred to in point (f) of paragraph 1 by measures such
p.(None): as a complaint submission form which can also be completed electronically, without excluding other means of communication.
p.(None): 3. The performance of the tasks of each supervisory authority shall be free of charge for the data subject and, where applicable,
p.(None): for the data protection officer.
p.(None): 4. Where requests are manifestly unfounded or excessive, in particular because of their repetitive character, the supervisory
p.(None): authority may charge a reasonable fee based on administrative costs, or refuse to act on the request. The supervisory authority
p.(None): shall bear the burden of demonstrating the manifestly unfounded or excessive character of the request.
p.(None):
p.(None): Article 58
p.(None): Powers
p.(None): 1. Each supervisory authority shall have all of the following investigative powers:
p.(None): (a) to order the controller and the processor, and, where applicable, the controller's or the processor's representative to provide
p.(None): any information it requires for the performance of its tasks;
p.(None): (b) to carry out investigations in the form of data protection audits;
p.(None): (c) to carry out a review on certifications issued pursuant to Article 42(7);
p.(None): (d) to notify the controller or the processor of an alleged infringement of this Regulation;
p.(None): (e) to obtain, from the controller and the processor, access to all personal data and to all information necessary for the
p.(None): performance of its tasks;
p.(None): (f) to obtain access to any premises of the controller and the processor, including to any data processing equipment and means,
p.(None): in accordance with Union or Member State procedural law.
p.(None): 2. Each supervisory authority shall have all of the following corrective powers:
p.(None): (a) to issue warnings to a controller or processor that intended processing operations are likely to infringe provisions of this
p.(None): Regulation;
p.(None): (b) to issue reprimands to a controller or a processor where processing operations have infringed provisions of this Regulation;
p.(None): (c) to order the controller or the processor to comply with the data subject's requests to exercise his or her rights pursuant to this
p.(None): Regulation;
p.(None): (d) to order the controller or processor to bring processing operations into compliance with the provisions of this Regulation,
p.(None): where appropriate, in a specified manner and within a specified period;
p.(None): (e) to order the controller to communicate a personal data breach to the data subject;
p.(None): (f) to impose a temporary or definitive limitation including a ban on processing;
p.(None): (g) to order the rectification or erasure of personal data or restriction of processing pursuant to Articles 16, 17 and 18 and the
p.(None): notification of such actions to recipients to whom the personal data have been disclosed pursuant to Article 17(2) and Article
p.(None): 19;
p.(None): (h) to withdraw a certification or to order the certification body to withdraw a certification issued pursuant to Articles 42 and 43, or
p.(None): to order the certification body not to issue certification if the requirements for the certification are not or are no longer met;
p.(None): (i) to impose an administrative fine pursuant to Article 83, in addition to, or instead of measures referred to in this paragraph,
p.(None): depending on the circumstances of each individual case;
p.(None): (j) to order the suspension of data flows to a recipient in a third country or to an international organisation.
p.(None): 3. Each supervisory authority shall have all of the following authorisation and advisory powers:
p.(None): (a) to advise the controller in accordance with the prior consultation procedure referred to in Article 36;
p.(None): (b) to issue, on its own initiative or on request, opinions to the national parliament, the Member State government or, in
p.(None): accordance with Member State law, to other institutions and bodies as well as to the public on any issue related to the
p.(None): protection of personal data;
p.(None): (c) to authorise processing referred to in Article 36(5), if the law of the Member State requires such prior authorisation;
p.(None): (d) to issue an opinion and approve draft codes of conduct pursuant to Article 40(5);
p.(None): (e) to accredit certification bodies pursuant to Article 43;
p.(None): (f) to issue certifications and approve criteria of certification in accordance with Article 42(5);
p.(None): (g) to adopt standard data protection clauses referred to in Article 28(8) and in point (d) of Article 46(2);
p.(None): (h) to authorise contractual clauses referred to in point (a) of Article 46(3);
p.(None): (i) to authorise administrative arrangements referred to in point (b) of Article 46(3);
p.(None): (j) to approve binding corporate rules pursuant to Article 47.
p.(None): 4. The exercise of the powers conferred on the supervisory authority pursuant to this Article shall be subject to appropriate
p.(None): safeguards, including effective judicial remedy and due process, set out in Union and Member State law in accordance with the
p.(None): Charter.
p.(None): 5. Each Member State shall provide by law that its supervisory authority shall have the power to bring infringements of this
p.(None): Regulation to the attention of the judicial authorities and where appropriate, to commence or engage otherwise in legal
p.(None): proceedings, in order to enforce the provisions of this Regulation.
p.(None): 6. Each Member State may provide by law that its supervisory authority shall have additional powers to those referred to in
p.(None): paragraphs 1, 2 and 3. The exercise of those powers shall not impair the effective operation of Chapter VII.
p.(None):
p.(None): Article 59
p.(None): Activity reports
p.(None): Each supervisory authority shall draw up an annual report on its activities, which may include a list of types of infringement notified
p.(None): and types of measures taken in accordance with Article 58(2). Those reports shall be transmitted to the national parliament, the
p.(None): government and other authorities as designated by Member State law. They shall be made available to the public, to the
p.(None): Commission and to the Board.
p.(None):
p.(None):
p.(None): CHAPTER VII
p.(None): Cooperation and consistency
p.(None):
p.(None):
p.(None): Section 1
p.(None): Cooperation
p.(None):
p.(None): Article 60
p.(None): Cooperation between the lead supervisory authority and the other supervisory authorities concerned
p.(None): 1. The lead supervisory authority shall cooperate with the other supervisory authorities concerned in accordance with this Article in
p.(None): an endeavour to reach consensus. The lead supervisory authority and the supervisory authorities concerned shall exchange all
p.(None): relevant information with each other.
p.(None): 2. The lead supervisory authority may request at any time other supervisory authorities concerned to provide mutual assistance
p.(None): pursuant to Article 61 and may conduct joint operations pursuant to Article 62, in particular for carrying out investigations or for
p.(None): monitoring the implementation of a measure concerning a controller or processor established in another Member State.
p.(None): 3. The lead supervisory authority shall, without delay, communicate the relevant information on the matter to the other supervisory
p.(None): authorities concerned. It shall without delay submit a draft decision to the other supervisory authorities concerned for their opinion
p.(None): and take due account of their views.
p.(None): 4. Where any of the other supervisory authorities concerned within a period of four weeks after having been consulted in
p.(None): accordance with paragraph 3 of this Article, expresses a relevant and reasoned objection to the draft decision, the lead supervisory
p.(None): authority shall, if it does not follow the relevant and reasoned objection or is of the opinion that the objection is not relevant or
p.(None): reasoned, submit the matter to the consistency mechanism referred to in Article 63.
p.(None): 5. Where the lead supervisory authority intends to follow the relevant and reasoned objection made, it shall submit to the other
p.(None): supervisory authorities concerned a revised draft decision for their opinion. That revised draft decision shall be subject to the
p.(None): procedure referred to in paragraph 4 within a period of two weeks.
p.(None): 6. Where none of the other supervisory authorities concerned has objected to the draft decision submitted by the lead supervisory
p.(None): authority within the period referred to in paragraphs 4 and 5, the lead supervisory authority and the supervisory authorities
p.(None): concerned shall be deemed to be in agreement with that draft decision and shall be bound by it.
p.(None): 7. The lead supervisory authority shall adopt and notify the decision to the main establishment or single establishment of the
p.(None): controller or processor, as the case may be and inform the other supervisory authorities concerned and the Board of the decision in
p.(None): question, including a summary of the relevant facts and grounds. The supervisory authority with which a complaint has been lodged
p.(None): shall inform the complainant on the decision.
p.(None): 8. By derogation from paragraph 7, where a complaint is dismissed or rejected, the supervisory authority with which the complaint
p.(None): was lodged shall adopt the decision and notify it to the complainant and shall inform the controller thereof.
p.(None): 9. Where the lead supervisory authority and the supervisory authorities concerned agree to dismiss or reject parts of a complaint
p.(None): and to act on other parts of that complaint, a separate decision shall be adopted for each of those parts of the matter. The lead
p.(None): supervisory authority shall adopt the decision for the part concerning actions in relation to the controller, shall notify it to the main
p.(None): establishment or single establishment of the controller or processor on the territory of its Member State and shall inform the
p.(None): complainant thereof, while the supervisory authority of the complainant shall adopt the decision for the part concerning dismissal or
p.(None): rejection of that complaint, and shall notify it to that complainant and shall inform the controller or processor thereof.
p.(None): 10. After being notified of the decision of the lead supervisory authority pursuant to paragraphs 7 and 9, the controller or
p.(None): processor shall take the necessary measures to ensure compliance with the decision as regards processing activities in the context
p.(None): of all its establishments in the Union. The controller or processor shall notify the measures taken for complying with the decision to
p.(None): the lead supervisory authority, which shall inform the other supervisory authorities concerned.
p.(None): 11. Where, in exceptional circumstances, a supervisory authority concerned has reasons to consider that there is an urgent need
p.(None): to act in order to protect the interests of data subjects, the urgency procedure referred to in Article 66 shall apply.
p.(None): 12. The lead supervisory authority and the other supervisory authorities concerned shall supply the information required under this
p.(None): Article to each other by electronic means, using a standardised format.
p.(None):
p.(None): Article 61
p.(None): Mutual assistance
p.(None): 1. Supervisory authorities shall provide each other with relevant information and mutual assistance in order to implement and
p.(None): apply this Regulation in a consistent manner, and shall put in place measures for effective cooperation with one another. Mutual
p.(None): assistance shall cover, in particular, information requests and supervisory measures, such as requests to carry out prior
p.(None): authorisations and consultations, inspections and investigations.
p.(None): 2. Each supervisory authority shall take all appropriate measures required to reply to a request of another supervisory authority
p.(None): without undue delay and no later than one month after receiving the request. Such measures may include, in particular, the
p.(None): transmission of relevant information on the conduct of an investigation.
p.(None): 3. Requests for assistance shall contain all the necessary information, including the purpose of and reasons for the request.
p.(None): Information exchanged shall be used only for the purpose for which it was requested.
p.(None): 4. The requested supervisory authority shall not refuse to comply with the request unless:
p.(None): (a) it is not competent for the subject-matter of the request or for the measures it is requested to execute; or
p.(None): (b) compliance with the request would infringe this Regulation or Union or Member State law to which the supervisory authority
p.(None): receiving the request is subject.
p.(None): 5. The requested supervisory authority shall inform the requesting supervisory authority of the results or, as the case may be, of
p.(None): the progress of the measures taken in order to respond to the request. The requested supervisory authority shall provide reasons
p.(None): for any refusal to comply with a request pursuant to paragraph 4.
p.(None): 6. Requested supervisory authorities shall, as a rule, supply the information requested by other supervisory authorities by
p.(None): electronic means, using a standardised format.
p.(None): 7. Requested supervisory authorities shall not charge a fee for any action taken by them pursuant to a request for mutual
p.(None): assistance. Supervisory authorities may agree on rules to indemnify each other for specific expenditure arising from the provision of
p.(None): mutual assistance in exceptional circumstances.
p.(None): 8. Where a supervisory authority does not provide the information referred to in paragraph 5 of this Article within one month of
p.(None): receiving the request of another supervisory authority, the requesting supervisory authority may adopt a provisional measure on the
p.(None): territory of its Member State in accordance with Article 55(1). In that case, the urgent need to act under Article 66(1) shall be
p.(None): presumed to be met and require an urgent binding decision from the Board pursuant to Article 66(2).
p.(None): 9. The Commission may, by means of implementing acts, specify the format and procedures for mutual assistance referred to in
p.(None): this Article and the arrangements for the exchange of information by electronic means between supervisory authorities, and
p.(None): between supervisory authorities and the Board, in particular the standardised format referred to in paragraph 6 of this Article. Those
p.(None): implementing acts shall be adopted in accordance with the examination procedure referred to in Article 93(2).
p.(None):
p.(None): Article 62
p.(None): Joint operations of supervisory authorities
p.(None): 1. The supervisory authorities shall, where appropriate, conduct joint operations including joint investigations and joint
p.(None): enforcement measures in which members or staff of the supervisory authorities of other Member States are involved.
p.(None): 2. Where the controller or processor has establishments in several Member States or where a significant number of data subjects
p.(None): in more than one Member State are likely to be substantially affected by processing operations, a supervisory authority of each of
p.(None): those Member States shall have the right to participate in joint operations. The supervisory authority which is competent pursuant to
p.(None): Article 56(1) or (4) shall invite the supervisory authority of each of those Member States to take part in the joint operations and shall
p.(None): respond without delay to the request of a supervisory authority to participate.
p.(None): 3. A supervisory authority may, in accordance with Member State law, and with the seconding supervisory authority's
p.(None): authorisation, confer powers, including investigative powers on the seconding supervisory authority's members or staff involved in
p.(None): joint operations or, in so far as the law of the Member State of the host supervisory authority permits, allow the seconding
p.(None): supervisory authority's members or staff to exercise their investigative powers in accordance with the law of the Member State of
p.(None): the seconding supervisory authority. Such investigative powers may be exercised only under the guidance and in the presence of
p.(None): members or staff of the host supervisory authority. The seconding supervisory authority's members or staff shall be subject to the
p.(None): Member State law of the host supervisory authority.
p.(None): 4. Where, in accordance with paragraph 1, staff of a seconding supervisory authority operate in another Member State, the
p.(None): Member State of the host supervisory authority shall assume responsibility for their actions, including liability, for any damage
p.(None): caused by them during their operations, in accordance with the law of the Member State in whose territory they are operating.
p.(None): 5. The Member State in whose territory the damage was caused shall make good such damage under the conditions applicable to
p.(None): damage caused by its own staff. The Member State of the seconding supervisory authority whose staff has caused damage to any
p.(None): person in the territory of another Member State shall reimburse that other Member State in full any sums it has paid to the persons
p.(None): entitled on their behalf.
p.(None): 6. Without prejudice to the exercise of its rights vis-à-vis third parties and with the exception of paragraph 5, each Member State
p.(None): shall refrain, in the case provided for in paragraph 1, from requesting reimbursement from another Member State in relation to
p.(None): damage referred to in paragraph 4.
p.(None): 7. Where a joint operation is intended and a supervisory authority does not, within one month, comply with the obligation laid down
p.(None): in the second sentence of paragraph 2 of this Article, the other supervisory authorities may adopt a provisional measure on the
p.(None): territory of its Member State in accordance with Article 55. In that case, the urgent need to act under Article 66(1) shall be
p.(None): presumed to be met and require an opinion or an urgent binding decision from the Board pursuant to Article 66(2).
p.(None):
p.(None):
p.(None): Section 2
p.(None): Consistency
p.(None): Article 63
p.(None): Consistency mechanism
p.(None): In order to contribute to the consistent application of this Regulation throughout the Union, the supervisory authorities shall
p.(None): cooperate with each other and, where relevant, with the Commission, through the consistency mechanism as set out in this
p.(None): Section.
p.(None):
p.(None): Article 64
p.(None): Opinion of the Board
p.(None): 1. The Board shall issue an opinion where a competent supervisory authority intends to adopt any of the measures below. To that
p.(None): end, the competent supervisory authority shall communicate the draft decision to the Board, when it:
p.(None): (a) aims to adopt a list of the processing operations subject to the requirement for a data protection impact assessment pursuant
p.(None): to Article 35(4);
p.(None): (b) concerns a matter pursuant to Article 40(7) whether a draft code of conduct or an amendment or extension to a code of
p.(None): conduct complies with this Regulation;
p.(None): (c) aims to approve the criteria for accreditation of a body pursuant to Article 41(3) or a certification body pursuant to Article 43(3);
p.(None): (d) aims to determine standard data protection clauses referred to in point (d) of Article 46(2) and in Article 28(8);
p.(None): (e) aims to authorise contractual clauses referred to in point (a) of Article 46(3); or
p.(None): (f) aims to approve binding corporate rules within the meaning of Article 47.
p.(None): 2. Any supervisory authority, the Chair of the Board or the Commission may request that any matter of general application or
p.(None): producing effects in more than one Member State be examined by the Board with a view to obtaining an opinion, in particular where
p.(None): a competent supervisory authority does not comply with the obligations for mutual assistance in accordance with Article 61 or for
p.(None): joint operations in accordance with Article 62.
p.(None): 3. In the cases referred to in paragraphs 1 and 2, the Board shall issue an opinion on the matter submitted to it provided that it has
p.(None): not already issued an opinion on the same matter. That opinion shall be adopted within eight weeks by simple majority of the
p.(None): members of the Board. That period may be extended by a further six weeks, taking into account the complexity of the subject
p.(None): matter. Regarding the draft decision referred to in paragraph 1 circulated to the members of the Board in accordance with
p.(None): paragraph 5, a member which has not objected within a reasonable period indicated by the Chair, shall be deemed to be in
p.(None): agreement with the draft decision.
p.(None): 4. Supervisory authorities and the Commission shall, without undue delay, communicate by electronic means to the Board, using a
p.(None): standardised format any relevant information, including as the case may be a summary of the facts, the draft decision, the grounds
p.(None): which make the enactment of such measure necessary, and the views of other supervisory authorities concerned.
p.(None): 5. The Chair of the Board shall, without undue, delay inform by electronic means:
p.(None): (a) the members of the Board and the Commission of any relevant information which has been communicated to it using a
p.(None): standardised format. The secretariat of the Board shall, where necessary, provide translations of relevant information; and
p.(None): (b) the supervisory authority referred to, as the case may be, in paragraphs 1 and 2, and the Commission of the opinion and
p.(None): make it public.
p.(None): 6. The competent supervisory authority shall not adopt its draft decision referred to in paragraph 1 within the period referred to in
p.(None): paragraph 3.
p.(None): 7. The supervisory authority referred to in paragraph 1 shall take utmost account of the opinion of the Board and shall, within two
p.(None): weeks after receiving the opinion, communicate to the Chair of the Board by electronic means whether it will maintain or amend its
p.(None): draft decision and, if any, the amended draft decision, using a standardised format.
p.(None): 8. Where the supervisory authority concerned informs the Chair of the Board within the period referred to in paragraph 7 of this
p.(None): Article that it does not intend to follow the opinion of the Board, in whole or in part, providing the relevant grounds, Article 65(1) shall
p.(None): apply.
p.(None):
p.(None): Article 65
p.(None): Dispute resolution by the Board
p.(None): 1. In order to ensure the correct and consistent application of this Regulation in individual cases, the Board shall adopt a binding
p.(None): decision in the following cases:
p.(None): (a) where, in a case referred to in Article 60(4), a supervisory authority concerned has raised a relevant and reasoned objection to
p.(None): a draft decision of the lead authority or the lead authority has rejected such an objection as being not relevant or reasoned.
p.(None): The binding decision shall concern all the matters which are the subject of the relevant and reasoned objection, in particular
p.(None): whether there is an infringement of this Regulation;
p.(None): (b) where there are conflicting views on which of the supervisory authorities concerned is competent for the main establishment;
p.(None): (c) where a competent supervisory authority does not request the opinion of the Board in the cases referred to in Article 64(1), or
p.(None): does not follow the opinion of the Board issued under Article 64. In that case, any supervisory authority concerned or the
p.(None): Commission may communicate the matter to the Board.
p.(None): 2. The decision referred to in paragraph 1 shall be adopted within one month from the referral of the subject-matter by a two-thirds
p.(None): majority of the members of the Board. That period may be extended by a further month on account of the complexity of the subject-
p.(None): matter. The decision referred to in paragraph 1 shall be reasoned and addressed to the lead supervisory authority and all the
p.(None): supervisory authorities concerned and binding on them.
p.(None): 3. Where the Board has been unable to adopt a decision within the periods referred to in paragraph 2, it shall adopt its decision
p.(None): within two weeks following the expiration of the second month referred to in paragraph 2 by a simple majority of the members of the
p.(None): Board. Where the members of the Board are split, the decision shall by adopted by the vote of its Chair.
p.(None): 4. The supervisory authorities concerned shall not adopt a decision on the subject matter submitted to the Board under paragraph
p.(None): 1 during the periods referred to in paragraphs 2 and 3.
p.(None): 5. The Chair of the Board shall notify, without undue delay, the decision referred to in paragraph 1 to the supervisory authorities
p.(None): concerned. It shall inform the Commission thereof. The decision shall be published on the website of the Board without delay after
p.(None): the supervisory authority has notified the final decision referred to in paragraph 6.
p.(None): 6. The lead supervisory authority or, as the case may be, the supervisory authority with which the complaint has been lodged shall
p.(None): adopt its final decision on the basis of the decision referred to in paragraph 1 of this Article, without undue delay and at the latest by
p.(None): one month after the Board has notified its decision. The lead supervisory authority or, as the case may be, the supervisory authority
p.(None): with which the complaint has been lodged, shall inform the Board of the date when its final decision is notified respectively to the
p.(None): controller or the processor and to the data subject. The final decision of the supervisory authorities concerned shall be adopted
p.(None): under the terms of Article 60(7), (8) and (9). The final decision shall refer to the decision referred to in paragraph 1 of this Article
p.(None): and shall specify that the decision referred to in that paragraph will be published on the website of the Board in accordance with
p.(None): paragraph 5 of this Article. The final decision shall attach the decision referred to in paragraph 1 of this Article.
p.(None):
p.(None): Article 66
p.(None): Urgency procedure
p.(None): 1. In exceptional circumstances, where a supervisory authority concerned considers that there is an urgent need to act in order to
p.(None): protect the rights and freedoms of data subjects, it may, by way of derogation from the consistency mechanism referred to in
p.(None): Articles 63, 64 and 65 or the procedure referred to in Article 60, immediately adopt provisional measures intended to produce legal
p.(None): effects on its own territory with a specified period of validity which shall not exceed three months. The supervisory authority shall,
p.(None): without delay, communicate those measures and the reasons for adopting them to the other supervisory authorities concerned, to
p.(None): the Board and to the Commission.
p.(None): 2. Where a supervisory authority has taken a measure pursuant to paragraph 1 and considers that final measures need urgently
p.(None): be adopted, it may request an urgent opinion or an urgent binding decision from the Board, giving reasons for requesting such
p.(None): opinion or decision.
p.(None): 3. Any supervisory authority may request an urgent opinion or an urgent binding decision, as the case may be, from the Board
p.(None): where a competent supervisory authority has not taken an appropriate measure in a situation where there is an urgent need to act,
p.(None): in order to protect the rights and freedoms of data subjects, giving reasons for requesting such opinion or decision, including for the
p.(None): urgent need to act.
p.(None): 4. By derogation from Article 64(3) and Article 65(2), an urgent opinion or an urgent binding decision referred to in paragraphs 2
p.(None): and 3 of this Article shall be adopted within two weeks by simple majority of the members of the Board.
p.(None):
p.(None): Article 67
p.(None): Exchange of information
p.(None): The Commission may adopt implementing acts of general scope in order to specify the arrangements for the exchange of
p.(None): information by electronic means between supervisory authorities, and between supervisory authorities and the Board, in particular
p.(None): the standardised format referred to in Article 64.
p.(None): Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 93(2).
p.(None):
p.(None):
p.(None): Section 3
p.(None): European data protection board
p.(None):
p.(None): Article 68
p.(None): European Data Protection Board
p.(None): 1. The European Data Protection Board (the ‘Board’) is hereby established as a body of the Union and shall have legal personality.
p.(None): 2. The Board shall be represented by its Chair.
p.(None): 3. The Board shall be composed of the head of one supervisory authority of each Member State and of the European Data
p.(None): Protection Supervisor, or their respective representatives.
p.(None): 4. Where in a Member State more than one supervisory authority is responsible for monitoring the application of the provisions
p.(None): pursuant to this Regulation, a joint representative shall be appointed in accordance with that Member State's law.
p.(None): 5. The Commission shall have the right to participate in the activities and meetings of the Board without voting right. The
p.(None): Commission shall designate a representative. The Chair of the Board shall communicate to the Commission the activities of the
p.(None): Board.
p.(None): 6. In the cases referred to in Article 65, the European Data Protection Supervisor shall have voting rights only on decisions which
p.(None): concern principles and rules applicable to the Union institutions, bodies, offices and agencies which correspond in substance to
p.(None): those of this Regulation.
p.(None): Article 69
p.(None): Independence
p.(None): 1. The Board shall act independently when performing its tasks or exercising its powers pursuant to Articles 70 and 71.
p.(None): 2. Without prejudice to requests by the Commission referred to in point (b) of Article 70(1) and in Article 70(2), the Board shall, in
p.(None): the performance of its tasks or the exercise of its powers, neither seek nor take instructions from anybody.
p.(None):
p.(None): Article 70
p.(None): Tasks of the Board
p.(None): 1. The Board shall ensure the consistent application of this Regulation. To that end, the Board shall, on its own initiative or, where
p.(None): relevant, at the request of the Commission, in particular:
p.(None): (a) monitor and ensure the correct application of this Regulation in the cases provided for in Articles 64 and 65 without prejudice
p.(None): to the tasks of national supervisory authorities;
...
p.(None): period. The Board shall, without prejudice to Article 76, make the results of the consultation procedure publicly available.
p.(None):
p.(None): Article 71
p.(None): Reports
p.(None): 1. The Board shall draw up an annual report regarding the protection of natural persons with regard to processing in the Union
p.(None): and, where relevant, in third countries and international organisations. The report shall be made public and be transmitted to the
p.(None): European Parliament, to the Council and to the Commission.
p.(None): 2. The annual report shall include a review of the practical application of the guidelines, recommendations and best practices
p.(None): referred to in point (l) of Article 70(1) as well as of the binding decisions referred to in Article 65.
p.(None):
p.(None): Article 72
p.(None): Procedure
p.(None): 1. The Board shall take decisions by a simple majority of its members, unless otherwise provided for in this Regulation.
p.(None): 2. The Board shall adopt its own rules of procedure by a two-thirds majority of its members and organise its own operational
p.(None): arrangements.
p.(None):
p.(None): Article 73
p.(None): Chair
p.(None): 1. The Board shall elect a chair and two deputy chairs from amongst its members by simple majority.
p.(None): 2. The term of office of the Chair and of the deputy chairs shall be five years and be renewable once.
p.(None):
p.(None): Article 74
p.(None): Tasks of the Chair
p.(None): 1. The Chair shall have the following tasks:
p.(None): (a) to convene the meetings of the Board and prepare its agenda;
p.(None): (b) to notify decisions adopted by the Board pursuant to Article 65 to the lead supervisory authority and the supervisory
p.(None): authorities concerned;
p.(None): (c) to ensure the timely performance of the tasks of the Board, in particular in relation to the consistency mechanism referred to in
p.(None): Article 63.
p.(None): 2. The Board shall lay down the allocation of tasks between the Chair and the deputy chairs in its rules of procedure.
p.(None):
p.(None): Article 75
p.(None): Secretariat
p.(None): 1. The Board shall have a secretariat, which shall be provided by the European Data Protection Supervisor.
p.(None): 2. The secretariat shall perform its tasks exclusively under the instructions of the Chair of the Board.
p.(None): 3. The staff of the European Data Protection Supervisor involved in carrying out the tasks conferred on the Board by this
p.(None): Regulation shall be subject to separate reporting lines from the staff involved in carrying out tasks conferred on the European Data
p.(None): Protection Supervisor.
p.(None): 4. Where appropriate, the Board and the European Data Protection Supervisor shall establish and publish a Memorandum of
p.(None): Understanding implementing this Article, determining the terms of their cooperation, and applicable to the staff of the European
p.(None): Data Protection Supervisor involved in carrying out the tasks conferred on the Board by this Regulation.
p.(None): 5. The secretariat shall provide analytical, administrative and logistical support to the Board.
p.(None): 6. The secretariat shall be responsible in particular for:
p.(None): (a) the day-to-day business of the Board;
p.(None): (b) communication between the members of the Board, its Chair and the Commission;
p.(None): (c) communication with other institutions and the public;
p.(None): (d) the use of electronic means for the internal and external communication;
p.(None): (e) the translation of relevant information;
p.(None): (f) the preparation and follow-up of the meetings of the Board;
p.(None): (g) the preparation, drafting and publication of opinions, decisions on the settlement of disputes between supervisory authorities
p.(None): and other texts adopted by the Board.
p.(None):
p.(None): Article 76
p.(None): Confidentiality
p.(None): 1. The discussions of the Board shall be confidential where the Board deems it necessary, as provided for in its rules of procedure.
p.(None): 2. Access to documents submitted to members of the Board, experts and representatives of third parties shall be governed by
p.(None): Regulation (EC) No 1049/2001 of the European Parliament and of the Council (21).
p.(None):
p.(None):
p.(None): CHAPTER VIII
p.(None): Remedies, liability and penalties
p.(None):
p.(None): Article 77
p.(None): Right to lodge a complaint with a supervisory authority
p.(None): 1. Without prejudice to any other administrative or judicial remedy, every data subject shall have the right to lodge a complaint with
p.(None): a supervisory authority, in particular in the Member State of his or her habitual residence, place of work or place of the alleged
p.(None): infringement if the data subject considers that the processing of personal data relating to him or her infringes this Regulation.
p.(None): 2. The supervisory authority with which the complaint has been lodged shall inform the complainant on the progress and the
p.(None): outcome of the complaint including the possibility of a judicial remedy pursuant to Article 78.
p.(None):
p.(None): Article 78
p.(None): Right to an effective judicial remedy against a supervisory authority
p.(None): 1. Without prejudice to any other administrative or non-judicial remedy, each natural or legal person shall have the right to an
p.(None): effective judicial remedy against a legally binding decision of a supervisory authority concerning them.
p.(None): 2. Without prejudice to any other administrative or non-judicial remedy, each data subject shall have the right to a an effective
p.(None): judicial remedy where the supervisory authority which is competent pursuant to Articles 55 and 56 does not handle a complaint or
p.(None): does not inform the data subject within three months on the progress or outcome of the complaint lodged pursuant to Article 77.
p.(None): 3. Proceedings against a supervisory authority shall be brought before the courts of the Member State where the supervisory
p.(None): authority is established.
p.(None): 4. Where proceedings are brought against a decision of a supervisory authority which was preceded by an opinion or a decision of
p.(None): the Board in the consistency mechanism, the supervisory authority shall forward that opinion or decision to the court.
p.(None):
p.(None): Article 79
p.(None): Right to an effective judicial remedy against a controller or processor
p.(None): 1. Without prejudice to any available administrative or non-judicial remedy, including the right to lodge a complaint with a
p.(None): supervisory authority pursuant to Article 77, each data subject shall have the right to an effective judicial remedy where he or she
p.(None): considers that his or her rights under this Regulation have been infringed as a result of the processing of his or her personal data in
p.(None): non-compliance with this Regulation.
p.(None): 2. Proceedings against a controller or a processor shall be brought before the courts of the Member State where the controller or
p.(None): processor has an establishment. Alternatively, such proceedings may be brought before the courts of the Member State where the
p.(None): data subject has his or her habitual residence, unless the controller or processor is a public authority of a Member State acting in
p.(None): the exercise of its public powers.
p.(None):
p.(None): Article 80
p.(None): Representation of data subjects
p.(None): 1. The data subject shall have the right to mandate a not-for-profit body, organisation or association which has been properly
p.(None): constituted in accordance with the law of a Member State, has statutory objectives which are in the public interest, and is active in
p.(None): the field of the protection of data subjects' rights and freedoms with regard to the protection of their personal data to lodge the
p.(None): complaint on his or her behalf, to exercise the rights referred to in Articles 77, 78 and 79 on his or her behalf, and to exercise the
p.(None): right to receive compensation referred to in Article 82 on his or her behalf where provided for by Member State law.
p.(None): 2. Member States may provide that any body, organisation or association referred to in paragraph 1 of this Article, independently
p.(None): of a data subject's mandate, has the right to lodge, in that Member State, a complaint with the supervisory authority which is
p.(None): competent pursuant to Article 77 and to exercise the rights referred to in Articles 78 and 79 if it considers that the rights of a data
p.(None): subject under this Regulation have been infringed as a result of the processing.
p.(None): Article 81
p.(None): Suspension of proceedings
p.(None): 1. Where a competent court of a Member State has information on proceedings, concerning the same subject matter as regards
p.(None): processing by the same controller or processor, that are pending in a court in another Member State, it shall contact that court in
p.(None): the other Member State to confirm the existence of such proceedings.
p.(None): 2. Where proceedings concerning the same subject matter as regards processing of the same controller or processor are pending
p.(None): in a court in another Member State, any competent court other than the court first seized may suspend its proceedings.
p.(None): 3. Where those proceedings are pending at first instance, any court other than the court first seized may also, on the application of
p.(None): one of the parties, decline jurisdiction if the court first seized has jurisdiction over the actions in question and its law permits the
p.(None): consolidation thereof.
p.(None):
p.(None): Article 82
p.(None): Right to compensation and liability
p.(None): 1. Any person who has suffered material or non-material damage as a result of an infringement of this Regulation shall have the
p.(None): right to receive compensation from the controller or processor for the damage suffered.
p.(None): 2. Any controller involved in processing shall be liable for the damage caused by processing which infringes this Regulation. A
p.(None): processor shall be liable for the damage caused by processing only where it has not complied with obligations of this Regulation
p.(None): specifically directed to processors or where it has acted outside or contrary to lawful instructions of the controller.
p.(None): 3. A controller or processor shall be exempt from liability under paragraph 2 if it proves that it is not in any way responsible for the
p.(None): event giving rise to the damage.
p.(None): 4. Where more than one controller or processor, or both a controller and a processor, are involved in the same processing and
p.(None): where they are, under paragraphs 2 and 3, responsible for any damage caused by processing, each controller or processor shall be
p.(None): held liable for the entire damage in order to ensure effective compensation of the data subject.
p.(None): 5. Where a controller or processor has, in accordance with paragraph 4, paid full compensation for the damage suffered, that
p.(None): controller or processor shall be entitled to claim back from the other controllers or processors involved in the same processing that
p.(None): part of the compensation corresponding to their part of responsibility for the damage, in accordance with the conditions set out in
p.(None): paragraph 2.
p.(None): 6. Court proceedings for exercising the right to receive compensation shall be brought before the courts competent under the law
p.(None): of the Member State referred to in Article 79(2).
p.(None):
p.(None): Article 83
p.(None): General conditions for imposing administrative fines
p.(None): 1. Each supervisory authority shall ensure that the imposition of administrative fines pursuant to this Article in respect of
p.(None): infringements of this Regulation referred to in paragraphs 4, 5 and 6 shall in each individual case be effective, proportionate and
p.(None): dissuasive.
p.(None): 2. Administrative fines shall, depending on the circumstances of each individual case, be imposed in addition to, or instead of,
p.(None): measures referred to in points (a) to (h) and (j) of Article 58(2). When deciding whether to impose an administrative fine and
p.(None): deciding on the amount of the administrative fine in each individual case due regard shall be given to the following:
p.(None): (a) the nature, gravity and duration of the infringement taking into account the nature scope or purpose of the processing
p.(None): concerned as well as the number of data subjects affected and the level of damage suffered by them;
p.(None): (b) the intentional or negligent character of the infringement;
p.(None): (c) any action taken by the controller or processor to mitigate the damage suffered by data subjects;
p.(None): (d) the degree of responsibility of the controller or processor taking into account technical and organisational measures
p.(None): implemented by them pursuant to Articles 25 and 32;
p.(None): (e) any relevant previous infringements by the controller or processor;
p.(None): (f) the degree of cooperation with the supervisory authority, in order to remedy the infringement and mitigate the possible
p.(None): adverse effects of the infringement;
p.(None): (g) the categories of personal data affected by the infringement;
p.(None): (h) the manner in which the infringement became known to the supervisory authority, in particular whether, and if so to what
p.(None): extent, the controller or processor notified the infringement;
p.(None): (i) where measures referred to in Article 58(2) have previously been ordered against the controller or processor concerned with
p.(None): regard to the same subject-matter, compliance with those measures;
p.(None): (j) adherence to approved codes of conduct pursuant to Article 40 or approved certification mechanisms pursuant to Article 42;
p.(None): and
p.(None): (k) any other aggravating or mitigating factor applicable to the circumstances of the case, such as financial benefits gained, or
p.(None): losses avoided, directly or indirectly, from the infringement.
p.(None): 3. If a controller or processor intentionally or negligently, for the same or linked processing operations, infringes several provisions
p.(None): of this Regulation, the total amount of the administrative fine shall not exceed the amount specified for the gravest infringement.
p.(None): 4. Infringements of the following provisions shall, in accordance with paragraph 2, be subject to administrative fines up to
p.(None): 10 000 000 EUR, or in the case of an undertaking, up to 2 % of the total worldwide annual turnover of the preceding financial year,
p.(None): whichever is higher:
p.(None): (a) the obligations of the controller and the processor pursuant to Articles 8, 11, 25 to 39 and 42 and 43;
p.(None): (b) the obligations of the certification body pursuant to Articles 42 and 43;
p.(None): (c) the obligations of the monitoring body pursuant to Article 41(4).
p.(None): 5. Infringements of the following provisions shall, in accordance with paragraph 2, be subject to administrative fines up to
p.(None): 20 000 000 EUR, or in the case of an undertaking, up to 4 % of the total worldwide annual turnover of the preceding financial year,
p.(None): whichever is higher:
p.(None): (a) the basic principles for processing, including conditions for consent, pursuant to Articles 5, 6, 7 and 9;
p.(None): (b) the data subjects' rights pursuant to Articles 12 to 22;
p.(None): (c) the transfers of personal data to a recipient in a third country or an international organisation pursuant to Articles 44 to 49;
p.(None): (d) any obligations pursuant to Member State law adopted under Chapter IX;
p.(None): (e) non-compliance with an order or a temporary or definitive limitation on processing or the suspension of data flows by the
p.(None): supervisory authority pursuant to Article 58(2) or failure to provide access in violation of Article 58(1).
p.(None): 6. Non-compliance with an order by the supervisory authority as referred to in Article 58(2) shall, in accordance with paragraph 2
p.(None): of this Article, be subject to administrative fines up to 20 000 000 EUR, or in the case of an undertaking, up to 4 % of the total
p.(None): worldwide annual turnover of the preceding financial year, whichever is higher.
p.(None): 7. Without prejudice to the corrective powers of supervisory authorities pursuant to Article 58(2), each Member State may lay
p.(None): down the rules on whether and to what extent administrative fines may be imposed on public authorities and bodies established in
p.(None): that Member State.
p.(None): 8. The exercise by the supervisory authority of its powers under this Article shall be subject to appropriate procedural safeguards
p.(None): in accordance with Union and Member State law, including effective judicial remedy and due process.
p.(None): 9. Where the legal system of the Member State does not provide for administrative fines, this Article may be applied in such a
p.(None): manner that the fine is initiated by the competent supervisory authority and imposed by competent national courts, while ensuring
p.(None): that those legal remedies are effective and have an equivalent effect to the administrative fines imposed by supervisory authorities.
p.(None): In any event, the fines imposed shall be effective, proportionate and dissuasive. Those Member States shall notify to the
p.(None): Commission the provisions of their laws which they adopt pursuant to this paragraph by 25 May 2018 and, without delay, any
p.(None): subsequent amendment law or amendment affecting them.
p.(None):
p.(None): Article 84
p.(None): Penalties
p.(None): 1. Member States shall lay down the rules on other penalties applicable to infringements of this Regulation in particular for
p.(None): infringements which are not subject to administrative fines pursuant to Article 83, and shall take all measures necessary to ensure
p.(None): that they are implemented. Such penalties shall be effective, proportionate and dissuasive.
p.(None): 2. Each Member State shall notify to the Commission the provisions of its law which it adopts pursuant to paragraph 1, by 25 May
p.(None): 2018 and, without delay, any subsequent amendment affecting them.
p.(None):
p.(None):
p.(None): CHAPTER IX
p.(None): Provisions relating to specific processing situations
p.(None):
p.(None): Article 85
p.(None): Processing and freedom of expression and information
p.(None): 1. Member States shall by law reconcile the right to the protection of personal data pursuant to this Regulation with the right to
p.(None): freedom of expression and information, including processing for journalistic purposes and the purposes of academic, artistic or
p.(None): literary expression.
p.(None): 2. For processing carried out for journalistic purposes or the purpose of academic artistic or literary expression, Member States
p.(None): shall provide for exemptions or derogations from Chapter II (principles), Chapter III (rights of the data subject), Chapter IV
p.(None): (controller and processor), Chapter V (transfer of personal data to third countries or international organisations), Chapter VI
p.(None): (independent supervisory authorities), Chapter VII (cooperation and consistency) and Chapter IX (specific data processing
p.(None): situations) if they are necessary to reconcile the right to the protection of personal data with the freedom of expression and
p.(None): information.
p.(None): 3. Each Member State shall notify to the Commission the provisions of its law which it has adopted pursuant to paragraph 2 and,
p.(None): without delay, any subsequent amendment law or amendment affecting them.
p.(None):
p.(None): Article 86
p.(None): Processing and public access to official documents
p.(None): Personal data in official documents held by a public authority or a public body or a private body for the performance of a task
p.(None): carried out in the public interest may be disclosed by the authority or body in accordance with Union or Member State law to which
p.(None): the public authority or body is subject in order to reconcile public access to official documents with the right to the protection of
p.(None): personal data pursuant to this Regulation.
p.(None): Article 87
p.(None): Processing of the national identification number
p.(None): Member States may further determine the specific conditions for the processing of a national identification number or any other
p.(None): identifier of general application. In that case the national identification number or any other identifier of general application shall be
p.(None): used only under appropriate safeguards for the rights and freedoms of the data subject pursuant to this Regulation.
p.(None):
p.(None): Article 88
p.(None): Processing in the context of employment
p.(None): 1. Member States may, by law or by collective agreements, provide for more specific rules to ensure the protection of the rights
p.(None): and freedoms in respect of the processing of employees' personal data in the employment context, in particular for the purposes of
p.(None): the recruitment, the performance of the contract of employment, including discharge of obligations laid down by law or by collective
p.(None): agreements, management, planning and organisation of work, equality and diversity in the workplace, health and safety at work,
p.(None): protection of employer's or customer's property and for the purposes of the exercise and enjoyment, on an individual or collective
p.(None): basis, of rights and benefits related to employment, and for the purpose of the termination of the employment relationship.
...
p.(None): Article 58(1) in relation to controllers or processors that are subject, under Union or Member State law or rules established by
p.(None): national competent bodies, to an obligation of professional secrecy or other equivalent obligations of secrecy where this is
p.(None): necessary and proportionate to reconcile the right of the protection of personal data with the obligation of secrecy. Those rules
p.(None): shall apply only with regard to personal data which the controller or processor has received as a result of or has obtained in an
p.(None): activity covered by that obligation of secrecy.
p.(None): 2. Each Member State shall notify to the Commission the rules adopted pursuant to paragraph 1, by 25 May 2018 and, without
p.(None): delay, any subsequent amendment affecting them.
p.(None):
p.(None): Article 91
p.(None): Existing data protection rules of churches and religious associations
p.(None): 1. Where in a Member State, churches and religious associations or communities apply, at the time of entry into force of this
p.(None): Regulation, comprehensive rules relating to the protection of natural persons with regard to processing, such rules may continue to
p.(None): apply, provided that they are brought into line with this Regulation.
p.(None): 2. Churches and religious associations which apply comprehensive rules in accordance with paragraph 1 of this Article shall be
p.(None): subject to the supervision of an independent supervisory authority, which may be specific, provided that it fulfils the conditions laid
p.(None): down in Chapter VI of this Regulation.
p.(None): CHAPTER X
p.(None): Delegated acts and implementing acts
p.(None):
p.(None): Article 92
p.(None): Exercise of the delegation
p.(None): 1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.
p.(None): 2. The delegation of power referred to in Article 12(8) and Article 43(8) shall be conferred on the Commission for an indeterminate
p.(None): period of time from 24 May 2016.
p.(None): 3. The delegation of power referred to in Article 12(8) and Article 43(8) may be revoked at any time by the European Parliament or
p.(None): by the Council. A decision of revocation shall put an end to the delegation of power specified in that decision. It shall take effect the
p.(None): day following that of its publication in the Official Journal of the European Union or at a later date specified therein. It shall not affect
p.(None): the validity of any delegated acts already in force.
p.(None): 4. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the
p.(None): Council.
p.(None): 5. A delegated act adopted pursuant to Article 12(8) and Article 43(8) shall enter into force only if no objection has been expressed
p.(None): by either the European Parliament or the Council within a period of three months of notification of that act to the European
p.(None): Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the
p.(None): Commission that they will not object. That period shall be extended by three months at the initiative of the European Parliament or
p.(None): of the Council.
p.(None):
p.(None): Article 93
p.(None): Committee procedure
...
Orphaned Trigger Words
p.(None): which it is established whether data processing operations involve a risk or a high risk.
p.(None): (77) Guidance on the implementation of appropriate measures and on the demonstration of compliance by the controller or the
p.(None): processor, especially as regards the identification of the risk related to the processing, their assessment in terms of origin,
p.(None): nature, likelihood and severity, and the identification of best practices to mitigate the risk, could be provided in particular by
p.(None): means of approved codes of conduct, approved certifications, guidelines provided by the Board or indications provided by a
p.(None): data protection officer. The Board may also issue guidelines on processing operations that are considered to be unlikely to
p.(None): result in a high risk to the rights and freedoms of natural persons and indicate what measures may be sufficient in such cases
p.(None): to address such risk.
p.(None): (78) The protection of the rights and freedoms of natural persons with regard to the processing of personal data require that
p.(None): appropriate technical and organisational measures be taken to ensure that the requirements of this Regulation are met. In
p.(None): order to be able to demonstrate compliance with this Regulation, the controller should adopt internal policies and implement
p.(None): measures which meet in particular the principles of data protection by design and data protection by default. Such measures
p.(None): could consist, inter alia, of minimising the processing of personal data, pseudonymising personal data as soon as possible,
p.(None): transparency with regard to the functions and processing of personal data, enabling the data subject to monitor the data
p.(None): processing, enabling the controller to create and improve security features. When developing, designing, selecting and using
p.(None): applications, services and products that are based on the processing of personal data or process personal data to fulfil their
p.(None): task, producers of the products, services and applications should be encouraged to take into account the right to data
p.(None): protection when developing and designing such products, services and applications and, with due regard to the state of the
p.(None): art, to make sure that controllers and processors are able to fulfil their data protection obligations. The principles of data
p.(None): protection by design and by default should also be taken into consideration in the context of public tenders.
p.(None): (79) The protection of the rights and freedoms of data subjects as well as the responsibility and liability of controllers and
p.(None): processors, also in relation to the monitoring by and measures of supervisory authorities, requires a clear allocation of the
p.(None): responsibilities under this Regulation, including where a controller determines the purposes and means of the processing
p.(None): jointly with other controllers or where a processing operation is carried out on behalf of a controller.
...
p.(None): (88) In setting detailed rules concerning the format and procedures applicable to the notification of personal data breaches, due
p.(None): consideration should be given to the circumstances of that breach, including whether or not personal data had been protected
p.(None): by appropriate technical protection measures, effectively limiting the likelihood of identity fraud or other forms of misuse.
p.(None): Moreover, such rules and procedures should take into account the legitimate interests of law-enforcement authorities where
p.(None): early disclosure could unnecessarily hamper the investigation of the circumstances of a personal data breach.
p.(None): (89) Directive 95/46/EC provided for a general obligation to notify the processing of personal data to the supervisory authorities.
p.(None): While that obligation produces administrative and financial burdens, it did not in all cases contribute to improving the
p.(None): protection of personal data. Such indiscriminate general notification obligations should therefore be abolished, and replaced
p.(None): by effective procedures and mechanisms which focus instead on those types of processing operations which are likely to
p.(None): result in a high risk to the rights and freedoms of natural persons by virtue of their nature, scope, context and purposes. Such
p.(None): types of processing operations may be those which in, particular, involve using new technologies, or are of a new kind and
p.(None): where no data protection impact assessment has been carried out before by the controller, or where they become necessary
p.(None): in the light of the time that has elapsed since the initial processing.
p.(None): (90) In such cases, a data protection impact assessment should be carried out by the controller prior to the processing in order to
p.(None): assess the particular likelihood and severity of the high risk, taking into account the nature, scope, context and purposes of
p.(None): the processing and the sources of the risk. That impact assessment should include, in particular, the measures, safeguards
p.(None): and mechanisms envisaged for mitigating that risk, ensuring the protection of personal data and demonstrating compliance
p.(None): with this Regulation.
p.(None): (91) This should in particular apply to large-scale processing operations which aim to process a considerable amount of personal
p.(None): data at regional, national or supranational level and which could affect a large number of data subjects and which are likely to
p.(None): result in a high risk, for example, on account of their sensitivity, where in accordance with the achieved state of technological
p.(None): knowledge a new technology is used on a large scale as well as to other processing operations which result in a high risk to
p.(None): the rights and freedoms of data subjects, in particular where those operations render it more difficult for data subjects to
p.(None): exercise their rights. A data protection impact assessment should also be made where personal data are processed for taking
p.(None): decisions regarding specific natural persons following any systematic and extensive evaluation of personal aspects relating to
...
Appendix
Indicator List
Indicator | Vulnerability |
abuse | Victim of Abuse |
access | Access to Social Goods |
age | Age |
authority | Relationship to Authority |
child | Child |
children | Child |
criminal | criminal |
dependent | Dependent |
disability | Mentally Disabled |
education | education |
educational | education |
emergencies | patients in emergency situations |
emergency | Public Emergency |
employees | employees |
ethnic | Ethnicity |
family | Motherhood/Family |
home | Property Ownership |
incapable | Mentally Incapacitated |
language | Linguistic Proficiency |
linguistic | Linguistic Proficiency |
minor | Youth/Minors |
occupation | Occupation |
officer | Police Officer |
opinion | philosophical differences/differences of opinion |
party | political affiliation |
physically | Physically Disabled |
political | political affiliation |
property | Property Ownership |
racial | Racial Minority |
religion | Religion |
religious | Religion |
restricted | Incarcerated |
single | Marital Status |
substance | Drug Usage |
unemployment | Unemployment |
union | Trade Union Membership |
unlawful | Illegal Activity |
vulnerable | vulnerable |
Indicator Peers (Indicators in Same Vulnerability)
Indicator | Peers |
child | ['children'] |
children | ['child'] |
education | ['educational'] |
educational | ['education'] |
home | ['property'] |
language | ['linguistic'] |
linguistic | ['language'] |
party | ['political'] |
political | ['party'] |
property | ['home'] |
religion | ['religious'] |
religious | ['religion'] |
Trigger Words
capacity
consent
cultural
developing
ethics
justice
protect
protection
risk
sensitive
Applicable Type / Vulnerability / Indicator Overlay for this Input